Requesting access and certificates

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Contact your company's UAA for access.</p><p>If you don't know who your company's UAA is, contact <a href="mailto:UAARequests@caiso.com">UAARequests@caiso.com</a>. If your company doesn't have a UAA, <a href="/systems-applications/user-access-administrator-uaa">follow the UAA guide</a>.</p> </div> <div data-block-type="content" class="col-12"id=""> <h2 class="border-bottom"id="certificates">Certificates</h2> <p>To obtain a certificate, contact your company’s UAA. If your company does not yet have an active UAA, see the<a href="/systems-applications/user-access-administrator-uaa"> UAA guide</a>. The ISO uses a Public Key Infrastructure (PKI) which protects the confidentiality of the ISO's communication with its customers. ISO customer certificates are chained to the CAISO issuing authority. Validation of the chain can assert trust between communicating parties.</p> </div> <div data-block-type="content" class="col-12"id=""> <h3 class=""id="installing">Installing, renewing, and copying your certificate</h3> <p>Microsoft Windows and Edge that supports 128-bit encryption is required for installing/renewing California ISO Multiple Application (CMA) End User Digital Certificates. For further assistance please contact <a href="mailto:UAARequests@caiso.com">UAARequests@caiso.com</a>.</p><ul><li><a href="/documents/caiso-customer-certificate-installation-instructions.pdf">Installing your CMA End-User Digital Certificate Guide</a></li><li><a href="/documents/importingtrustedcertificates-adobe_signaturevalidation.pdf">Importing Trusted certificates to Adobe for Signature Validation</a></li></ul> </div> <div data-block-type="content" class="col-12"id=""> <h3 class=""id="certificate-rig">Certificate for Remote Intelligent Gateway (RIG), Data Processing Gateway (DPG) or Inter Control Center Protocol (ICCP)</h3> <p>1. <a href="/documents/clientpublicprivatekeyguidelines.pdf">Client Public/Private Key Guide</a><br><span style="margin-left:20px;">How to create a Certificate Signing Request (CSR).</span></p><p>2. <a href="https://www.caiso.com/documents/device-certificate-request-form.xlsx">Device Certificate Request</a><br><span style="margin-left:20px;">Requires a CSR on submission</span></p><p>FOR RIGS ONLY<br><a href="/documents/rigcertificatesinstallandrenewalexternal.pdf">RIG Certificate Install and Renewal</a>*<br>Requires a completed device service request.</p> </div>  <div data-block-type="doc-listing" class="col-12 doc-listing"> <h4 class="" ">Entrust private certification authorities</h4> <p>The Entrust Intermediate and Trusted Root certificates are for use with Entrust RIG Certificates</p> <ul class="doc-list"> <li data-sort=""> <a href="/documents/entrust-caiso-private-root-ca.txt" >Entrust CAISO Private Root CA</a><span class="time">02/05/2024, 2:42 PM</span> </li> <li data-sort=""> <a href="/documents/entrust-caiso-private-issuing-ca.txt" >Entrust CAISO Private Issuing CA</a><span class="time">01/19/2024, 8:57 AM</span> </li> </ul> </div> <div data-block-type="content" class="col-12"id=""> <h3 class=""id="certificate-policies">Certificate policies and certificate practice statements</h3> <p>Documentation outlining controls, requirements, roles, and functionality of the CAISO Root Chain Certification Policy.</p> </div>  <div data-block-type="doc-listing" class="col-12 doc-listing"> <h4 class="" ">Certificate policies</h4> <ul><li><a href="/documents/windowscertificatepolicies.pdf">Certificate Policy for Windows PK</a></li><li><a href="/documents/certificatepolicies.pdf">Certificate Policies Version 3.8</a></li></ul><h4>Certification practice statements</h4><ul><li><a href="/documents/certificationpracticestatement_basicassurancecertificationauthority.pdf">Certification Practice Statement (CPS) for Basic Assurance Certification Authority</a></li><li><a href="/documents/certificationpracticestatement-windowscertificationauthority.pdf">Certification Practice Statement (CPS) for Windows Certification Authority</a></li><li><a href="/documents/securityconsiderations_certificateusers.pdf">Certification Practice Statement (CPS): User Security Considerations</a></li></ul><h4>Certificate agreements</h4><ul><li><a href="/documents/cps_subscribersagreement_remoteintelligentgateways.pdf">CPS Subscriber Agreement for Remote Intelligent Gateways</a></li></ul> </div> <div data-block-type="content" class="col-12"id=""> <h2 class="border-bottom"id="ecn">Energy Communications Network (ECN)</h2> <p>Entities that connect to the ECN are commonly referred to as Connected Entities (CE). CEs can require network connectivity to support various business purposes. Some common CE types include Remote Intelligent Gateways (RIG), Area Control Centers (ACC) using Inter Control Center Communications Protocol (ICCP), Revenue Meters, Scheduling Coordinators (SC), and WON participants.</p><p>The ISO recommends you familiarize yourself with the <a href="https://www.caiso.com/Documents/CertificationPracticeStatement_BasicAssuranceCertificationAuthority.pdf">Certification Practice Statement for Basic Assurance Certification Authority (CPS)</a>. Note: RIG, DPG, and some SCs’ applications require the use of the California ISO Public Key Infrastructure (PKI).</p> </div>  <div data-block-type="doc-listing" class="col-12 doc-listing"> <h3 class="" ">Guides and agreement</h3> <p>Security agreement required for connectivity to California ISO networks and systems.</p><ul><li><a href="https://www.caiso.com/documents/externalnetworkguidelines.docx">External Network Guidelines Technical Bulletin</a></li><li><a href="/documents/establishecnconnectivity-connectedentityserviceguide.pdf">Establishing ECN Connectivity: Connected Entity Information Guide</a></li><li><a href="/documents/cps_subscribersagreement_remoteintelligentgateways.pdf">CPS Subscriber Agreement for Remote Intelligent Gateways</a></li></ul> </div>  <div data-block-type="doc-listing" class="col-12 doc-listing"> <h2 class="border-bottom" id="requestform-refguide">Access request forms and reference guide</h2> <p><a href="/documents/applicationaccessrequestformreferenceguide.pdf">View the Application Access Request Form Reference Guide for instructions on which request form to use, how to complete the form and submission information</a>.</p> <ul class="doc-list"> <li data-sort=""> <a href="/documents/isosecurefiletransferprotocolsftpprovisioning-setupprocedure.pdf" >ISO Secure File Transfer Protocol (SFTP) Provisioning and Setup Procedure</a><span class="time">10/17/2024, 9:35 AM</span> </li> <li data-sort=""> <a href="/documents/sftpapplicationaccessrequestform.xlsx" >SFTP Application Access Request Form</a><span class="time">03/22/2024, 2:51 PM</span> </li> <li data-sort=""> <a href="/documents/applicationaccessrequestform.xls" >Application Access Request Form</a><span class="time">03/22/2024, 2:50 PM</span> </li> </ul> </div> <div data-block-type="content" class="col-12"id=""> <h2 class="border-bottom"id="connecting-application">Connecting to an application</h2> <p>All applications with the exception of OASIS require a certificate. Some applications provide a web interface (UI) to connect to as well as an Application Programming Interface (API). For information on connecting to APIs, <a href="https://developer.caiso.com/">please visit the developer portal (login required)</a>.</p><p><a class="btn btn-primary btn-sm" href="/systems-applications/portals-applications">View applications</a></p> </div> </div> </div> </div> </div> </main> <footer id="footer"> <div class="fat-footer"> <div class="container"> <div class="row"> <div class="col-lg-5"> <h5>California ISO</h5> <ul class="row"> <li class="col-md-4 col-lg-6"> <a href="/about">About</a> </li> <li class="col-md-4 col-lg-6"> <a href="/emergency-notifications">Emergency notifications</a> </li> <li class="col-md-4 col-lg-6"> <a href="/about/news">Newsroom</a> </li> <li class="col-md-4 col-lg-6"> <a href="/legal-regulatory/business-practice-manuals">Business Practice Manuals</a> </li> <li class="col-md-4 col-lg-6"> <a href="/about/governance-committees">Governance and committees</a> </li> <li class="col-md-4 col-lg-6"> <a href="/legal-regulatory/tariff">Tariff</a> </li> <li class="col-md-4 col-lg-6"> <a href="/about/careers">Careers</a> </li> </ul> </div> <div class="col-md-8 col-lg-5"> <h5>Related websites</h5> <ul class="row"> <li class="col-md-6"> <a href="http://oasis.caiso.com/">OASIS</a> </li> <li class="col-md-6"> <a href="https://portal.caiso.com/">Market Participant Portal</a> </li> <li class="col-md-6"> <a href="https://www.westerneim.com/">Western Energy Markets</a> </li> <li class="col-md-6"> <a href="https://weim.caiso.com/">WEIM Portal</a> </li> <li class="col-md-6"> <a href="https://rc.caiso.com/">RC Portal</a> </li> </ul> </div> <div class="col-md-4 col-lg-2"> <h5>Support</h5> <ul class="row"> <li class="col-12"> <a href="/about/contact">Contact us</a> </li> <li class="col-12"> <a href="/stakeholder/training">Training center</a> </li> <li class="col-12"> <a href="https://developer.caiso.com/">Developer Portal</a> </li> </ul> </div> </div> </div> </div> <div class="bottom-footer"> <div class="container"> <div class="row"> <div class="col-md-12"> <div class="row notifications"> <div class="col-md-3"> <div class="iso-today"> <a href="/iso-today">ISO Today</a> <span class="desc">Free mobile app to monitor grid conditions, receive alerts and track calendar events.</span> </div> </div> <div class="col-md-3"> <div class="daily-briefing"> <a href="/daily-briefing">Daily Briefing</a> <span class="desc">Daily email summarizing the day's notices.</span> </div> </div> <div class="col-md-3"> <div class="news"> <a href="/about/news/news-releases">News releases</a> <span class="desc">Email with the latest Board of Governors decisions and breaking developments.</span> </div> </div> <div class="col-md-3"> <div class="flex-alert"> <a href="https://www.flexalert.org/">Flex Alert</a> <span class="desc">A call for consumers to voluntarily conserve electricity when there is a predicted shortage of energy supply.</span> </div> </div> </div> </div> <div class="col-md-12 text-center"> <div class="social-container"> <h5>Follow Us</h5> <ul class="social"> <li class="twitter"><a href="https://www.twitter.com/California_ISO/">Twitter</a></li> <li class="facebook"><a href="https://www.facebook.com/CaliforniaISO/">Facebook</a></li> <li class="youtube"><a href="https://www.youtube.com/CaliforniaISOFolsomCA">YouTube</a></li> </ul> <a href="/subscriptions" class="btn btn-xs btn-outline-gray mt-2 mt-md-0">Subscriptions</a> </div> </div> </div> <div class="row basement"> <div class="col-12"> <p class="copyright">Copyright © 2024 California Independent System Operator. 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Requesting access and certificates | California ISO