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Who we work with | FCA
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js-view-dom-id-d2d7c952aa57873085dd09be52dd88db0d2b5c534c0d613c894c74ef45eb325b"> <div class="view-content"> <div class="item-list"> <ul> <li class="menu--item"><a href="/about/what-we-do/the-fca" hreflang="en">About the FCA</a></li> <li class="menu--item"><a href="/about/what-we-do/enhancing-market-integrity" hreflang="en">Enhancing market integrity</a></li> <li class="menu--item"><a href="/about/how-we-work-menu" hreflang="en">How we work</a></li> <li class="menu--item"><a href="/about/what-we-do/promoting-competition" hreflang="en">Promoting competition</a></li> <li class="menu--item"><a href="/about/what-we-do/protecting-consumers" hreflang="en">Protecting consumers</a></li> </ul> </div> </div> </div> </div> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><span class="no-link">How we regulate</span></h4><div class="view view-megamenu-block-items view-id-megamenu_block_items view-display-id-default js-view-dom-id-f7f4725600ff803f400bf78fb68ea87c32b6c7899cfc7a38746293edf4566fcc"> <div class="view-content"> <div class="item-list"> <ul> <li class="menu--item"><a href="/authorisation-menu" hreflang="en">Authorisation</a></li> <li class="menu--item"><a href="/about/how-we-regulate/enforcement" hreflang="en">Enforcement</a></li> <li class="menu--item"><a href="/about/how-we-regulate/handbook" hreflang="en">Handbook of rules and guidance</a></li> <li class="menu--item"><a href="/about/how-we-regulate/international-standards-regulations" hreflang="en">International standards and regulations</a></li> <li class="menu--item"><a href="/about/how-we-regulate/supervision" hreflang="en">Supervision</a></li> </ul> </div> </div> </div> </div> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><span class="no-link">How we operate</span></h4><div class="view view-megamenu-block-items view-id-megamenu_block_items view-display-id-default js-view-dom-id-c14d82fcae1ea3a028389096e3dd6df1932368dcd06f03eb41d228eb524f181b"> <div class="view-content"> <div class="item-list"> <ul> <li class="menu--item"><a href="/about/how-we-operate/complain-about-regulators" hreflang="en">Complain about us, the PRA or the Bank of England (the regulators)</a></li> <li class="menu--item"><a href="/about/how-we-operate/corporate-responsibility" hreflang="en">Corporate responsibility</a></li> <li class="menu--item"><a href="/about/how-we-operate/diversity-equity-inclusion" hreflang="en">Diversity, equity and inclusion</a></li> <li class="menu--item"><a href="/about/how-we-operate/environmental-sustainability" hreflang="en">Environmental sustainability</a></li> <li class="menu--item"><a href="/about/how-we-operate/who-work-with" hreflang="en">Who we work with</a></li> </ul> </div> </div> </div> </div> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><span class="no-link">Who we are</span></h4><div class="view view-megamenu-block-items view-id-megamenu_block_items view-display-id-default js-view-dom-id-b4d23a30e574ce8f0fcd2e37caad49790d8bdc364d934760a0f13f7276537329"> <div class="view-content"> <div class="item-list"> <ul> <li class="menu--item"><a href="/about/who-we-are/chair" hreflang="en">Chair</a></li> <li class="menu--item"><a href="/about/who-we-are/chief-executive" hreflang="en">Chief Executive</a></li> <li class="menu--item"><a href="/about/who-we-are/committees" hreflang="en">Committees</a></li> <li class="menu--item"><a href="/about/who-we-are/executive-committees" hreflang="en">Executive committees</a></li> <li class="menu--item"><a href="/about/who-we-are/fca-board" hreflang="en">FCA Board</a></li> </ul> </div> </div> </div> </div> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><span class="no-link">Join us</span></h4><div class="view view-megamenu-block-items view-id-megamenu_block_items view-display-id-default js-view-dom-id-061eaaaa32ed3fd784284ed2aa2e27cbbea8807e1ea198963107691f51a12260"> <div class="view-content"> <div class="item-list"> <ul> <li class="menu--item"><a href="/careers-home" hreflang="en">Careers home</a></li> <li class="menu--item"><a href="/careers/early-careers" hreflang="en">Early careers</a></li> <li class="menu--item"><a href="/careers/experienced-professionals" hreflang="en">Experienced professionals</a></li> </ul> </div> </div> </div> </div> </div> <div class="views-element-container form-group"><div class="megamenu-footer view view-megamenu-footer view-id-megamenu_footer view-display-id-block js-view-dom-id-468763ef834fcee79956f34db78f1042a97e01b3415ec61aeec9b7d5610742a3"> </div> </div> <button tabindex="0" aria-label="Close menu link" class="megamenu__close btn--close text-hide hidden-xs js-megamenu-close">Close menu</button> </div> </div> </div> </div> </li> <li class="tb-megamenu-item level-1 mega dropdown col-xs-12 col-sm-2 mega-menu__level-one-item mega-menu__firms"> <a href="/firms" class="dropdown-toggle mega-menu__level-one-link" data-drupal-link-system-path="node/2886">Firms</a> <div class="megamenu__menu view view-megamenu-block view-id-megamenu_block view-display-id-megamenu_block_contextual dropdown-menu mega-menu__level-two-wrapper"> <div class="view-content"> <div class="container"> <div class="row"> <div class="views-element-container form-group"><div class="megamenu-promo view view-megamenu-promo-content view-id-megamenu_promo_content view-display-id-block js-view-dom-id-2ab1d553ba358b8e0db5dd1ffb3a3276123b503596e20b67b7e538063e785f7d"> <h3 class="promo-block__title heading__underline">Firms overview</h3> <div class="view-content"> <div class="views-row"><div class="promo-block__copy"><p>Go to our dedicated section to see support for firms and our latest policy updates.</p> <p> </p> </div><a href="/firms" class="promo-block__read-more btn btn--arrow-right" aria-label="Firms overview - Find out more">Find out more</a></div> </div> </div> </div> <div class="megamenu-categories"> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><a href="/firms/authorisation" hreflang="en">Firm authorisation</a></h4><div class="view view-megamenu-block-items view-id-megamenu_block_items view-display-id-default js-view-dom-id-b9b6e228aa7870a56b9c7ab08b09bef38282cc991172bf2674692f6fdcb4c757"> <div class="view-content"> <div class="item-list"> <ul> <li class="menu--item"><a href="/firms/authorisation" hreflang="en">Authorisation</a></li> <li class="menu--item"><a href="/firms/authorisation/cancel" hreflang="en">Cancelling an authorisation or registration</a></li> <li class="menu--item"><a href="/firms/check-if-firm-authorised" hreflang="en">Check if a firm is authorised</a></li> <li class="menu--item"><a href="/firms/authorisation/apply" hreflang="en">How to apply for authorisation or registration</a></li> </ul> </div> </div> </div> </div> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><span class="no-link">Regulated firms</span></h4><div class="megamenu__menu view view-megamenu-block view-id-megamenu_block view-display-id-megamenu_firms_types js-view-dom-id-8f6ad4d37d956a3a9c6004293441c915572db51c30e8ca095769d8c3dc3e0762 dropdown-menu mega-menu__level-two-wrapper"> <div class="view-content"> <div class="container"> <div class="row"> <div class="megamenu-categories"> <div class="item-list firms-types"> <ul> <li class="menu--item"><a href="/firms" hreflang="en">All firms</a></li> <li class="menu--item"><a href="/firms/claims-management-companies" hreflang="en">Claims management companies</a></li> <li class="menu--item"><a href="/firms/consumer-credit" hreflang="en">Consumer credit firms</a></li> <li class="menu--item"><a href="/firms/electronic-money-payment-institutions" hreflang="en">Electronic money and payment institutions</a></li> <li class="menu--item"><a href="/firms/funeral-plan-providers-intermediaries" hreflang="en">Funeral plan providers and intermediaries</a></li> <li class="menu--item"><a href="/firms/innovation" hreflang="en">Innovation Hub</a></li> <li class="menu--item"><a href="/firms/mutual-societies" hreflang="en">Mutual societies</a></li> </ul> </div> </div> <button tabindex="0" aria-label="Close menu link" class="megamenu__close btn--close text-hide hidden-xs js-megamenu-close">Close menu</button> </div> </div> </div> </div> </div> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><span class="no-link">Tasks for firms</span></h4><div class="view view-megamenu-block-items view-id-megamenu_block_items view-display-id-default js-view-dom-id-e91927deb6cbccb618e112eb363e181b5c30789016308d0d1cc3d42d634b00d3"> <div class="view-content"> <div class="item-list"> <ul> <li class="menu--item"><a href="/firms/approved-persons" hreflang="en">Approved persons</a></li> <li class="menu--item"><a href="/firms/change-control" hreflang="en">Change in control</a></li> <li class="menu--item"><a href="/firms/fees" hreflang="en">Fees and levies</a></li> <li class="menu--item"><a href="/firms/firm-details" hreflang="en">Keeping your firm's details up to date</a></li> <li class="menu--item"><a href="/firms/appointed-representatives-principals" hreflang="en">Principals and appointed representatives </a></li> </ul> </div> </div> </div> </div> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><a href="/firms/consumer-duty" hreflang="en">Focus areas</a></h4><div class="view view-megamenu-block-items view-id-megamenu_block_items view-display-id-default js-view-dom-id-fb3d10b230ec224e3fc371a04666c17621f2302d0b9f99669793af32c8fd7d0c"> <div class="view-content"> <div class="item-list"> <ul> <li class="menu--item"><a href="/firms/consumer-duty" hreflang="en">Consumer Duty</a></li> <li class="menu--item"><a href="/firms/cost-living-firm-information" hreflang="en">Cost of living: firm information</a></li> <li class="menu--item"><a href="/firms/cryptoassets-information" hreflang="en">Cryptoassets</a></li> <li class="menu--item"><a href="/firms/access-to-cash" hreflang="en">Helping people access cash</a></li> <li class="menu--item"><a href="/firms/regulatory-framework-reforms" hreflang="en">Regulatory framework reforms</a></li> <li class="menu--item"><a href="/firms/senior-managers-certification-regime" hreflang="en">Senior Managers and Certification Regime </a></li> </ul> </div> </div> </div> </div> </div> <div class="views-element-container form-group"><div class="megamenu-footer view view-megamenu-footer view-id-megamenu_footer view-display-id-block js-view-dom-id-4864bcc4234a32190e7172d0d0e3f127b592366f25f9f08807895c0afc2ad604"> <div class="view-content"> <div style="background-image: url(https://www.fca.org.uk/sites/default/files/styles/no_style/public/media/images/megamenu-banner-consumer-duty-350_78.jpg?itok=5eIJffZC);" class="megamenu-footer__image" > </div> <div class="views-row"><div class="megamenu-footer__copy"><p class="megamenu-footer__title">Consumer Duty </p> <p>We're hosting events to help firms prepare for the new rules. Sign up to hear about these and related communications.</p> </div><a href="/sign-consumer-duty-email-updates" class="megamenu-footer__read-more btn btn--arrow-right" aria-label="Consumer Duty - Sign up">Sign up</a></div> </div> </div> </div> <button tabindex="0" aria-label="Close menu link" class="megamenu__close btn--close text-hide hidden-xs js-megamenu-close">Close menu</button> </div> </div> </div> </div> </li> <li class="tb-megamenu-item level-1 mega dropdown col-xs-12 col-sm-2 mega-menu__level-one-item mega-menu__markets"> <a href="/markets" class="dropdown-toggle mega-menu__level-one-link" data-drupal-link-system-path="node/2891">Markets</a> <div class="megamenu__menu view view-megamenu-block view-id-megamenu_block view-display-id-megamenu_block_contextual dropdown-menu mega-menu__level-two-wrapper"> <div class="view-content"> <div class="container"> <div class="row"> <div class="views-element-container form-group"><div class="view view-megamenu-promo-content 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class="highlighted"> <div class="region region-highlighted"> <div data-drupal-messages-fallback class="hidden"></div> </div> </div> <a id="main-content"></a> <div class="region region-content"> <div class="container container-header-- "> <div class="row row--relative"> <div data-history-node-id="3516" about="/about/how-we-operate/who-work-with" class="article-header col-xs-12 four-step-limit col-sm-9"> <h1 class="page-header"> <span>Who we work with</span> </h1> <div class="article-meta "> <span class="pubdate">First published: <time datetime="2016-04-18T23:01:00Z">19/04/2016</time> </span> <span class="pubdate latest">Last updated: <span class="date">19/07/2022</span></span> <span class="revisions"><a href="#revisions">See all updates</a></span> </div> </div> </div> </div> <div class="container"> <div class="row"> <article data-history-node-id="3516" about="/about/how-we-operate/who-work-with" class="article-header col-xs-12 four-step-limit col-sm-9 has-sidebar clearfix"> <div class="node-content__wrapper node-content__wrapper--border"> <section class="copy-highlighted copy-block component fca-colour--6c1d45 default"> <div class="container"> <p>Find out more about the UK agencies, government departments, Designated Professional Bodies and other regulators we cooperate with.</p> </div> </section> <section class="copy-block default"> <div class="container"> <p>The UK’s approach to financial regulation involves several different organisations, each with their own responsibilities and objectives. These include:</p> <ul> <li><a href="http://www.bankofengland.co.uk/pra/Pages/default.aspx" target="_blank">Prudential Regulation Authority (PRA)</a></li> <li><a href="http://www.bankofengland.co.uk/" target="_blank">Bank of England</a></li> <li><a href="https://www.bankofengland.co.uk/about/people/financial-policy-committee" target="_blank">Financial Policy Committee</a></li> <li><a href="https://www.gov.uk/government/organisations/hm-treasury" target="_blank">The Treasury</a></li> </ul> </div> </section> <section id="section-other-bodies-we-work-with" class="copy-block fca-about"> <div class="container"> <h2>Other bodies we work with</h2> <p><a href="https://www.moneyhelper.org.uk/en">MoneyHelper</a> provides free, impartial financial information and education.</p> <p>The <a href="https://maps.org.uk/">Money and Pensions Service (MaPS)</a> is sponsored by the Department for Work and Pensions and works to ensure that people across the UK can access high-quality money and pensions guidance and debt advice.</p> <p>The <a href="https://www.gov.uk/government/organisations/department-for-business-innovation-skills" target="_blank">Department for Business Innovation and Skills</a> is responsible for company law and insolvency matters and for most investigations and prosecutions under the Companies Acts.</p> <p>The <a href="http://www.dwp.gov.uk/" target="_blank">Department for Work and Pensions</a> is responsible for public policy on pensions.</p> <p>The <a href="https://www.psr.org.uk/">Payment Systems Regulator (PSR)</a> is a subsidiary of the FCA and the independent economic regulator for the payment systems industry in the UK.</p> <p><a href="http://www.thepensionsregulator.gov.uk/" target="_blank">The Pensions Regulator (TPR)</a> regulates occupational pension schemes.</p> <p>The <a href="http://www.sfo.gov.uk/" target="_blank">Serious Fraud Office</a> investigates serious and complex fraud, and prosecutes fraudsters.</p> <p>The <a href="https://www.financial-ombudsman.org.uk/">Financial Ombudsman Service</a> is the independent body which settles complaints about financial services firms. Read our joint formal agreement with the regulatory family for closer working on financial issues, the <a href="https://www.financial-ombudsman.org.uk/who-we-are/work-other-organisations/wider-implications-framework">Wider Implications Framework</a>.</p> <p>The <a href="http://www.fscs.org.uk/" target="_blank">Financial Services Compensation Scheme (FSCS)</a> is the independent body that handles claims for compensation from consumers when regulated firms fail.</p> <p>The <a href="http://www.nationalcrimeagency.gov.uk/">National Crime Agency</a> is a UK national law enforcement agency with responsibility for intelligence and the operational response to serious and organised crime.</p> <p>The <a href="https://equalityhumanrights.com/en">Equality and Human Rights Commission</a> is the regulator responsible for enforcing the Equality Act 2010. </p> <p>The <a href="https://www.gov.uk/government/groups/uk-competition-network">UK Competition Network</a> is an alliance of UK sector regulators that have a duty to promote competition in the interests of consumers.</p> <p>The <a href="http://www.ukrn.org.uk/">UK Regulators’ Network</a> is an initiative among UK regulators, including the FCA, to enhance collaboration on issues of shared relevance.</p> </div> </section> <section id="section-designated-professional-bodies-dpbs-" class="copy-block fca-about"> <div class="container"> <h2>Designated Professional Bodies (DPBs)</h2> <p>A DPB is an organisation that regulates and supervises members of exempt professional firms.</p> <p>Under the Financial Services and Markets Act 2000, an exempt professional firm doesn’t need to be directly authorised by the FCA if its financial services activities are complementary to its main professional services.</p> </div> </section> <section class="expandable-content component default"> <div class="nav nav-stacked component component--expandable" id="expandable1037321"> <div class="expandable panel component"> <a class="expandable-title collapsed" data-toggle="collapse" href="#expandable1037316" aria-expanded="false"> <p> Designated Professional Bodies (DPBs) </p> </a> <div id="expandable1037316" class="collapse"> <div class="expandable-body copy-block"> <ul> <li><a href="https://www.accaglobal.com/gb/en.html">Association of Chartered Certified Accountants (ACCA)</a></li> <li><a href="https://www.clc-uk.org/">Council for Licensed Conveyancers</a></li> <li><a href="https://actuaries.org.uk/">Institute and Faculty of Actuaries (IFoA)</a></li> <li><a href="https://www.icaew.com/">Institute of Chartered Accountants in England and Wales (ICAEW)</a></li> <li><a href="https://www.icas.com/">Institute of Chartered Accountants of Scotland (ICAS)</a></li> <li><a href="https://www.charteredaccountants.ie/">Chartered Accountants Ireland</a></li> <li><a href="https://www.lawsociety.org.uk/">The Law Society of England and Wales</a></li> <li><a href="https://www.lawsoc-ni.org/">The Law Society of Northern Ireland</a></li> <li><a href="https://www.lawscot.org.uk/">The Law Society of Scotland</a></li> <li><a href="https://www.rics.org/uk/">Royal Institution of Chartered Surveyors (RICS)</a></li> </ul> </div> </div> </div> </div> </section> <div class="node_view"></div> <div class="read-next-previous"> <div class="read-next-previous__multiple"> <h3>Read next</h3> <div class="read-next-previous__links"> <a href="/about/what-we-do/the-fca">About the FCA</a> </div> </div> </div> <div id="revisions" class="page-revisions container"> <button class="h3 page-revisions__title" aria-expanded="false">Page updates</button> <div class="view view-page-update-revision-logs view-id-page_update_revision_logs view-display-id-revision_log js-view-dom-id-41a34fc2bdaad3be404970e2c5f1f078ef877fcefa19fcf5643ac5bab2c0800d"> <div class="view-content"> <div class="views-row"><span class="views-field views-field-changed"><span class="field-content"><time datetime="2022-07-19T17:17:18+01:00">19/07/2022</time> : </span></span><span 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