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href="/about/who-we-are/committees" hreflang="en">Committees</a></li> <li class="menu--item"><a href="/about/who-we-are/executive-committees" hreflang="en">Executive committees</a></li> <li class="menu--item"><a href="/about/who-we-are/fca-board" hreflang="en">FCA Board</a></li> </ul> </div> </div> </div> </div> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><span class="no-link">Join us</span></h4><div class="view view-megamenu-block-items view-id-megamenu_block_items view-display-id-default js-view-dom-id-81eda2694f29cc06d33b29cc3d9a6058570a7e2d889b11f0e8adc929bad08b4c"> <div class="view-content"> <div class="item-list"> <ul> <li class="menu--item"><a href="/careers-home" hreflang="en">Careers home</a></li> <li class="menu--item"><a href="/careers/early-careers" hreflang="en">Early careers</a></li> <li class="menu--item"><a href="/careers/experienced-professionals" hreflang="en">Experienced professionals</a></li> </ul> </div> </div> </div> </div> </div> <div class="views-element-container form-group"><div class="megamenu-footer view view-megamenu-footer view-id-megamenu_footer view-display-id-block js-view-dom-id-8f9a87bf4e365e065a4df43dcb9b7d1eccbadc4da65ae056e15fbb658559d3d2"> </div> </div> <button tabindex="0" aria-label="Close menu link" class="megamenu__close btn--close text-hide hidden-xs js-megamenu-close">Close menu</button> </div> </div> </div> </div> </li> <li class="tb-megamenu-item level-1 mega dropdown col-xs-12 col-sm-2 mega-menu__level-one-item mega-menu__firms"> <a href="/firms" class="dropdown-toggle mega-menu__level-one-link" data-drupal-link-system-path="node/2886">Firms</a> <div class="megamenu__menu view view-megamenu-block view-id-megamenu_block view-display-id-megamenu_block_contextual dropdown-menu mega-menu__level-two-wrapper"> <div class="view-content"> <div class="container"> <div class="row"> <div class="views-element-container form-group"><div class="megamenu-promo view view-megamenu-promo-content view-id-megamenu_promo_content view-display-id-block js-view-dom-id-bc797339933a3aa7d5469c8913655262dbc2e224a1baea86188d44516b69fb7f"> <h3 class="promo-block__title heading__underline">Firms overview</h3> <div class="view-content"> <div class="views-row"><div class="promo-block__copy"><p>Go to our dedicated section to see support for firms and our latest policy updates.</p> <p> </p> </div><a href="/firms" class="promo-block__read-more btn btn--arrow-right" aria-label="Firms overview - Find out more">Find out more</a></div> </div> </div> </div> <div class="megamenu-categories"> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><a href="/firms/authorisation" hreflang="en">Firm authorisation</a></h4><div class="view view-megamenu-block-items view-id-megamenu_block_items view-display-id-default js-view-dom-id-e56a61366e171f6d4bfe7c5be1d5d2acec4e0a40651d978d580d93974c7563e8"> <div class="view-content"> <div class="item-list"> <ul> <li class="menu--item"><a href="/firms/authorisation" hreflang="en">Authorisation</a></li> <li class="menu--item"><a href="/firms/authorisation/cancel" hreflang="en">Cancelling an authorisation or registration</a></li> <li class="menu--item"><a href="/firms/check-if-firm-authorised" hreflang="en">Check if a firm is authorised</a></li> <li class="menu--item"><a href="/firms/authorisation/apply" hreflang="en">How to apply for authorisation or registration</a></li> </ul> </div> </div> </div> </div> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><span class="no-link">Regulated firms</span></h4><div class="megamenu__menu view view-megamenu-block view-id-megamenu_block view-display-id-megamenu_firms_types js-view-dom-id-68e6e96541e61110f9d018e16d55a0f49e8abc076c58f5558d292eec9fd11424 dropdown-menu mega-menu__level-two-wrapper"> <div class="view-content"> <div class="container"> <div class="row"> <div class="megamenu-categories"> <div class="item-list firms-types"> <ul> <li class="menu--item"><a href="/firms" hreflang="en">All firms</a></li> <li class="menu--item"><a href="/firms/claims-management-companies" hreflang="en">Claims management companies</a></li> <li class="menu--item"><a href="/firms/consumer-credit" hreflang="en">Consumer credit firms</a></li> <li class="menu--item"><a href="/firms/electronic-money-payment-institutions" hreflang="en">Electronic money and payment institutions</a></li> <li class="menu--item"><a href="/firms/funeral-plan-providers-intermediaries" hreflang="en">Funeral plan providers and intermediaries</a></li> <li class="menu--item"><a href="/firms/innovation" hreflang="en">Innovation Hub</a></li> <li class="menu--item"><a href="/firms/mutual-societies" hreflang="en">Mutual societies</a></li> </ul> </div> </div> <button tabindex="0" aria-label="Close menu link" class="megamenu__close btn--close text-hide hidden-xs js-megamenu-close">Close menu</button> </div> </div> </div> </div> </div> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><span class="no-link">Tasks for firms</span></h4><div class="view view-megamenu-block-items view-id-megamenu_block_items view-display-id-default js-view-dom-id-bac479b6f4b3ebd688905c007bd7f0b77e2c5a7d63c428d56d09c3bd5b43de22"> <div class="view-content"> <div class="item-list"> <ul> <li class="menu--item"><a href="/firms/approved-persons" hreflang="en">Approved persons</a></li> <li class="menu--item"><a href="/firms/change-control" hreflang="en">Change in control</a></li> <li class="menu--item"><a href="/firms/fees" hreflang="en">Fees and levies</a></li> <li class="menu--item"><a href="/firms/firm-details" hreflang="en">Keeping your firm's details up to date</a></li> <li class="menu--item"><a href="/firms/appointed-representatives-principals" hreflang="en">Principals and appointed representatives </a></li> </ul> </div> </div> </div> </div> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><a href="/firms/consumer-duty" hreflang="en">Focus areas</a></h4><div class="view view-megamenu-block-items view-id-megamenu_block_items view-display-id-default js-view-dom-id-02b0d45e8ba9d0d06dd23d8840a3a7efa320bc4f5cb00c9e4f6c37d97394edd1"> <div class="view-content"> <div class="item-list"> <ul> <li class="menu--item"><a href="/firms/consumer-duty" hreflang="en">Consumer Duty</a></li> <li class="menu--item"><a href="/firms/cost-living-firm-information" hreflang="en">Cost of living: firm information</a></li> <li class="menu--item"><a href="/firms/cryptoassets-information" hreflang="en">Cryptoassets</a></li> <li class="menu--item"><a href="/firms/access-to-cash" hreflang="en">Helping people access cash</a></li> <li class="menu--item"><a href="/firms/regulatory-framework-reforms" hreflang="en">Regulatory framework reforms</a></li> <li class="menu--item"><a href="/firms/senior-managers-certification-regime" hreflang="en">Senior Managers and Certification Regime </a></li> </ul> </div> </div> </div> </div> </div> <div class="views-element-container form-group"><div class="megamenu-footer view view-megamenu-footer view-id-megamenu_footer view-display-id-block js-view-dom-id-134b32f00340dc85c97c712fc5f4cfcb96f19a4e4a7395316ebffa0db8a93e92"> <div class="view-content"> <div style="background-image: url(https://www.fca.org.uk/sites/default/files/styles/no_style/public/media/images/megamenu-banner-consumer-duty-350_78.jpg?itok=5eIJffZC);" class="megamenu-footer__image" > </div> <div class="views-row"><div class="megamenu-footer__copy"><p class="megamenu-footer__title">Consumer Duty </p> <p>We're hosting events to help firms prepare for the new rules. Sign up to hear about these and related communications.</p> </div><a href="/sign-consumer-duty-email-updates" class="megamenu-footer__read-more btn btn--arrow-right" aria-label="Consumer Duty - Sign up">Sign up</a></div> </div> </div> </div> <button tabindex="0" aria-label="Close menu link" class="megamenu__close btn--close text-hide hidden-xs js-megamenu-close">Close menu</button> </div> </div> </div> </div> </li> <li class="tb-megamenu-item level-1 mega dropdown col-xs-12 col-sm-2 mega-menu__level-one-item mega-menu__markets"> <a href="/markets" class="dropdown-toggle mega-menu__level-one-link" data-drupal-link-system-path="node/2891">Markets</a> <div class="megamenu__menu view view-megamenu-block view-id-megamenu_block view-display-id-megamenu_block_contextual dropdown-menu mega-menu__level-two-wrapper"> <div class="view-content"> <div class="container"> <div class="row"> <div class="views-element-container form-group"><div class="view view-megamenu-promo-content view-id-megamenu_promo_content view-display-id-block js-view-dom-id-158ceadaf5280379028b5297f817aa06ee9df1834d1290a7049998c007d4aab7"> </div> </div> <div class="megamenu-categories"> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><span class="no-link">Primary markets</span></h4><div class="view view-megamenu-block-items view-id-megamenu_block_items view-display-id-default js-view-dom-id-7dad7216151d4e37596188e7d80eb8070f7a06b2b46f4259b4a87a50695e28e1"> <div class="view-content"> <div class="item-list"> <ul> <li class="menu--item"><a href="/markets/primary-markets/forms" hreflang="en">Forms and checklists</a></li> <li class="menu--item"><a href="/markets/primary-markets/knowledge-base" hreflang="en">Knowledge Base</a></li> <li class="menu--item"><a href="/markets/primary-markets/listing-applications" hreflang="en">Listing applications and cancellations</a></li> <li class="menu--item"><a href="/markets/ukla/regulatory-disclosures" hreflang="en">Regulatory Disclosures</a></li> <li class="menu--item"><a href="/markets/primary-markets/sponsor-regime" hreflang="en">The sponsor regime</a></li> </ul> </div> </div> </div> </div> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><span class="no-link">Markets policy</span></h4><div class="view view-megamenu-block-items view-id-megamenu_block_items view-display-id-default js-view-dom-id-e4f263edfa00876207fece4683b6c1936460a51304258e5748541a742dbac5fc"> <div class="view-content"> <div class="item-list"> <ul> <li class="menu--item"><a href="/markets/libor-transition" hreflang="en">About LIBOR transition</a></li> <li class="menu--item"><a href="/markets/data-reporting-services-providers-drsps" hreflang="en">Data reporting services providers</a></li> <li class="menu--item"><a href="/markets/securitisation" hreflang="en">Securitisation</a></li> <li class="menu--item"><a href="/markets/uk-emir" hreflang="en">UK EMIR</a></li> <li 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class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-policy-and-guidance-feedback-statements js-form-item-category-policy-and-guidance-feedback-statements checkbox"> <label for="edit-category-policy-and-guidance-feedback-statements" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-policy-and-guidance-feedback-statements" type="checkbox" id="edit-category-policy-and-guidance-feedback-statements" name="category[policy and guidance-feedback statements]" value="feedback statements" /><span class="fca-custom-label">Feedback statements </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-policy-and-guidance-finalised-guidance js-form-item-category-policy-and-guidance-finalised-guidance checkbox"> <label for="edit-category-policy-and-guidance-finalised-guidance" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-policy-and-guidance-finalised-guidance" type="checkbox" id="edit-category-policy-and-guidance-finalised-guidance" name="category[policy and guidance-finalised guidance]" value="finalised guidance" /><span class="fca-custom-label">Finalised guidance </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-policy-and-guidance-guidance-consultations js-form-item-category-policy-and-guidance-guidance-consultations checkbox"> <label for="edit-category-policy-and-guidance-guidance-consultations" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-policy-and-guidance-guidance-consultations" type="checkbox" id="edit-category-policy-and-guidance-guidance-consultations" name="category[policy and guidance-guidance consultations]" value="guidance consultations" /><span class="fca-custom-label">Guidance consultations </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-policy-and-guidance-good-and-poor-practice js-form-item-category-policy-and-guidance-good-and-poor-practice checkbox"> <label for="edit-category-policy-and-guidance-good-and-poor-practice" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-policy-and-guidance-good-and-poor-practice" type="checkbox" id="edit-category-policy-and-guidance-good-and-poor-practice" name="category[policy and guidance-good and poor practice]" value="good and poor practice" /><span class="fca-custom-label">Good and poor practice </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-policy-and-guidance-handbook js-form-item-category-policy-and-guidance-handbook checkbox"> <label for="edit-category-policy-and-guidance-handbook" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-policy-and-guidance-handbook" type="checkbox" id="edit-category-policy-and-guidance-handbook" name="category[policy and guidance-handbook]" value="handbook" /><span class="fca-custom-label">Handbook </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-policy-and-guidance-market-studies js-form-item-category-policy-and-guidance-market-studies checkbox"> <label for="edit-category-policy-and-guidance-market-studies" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-policy-and-guidance-market-studies" type="checkbox" id="edit-category-policy-and-guidance-market-studies" name="category[policy and guidance-market studies]" value="market studies" /><span class="fca-custom-label">Market studies </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-policy-and-guidance-multi-firm-reviews js-form-item-category-policy-and-guidance-multi-firm-reviews checkbox"> <label for="edit-category-policy-and-guidance-multi-firm-reviews" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-policy-and-guidance-multi-firm-reviews" type="checkbox" id="edit-category-policy-and-guidance-multi-firm-reviews" name="category[policy and guidance-multi-firm reviews]" value="multi-firm reviews" /><span class="fca-custom-label">Multi-firm reviews </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-policy-and-guidance-newsletters js-form-item-category-policy-and-guidance-newsletters checkbox"> <label for="edit-category-policy-and-guidance-newsletters" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-policy-and-guidance-newsletters" type="checkbox" id="edit-category-policy-and-guidance-newsletters" name="category[policy and guidance-newsletters]" value="newsletters" /><span class="fca-custom-label">Newsletters </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-policy-and-guidance-policy-statements js-form-item-category-policy-and-guidance-policy-statements checkbox"> <label for="edit-category-policy-and-guidance-policy-statements" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-policy-and-guidance-policy-statements" type="checkbox" id="edit-category-policy-and-guidance-policy-statements" name="category[policy and guidance-policy statements]" value="policy statements" /><span class="fca-custom-label">Policy statements </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-policy-and-guidance-thematic-reviews js-form-item-category-policy-and-guidance-thematic-reviews checkbox"> <label for="edit-category-policy-and-guidance-thematic-reviews" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-policy-and-guidance-thematic-reviews" type="checkbox" id="edit-category-policy-and-guidance-thematic-reviews" name="category[policy and guidance-thematic reviews]" value="thematic reviews" /><span class="fca-custom-label">Thematic reviews </span></label> </div> </div><div class="filter-parent"><div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-corporate-documents js-form-item-category-corporate-documents checkbox"> <label for="edit-category-corporate-documents" class="control-label option"><input class="checkbox-main-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-corporate-documents" type="checkbox" id="edit-category-corporate-documents" name="category[corporate documents]" value="corporate documents" /><span class="fca-custom-label">Corporate documents </span></label> </div> <a href="#filter-group--corporate-documents" class="btn btn-default js-search-filter-collapse btn--collapse collapsed" role="button" data-toggle="collapse"><span class="text-hide">Expand / Collapse</span></a></div><div class="filter-group collapse" id="filter-group--corporate-documents"><div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-corporate-documents-annual-reports js-form-item-category-corporate-documents-annual-reports checkbox"> <label for="edit-category-corporate-documents-annual-reports" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-corporate-documents-annual-reports" type="checkbox" id="edit-category-corporate-documents-annual-reports" name="category[corporate documents-annual reports]" value="annual reports" /><span class="fca-custom-label">Annual reports </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-corporate-documents-business-plans js-form-item-category-corporate-documents-business-plans checkbox"> <label for="edit-category-corporate-documents-business-plans" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-corporate-documents-business-plans" type="checkbox" id="edit-category-corporate-documents-business-plans" name="category[corporate documents-business plans]" value="business plans" /><span class="fca-custom-label">Business plans </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-corporate-documents-corporate-documents js-form-item-category-corporate-documents-corporate-documents checkbox"> <label for="edit-category-corporate-documents-corporate-documents" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-corporate-documents-corporate-documents" type="checkbox" id="edit-category-corporate-documents-corporate-documents" name="category[corporate documents-corporate documents]" value="corporate documents" /><span class="fca-custom-label">Corporate documents </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-corporate-documents-impact-assessments js-form-item-category-corporate-documents-impact-assessments checkbox"> <label for="edit-category-corporate-documents-impact-assessments" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-corporate-documents-impact-assessments" type="checkbox" id="edit-category-corporate-documents-impact-assessments" name="category[corporate documents-impact assessments]" value="impact assessments" /><span class="fca-custom-label">Impact assessments </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-corporate-documents-memorandums-of-understanding js-form-item-category-corporate-documents-memorandums-of-understanding checkbox"> <label for="edit-category-corporate-documents-memorandums-of-understanding" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-corporate-documents-memorandums-of-understanding" type="checkbox" id="edit-category-corporate-documents-memorandums-of-understanding" name="category[corporate documents-memorandums of understanding]" value="memorandums of understanding" /><span class="fca-custom-label">Memorandums of understanding </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-corporate-documents-correspondence js-form-item-category-corporate-documents-correspondence checkbox"> <label for="edit-category-corporate-documents-correspondence" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-corporate-documents-correspondence" type="checkbox" id="edit-category-corporate-documents-correspondence" name="category[corporate documents-correspondence]" value="correspondence" /><span class="fca-custom-label">Correspondence </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-corporate-documents-foi-releases js-form-item-category-corporate-documents-foi-releases checkbox"> <label for="edit-category-corporate-documents-foi-releases" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-corporate-documents-foi-releases" type="checkbox" id="edit-category-corporate-documents-foi-releases" name="category[corporate documents-foi releases]" value="foi releases" /><span class="fca-custom-label">FOI releases </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-corporate-documents-meeting-minutes js-form-item-category-corporate-documents-meeting-minutes checkbox"> <label for="edit-category-corporate-documents-meeting-minutes" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-corporate-documents-meeting-minutes" type="checkbox" id="edit-category-corporate-documents-meeting-minutes" name="category[corporate documents-meeting minutes]" value="meeting minutes" /><span class="fca-custom-label">Meeting minutes </span></label> </div> </div><div class="filter-parent"><div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-notices-and-decisions js-form-item-category-notices-and-decisions checkbox"> <label for="edit-category-notices-and-decisions" class="control-label option"><input class="checkbox-main-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-notices-and-decisions" type="checkbox" id="edit-category-notices-and-decisions" name="category[notices and decisions]" value="notices and decisions" /><span class="fca-custom-label">Notices and decisions </span></label> </div> <a href="#filter-group--notices-and-decisions" class="btn btn-default js-search-filter-collapse btn--collapse" role="button" data-toggle="collapse"><span class="text-hide">Expand / Collapse</span></a></div><div class="filter-group collapse in" id="filter-group--notices-and-decisions"><div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-notices-and-decisions-decision-notices js-form-item-category-notices-and-decisions-decision-notices checkbox"> <label for="edit-category-notices-and-decisions-decision-notices" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-notices-and-decisions-decision-notices" type="checkbox" id="edit-category-notices-and-decisions-decision-notices" name="category[notices and decisions-decision notices]" value="decision notices" checked="checked" /><span class="fca-custom-label">Decision notices </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-notices-and-decisions-libor-notices js-form-item-category-notices-and-decisions-libor-notices checkbox"> <label for="edit-category-notices-and-decisions-libor-notices" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-notices-and-decisions-libor-notices" type="checkbox" id="edit-category-notices-and-decisions-libor-notices" name="category[notices and decisions-libor notices]" value="libor notices" checked="checked" /><span class="fca-custom-label">LIBOR notices </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-notices-and-decisions-final-notices js-form-item-category-notices-and-decisions-final-notices checkbox"> <label for="edit-category-notices-and-decisions-final-notices" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-notices-and-decisions-final-notices" type="checkbox" id="edit-category-notices-and-decisions-final-notices" name="category[notices and decisions-final notices]" value="final notices" checked="checked" /><span class="fca-custom-label">Final notices </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-notices-and-decisions-warning-notices js-form-item-category-notices-and-decisions-warning-notices checkbox"> <label for="edit-category-notices-and-decisions-warning-notices" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-notices-and-decisions-warning-notices" type="checkbox" id="edit-category-notices-and-decisions-warning-notices" name="category[notices and decisions-warning notices]" value="warning notices" checked="checked" /><span class="fca-custom-label">Warning notices </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-notices-and-decisions-supervisory-notices js-form-item-category-notices-and-decisions-supervisory-notices checkbox"> <label for="edit-category-notices-and-decisions-supervisory-notices" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-notices-and-decisions-supervisory-notices" type="checkbox" id="edit-category-notices-and-decisions-supervisory-notices" name="category[notices and decisions-supervisory notices]" value="supervisory notices" checked="checked" /><span class="fca-custom-label">Supervisory notices </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-notices-and-decisions-cancellation-notices js-form-item-category-notices-and-decisions-cancellation-notices checkbox"> <label for="edit-category-notices-and-decisions-cancellation-notices" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-notices-and-decisions-cancellation-notices" type="checkbox" id="edit-category-notices-and-decisions-cancellation-notices" name="category[notices and decisions-cancellation notices]" value="cancellation notices" checked="checked" /><span class="fca-custom-label">Cancellation notices </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-notices-and-decisions-requirement-notices js-form-item-category-notices-and-decisions-requirement-notices checkbox"> <label for="edit-category-notices-and-decisions-requirement-notices" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-notices-and-decisions-requirement-notices" type="checkbox" id="edit-category-notices-and-decisions-requirement-notices" name="category[notices and decisions-requirement notices]" value="requirement notices" checked="checked" /><span class="fca-custom-label">Requirement notices </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-notices-and-decisions-temporary-product-interventions js-form-item-category-notices-and-decisions-temporary-product-interventions checkbox"> <label for="edit-category-notices-and-decisions-temporary-product-interventions" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-notices-and-decisions-temporary-product-interventions" type="checkbox" id="edit-category-notices-and-decisions-temporary-product-interventions" name="category[notices and decisions-temporary product interventions]" value="temporary product interventions" checked="checked" /><span class="fca-custom-label">Temporary product interventions </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-notices-and-decisions-undertakings js-form-item-category-notices-and-decisions-undertakings checkbox"> <label for="edit-category-notices-and-decisions-undertakings" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-notices-and-decisions-undertakings" type="checkbox" id="edit-category-notices-and-decisions-undertakings" name="category[notices and decisions-undertakings]" value="undertakings" checked="checked" /><span class="fca-custom-label">Undertakings </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-notices-and-decisions-waivers-and-crr-notices js-form-item-category-notices-and-decisions-waivers-and-crr-notices checkbox"> <label for="edit-category-notices-and-decisions-waivers-and-crr-notices" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-notices-and-decisions-waivers-and-crr-notices" type="checkbox" id="edit-category-notices-and-decisions-waivers-and-crr-notices" name="category[notices and decisions-waivers and crr notices]" value="waivers and crr notices" checked="checked" /><span class="fca-custom-label">Waivers and CRR notices </span></label> </div> </div><div class="filter-parent"><div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-data js-form-item-category-data checkbox"> <label for="edit-category-data" class="control-label option"><input class="checkbox-main-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-data" type="checkbox" id="edit-category-data" name="category[data]" value="data" /><span class="fca-custom-label">Data </span></label> </div> <a href="#filter-group--data" class="btn btn-default js-search-filter-collapse btn--collapse collapsed" role="button" data-toggle="collapse"><span class="text-hide">Expand / Collapse</span></a></div><div class="filter-group collapse" id="filter-group--data"><div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-data-consumer-data js-form-item-category-data-consumer-data checkbox"> <label for="edit-category-data-consumer-data" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-data-consumer-data" type="checkbox" id="edit-category-data-consumer-data" name="category[data-consumer data]" value="consumer data" /><span class="fca-custom-label">Consumer data </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-data-fca-performance-and-operational-data js-form-item-category-data-fca-performance-and-operational-data checkbox"> <label for="edit-category-data-fca-performance-and-operational-data" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-data-fca-performance-and-operational-data" type="checkbox" id="edit-category-data-fca-performance-and-operational-data" name="category[data-fca performance and operational data]" value="fca performance and operational data" /><span class="fca-custom-label">FCA performance and operational data </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-data-firm-and-market-data js-form-item-category-data-firm-and-market-data checkbox"> <label for="edit-category-data-firm-and-market-data" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-data-firm-and-market-data" type="checkbox" id="edit-category-data-firm-and-market-data" name="category[data-firm and market data]" value="firm and market data" /><span class="fca-custom-label">Firm and market data </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-data-retail-banking js-form-item-category-data-retail-banking checkbox"> <label for="edit-category-data-retail-banking" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-data-retail-banking" type="checkbox" id="edit-category-data-retail-banking" name="category[data-retail banking]" value="retail banking" /><span class="fca-custom-label">Retail banking </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-data-retail-investments js-form-item-category-data-retail-investments checkbox"> <label for="edit-category-data-retail-investments" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-data-retail-investments" type="checkbox" id="edit-category-data-retail-investments" name="category[data-retail investments]" value="retail investments" /><span class="fca-custom-label">Retail investments </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-data-retail-lending js-form-item-category-data-retail-lending checkbox"> <label for="edit-category-data-retail-lending" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-data-retail-lending" type="checkbox" id="edit-category-data-retail-lending" name="category[data-retail lending]" value="retail lending" /><span class="fca-custom-label">Retail lending </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-data-general-insurance-and-protection js-form-item-category-data-general-insurance-and-protection checkbox"> <label for="edit-category-data-general-insurance-and-protection" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-data-general-insurance-and-protection" type="checkbox" id="edit-category-data-general-insurance-and-protection" name="category[data-general insurance and protection]" value="general insurance and protection" /><span class="fca-custom-label">General insurance and protection </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-data-investment-management js-form-item-category-data-investment-management checkbox"> <label for="edit-category-data-investment-management" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-data-investment-management" type="checkbox" id="edit-category-data-investment-management" name="category[data-investment management]" value="investment management" /><span class="fca-custom-label">Investment management </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-data-pensions-and-retirement-income js-form-item-category-data-pensions-and-retirement-income checkbox"> <label for="edit-category-data-pensions-and-retirement-income" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-data-pensions-and-retirement-income" type="checkbox" id="edit-category-data-pensions-and-retirement-income" name="category[data-pensions and retirement income]" value="pensions and retirement income" /><span class="fca-custom-label">Pensions and retirement income </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-data-wholesale-financial-markets js-form-item-category-data-wholesale-financial-markets checkbox"> <label for="edit-category-data-wholesale-financial-markets" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-data-wholesale-financial-markets" type="checkbox" id="edit-category-data-wholesale-financial-markets" name="category[data-wholesale financial markets]" value="wholesale financial markets" /><span class="fca-custom-label">Wholesale financial markets </span></label> </div> </div><div class="filter-parent"><div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-research js-form-item-category-research checkbox"> <label for="edit-category-research" class="control-label option"><input class="checkbox-main-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-research" type="checkbox" id="edit-category-research" name="category[research]" value="research" /><span class="fca-custom-label">Research </span></label> </div> <a href="#filter-group--research" class="btn btn-default js-search-filter-collapse btn--collapse collapsed" role="button" data-toggle="collapse"><span class="text-hide">Expand / Collapse</span></a></div><div class="filter-group collapse" id="filter-group--research"><div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-research-external-research js-form-item-category-research-external-research checkbox"> <label for="edit-category-research-external-research" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-research-external-research" type="checkbox" id="edit-category-research-external-research" name="category[research-external research]" value="external research" /><span class="fca-custom-label">External research </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-research-financial-lives js-form-item-category-research-financial-lives checkbox"> <label for="edit-category-research-financial-lives" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-research-financial-lives" type="checkbox" id="edit-category-research-financial-lives" name="category[research-financial lives]" value="financial lives" /><span class="fca-custom-label">Financial Lives </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-research-occasional-papers js-form-item-category-research-occasional-papers checkbox"> <label for="edit-category-research-occasional-papers" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-research-occasional-papers" type="checkbox" id="edit-category-research-occasional-papers" name="category[research-occasional papers]" value="occasional papers" /><span class="fca-custom-label">Occasional papers </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-research-research-articles js-form-item-category-research-research-articles checkbox"> <label for="edit-category-research-research-articles" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-research-research-articles" type="checkbox" id="edit-category-research-research-articles" name="category[research-research articles]" value="research articles" /><span class="fca-custom-label">Research articles </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-research-research-insights js-form-item-category-research-research-insights checkbox"> <label for="edit-category-research-research-insights" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-research-research-insights" type="checkbox" id="edit-category-research-research-insights" name="category[research-research insights]" value="research insights" /><span class="fca-custom-label">Research insights </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-research-research-notes js-form-item-category-research-research-notes checkbox"> <label for="edit-category-research-research-notes" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-research-research-notes" type="checkbox" id="edit-category-research-research-notes" name="category[research-research notes]" value="research notes" /><span class="fca-custom-label">Research notes </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-research-research js-form-item-category-research-research checkbox"> <label for="edit-category-research-research" class="control-label option"><input class="checkbox-sub-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-research-research" type="checkbox" id="edit-category-research-research" name="category[research-research]" value="research" /><span class="fca-custom-label">Research </span></label> </div> </div><div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-forms js-form-item-category-forms checkbox"> <label for="edit-category-forms" class="control-label option"><input class="checkbox-main-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-forms" type="checkbox" id="edit-category-forms" name="category[forms]" value="forms" /><span class="fca-custom-label">Forms </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-information-sheets js-form-item-category-information-sheets checkbox"> <label for="edit-category-information-sheets" class="control-label option"><input class="checkbox-main-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-information-sheets" type="checkbox" id="edit-category-information-sheets" name="category[information sheets]" value="information sheets" /><span class="fca-custom-label">Information sheets </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-regulated-covered-bonds js-form-item-category-regulated-covered-bonds checkbox"> <label for="edit-category-regulated-covered-bonds" class="control-label option"><input class="checkbox-main-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-regulated-covered-bonds" type="checkbox" id="edit-category-regulated-covered-bonds" name="category[regulated covered bonds]" value="regulated covered bonds" /><span class="fca-custom-label">Regulated covered bonds </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-primary-market js-form-item-category-primary-market checkbox"> <label for="edit-category-primary-market" class="control-label option"><input class="checkbox-main-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-primary-market" type="checkbox" id="edit-category-primary-market" name="category[primary market]" value="primary market" /><span class="fca-custom-label">Primary market </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-uk-listing-authority js-form-item-category-uk-listing-authority checkbox"> <label for="edit-category-uk-listing-authority" class="control-label option"><input class="checkbox-main-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-uk-listing-authority" type="checkbox" id="edit-category-uk-listing-authority" name="category[uk listing authority]" value="uk listing authority" /><span class="fca-custom-label">UK Listing Authority </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-opbas js-form-item-category-opbas checkbox"> <label for="edit-category-opbas" class="control-label option"><input class="checkbox-main-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-opbas" type="checkbox" id="edit-category-opbas" name="category[opbas]" value="opbas" /><span class="fca-custom-label">OPBAS </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-consumer-credit-information js-form-item-category-consumer-credit-information checkbox"> <label for="edit-category-consumer-credit-information" class="control-label option"><input class="checkbox-main-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-consumer-credit-information" type="checkbox" id="edit-category-consumer-credit-information" name="category[consumer credit information]" value="consumer credit information" /><span class="fca-custom-label">Consumer credit information </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-fees-information js-form-item-category-fees-information checkbox"> <label for="edit-category-fees-information" class="control-label option"><input class="checkbox-main-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-fees-information" type="checkbox" id="edit-category-fees-information" name="category[fees information]" value="fees information" /><span class="fca-custom-label">Fees information </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-systems-information js-form-item-category-systems-information checkbox"> <label for="edit-category-systems-information" class="control-label option"><input class="checkbox-main-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-systems-information" type="checkbox" id="edit-category-systems-information" name="category[systems information]" value="systems information" /><span class="fca-custom-label">Systems information </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-transcripts js-form-item-category-transcripts checkbox"> <label for="edit-category-transcripts" class="control-label option"><input class="checkbox-main-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-transcripts" type="checkbox" id="edit-category-transcripts" name="category[transcripts]" value="transcripts" /><span class="fca-custom-label">Transcripts </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-category-archive js-form-item-category-archive checkbox"> <label for="edit-category-archive" class="control-label option"><input class="checkbox-main-item form-checkbox" onchange="this.form.submit();" data-drupal-selector="edit-category-archive" type="checkbox" id="edit-category-archive" name="category[archive]" value="archive" /><span class="fca-custom-label">Archive </span></label> </div> </section> <section class="filters filters--type"> <h5>Filter by document type</h5> <fieldset onchange="this.form.submit();" data-drupal-selector="edit-doc-type" class="fieldgroup form-composite js-form-item form-item js-form-wrapper form-wrapper" id="edit-doc-type--wrapper"> <legend class="visually-hidden"> <span class="visually-hidden fieldset-legend">Document type</span> </legend> <div class="fieldset-wrapper"> <div id="edit-doc-type" class="form-checkboxes"><div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-doc-type-fdocument-formatfuneqnmrru7e36yr6wt10ps8e77spdf js-form-item-doc-type-fdocument-formatfuneqnmrru7e36yr6wt10ps8e77spdf checkbox"> <label for="edit-doc-type-fdocument-formatfuneqnmrru7e36yr6wt10ps8e77spdf" class="control-label option"><input onchange="this.form.submit();" data-drupal-selector="edit-doc-type-fdocument-formatfuneqnmrru7e36yr6wt10ps8e77spdf" class="form-checkbox" type="checkbox" id="edit-doc-type-fdocument-formatfuneqnmrru7e36yr6wt10ps8e77spdf" name="doc_type[f.Document Format|FUNeqnmrru7e36yr6wt10ps8e77s=PDF]" value="f.Document Format|FUNeqnmrru7e36yr6wt10ps8e77s=PDF" /><span class="fca-custom-label">PDF </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-doc-type-fdocument-formatfuneqnmrru7e36yr6wt10ps8e77sweb-page js-form-item-doc-type-fdocument-formatfuneqnmrru7e36yr6wt10ps8e77sweb-page checkbox"> <label for="edit-doc-type-fdocument-formatfuneqnmrru7e36yr6wt10ps8e77sweb-page" class="control-label option"><input onchange="this.form.submit();" data-drupal-selector="edit-doc-type-fdocument-formatfuneqnmrru7e36yr6wt10ps8e77sweb-page" class="form-checkbox" type="checkbox" id="edit-doc-type-fdocument-formatfuneqnmrru7e36yr6wt10ps8e77sweb-page" name="doc_type[f.Document Format|FUNeqnmrru7e36yr6wt10ps8e77s=Web page]" value="f.Document Format|FUNeqnmrru7e36yr6wt10ps8e77s=Web page" /><span class="fca-custom-label">Web page </span></label> </div> <div class="form-item js-form-item form-type-checkbox js-form-type-checkbox form-item-doc-type-fdocument-formatfuneqnmrru7e36yr6wt10ps8e77sexcel js-form-item-doc-type-fdocument-formatfuneqnmrru7e36yr6wt10ps8e77sexcel checkbox"> <label for="edit-doc-type-fdocument-formatfuneqnmrru7e36yr6wt10ps8e77sexcel" class="control-label option"><input onchange="this.form.submit();" data-drupal-selector="edit-doc-type-fdocument-formatfuneqnmrru7e36yr6wt10ps8e77sexcel" class="form-checkbox" type="checkbox" id="edit-doc-type-fdocument-formatfuneqnmrru7e36yr6wt10ps8e77sexcel" name="doc_type[f.Document Format|FUNeqnmrru7e36yr6wt10ps8e77s=Excel]" value="f.Document Format|FUNeqnmrru7e36yr6wt10ps8e77s=Excel" /><span class="fca-custom-label">Excel </span></label> </div> </div> </div> </fieldset> </section> <section class="filters filters--year"> <h5>Filter by year</h5> <div class="filter__inner"> <div class="form-item js-form-item form-type-select js-form-type-select form-item-year js-form-item-year form-no-label form-group"> <label for="edit-year" class="control-label sr-only">Year</label> <div class="select-wrapper"><select onchange="this.form.submit();" data-drupal-selector="edit-year" class="form-select form-control" id="edit-year" name="year" aria-label="All years"><option value="" selected="selected">All years</option><option value="f.Published Year|year=2024">2024</option><option value="f.Published Year|year=2023">2023</option><option value="f.Published Year|year=2022">2022</option><option value="f.Published Year|year=2021">2021</option><option value="f.Published Year|year=2020">2020</option><option value="f.Published Year|year=2019">2019</option><option value="f.Published Year|year=2018">2018</option><option value="f.Published Year|year=2017">2017</option><option value="f.Published Year|year=2016">2016</option><option value="f.Published Year|year=2015">2015</option><option value="f.Published Year|year=2014">2014</option><option value="f.Published Year|year=2013">2013</option><option value="f.Published Year|year=2012">2012</option><option value="f.Published Year|year=2011">2011</option><option value="f.Published Year|year=2010">2010</option><option value="f.Published Year|year=2009">2009</option><option value="f.Published Year|year=2008">2008</option><option value="f.Published Year|year=2007">2007</option><option value="f.Published Year|year=2006">2006</option><option value="f.Published Year|year=2005">2005</option><option value="f.Published Year|year=2004">2004</option><option value="f.Published Year|year=2003">2003</option><option value="f.Published Year|year=2002">2002</option><option value="f.Published Year|year=2001">2001</option><option value="f.Published Year|year=2000">2000</option></select></div> </div> </div> </section> <section class="filters filters__sort-order--mobile visible-xs-block"> <h5 class="filter__label__sort-by--mobile">Sort by:</h5> <div class="filter__inner--mobile"> <div class="form-item js-form-item form-type-select js-form-type-select form-item-sort-by js-form-item-sort-by form-no-label form-group"> <div class="select-wrapper"><select onchange="if (this.form) {this.form.submit();}" data-drupal-selector="edit-sort-by" class="form-select form-control" name="sort_by" aria-label="Most relevant first"><option value="relevance">Most relevant first</option><option value="dmetaZ" selected="selected">Newest first</option><option value="metaZ">Oldest first</option></select></div> </div> </div> </section> <form class="fca-funnelback-filters-form" data-drupal-selector="fca-funnelback-filters-form" novalidate="novalidate" action="/publications/search-results?p_search_term=&category=notices%20and%20decisions-decision%20notices%2Cnotices%20and%20decisions-libor%20notices%2Cnotices%20and%20decisions-final%20notices%2Cnotices%20and%20decisions-warning%20notices%2Cnotices%20and%20decisions-supervisory%20notices%2Cnotices%20and%20decisions-cancellation%20notices%2Cnotices%20and%20decisions-requirement%20notices%2Cnotices%20and%20decisions-temporary%20product%20interventions%2Cnotices%20and%20decisions-undertakings%2Cnotices%20and%20decisions-waivers%20and%20crr%20notices" method="post" id="fca-funnelback-filters-form" accept-charset="UTF-8"> <button class="visually-hidden button js-form-submit form-submit btn-primary btn icon-before" data-drupal-selector="edit-submit-button" type="submit" id="edit-submit-button" name="op" value="Search"><span class="icon glyphicon glyphicon-search" aria-hidden="true"></span> Search</button><input data-drupal-selector="form-qw7jekao7nvey2kv-d-wgzkc0tvw9ubt2z6kmjomgma" type="hidden" name="form_build_id" value="form-qW7jEkaO7nvEy2kv_d_WGZKc0tvW9UBT2Z6kMJoMGMA" /><input data-drupal-selector="edit-fca-funnelback-filters-form" type="hidden" name="form_id" value="fca_funnelback_filters_form" /> </form> </div> </form> <div class="col-sm-8 results-wrapper"> <div class="row"> <h1 class="col-xs-5 col-sm-4 col-md-6 results__search-title">Search results</h1> <div class="col-xs-7 col-sm-8 col-md-6 results__filters--wrapper">  <section class="filters filters__sort-order hidden-xs"> <label class="filter-label__sort-by col-lg-4 col-md-3 col-sm-12">Sort by:</label> <div class="filter__inner col-lg-8 col-md-9 col-sm-12"> <div class="form-item js-form-item form-type-select js-form-type-select form-item-sort-by js-form-item-sort-by form-no-label form-group"> <div class="select-wrapper"><select onchange="if (this.form) {this.form.submit();}" data-drupal-selector="edit-sort-by" class="form-select form-control" name="sort_by" aria-label="Most relevant first"><option value="relevance">Most relevant first</option><option value="dmetaZ" selected="selected">Newest first</option><option value="metaZ">Oldest first</option></select></div> </div> </div> </section> </div> </div> <div class="search-form"> <form class="fca-funnelback-publications-search-form" data-drupal-selector="fca-funnelback-publications-search-form" novalidate="novalidate" action="/publications/search-results?p_search_term=&category=notices%20and%20decisions-decision%20notices%2Cnotices%20and%20decisions-libor%20notices%2Cnotices%20and%20decisions-final%20notices%2Cnotices%20and%20decisions-warning%20notices%2Cnotices%20and%20decisions-supervisory%20notices%2Cnotices%20and%20decisions-cancellation%20notices%2Cnotices%20and%20decisions-requirement%20notices%2Cnotices%20and%20decisions-temporary%20product%20interventions%2Cnotices%20and%20decisions-undertakings%2Cnotices%20and%20decisions-waivers%20and%20crr%20notices" method="post" id="fca-funnelback-publications-search-form" accept-charset="UTF-8"> <div class="input-group search-input-group"> <label class="sr-only" for="edit-search-term"> Search </label> <input title="Search" placeholder="Search for a publication" class="funnelback-query form-text form-control" data-drupal-selector="edit-search-term" type="text" id="edit-search-term" name="search_term" value="" size="60" maxlength="128" /> <span class="input-group-btn"> <button aria-label="Submit" title="Submit" class="form-submit btn--search text-hide button js-form-submit form-submit btn-primary btn icon-before" data-drupal-selector="edit-submit" type="submit" id="edit-submit" name="op" value="Search"><span class="icon glyphicon glyphicon-search" aria-hidden="true"></span> Search</button> </span> </div> <input data-drupal-selector="form-avzzlrghrxhjxec87i0nngsw2tw6ruoecir-gcs7swm" type="hidden" name="form_build_id" value="form-aVzZLrgHRxHjxEC87I0NNgsW2tw6RUoECIr_Gcs7swM" /><input data-drupal-selector="edit-fca-funnelback-publications-search-form" 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href="/publications/search-results?category=notices%20and%20decisions-decision%20notices%2Cnotices%20and%20decisions-final%20notices%2Cnotices%20and%20decisions-warning%20notices%2Cnotices%20and%20decisions-supervisory%20notices%2Cnotices%20and%20decisions-cancellation%20notices%2Cnotices%20and%20decisions-requirement%20notices%2Cnotices%20and%20decisions-temporary%20product%20interventions%2Cnotices%20and%20decisions-undertakings%2Cnotices%20and%20decisions-waivers%20and%20crr%20notices" role="button"><span class="breadbox__remove-cross"></span>Libor notices</a> <a class="btn btn__breadbox" 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href="/publications/search-results?category=notices%20and%20decisions-decision%20notices%2Cnotices%20and%20decisions-libor%20notices%2Cnotices%20and%20decisions-final%20notices%2Cnotices%20and%20decisions-warning%20notices%2Cnotices%20and%20decisions-supervisory%20notices%2Cnotices%20and%20decisions-cancellation%20notices%2Cnotices%20and%20decisions-requirement%20notices%2Cnotices%20and%20decisions-temporary%20product%20interventions%2Cnotices%20and%20decisions-undertakings" role="button"><span class="breadbox__remove-cross"></span>Waivers and CRR notices</a> <a href="/publications/search-results?p_search_term=" class="btn btn__breadbox breadbox__clear-all active">Clear all filters</a> </div> <div class="results-loading"></div> <p class="search-results__count col-xs-12"> Showing <strong>1</strong> to <strong>10</strong> of <strong>4918</strong> search results. </p> <ol class="search-list" start="1"> <li class="search-item first"> <h4 class="search-item__title"> <a class="search-item__clickthrough" href="https://www.fca.org.uk/publication/final-notices/andras-sebok-2024.pdf" data-click-track="https://www.fca.org.uk/publication/final-notices/andras-sebok-2024.pdf" target="_blank"> Final Notice 2024: Andr谩s Seb艖k <span class="file-type">[pdf]</span> </a> </h4> <div class="search-item__meta"> <span class="meta-item type">Final notices</span> <span class="meta-item published-date">Published: 27/11/2024</span> </div> <div class="search-item__body"> This Final Notice refers to breaches of the Market Abuse Regulations by a PDMR for trading during closed periods and for trade disclosure failings. </div> </li> <li class="search-item"> <h4 class="search-item__title"> <a class="search-item__clickthrough" href="https://www.fca.org.uk/publication/decision-notices/commercial-expert-ltd-2024.pdf" data-click-track="https://www.fca.org.uk/publication/decision-notices/commercial-expert-ltd-2024.pdf" target="_blank"> Notice of Decision 2024: Commercial Expert Ltd <span class="file-type">[pdf]</span> </a> </h4> <div class="search-item__meta"> <span class="meta-item type">Decision notices</span> <span class="meta-item published-date">Published: 27/11/2024</span> </div> <div class="search-item__body"> This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. </div> </li> <li class="search-item"> <h4 class="search-item__title"> <a class="search-item__clickthrough" href="https://www.fca.org.uk/publication/final-notices/travis-lloyd-klein-2024.pdf" data-click-track="https://www.fca.org.uk/publication/final-notices/travis-lloyd-klein-2024.pdf" target="_blank"> Final Notice 2024: Travis Lloyd Klein <span class="file-type">[pdf]</span> </a> </h4> <div class="search-item__meta"> <span class="meta-item type">Final notices</span> <span class="meta-item published-date">Published: 26/11/2024</span> </div> <div class="search-item__body"> This Final Notice (Travis Lloyd Klein) refers to breaches of COCON (ICR1) and FIT related to failing to act with integrity and a lack of fitness/propriety in the investment bank sector. We imposed a prohibition and public censure. A financial </div> </li> <li class="search-item"> <h4 class="search-item__title"> <a class="search-item__clickthrough" href="https://www.fca.org.uk/publication/decision-notices/aka-motors-ltd-2024.pdf" data-click-track="https://www.fca.org.uk/publication/decision-notices/aka-motors-ltd-2024.pdf" target="_blank"> Notice of Decision 2024:AKA MOTORS LTD <span class="file-type">[pdf]</span> </a> </h4> <div class="search-item__meta"> <span class="meta-item type">Decision notices</span> <span class="meta-item published-date">Published: 26/11/2024</span> </div> <div class="search-item__body"> The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation. </div> </li> <li class="search-item"> <h4 class="search-item__title"> <a class="search-item__clickthrough" href="https://www.fca.org.uk/publication/decision-notices/jacksons-motor-company-ltd-2024.pdf" data-click-track="https://www.fca.org.uk/publication/decision-notices/jacksons-motor-company-ltd-2024.pdf" target="_blank"> Notice of Decision 2024: JACKSONS MOTOR COMPANY LTD <span class="file-type">[pdf]</span> </a> </h4> <div class="search-item__meta"> <span class="meta-item type">Decision notices</span> <span class="meta-item published-date">Published: 26/11/2024</span> </div> <div class="search-item__body"> This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. </div> </li> <li class="search-item"> <h4 class="search-item__title"> <a class="search-item__clickthrough" href="https://www.fca.org.uk/publication/final-notices/macquarie-bank-limited-london-branch-2024.pdf" data-click-track="https://www.fca.org.uk/publication/final-notices/macquarie-bank-limited-london-branch-2024.pdf" target="_blank"> Final Notice 2024: Macquarie Bank Limited, London Branch <span class="file-type">[pdf]</span> </a> </h4> <div class="search-item__meta"> <span class="meta-item type">Final notices</span> <span class="meta-item published-date">Published: 26/11/2024</span> </div> <div class="search-item__body"> This Final Notice (Macquarie Bank Limited, London Branch (MBL)) refers to breach of PRIN 3 related to wholesale conduct in the investment bank sector. We imposed a financial penalty of 拢13,031,400. </div> </li> <li class="search-item"> <h4 class="search-item__title"> <a class="search-item__clickthrough" href="https://www.fca.org.uk/publication/decision-notices/grange-trade-car-sales-ltd-2024.pdf" data-click-track="https://www.fca.org.uk/publication/decision-notices/grange-trade-car-sales-ltd-2024.pdf" target="_blank"> Notice of Decision 2024: Grange Trade Car Sales Ltd <span class="file-type">[pdf]</span> </a> </h4> <div class="search-item__meta"> <span class="meta-item type">Decision notices</span> <span class="meta-item published-date">Published: 26/11/2024</span> </div> <div class="search-item__body"> This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. </div> </li> <li class="search-item"> <h4 class="search-item__title"> <a class="search-item__clickthrough" href="https://www.fca.org.uk/publication/decision-notices/anthony-clarke-2024.pdf" data-click-track="https://www.fca.org.uk/publication/decision-notices/anthony-clarke-2024.pdf" target="_blank"> Notice of Decision 2024: Anthony Clarke <span class="file-type">[pdf]</span> </a> </h4> <div class="search-item__meta"> <span class="meta-item type">Decision notices</span> <span class="meta-item published-date">Published: 25/11/2024</span> </div> <div class="search-item__body"> The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation. </div> </li> <li class="search-item"> <h4 class="search-item__title"> <a class="search-item__clickthrough" href="https://www.fca.org.uk/publication/final-notices/barclays-plc-2024.pdf" data-click-track="https://www.fca.org.uk/publication/final-notices/barclays-plc-2024.pdf" target="_blank"> Final Notice 2024: Barclays plc <span class="file-type">[pdf]</span> </a> </h4> <div class="search-item__meta"> <span class="meta-item type">Final notices</span> <span class="meta-item published-date">Published: 25/11/2024</span> </div> <div class="search-item__body"> This Final Notice refers to breaches of listing rules relating to failure to disclose information in the issuer sector. We imposed a financial penalty. </div> </li> <li class="search-item last"> <h4 class="search-item__title"> <a class="search-item__clickthrough" href="https://www.fca.org.uk/publication/final-notices/barclays-bank-plc-2024.pdf" data-click-track="https://www.fca.org.uk/publication/final-notices/barclays-bank-plc-2024.pdf" target="_blank"> Final Notice 2024: Barclays Bank plc <span class="file-type">[pdf]</span> </a> </h4> <div class="search-item__meta"> <span class="meta-item type">Final notices</span> <span class="meta-item published-date">Published: 25/11/2024</span> </div> <div class="search-item__body"> This Final Notice refers to breaches of listing rules relating to failure to disclose information in the issuer sector. 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