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What Is Research Misconduct | Grants & Funding
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Learn about assistance programs, how to identify a potential funding organization, and past NIH funding.</p> <a href="/funding" title="As the largest public funder of biomedical research in the world, NIH supports a variety of programs from grants and contracts to loan repayment. Learn about assistance programs, how to identify a potential funding organization, and past NIH funding." class="btn btn-block btn-primary ms-0 my-3 my-lg-0 px-4" data-drupal-link-system-path="node/23">Explore Funding</a> </div> <div class="col-12 col-lg-6 px-4 pb-3 p-lg-5 ps-lg-0"> <div class="border-start ps-4"> <ul class="bg-white p-0 start-0 ps-lg-5 border-lg-start border-light h-100 menu-level-1"> <li class="nav-item d-flex flex-wrap flex-column position-static mb-2"> <a href="/funding/nih-guide-for-grants-and-contracts" class="1 nav-link position-relative px-0 py-2 py-lg-1 fw-bold" data-drupal-link-system-path="node/45">NIH Guide for Grants and Contracts</a> </li> <li class="nav-item d-flex flex-wrap flex-column position-static mb-2"> <a href="/funding/funding-categories" class="1 nav-link position-relative px-0 py-2 py-lg-1 fw-bold" data-drupal-link-system-path="node/21">Funding Categories</a> </li> <li class="nav-item d-flex flex-wrap flex-column position-static mb-2"> <a href="/funding/find-a-fit-for-your-research-nih-institutes-centers-offices" class="1 nav-link position-relative px-0 py-2 py-lg-1 fw-bold" data-drupal-link-system-path="node/25">Find a Fit for Your Research: NIH Institutes, Centers, and Offices</a> </li> <li class="nav-item d-flex flex-wrap flex-column position-static mb-2"> <a href="/funding/explore-data-on-funded-projects" class="1 nav-link position-relative px-0 py-2 py-lg-1 fw-bold" data-drupal-link-system-path="node/24">Explore Who and What NIH Funds</a> </li> </ul> </div> </div> </div> </div> </div> </div> </li> <li class="nav-item d-flex flex-wrap flex-column position-static d-lg-block flex-grow-1"> <a href="/grants-process" title="Take time to learn about each step in the grants process from planning to apply through developing and submitting your application to award and post-award reporting." class="nav-link position-relative px-0 btn btn-primary rounded-0 text-lg-center text-uppercase fw-bold me-0 py-2 px-3 py-lg-3 d-flex collapsed justify-content-between d-lg-block" data-bs-toggle="collapse" data-bs-target="#GrantsProcess" aria-expanded="false" data-drupal-link-system-path="node/49"> Grants Process <i class="bi bi-caret-down-fill"></i> </a> <div> <div class="container-fluid rounded-0 w-100 start-0 bg-white text-black shadow position-absolute collapse z-3" id="GrantsProcess" data-bs-parent="#block-nihod5-subtheme-main-navigation"> <div class="container"> <div class="row"> <div class="col-12 col-lg-6 px-4 p-lg-5"> <strong class="h4 d-none d-lg-block text-secondary">Grants Process</strong> <p class="d-none d-lg-block">Take time to learn about each step in the grants process from planning to apply through developing and submitting your application to award and post-award reporting.</p> <a href="/grants-process" title="Take time to learn about each step in the grants process from planning to apply through developing and submitting your application to award and post-award reporting." class="btn btn-block btn-primary ms-0 my-3 my-lg-0 px-4" data-drupal-link-system-path="node/49">Explore Grants Process</a> </div> <div class="col-12 col-lg-6 px-4 pb-3 p-lg-5 ps-lg-0"> <div class="border-start ps-4"> <ul class="bg-white p-0 start-0 ps-lg-5 border-lg-start border-light h-100 menu-level-1"> <li class="nav-item d-flex flex-wrap flex-column position-static mb-2"> <a href="/grants-process/plan-to-apply" title="Plan ahead, assess funding opportunities, and take other early steps. Learn to work with your organization, assess resources and teammates, identify a funding opportunity, check application policies, and lay out your timeline." class="1 nav-link position-relative px-0 py-2 py-lg-1 fw-bold" data-drupal-link-system-path="node/1073">Plan to Apply</a> </li> <li class="nav-item d-flex flex-wrap flex-column position-static mb-2"> <a href="/grants-process/write-application" title="Find the official grant application instructions, preview application forms, get advice on grant writing, check out sample grant applications, and read our tips on specific application attachments and sections." class="1 nav-link position-relative px-0 py-2 py-lg-1 fw-bold" data-drupal-link-system-path="node/670">Write Application</a> </li> <li class="nav-item d-flex flex-wrap flex-column position-static mb-2"> <a href="/grants-process/submit" title="Learn about the steps you must take after filling out your application forms to complete the submission process, how NIH checks your application for completeness prior to review, and NIH submission policies." class="1 nav-link position-relative px-0 py-2 py-lg-1 fw-bold" data-drupal-link-system-path="node/43">Submit</a> </li> <li class="nav-item d-flex flex-wrap flex-column position-static mb-2"> <a href="/grants-process/review" title="What happens between the time you submit the application and NIH lets you know you will be funded? Learn more about receipt and referral and NIH’s peer review process." class="1 nav-link position-relative px-0 py-2 py-lg-1 fw-bold" data-drupal-link-system-path="node/1082">Review</a> </li> <li class="nav-item d-flex flex-wrap flex-column position-static mb-2"> <a href="/grants-process/award" title="When NIH awards a grant, we are formalizing our partnership with the recipient to ensure compliance with federal laws, regulations and policies." class="1 nav-link position-relative px-0 py-2 py-lg-1 fw-bold" data-drupal-link-system-path="node/1083">Award</a> </li> <li class="nav-item d-flex flex-wrap flex-column position-static mb-2"> <a href="/grants-process/post-award-monitoring-and-reporting" title="If your organization is the recipient of a grant from the NIH, you will need to pay close attention to the terms of award to be successful stewards of federal funds. Learn about reporting and monitoring requirements." class="1 nav-link position-relative px-0 py-2 py-lg-1 fw-bold" data-drupal-link-system-path="node/349">Post-Award Monitoring and Reporting</a> </li> </ul> </div> </div> </div> </div> </div> </div> </li> <li class="nav-item d-flex flex-wrap flex-column position-static d-lg-block flex-grow-1"> <a href="/policy-and-compliance" title="By accepting a grant award, recipients agree to comply with the requirements in the NIH Grants Policy Statement unless the notice of award states otherwise." class="nav-link position-relative px-0 btn btn-primary rounded-0 text-lg-center text-uppercase fw-bold me-0 py-2 px-3 py-lg-3 d-flex collapsed justify-content-between d-lg-block bg-gradient shadow" data-bs-toggle="collapse" data-bs-target="#PolicyCompliance" aria-expanded="false" data-drupal-link-system-path="node/3"> Policy & Compliance <i class="bi bi-caret-down-fill"></i> </a> <div> <div class="container-fluid rounded-0 w-100 start-0 bg-white 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class="level-4 py-0 px-0 border-0 list-inline"> <a href="/policy-and-compliance/policy-topics/natural-disasters/corona-virus/nih-omb-memo" class="dropdown-item py-2 ps-2 text-wrap" role="button" title="Expand menu NIH Implementation of OMB Memorandum M-20-26 “Extension of Administrative Relief for Recipients and Applicants of Federal Financial Assistance Directly Impacted by the Novel Coronavirus (COVID-19) due to Loss of Operations” dated June 18, 2020" data-drupal-link-system-path="node/747">NIH Implementation of OMB Memorandum M-20-26 “Extension of Administrative Relief for Recipients and Applicants of Federal Financial Assistance Directly Impacted by the Novel Coronavirus (COVID-19) due to Loss of Operations” dated June 18, 2020</a> <div class="d-none"> </div> </li> <li class="level-4 py-0 px-0 border-0 list-inline"> <a href="/policy-and-compliance/policy-topics/natural-disasters/corona-virus/review-process" class="dropdown-item py-2 ps-2 text-wrap" role="button" title="Expand menu Review Process during COVID-19 Pandemic" data-drupal-link-system-path="node/240">Review Process during COVID-19 Pandemic</a> <div class="d-none"> </div> </li> <li class="level-4 py-0 px-0 border-0 list-inline"> <a href="/policy-and-compliance/policy-topics/natural-disasters/corona-virus/impact-research-community" class="dropdown-item py-2 ps-2 text-wrap" role="button" title="Expand menu The Impact of COVID-19 on the Research Community" data-drupal-link-system-path="node/640">The Impact of COVID-19 on the Research Community</a> <div class="d-none"> </div> </li> </ul> </div> </li> </ul> </div> </li> <li class="level-2 py-0 px-0 border-0 dropdown list-inline"> <a href="/policy-and-compliance/policy-topics/nih-fiscal-policies" class="dropdown-item py-2 ps-2 text-wrap d-flex justify-content-between align-items-center" role="button" title="Expand menu NIH Fiscal Policies" data-drupal-link-system-path="node/510"> NIH Fiscal Policies <i class="bi bi-caret-right me-24"></i> </a> <div 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Misconduct</a> <div class="d-block"> </div> </li> <li class="level-3 py-0 px-0 border-0 list-inline"> <a href="/policy-and-compliance/policy-topics/research-misconduct/reporting-concern" class="dropdown-item py-2 ps-2 text-wrap" role="button" title="Expand menu Reporting a Concern About Research Misconduct" data-drupal-link-system-path="node/160">Reporting a Concern About Research Misconduct</a> <div class="d-none"> </div> </li> <li class="level-3 py-0 px-0 border-0 list-inline"> <a href="/policy-and-compliance/policy-topics/research-misconduct/handling-process" class="dropdown-item py-2 ps-2 text-wrap" role="button" title="Expand menu Process for Handling Allegations of Research Misconduct" data-drupal-link-system-path="node/816">Process for Handling Allegations of Research Misconduct</a> <div class="d-none"> </div> </li> <li class="level-3 py-0 px-0 border-0 list-inline"> <a href="/policy-and-compliance/policy-topics/research-misconduct/expectations-policies-requirements" 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Training and Other Resources for Rigor and Reproducibility" data-drupal-link-system-path="node/246">Training and Other Resources for Rigor and Reproducibility</a> <div class="d-none"> </div> </li> <li class="level-3 py-0 px-0 border-0 list-inline"> <a href="/policy-and-compliance/policy-topics/reproducibility/meetings-and-workshops" class="dropdown-item py-2 ps-2 text-wrap" role="button" title="Expand menu Meetings and Workshops for Rigor and Reproducibility" data-drupal-link-system-path="node/859">Meetings and Workshops for Rigor and Reproducibility</a> <div class="d-none"> </div> </li> <li class="level-3 py-0 px-0 border-0 list-inline"> <a href="/policy-and-compliance/policy-topics/reproducibility/notices-blogs" class="dropdown-item py-2 ps-2 text-wrap" role="button" title="Expand menu Notices, Blog Posts, and References for Rigor and Reproducibility" data-drupal-link-system-path="node/154">Notices, Blog Posts, and References for Rigor and Reproducibility</a> <div class="d-none"> </div> </li> </ul> </div> </li> <li class="level-2 py-0 px-0 border-0 list-inline"> <a href="/policy-and-compliance/policy-topics/select-agent" class="dropdown-item py-2 ps-2 text-wrap" role="button" title="Expand menu Select Agent Information" data-drupal-link-system-path="node/883">Select Agent Information</a> <div class="d-none"> </div> </li> <li class="level-2 py-0 px-0 border-0 list-inline"> <a href="https://sharing.nih.gov/" class="dropdown-item py-2 ps-2 text-wrap" role="button" title="Expand menu Sharing Policies">Sharing Policies</a> <div class="d-none"> </div> </li> <li class="level-2 py-0 px-0 border-0 list-inline"> <a href="/policy-and-compliance/policy-topics/subawards" class="dropdown-item py-2 ps-2 text-wrap" role="button" title="Expand menu Subawards" data-drupal-link-system-path="node/350">Subawards</a> <div class="d-none"> </div> </li> <li class="level-2 py-0 px-0 border-0 list-inline"> <a href="https://grants.nih.gov/grants-process/submit/submission-policies" 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Resources for NIH Staff</a> <div class="d-none"> </div> </li> </ul> </div> </li> </ul> </div> </li> </ul> </div> </li> </ul> </nav> </div> </div> <div class="order-1 order-lg-2 syndicate col-12 col-lg-9 ps-0 ps-lg-5"> <div class="region region-content"> <div data-drupal-messages-fallback class="hidden"></div> <div id="block-nihod5-subtheme-page-title" class="block block-core block-page-title-block"> <h1><strong><span class="field field--name-title field--type-string field--label-hidden">What Is Research Misconduct</span> </strong></h1> </div> <div id="block-nihod5-subtheme-content" class="block block-system block-system-main-block"> <article class="node node--type-page node--view-mode-full"> <div class="node__content"> <div class="layout layout--onecol"> <div class="layout__region layout__region--content"> <div class="block block-layout-builder block-field-block-node-page-field-scope-note"> <div class="clearfix text-formatted field field--name-field-scope-note field--type-text-long field--label-visually_hidden"> <div class="field__label visually-hidden">Scope Note</div> <div class="field__item"><p>Understand what research misconduct is and the importance of maintaining integrity in the scientific enterprise.</p></div> </div> </div> <div class="block block-layout-builder block-field-block-node-page-body"> <div class="clearfix text-formatted field field--name-body field--type-text-with-summary field--label-hidden field__item"><h2>Definition of Research Misconduct</h2> <p> As an agency under the Department of Health and Human Services (HHS), NIH follows the Public Health Service (PHS) Policies on Research Misconduct <a href="https://www.ecfr.gov/current/title-42/chapter-I/subchapter-H/part-93" target="_blank" >42 CFR 93</a > . Research misconduct means fabricating, falsifying, and/or plagiarizing in proposing, performing, or reviewing research, or in reporting research results. It does not include honest error or differences of opinion. </p> <table data-ds-id="ebyfa1be" class="table table-striped border"> <thead class="table-secondary"> <tr> <th width="200">Type of Misconduct</th> <th>Definition</th> <th>Example</th> </tr> </thead> <tbody> <tr> <td>Fabrication</td> <td>Making up data or results and recording or reporting them</td> <td> In order to meet recruitment pressure and expectations, a study coordinator completed trial enrollment forms using faked names and participants' information. The study coordinator then created data for these nonexistent participants </td> </tr> <tr> <td>Falsification</td> <td> Manipulating research materials, equipment, or processes, or changing or omitting data or results such that the research is not accurately represented in the research record. </td> <td> Investigators might falsify results by removing data points from a graph to give the appearance of a effect in the treatment group. </td> </tr> <tr> <td>Plagiarism</td> <td> The appropriation of another person's ideas, processes, results, or words without giving appropriate credit. <div><a href="https://ori.hhs.gov/ori-policy-plagiarism" target="_blank">Plagiarism excludes</a>:</div> <ul> <li>authorship, credit, or collaboration disputes</li> <li>intellectual property or patent disputes</li> </ul> </td> <td>N/A</td> </tr> </tbody> </table></div> </div> <div class="block block-layout-builder block-extra-field-block-node-page-workbench-moderation-control"> </div> </div> </div> </div> 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