CINXE.COM

Office of Compliance & Ethics | University of Houston System

<!DOCTYPE HTML><html lang="en"> <head> <meta charset="UTF-8"> <meta http-equiv="x-ua-compatible" content="ie=edge"> <title>Office of Compliance &amp; Ethics | University of Houston System</title> <link rel="canonical" href="https://uhsystem.edu/resources/compliance-ethics/index.php"> <meta name="viewport" content="width=device-width, initial-scale=1, shrink-to-fit=no"> <link rel="preconnect" href="https://fonts.gstatic.com" crossorigin="" /> <link href="https://fonts.googleapis.com/css2?family=Crimson+Pro:ital,wght@0,400;0,600;0,700;1,400;1,600;1,700&amp;family=League+Gothic&amp;family=Source+Sans+Pro:ital,wght@0,200;0,400;0,700;0,900;1,200;1,400;1,700;1,900&amp;display=swap" rel="stylesheet" /> <link href="/_resources/css/vendor/bootstrap-5.3.3.css" rel="stylesheet" /> <script defer src="/_resources/js/vendor/bootstrap.bundle.min.js"></script> <script src="/_resources/js/vendor/jquery.js"></script> <script src="/_resources/js/vendor/modernizr.js"></script> <link href="/_resources/css/vendor/tiny-slider.css" rel="stylesheet" /> <script src="/_resources/js/vendor/tiny-slider.js"></script> <link href="/_resources/css/vendor/owl.carousel.css" rel="stylesheet" /> <script src="/_resources/js/vendor/owl.carousel.js"></script> <link href="/_resources/css/global.css" rel="stylesheet" /> <script src="/_resources/js/global.js"></script> <!-- end of include --> <!-- Insert google analytics here --> <meta property="og:image" content="https://www.uh.edu/images/interlocking-uh.png"> <meta property="og:image:alt" content="Interlocking UH logo"> <meta property="og:title" content="Office of Compliance &amp; Ethics | University of Houston System"> <meta property="og:url" content="https://uhsystem.edu/resources/compliance-ethics/index.php"> <meta property="og:description" content=""> <meta property="og:type" content=""> <meta property="og:updated_time" content="2025-02-07T06:44:00.602305836-08:00"> <meta name="twitter:card" content="summary_large_image"> <meta name="twitter:url" content="https://uhsystem.edu/resources/compliance-ethics/index.php"> <meta name="twitter:title" content="Office of Compliance &amp; Ethics | University of Houston System"> <meta name="twitter:description" content=""> <meta name="twitter:site" content="University of Houston"> </head> <body><!-- Google Tag Manager (noscript) --> <noscript><iframe src="https://www.googletagmanager.com/ns.html?id=GTM-P5NFXTH" height="0" width="0" style="display:none;visibility:hidden"></iframe></noscript> <!-- End Google Tag Manager (noscript) --> <header> <div class="site-navigation"><a class="skipToContent" href="#main-content" tabindex="1">Skip to main content</a><nav class="nav-main d-none d-sm-block"> <div class="container"><a href="/"><img alt="Logo" class="main-logo" src="/_resources/images/uhs-logos-rgb-secondary-white.svg"></a> <ul class="nav-main-list-items"> <li class="search-bar"> <form action="https://modern.web.uhsystem.edu/search/" class="global-search" id="globalSearch" method="get" role="search"> <div class="container-search-bar"><label class="sr-only" for="globalSearchField">Search Field</label><input class="search-field" id="globalSearchField" name="q" placeholder="" type="text"><img alt="Magnifying-glass icon" class="magnifying-glass" src="/_resources/images/magnifying-glass-solid.svg"><button class="search-submit" type="submit"></button></div> </form> </li> </ul></div> </nav> <nav class="navbar navbar-default" id="nav-mobile"> <div class="container-fluid"> <div class="navbar-header"><a class="navbar-brand" href="/"><img alt="logo" src="/_resources/images/uhs-logos-rgb-secondary-white.svg"></a><button class="navbar-toggler" aria-expanded="false" aria-label="Toggle navigation"><span class="sr-only">Toggle navigation</span><span class="icon-bar"></span><span class="icon-bar"></span><span class="icon-bar"></span></button></div> <div class="navbar-collapse collapse"> <div aria-multiselectable="true" class="panel-group" id="accordion" role="tablist"> <div class="nav-main"> <div class="container-fluid-mobile"> <ul class="nav-main-list-items"> <li class="search-bar"> <form action="https://uhsystem.edu/search" class="global-search" id="globalSearch" method="get" role="search"> <div class="container-search-bar"><input class="search-field" id="globalSearchField" name="q" placeholder="" type="text"><img alt="Magnifying-glass icon" class="magnifying-glass" src="/_resources/images/magnifying-glass-solid.svg"><button class="search-submit" type="submit"></button></div> </form> </li> </ul> <div class="mobile-nav-main-items"> <div class="flex-container"> <ul class="nav-main-items"></ul> </div> </div></div> </div> </div> </div> </div> </nav> <div xmlns:xlink="http://www.w3.org/1999/xlink" class="uh-header uh-header-secondary"> <div class="site-name" style="margin: 0;"> <div class="container"> <h1><a href="/index.php">University of Houston System</a></h1> </div> </div> <nav class="site-nav navbar-collapse collapse"> <div class="container"> <ul class="nav-primary"> <li><a href="/about/">About<span class="caret"><svg viewBox="0 0 24 24"> <path d="M16.23,8.65L12,12.88L7.77,8.65c-0.39-0.39-1.02-0.39-1.41,0L5.65,9.35c-0.39,0.39-0.39,1.02,0,1.41l5.65,5.65 c0.39,0.39,1.02,0.39,1.41,0l5.65-5.65c0.39-0.39,0.39-1.02,0-1.41l-0.71-0.71C17.26,8.26,16.62,8.26,16.23,8.65z"></path></svg></span></a><ul class="children"> <li><a href="/about/institutions/">UHS Institutions</a></li> <li><a href="/about/uhs-leadership/">UHS Leadership</a></li> <li><a href="/about/mission-statements/">UHS Mission and Goals</a></li> <li><a href="/about/planning-and-performance/">UHS Planning and Performance</a></li> </ul> </li> <li><a href="/board-of-regents/">Board of Regents<span class="caret"><svg viewBox="0 0 24 24"> <path d="M16.23,8.65L12,12.88L7.77,8.65c-0.39-0.39-1.02-0.39-1.41,0L5.65,9.35c-0.39,0.39-0.39,1.02,0,1.41l5.65,5.65 c0.39,0.39,1.02,0.39,1.41,0l5.65-5.65c0.39-0.39,0.39-1.02,0-1.41l-0.71-0.71C17.26,8.26,16.62,8.26,16.23,8.65z"></path></svg></span></a><ul class="children"> <li><a href="/board-of-regents/board-members/">Board Members</a></li> <li><a href="/board-of-regents/committee-structure/">Committee Structure</a></li> <li><a href="/board-of-regents/meetings/">Meetings</a></li> <li><a href="/board-of-regents/code-of-ethics/">Code of Ethics</a></li> <li><a href="/board-of-regents/bylaws/">Bylaws</a></li> <li><a href="/board-of-regents/policies/">Policies</a></li> <li><a href="/board-of-regents/priorities/">Priorities</a></li> <li><a href="/board-of-regents/galleries/">Galleries</a></li> <li><a href="/board-of-regents/faq/">FAQ</a></li> <li><a href="/board-of-regents/historical/">Historical</a></li> <li><a href="/board-of-regents/office/">Office Staff</a></li> </ul> </li> <li><a href="/offices/">Offices<span class="caret"><svg viewBox="0 0 24 24"> <path d="M16.23,8.65L12,12.88L7.77,8.65c-0.39-0.39-1.02-0.39-1.41,0L5.65,9.35c-0.39,0.39-0.39,1.02,0,1.41l5.65,5.65 c0.39,0.39,1.02,0.39,1.41,0l5.65-5.65c0.39-0.39,0.39-1.02,0-1.41l-0.71-0.71C17.26,8.26,16.62,8.26,16.23,8.65z"></path></svg></span></a><ul class="children"> <li><a href="/offices/chancellor/">Chancellor</a></li> <li><a href="/offices/governmental-relations/">Government and Community Relations</a></li> <li><a href="/offices/information-security/">Information Security</a></li> <li><a href="/offices/internal-audit/">Internal Audit</a></li> <li><a href="/offices/legal-affairs/">Legal Affairs</a></li> <li><a href="/offices/treasury/">Office of the Treasurer</a></li> <li><a href="/offices/public-art/">Public Art</a></li> <li><a href="/offices/real-estate-services/">Real Estate Services</a></li> </ul> </li> <li><a href="/resources/">Resources<span class="caret"><svg viewBox="0 0 24 24"> <path d="M16.23,8.65L12,12.88L7.77,8.65c-0.39-0.39-1.02-0.39-1.41,0L5.65,9.35c-0.39,0.39-0.39,1.02,0,1.41l5.65,5.65 c0.39,0.39,1.02,0.39,1.41,0l5.65-5.65c0.39-0.39,0.39-1.02,0-1.41l-0.71-0.71C17.26,8.26,16.62,8.26,16.23,8.65z"></path></svg></span></a><ul class="children"> <li><a href="/resources/compliance-ethics/">Compliance &amp; Ethics</a></li> <li><a href="/resources/crossroads/">Crossroads (Title IX - Sexual Misconduct)</a></li> <li><a href="/resources/digital-accessibility/">Digital Accessibility</a></li> <li><a href="/resources/student-pathways/">Student Pathways</a></li> <li><a href="/resources/brand/">UHS Brand</a></li> <li><a href="/resources/privacy-notice/">UHS Privacy Notice</a></li> </ul> </li> <li><a href="/news/index.php">News</a></li> </ul> </div> </nav> </div></div> </header> <main class="container" id="wrap"> <ol class="breadcrumb"> <li><a href="/">UH System</a></li> <li><a href="/resources/">Resources</a></li> <li>Compliance &amp; Ethics</li> </ol> <section class="row" id="page"> <div class="nav-secondary col col-sm-3"> <h2 class="site-title"><a href="/resources/" title="Resources">Resources</a></h2> <nav role='navigation'> <ul><li class='selected'><a href="/resources/compliance-ethics/index.php">Compliance &amp; Ethics</a><ul><li><a href="/resources/compliance-ethics/uhs-policies/index.php">UH System Policies</a></li><li><a href="/resources/compliance-ethics/uhs-compliance-ethics-program/index.php">UHS Compliance &amp; Ethics Program</a></li><li><a href="/resources/compliance-ethics/university-compliance-resources/index.php">University Compliance Resources</a></li><li><a href="/resources/compliance-ethics/uhs-code-ethics/index.php">UHS Code of Ethics</a></li><li><a href="/resources/compliance-ethics/hotline-reporting/index.php">Hotline - Fraud &amp; Non-Compliance Reporting</a></li><li><a href="/resources/compliance-ethics/clery-act/index.php">Clery Act Compliance</a></li><li><a href="/resources/compliance-ethics/conflicts-of-interest/index.php">Conflicts of Interest and Related Disclosures</a></li></ul></li><li><a href="/resources/crossroads/index.php">Crossroads</a></li><li><a href="/resources/digital-accessibility/index.php">Digital Accessibility</a></li><li><a href="/resources/student-pathways/index.php">Student Pathways</a></li><li><a href="/resources/privacy-notice/index.php">UHS Privacy Notice</a></li><li><a href="/resources/brand/index.php">UHS Brand</a></li> </ul></nav></div> <article id="main-content-span" class="col"> <header> <h1>Office of Compliance &amp; Ethics </h1> </header> <section id="content-well"> <p>Welcome to the University of Houston System Office of Compliance and Ethics.&nbsp;<span>Please find your compliance officers below:</span></p> <p><br><em><strong>System-wide Compliance Officer:</strong></em><br>Sergio V. Leal<br><a title="email address" href="mailto:svleal@uh.edu">svleal@uh.edu</a><br>713-743-7613</p> <p><em><strong>Health Care Compliance Officer:</strong><br></em>Amberley Ross<br><a href="mailto:ahross2@uh.edu">ahross2@uh.edu</a><br>713-743-9777<em><br></em></p> <h2><strong>University of Houston</strong></h2> <p><em><strong>UH Chief Compliance Officer:</strong></em><br>Sergio V. Leal<br><a title="email address" href="mailto:svleal@uh.edu">svleal@uh.edu</a><br>713-743-7613</p> <p><em><strong>UH Assistant Compliance Officer:</strong></em><br>Hoang Dang<br><a title="email address" contenteditable="false" href="mailto:hdang14@uh.edu">hdang14@uh.edu</a><br>713-743-2910</p> <p><em><strong>UH Export Control Officer:</strong><br></em>Angelica Grado-Wright<br><a href="mailto:amgrado-wright@uh.edu">amgrado-wright@uh.edu</a><br>713-743-9662<em><br></em></p> <p><em><strong>UH Health Care Compliance Officer:</strong><br></em>Amberley Ross<br><a href="mailto:ahross2@uh.edu">ahross2@uh.edu</a><br>713-743-9777</p> <h2>University of Houston-Clear Lake</h2> <p><em><strong>UH-Clear Lake Compliance Officer:</strong></em><br>Yolanda Nimmer-Williams<br><a contenteditable="false" href="mailto:NimmerWillia@UHCL.edu">NimmerWillia@UHCL.edu</a><br>281-283-2307&nbsp;</p> <h2>University of Houston-Downtown</h2> <p><em><strong>UH-Downtown Compliance Officer:</strong></em><br>Carole Clerie<br><a href="mailto:cleriec@uhd.edu">cleriec@uhd.edu</a><br>713-221-8480</p> <h2>University of Houston-Victoria</h2> <p><strong><em>UH-Victoria Compliance Officer:</em></strong><br>Betty Ramirez<br><a href="mailto:ramirezbl1@uhv.edu">ramirezbl1@uhv.edu</a><br>361-570-4880</p> </section> </article> <footer></footer> </section> </main> <footer class="uh-footer uh-footer-main"> <nav aria-label="Site Footer" class="site-footer"> <div class="container"><div class="contact-block"> <div class="footer-logo"><a href="https://uhsystem.edu/"><img alt="University of Houston System" height="70" src="/_resources/images/uhs-logos-rgb-primary-white.svg"></a></div> <div class="contact-info"> <div class="contact-info">Houston, Texas 77204</div> </div> </div><div class="footer-links"> <ul class="footer-links-list"> <li><a href="/about/">University of Houston System (UHS)</a></li> <li><a href="/about/institutions/">UHS Institutions</a></li> <li><a href="/about/uhs-leadership/">UHS Leadership</a></li> <li><a href="/about/mission-statements/">UHS Mission and Goals</a></li> <li><a href="/about/planning-and-performance/">UHS Planning and Performance</a></li> <li><a href="/board-of-regents/">Board of Regents</a></li> <li><a href="/offices/chancellor/">Office of the Chancellor</a></li> <li><a href="/offices/governmental-relations/">Office of Government and Community Relations</a></li> <li><a href="/offices/information-security/">Information Security Office</a></li> <li><a href="/offices/internal-audit/">Internal Audit Department</a></li> <li><a href="/offices/legal-affairs/">Office of Legal Affairs</a></li> <li><a href="/offices/treasury/">Office of the Treasurer</a></li> <li><a href="/offices/public-art/">Public Art UHS</a></li> <li><a href="/offices/real-estate-services/">Office of Real Estate Services (ORES)</a></li> <li><a href="/resources/compliance-ethics/">Office of Compliance &amp; Ethics</a></li> <li><a href="/resources/crossroads/">Crossroads (Title IX - Sexual Misconduct)</a></li> <li><a href="/resources/digital-accessibility/">Digital Accessibility</a></li> <li><a href="/resources/student-pathways/">Student Pathways</a></li> <li><a href="/resources/brand/">UHS Brand</a></li> <li><a href="/resources/privacy-notice/">UHS Privacy Notice</a></li> <li><a href="/news/">UHS News</a></li> </ul> <ul class="social-media-list"> <li><a aria-label="Facebook" href="https://www.facebook.com/UniversityOfHoustonSystem" rel="noopener" target="_blank" title="Facebook"><svg xmlns="http://www.w3.org/2000/svg" viewBox="0 0 512 512"> <path d="M512 256C512 114.6 397.4 0 256 0S0 114.6 0 256C0 376 82.7 476.8 194.2 504.5V334.2H141.4V256h52.8V222.3c0-87.1 39.4-127.5 125-127.5c16.2 0 44.2 3.2 55.7 6.4V172c-6-.6-16.5-1-29.6-1c-42 0-58.2 15.9-58.2 57.2V256h83.6l-14.4 78.2H287V510.1C413.8 494.8 512 386.9 512 256h0z"/></svg></a></li> <li><a aria-label="X" href="https://x.com/uhoustonsystem" rel="noopener" target="_blank" title="X"><svg viewBox="0 0 24 24"> <path d="M18.9,1.2h3.7l-8,9.2L24,22.8h-7.4l-5.8-7.6l-6.6,7.6H0.5L9.1,13L0,1.2h7.6l5.2,6.9L18.9,1.2z M17.6,20.6h2L6.5,3.2H4.3 L17.6,20.6z"></path></svg></a></li> <li><a aria-label="Instagram" href="https://www.instagram.com/uhsystem/" rel="noopener" target="_blank" title="Instagram"><svg viewBox="0 0 24 24"> <path d="M12,5.8c-3.4,0-6.2,2.8-6.2,6.2s2.8,6.2,6.2,6.2s6.2-2.8,6.2-6.2S15.4,5.8,12,5.8z M12,15.9c-2.2,0-4-1.8-4-4s1.8-4,4-4 s4,1.8,4,4S14.2,15.9,12,15.9z M18.4,4.2c0.8,0,1.4,0.6,1.4,1.4S19.2,7,18.4,7S17,6.4,17,5.6S17.6,4.2,18.4,4.2z M22.1,2 c-1.3-1.3-3-2-5.1-2H7C2.8,0,0,2.8,0,7v9.9c0,2.1,0.7,3.9,2,5.2C3.3,23.3,5,24,7.1,24H17c2.1,0,3.8-0.7,5.1-1.9c1.3-1.3,2-3,2-5.1V7 C24,5,23.3,3.2,22.1,2z M21.8,17c0,1.5-0.5,2.7-1.3,3.5c-0.9,0.8-2.1,1.3-3.6,1.3H7.1c-1.4,0-2.7-0.4-3.5-1.3 c-0.9-0.9-1.3-2.1-1.3-3.6V7c0-1.5,0.4-2.7,1.3-3.5c0.7-0.8,2-1.3,3.4-1.3h10c1.4,0,2.7,0.5,3.5,1.3c0.8,0.9,1.3,2.1,1.3,3.5V17z"></path></svg></a></li> <li><a aria-label="Threads" href="https://www.threads.net/@universityofhouston/" rel="noopener" target="_blank" title="Threads"><svg viewBox="0 0 24 24"> <path d="M17.8,11.1C17.7,11,17.6,11,17.5,11c-0.1-3.5-2-5.4-5.2-5.4-1.9,0-3.4,0.8-4.4,2.2L9.5,9c0.8-1.1,1.9-1.4,2.7-1.4,1.1,0,1.8,0.3,2.3,0.9,0.4,0.5,0.6,1.1,0.8,1.7-0.9-0.1-1.9-0.2-2.9-0.1-3,0.1-4.9,1.9-4.8,4.3,0.1,1.2,0.7,2.2,1.7,3,0.9,0.6,2,0.9,3.2,0.8,1.6-0.1,2.8-0.7,3.6-1.8,0.7-0.8,1.1-1.9,1.2-3.2,0.8,0.4,1.3,1.1,1.6,1.7,0.5,1.2,0.5,3.2-1,4.8-1.4,1.4-3.1,2-5.7,2-2.9,0-5-0.9-6.4-2.7-1.4-1.7-2-4-2-7.2,0-3.1,0.7-5.5,2-7.2C7.2,2.9,9.3,2,12.2,2s5.1,1,6.5,2.7c1.3,1.4,1.9,2.5,2.1,3.8l2-0.5c-0.3-1.5-1-2.9-1.9-4C18.5,1.2,15.8,0,12.2,0,8.7,0,6,1.2,4.2,3.5c-1.7,2-2.5,4.9-2.5,8.5,0,3.6,0.8,6.5,2.5,8.5,1.8,2.3,4.5,3.5,8,3.5,3.2,0,5.3-0.8,7.1-2.6,2.4-2.4,2.3-5.3,1.5-7.1C20.3,12.9,19.3,11.9,17.8,11.1z M12.4,16.2c-1.3,0.1-2.6-0.5-2.7-1.8-0.1-0.9,0.7-1.9,2.8-2.1,0.2,0,0.5,0,0.8,0,0.8,0,1.5,0.1,2.2,0.2C15.2,15.6,13.7,16.1,12.4,16.2z"></path></svg></a></li> <li><a aria-label="LinkedIn" href="https://www.linkedin.com/company/uhsystem/" rel="noopener" target="_blank" title="LinkedIn"><svg xmlns="http://www.w3.org/2000/svg" viewBox="0 0 448 512"> <path d="M416 32H31.9C14.3 32 0 46.5 0 64.3v383.4C0 465.5 14.3 480 31.9 480H416c17.6 0 32-14.5 32-32.3V64.3c0-17.8-14.4-32.3-32-32.3zM135.4 416H69V202.2h66.5V416zm-33.2-243c-21.3 0-38.5-17.3-38.5-38.5S80.9 96 102.2 96c21.2 0 38.5 17.3 38.5 38.5 0 21.3-17.2 38.5-38.5 38.5zm282.1 243h-66.4V312c0-24.8-.5-56.7-34.5-56.7-34.6 0-39.9 27-39.9 54.9V416h-66.4V202.2h63.7v29.2h.9c8.9-16.8 30.6-34.5 62.9-34.5 67.2 0 79.7 44.3 79.7 101.9V416z"/></svg></a></li> </ul> </div></div> </nav> <nav aria-label="Global Footer" class="global-footer"> <div class="container"> <p class="copyright"><span id="directedit"><a href="#">漏</a></span>2025 University of Houston System.</p> <ul class="nav-required"> <li class="nav-item-highlighted"><a href="/contacts/index.php">Contacts</a></li> <li><a href="/resources/brand/copyright/index.php">Report Copyright Infringement</a></li> <li><a href="https://www.texas.gov/" target="_blank" rel="noopener">Texas.gov</a></li> <li><a href="https://gov.texas.gov/organization/hsgd" target="_blank" rel="noopener">Texas Homeland Security</a></li> <li><a href="https://www.tsl.texas.gov/trail/index.html" target="_blank" rel="noopener">TRAIL</a></li> <li><a href="https://sao.fraud.texas.gov/ReportFraud/" target="_blank" rel="noopener">Fraud Reporting</a></li> <li><a href="https://www.uhsystem.edu/fraud-non-compliance/" target="_blank" rel="noopener">Fraud &amp; Non-Compliance Hotline</a></li> <li><a href="https://www.sos.state.tx.us/linkpolicy.shtml" target="_blank" rel="noopener">Linking Notice</a></li> <li><a href="https://uhsystem.edu/resources/privacy-notice/">Privacy Notice</a></li> <li><a href="https://uhsystem.edu/offices/legal-affairs/general-counsel/public-information-act/">Open Records/Public Information Act</a></li> <li><a href="https://apps.highered.texas.gov/resumes/" target="_blank" rel="noopener">Institutional R茅sum茅</a></li> <li><a href="http://www.uh.edu/finance/pages/State_Report.htm" target="_blank" rel="noopener">Required Reports</a></li> <li><a href="https://www.uh.edu/equal-opportunity/eir-accessibility/" target="_blank" rel="noopener">Electronic &amp; Information Resources Accessibility</a></li> <li><a href="https://www.uh.edu/sexual-misconduct-reporting-form/" target="_blank" rel="noopener">Discrimination and Sexual Misconduct Reporting and Awareness</a></li> <li><a href="https://uhsystem.edu/resources/compliance-ethics/uhs-policies/">UH System Policies</a></li> </ul> </div> </nav></footer> <div id="ou-hidden" style="display:none;"><a id="de" rel="nofollow" href="https://a.cms.omniupdate.com/11/?skin=oucampus&amp;account=uh&amp;site=uhsystem&amp;action=de&amp;path=/resources/compliance-ethics/index.pcf">&copy;</a></div><script> if(document.getElementById("de") != null && document.getElementById("directedit")) { var link = document.getElementById("de").parentNode.innerHTML; document.getElementById("de").parentNode.innerHTML = ""; document.getElementById("directedit").innerHTML = link.replace(/^\s+|\s+$/gm,''); } </script><!-- ouc:info uuid="04bd36cc-0e8d-447d-8d50-bc75f9c0f3a5"/ --></body> </html>

Pages: 1 2 3 4 5 6 7 8 9 10