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Welcome to the Swiss Financial Market Supervisory Authority FINMA | FINMA

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src="/~/media/finma/images/logo/finma-logo.png?h=94&amp;iar=0&amp;w=412&amp;hash=A19C8B9DCA22533F4FECCCAE2CBFFAA1" alt="FINMA" width="412" height="94" /> </a> </div> </div> <nav class="g-row l-nav js-l-nav"> <div class="mod mod-nav-main" data-page="home"> <ul class="nav-main-list js-nav-main-list" role="navigation"> <a href="#navigation" name="navigation" accesskey="1" title="Menu 1"></a> <li class="main-list-item js-main-list-item" role="presentation" aria-haspopup="true"> <h2 class="main-list-link js-main-list-link">Authorisation</h2> <ul class="main-flyout js-main-flyout" role="menu" aria-expanded="false"> <li class="g-row" role="presentation"> <div class="g-cell s-1of3 flyout-column-left"> <div class="flyout-column-left-wrap e-text"> <div class="flyout-column-left-title">Authorised or registered institutions, persons and products</div> <div class="flyout-column-text-box"> <div class="text-image pull-left"> <img src="/~/media/finma/images/menuicons/finma_icon_bewilligung.png?h=64&amp;iar=0&amp;w=64&amp;hash=C59AF4AB210953925B44A1CBEDE5FD8F" alt="Authorisation icon" width="64" height="64" /> </div> <div class="flyout-column-text">These companies, persons and products have a licence and are permitted to operate on the financial market.</div> </div> </div> </div> <div class="g-cell s-1of3 flyout-column-center"> <div class="flyout-column-center-wrap"> <span class="flyout-column-title">Getting authorised</span> <ul class="flyout-column-list" role="menu"> <li role="presentation"> <a href="/en/authorisation/authorisation-overview/" title="Authorisation" role="menuitem">Authorisation</a> </li> <li role="presentation"> <a href="/en/authorisation/types-of-licensing/" title="Types of authorisation" role="menuitem">Types of authorisation</a> </li> <li role="presentation"> <a href="/en/authorisation/banks-and-securities-firms/" title="Banks and securities firms" role="menuitem">Banks and securities firms</a> </li> <li role="presentation"> <a href="/en/authorisation/insurers/" title="Insurers" role="menuitem">Insurers</a> </li> <li role="presentation"> <a href="/en/authorisation/insurance-intermediaries/" title="Insurance intermediaries" role="menuitem">Insurance intermediaries</a> </li> <li role="presentation"> <a href="/en/authorisation/asset-management/" title="Asset management" role="menuitem">Asset management</a> </li> <li role="presentation"> <a href="/en/authorisation/portfolio-managers-and-trustees/" title="Portfolio managers and trustees" role="menuitem">Portfolio managers and trustees</a> </li> <li role="presentation"> <a href="/en/authorisation/supervisory-organisations/" title="Supervisory organisations" role="menuitem">Supervisory organisations</a> </li> <li role="presentation"> <a href="/en/authorisation/vertretungen-auslaendischer-finanzinstitute-gemaess-finig/" title="Representative offices of financial institutions based outside Switzerland under FinIA" role="menuitem">Representative offices of financial institutions based outside Switzerland under FinIA</a> </li> <li role="presentation"> <a href="/en/authorisation/self-regulatory-organisations-sros/" title="Self-regulatory organisations (SROs)" role="menuitem">Self-regulatory organisations (SROs)</a> </li> <li role="presentation"> <a href="/en/authorisation/financial-market-infrastructures-and-foreign-market-participants/" title="Financial market infrastructures and foreign market participants" role="menuitem">Financial market infrastructures and foreign market participants</a> </li> <li role="presentation"> <a href="/en/authorisation/rating-agencies/" title="Rating agencies" role="menuitem">Rating agencies</a> </li> <li role="presentation"> <a href="/en/authorisation/registrierungsstelle/" title="Registration body" role="menuitem">Registration body</a> </li> <li role="presentation"> <a href="/en/authorisation/ombudsmen-for-financial-service-providers/" title="Ombudsmen for financial service providers" role="menuitem">Ombudsmen for financial service providers</a> </li> <li role="presentation"> <a href="/en/authorisation/pruefstelle-fuer-prospekte/" title="Reviewing body for prospectuses" role="menuitem">Reviewing body for prospectuses</a> </li> <li role="presentation"> <a href="/en/authorisation/fintech/" title="FinTech" role="menuitem">FinTech</a> </li> </ul> </div> </div> <div class="g-cell s-1of3 flyout-column-right"> <div class="flyout-column-right-wrap"> <a class="flyout-column-link" href="/en/finma-public/authorised-institutions-individuals-and-products/">Authorised or registered institutions, persons and products</a> <div class="flyout-column-text">These companies, persons and products have a licence and are permitted to operate on the financial market.</div> <a class="flyout-column-link" href="/en/finma-public/warnungen/">Warning list</a> <div class="flyout-column-text">These companies are not authorised and may be engaging in financial market activity without the requisite licence.</div> </div> </div> </li> </ul> </li> <li class="main-list-item js-main-list-item" role="presentation" aria-haspopup="true"> <h2 class="main-list-link js-main-list-link">Supervision</h2> <ul class="main-flyout js-main-flyout" role="menu" aria-expanded="false"> <li class="g-row" role="presentation"> <div class="g-cell s-1of3 flyout-column-left"> <div class="flyout-column-left-wrap e-text"> <a class="flyout-column-link" href="/en/supervision/our-approach-to-supervision/">Our approach to supervision</a> <div class="flyout-column-text-box"> <div class="text-image pull-left"> <img src="/~/media/finma/images/menuicons/finma_icon_ueberwachung.png?h=64&amp;iar=0&amp;w=64&amp;hash=EBB252A54B6BD7EA0CDB0475CA196855" alt="Supervision icon" width="64" height="64" /> </div> <div class="flyout-column-text">FINMA&rsquo;s core task is prudential supervision of the financial market. It also uses private audit companies to extend its reach.</div> </div> </div> </div> <div class="g-cell s-1of3 flyout-column-center"> <div class="flyout-column-center-wrap"> <span class="flyout-column-title">Information about supervision of…</span> <ul class="flyout-column-list" role="menu"> <li role="presentation"> <a href="/en/supervision/our-approach-to-supervision/" title="Our approach to supervision" role="menuitem">Our approach to supervision</a> </li> <li role="presentation"> <a href="/en/supervision/cross-sector-issues/" title="Cross-sector issues" role="menuitem">Cross-sector issues</a> </li> <li role="presentation"> <a href="/en/supervision/banks-and-securities-firms/" title="Banks and securities firms" role="menuitem">Banks and securities firms</a> </li> <li role="presentation"> <a href="/en/supervision/insurers/" title="Insurers" role="menuitem">Insurers</a> </li> <li role="presentation"> <a href="/en/supervision/versicherungsvermittler/" title="Insurance intermediaries" role="menuitem">Insurance intermediaries</a> </li> <li role="presentation"> <a href="/en/supervision/asset-management/" title="Asset Management" role="menuitem">Asset Management</a> </li> <li role="presentation"> <a href="/en/supervision/portfolio-managers-and-trustees/" title="Portfolio managers and trustees" role="menuitem">Portfolio managers and trustees</a> </li> <li role="presentation"> <a href="/en/supervision/supervisory-organisations/" title="Supervisory organisations" role="menuitem">Supervisory organisations</a> </li> <li role="presentation"> <a href="/en/supervision/self-regulatory-organisations-sros/" title="Self-regulatory organisations (SROs)" role="menuitem">Self-regulatory organisations (SROs)</a> </li> <li role="presentation"> <a href="/en/supervision/financial-market-infrastructures/" title="Financial market infrastructures" role="menuitem">Financial market infrastructures</a> </li> <li role="presentation"> <a href="/en/supervision/central-mortgage-bond-institutions/" title="Central mortgage bond institutions" role="menuitem">Central mortgage bond institutions</a> </li> <li role="presentation"> <a href="/en/supervision/fintech/" title="FinTech" role="menuitem">FinTech</a> </li> </ul> </div> </div> <div class="g-cell s-1of3 flyout-column-right"> <div class="flyout-column-right-wrap"> <a class="flyout-column-link" href="/en/supervision/banks-and-securities-firms/categorisation/">Risk categories in the banking sector</a> <div class="flyout-column-text">FINMA assigns banks to different risk categories.</div> <a class="flyout-column-link" href="/en/supervision/insurers/categorisation/">Risk categories in the insurance sector</a> <div class="flyout-column-text">FINMA assigns insurers to different risk categories.</div> </div> </div> </li> </ul> </li> <li class="main-list-item js-main-list-item" role="presentation" aria-haspopup="true"> <h2 class="main-list-link js-main-list-link">Enforcement</h2> <ul class="main-flyout js-main-flyout" role="menu" aria-expanded="false"> <li class="g-row" role="presentation"> <div class="g-cell s-1of3 flyout-column-left"> <div class="flyout-column-left-wrap e-text"> <a class="flyout-column-link" href="/en/enforcement/all-about-enforcement/">Enforcing supervisory law</a> <div class="flyout-column-text-box"> <div class="text-image pull-left"> <img src="/~/media/finma/images/menuicons/finma_icon_durchsetzung.png?h=64&amp;iar=0&amp;w=64&amp;hash=DD5B067C17728DE511F0D115D366BC67" alt="Enforcement icon" width="64" height="64" /> </div> <div class="flyout-column-text"><p style="margin: 0cm 0cm 0pt;">Where necessary, FINMA enforces supervisory law using coercive measures under administrative law. Find out about its powers, approach and measures for dealing with violations of the law here.</p></div> </div> </div> </div> <div class="g-cell s-1of3 flyout-column-center"> <div class="flyout-column-center-wrap"> <span class="flyout-column-title">Enforcement topics</span> <ul class="flyout-column-list" role="menu"> <li role="presentation"> <a href="/en/enforcement/all-about-enforcement/" title="All about Enforcement" role="menuitem">All about Enforcement</a> </li> <li role="presentation"> <a href="/en/enforcement/licence-holders/" title="Licence holders" role="menuitem">Licence holders</a> </li> <li role="presentation"> <a href="/en/enforcement/unauthorised-activities/" title="Unauthorised activities" role="menuitem">Unauthorised activities</a> </li> <li role="presentation"> <a href="/en/enforcement/market-supervision/" title="Market supervision" role="menuitem">Market supervision</a> </li> <li role="presentation"> <a href="/en/enforcement/enforcement-tools/" title="Enforcement tools" role="menuitem">Enforcement tools</a> </li> <li role="presentation"> <a href="/en/enforcement/database-for-assessing-fitness-and-propriety-requirements/" title="Database for assessing fitness and propriety requirements" role="menuitem">Database for assessing fitness and propriety requirements</a> </li> <li role="presentation"> <a href="/en/enforcement/recovery-and-resolution/" title="Recovery and resolution" role="menuitem">Recovery and resolution</a> </li> <li role="presentation"> <a href="/en/enforcement/national-and-international-cooperation/" title="National and international cooperation" role="menuitem">National and international cooperation</a> </li> <li role="presentation"> <a href="/en/enforcement/parties-rights-and-obligations/" title="Rights and obligations" role="menuitem">Rights and obligations</a> </li> <li role="presentation"> <a href="/en/enforcement/case-reports-and-court-decisions/" title="Case reports and court decisions" role="menuitem">Case reports and court decisions</a> </li> </ul> </div> </div> <div class="g-cell s-1of3 flyout-column-right"> <div class="flyout-column-right-wrap"> <a class="flyout-column-link" href="/en/documentation/finma-publications/kennzahlen-und-statistiken/statistiken/enforcement/">Enforcement report</a> <div class="flyout-column-text">The enforcement report contains anonymised case studies that offer a more in-depth insight into FINMA&rsquo;s enforcement activities.</div> <a class="flyout-column-link" href="/en/finma-public/warnungen/">Warning list</a> <div class="flyout-column-text">This is a list of companies and individuals that may be operating without the requisite FINMA authorisation.</div> </div> </div> </li> </ul> </li> <li class="main-list-item js-main-list-item" role="presentation" aria-haspopup="true"> <h2 class="main-list-link js-main-list-link">Documentation</h2> <ul class="main-flyout js-main-flyout" role="menu" aria-expanded="false"> <li class="g-row" role="presentation"> <div class="g-cell s-1of3 flyout-column-left"> <div class="flyout-column-left-wrap e-text"> <a class="flyout-column-link" href="/en/documentation/finma-s-legal-basis/">FINMA’s legal basis</a> <div class="flyout-column-text-box"> <div class="text-image pull-left"> <img src="/~/media/finma/images/menuicons/finma_icon_dokumentation.png?h=64&amp;iar=0&amp;w=64&amp;hash=42C3971FE452D2643DEB60C25197EEC0" alt="Documentation icon" width="64" height="64" /> </div> <div class="flyout-column-text">The financial market laws and the Financial Market Supervision Act provide the basis for FINMA&rsquo;s activities. FINMA reports in detail on the fulfilment of its aims.</div> </div> </div> </div> <div class="g-cell s-1of3 flyout-column-center"> <div class="flyout-column-center-wrap"> <span class="flyout-column-title">Information on…</span> <ul class="flyout-column-list" role="menu"> <li role="presentation"> <a href="/en/documentation/finma-s-legal-basis/" title="Legal basis for FINMA’s activities" role="menuitem">Legal basis for FINMA’s activities</a> </li> <li role="presentation"> <a href="/en/documentation/legal-basis/" title="Legal basis" role="menuitem">Legal basis</a> </li> <li role="presentation"> <a href="/en/documentation/circulars/" title="Circulars" role="menuitem">Circulars</a> </li> <li role="presentation"> <a href="/en/documentation/consultations/" title="Consultations and evaluations" role="menuitem">Consultations and evaluations</a> </li> <li role="presentation"> <a href="/en/documentation/finma-s-position/" title="FINMA position statements" role="menuitem">FINMA position statements</a> </li> <li role="presentation"> <a href="/en/documentation/finma-guidance/" title="FINMA Guidance" role="menuitem">FINMA Guidance</a> </li> <li role="presentation"> <a href="/en/documentation/finma-publications/" title="FINMA publications" role="menuitem">FINMA publications</a> </li> <li role="presentation"> <a href="/en/documentation/finma-videos/" title="FINMA videos" role="menuitem">FINMA videos</a> </li> <li role="presentation"> <a href="/en/documentation/dossier/" title="Dossiers" role="menuitem">Dossiers</a> </li> <li role="presentation"> <a href="/en/documentation/enforcement-reporting/" title="Enforcement reporting" role="menuitem">Enforcement reporting</a> </li> <li role="presentation"> <a href="/en/documentation/insurance-law-rulings/" title="Insurance law rulings" role="menuitem">Insurance law rulings</a> </li> <li role="presentation"> <a href="/en/documentation/self-regulation/" title="Self-regulation" role="menuitem">Self-regulation</a> </li> <li role="presentation"> <a href="/en/documentation/international-sanctions-and-combating-terrorism/" title="Sanctions and FATF statements" role="menuitem">Sanctions and FATF statements</a> </li> <li role="presentation"> <a href="/en/documentation/archiv/" title="Archive" role="menuitem">Archive</a> </li> </ul> </div> </div> <div class="g-cell s-1of3 flyout-column-right"> <div class="flyout-column-right-wrap"> <a class="flyout-column-link" target="_blank" rel="noopener noreferrer" href="http://www.admin.ch/opc/en/classified-compilation/20052624/index.html">Financial Market Supervision Act</a> <div class="flyout-column-text">The legal basis for FINMA as an authority, setting out its tasks and powers.</div> <a class="flyout-column-link" href="/en/documentation/finma-publications/annual-reports--and-financial-statements/">Annual report and financial statements</a> <div class="flyout-column-text">FINMA gives a full account of its activities in its annual report.</div> </div> </div> </li> </ul> </li> <li class="main-list-item js-main-list-item" role="presentation" aria-haspopup="true"> <h2 class="main-list-link js-main-list-link">FINMA</h2> <ul class="main-flyout js-main-flyout" role="menu" aria-expanded="false"> <li class="g-row" role="presentation"> <div class="g-cell s-1of3 flyout-column-left"> <div class="flyout-column-left-wrap e-text"> <a class="flyout-column-link" href="/en/finma/finma-an-overview/">FINMA – an overview</a> <div class="flyout-column-text-box"> <div class="text-image pull-left"> <img src="/~/media/finma/images/menuicons/finma_icon_behoerde.png?h=64&amp;iar=0&amp;w=64&amp;hash=ED57AB81A75632D24584A132CD7D6DE6" alt="FINMA icon" width="64" height="64" /> </div> <div class="flyout-column-text">As an independent supervisor of the Swiss financial market, FINMA is institutionally, functionally and financially independent.</div> </div> </div> </div> <div class="g-cell s-1of3 flyout-column-center"> <div class="flyout-column-center-wrap"> <span class="flyout-column-title"></span> <ul class="flyout-column-list" role="menu"> <li role="presentation"> <a href="/en/finma/finma-an-overview/" title="FINMA – an overview " role="menuitem">FINMA – an overview </a> </li> <li role="presentation"> <a href="/en/finma/supervisory-objectives/" title="Supervisory objectives" role="menuitem">Supervisory objectives</a> </li> <li role="presentation"> <a href="/en/finma/organisation/" title="Organisation" role="menuitem">Organisation</a> </li> <li role="presentation"> <a href="/en/finma/working-at-finma/" title="Working at FINMA" role="menuitem">Working at FINMA</a> </li> <li role="presentation"> <a href="/en/finma/activities/" title="Activities" role="menuitem">Activities</a> </li> <li role="presentation"> <a href="/en/finma/auditing/" title="Auditing" role="menuitem">Auditing</a> </li> <li role="presentation"> <a href="/en/finma/finma-mandataries/" title="FINMA mandataries" role="menuitem">FINMA mandataries</a> </li> <li role="presentation"> <a href="/en/finma/national-cooperation/" title="National cooperation" role="menuitem">National cooperation</a> </li> <li role="presentation"> <a href="/en/finma/international-activities/" title="International activities" role="menuitem">International activities</a> </li> <li role="presentation"> <a href="/en/finma/digital-exchange/" title="Digital exchange" role="menuitem">Digital exchange</a> </li> <li role="presentation"> <a href="/en/finma/making-a-report/" title="Making a report" role="menuitem">Making a report</a> </li> </ul> </div> </div> <div class="g-cell s-1of3 flyout-column-right"> <div class="flyout-column-right-wrap"> <a class="flyout-column-link" target="_blank" rel="noopener noreferrer" href="/~/media/finma/dokumente/dokumentencenter/myfinma/6finmapublic/finma-ein-portraet.pdf?sc_lang=en&amp;hash=0CADEB898C65A2CEAF6A410126A5190A">FINMA: A Portrait</a> <div class="flyout-column-text"><p style="margin: 0cm 0cm 0pt;"><span>Supervision of the financial sector calls for a strong, competent, independent regulator. This brochure illustrates how FINMA meets these criteria.</span></p></div> <a class="flyout-column-link" href="/en/documentation/finma-publications/annual-reports--and-financial-statements/">Annual Report</a> <div class="flyout-column-text">FINMA accounts for its supervisory activities in its annual report and annual financial statements.</div> </div> </div> </li> </ul> </li> <li class="finma-public-item" style="display: block;" role="presentation" aria-haspopup="true"> <a class="e-btn btn-finma-public" role="menuitem" title="FINMA Public" href="/en/finma-public/">FINMA Public</a> </li> </ul> </div> </nav> </div> </header> <div class="l-body"> <div class="l-background"> <div class="mod-stage js-stage"> <div class="stage-claim l-wrap"> <h3 class="stage-claim-title">Swiss Financial Market Supervisory Authority FINMA</h3> </div> </div> </div> <div class="l-content-wrapper l-wrap"> <div class="g-row"> <div class="g-cell s-flex"> <div class="l-content l-left--right"> <div class="l-main"> <div class="e-text text-heading-underline"> <h1>Welcome</h1> <a class="e-btn btn-icon icon-rss" href="/en/rss/" rel="alternate" type="application/rss+xml" title=""></a> </div> <div class="mod mod-slider"> <div class="slider js-slider" data-width="640" data-height="380" data-interval="10" data-autoplay="true" data-pause="10"> <div class="slider-item"> <a href="/en/documentation/finma-publications/reports/risikomonitor/" title="" target=""> <div class="slider-box js-slider-box"> <div class="slider-image"> <img src="/~/media/finma/images/slider/img-slider-rm-24.png?h=290&amp;iar=0&amp;w=220&amp;sc_lang=en&amp;hash=0DF82B9940ADED7468DE94F8BCA430C2" alt="FINMA RM 24" width="220" height="290" /> </div> <div class="slider-content"> <h3 class="slider-content-title">FINMA Risk Monitor 2024</h3> <p class="slider-content-text">The risk monitor provides an overview of what FINMA believes are the most important risks currently facing supervised institutions and of FINMA’s supervisory focus. </p> <span class="e-text text-link-std bold">To the content</span> </div> </div> </a> </div> <div class="slider-item"> <a href="/en/finma-public/article-series,-c-,-finma-at-work/" title="" target=""> <div class="slider-box js-slider-box"> <div class="slider-image"> <img src="/~/media/finma/images/slider/img-slider-artikelserie.png?h=290&amp;iar=0&amp;w=220&amp;sc_lang=en&amp;hash=3A68135A613C1655936CD0E06E30D53A" alt="Artikelserie FINMA" width="220" height="290" /> </div> <div class="slider-content"> <h3 class="slider-content-title">New article series: FINMA at work</h3> <p class="slider-content-text">In-depth insights and analytical explanations of current issues in financial market supervision from FINMA executives and experts. </p> <span class="e-text text-link-std bold">To the articles</span> </div> </div> </a> </div> <div class="slider-item"> <a href="/~/media/finma/dokumente/dokumentencenter/myfinma/finma-publikationen/referate-und-artikel/20241001-rede-wals-finance-forum-zh.pdf?sc_lang=en" title="" target=""> <div class="slider-box js-slider-box"> <div class="slider-image"> <img src="/~/media/finma/images/slider/img-wals-finance-forum-zh-20241001.jpg?h=290&amp;iar=0&amp;w=220&amp;hash=38C3F56DE136B4330B6028396BC70220" alt="" width="220" height="290" /> </div> <div class="slider-content"> <h3 class="slider-content-title">Best-in-class supervision in times of constant change</h3> <p class="slider-content-text">FINMA’s CEO Stefan Walter gave a keynote speech at the Finance Forum Zurich entitled “Best-in-class supervision in times of constant change”.<br/> </p> <span class="e-text text-link-std bold">More information on this subject </span> </div> </div> </a> </div> <div class="slider-item"> <a href="https://www.finma.ch/en/~/media/finma/dokumente/dokumentencenter/myfinma/finma-publikationen/referate-und-artikel/20240612-rede-wals-buba.pdf?sc_lang=en" title="" target="_blank"> <div class="slider-box js-slider-box"> <div class="slider-image"> <img src="/~/media/finma/images/slider/slid-rede-wals-06-24_de.png?h=290&amp;iar=0&amp;w=220&amp;sc_lang=en&amp;hash=3E4E1F02CE441653B7636808DE3F9CE2" alt="slider" width="220" height="290" /> </div> <div class="slider-content"> <h3 class="slider-content-title">30+ years of financial crisis management – lessons learned and priorities for supervision</h3> <p class="slider-content-text">Speech given by FINMA&#39;s CEO Stefan Walter at the Bundesbank Symposium 2024 </p> <span class="e-text text-link-std bold">More information on this subject </span> </div> </div> </a> </div> <div class="slider-item"> <a href="/en/finma-public/fragen-und-probleme/zu-einer-versicherungsvermittlung/" title="" target=""> <div class="slider-box js-slider-box"> <div class="slider-image"> <img src="/~/media/finma/images/slider/slide-vv-video.png?h=290&amp;iar=0&amp;w=220&amp;hash=401C381E086C6DB1EA4D57897C9E5BB7" alt="" width="220" height="290" /> </div> <div class="slider-content"> <h3 class="slider-content-title">Video on insurance intermediaries: rights of policyholders</h3> <p class="slider-content-text"> </p> <span class="e-text text-link-std bold">To the content</span> </div> </div> </a> </div> <div class="slider-item"> <a href="/en/documentation/finma-publications/annual-reports--and-financial-statements/" title="" target=""> <div class="slider-box js-slider-box"> <div class="slider-image"> <img src="/~/media/finma/images/slider/jb2023_de.png?h=290&amp;iar=0&amp;w=220&amp;sc_lang=en&amp;hash=3B7B8DF42D721613F49B7A3359CD18BD" alt="JMK2024" width="220" height="290" /> </div> <div class="slider-content"> <h3 class="slider-content-title">FINMA Annual Report 2023</h3> <p class="slider-content-text">FINMA&#39;s Annual Report highlights its supervisory activities in 2023. In addition, FINMA is providing data on enforcement cases in a database as well as statistics on its website. </p> <span class="e-text text-link-std bold">Annual Report</span> </div> </div> </a> </div> <div class="slider-item"> <a href="/en/news/2023/12/20231219-mm-cs-bericht/" title="" target=""> <div class="slider-box js-slider-box"> <div class="slider-image"> <img src="/~/media/finma/images/slider/slid-cs-bericht.png?h=290&amp;iar=0&amp;w=220&amp;sc_lang=en&amp;hash=6487D6B70C410996828AA86C713D1EA9" alt="Report on the Credit Suisse crisis" width="220" height="290" /> </div> <div class="slider-content"> <h3 class="slider-content-title">Report on the Credit Suisse crisis</h3> <p class="slider-content-text">FINMA publishes its report on the Credit Suisse crisis. </p> <span class="e-text text-link-std bold">To the content</span> </div> </div> </a> </div> <a class="slidesjs-previous slidesjs-navigation" href="javascript:;" title="Previous"><i class="icon-prev">Previous</i></a> <a 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class="sidebar-teaser-heading-sml">Favourite links</span> </div> <div class="e-text text-small-normal"> </div> <ul class="sidebar-teaser-link-list"> <li> <a class="e-text text-link-small bold" title="" href="/en/finma/digital-exchange/ehp-zugang-fuer-versicherungsvermittler/" target="">Access to the EHP for insurance intermediaries </a> </li> <li> <a class="e-text text-link-small bold" title="" href="/en/authorisation/portfolio-managers-and-trustees/" target="">Information for portfolio managers and trustees</a> </li> <li> <a class="e-text text-link-small bold" title="" href="/en/finma-public/authorised-institutions-individuals-and-products/" target="">Authorised institutions individuals and products</a> </li> <li> <a class="e-text text-link-small bold" title="" href="/en/finma-public/warnungen/warning-list/" target="">Warning list</a> </li> <li> <a class="e-text text-link-small bold" title="" href="" target="">Investigating agents acting for FINMA</a> </li> <li> <a class="e-text text-link-small bold" title="" href="/en/enforcement/recovery-and-resolution/" target="">FINMA restructuring and bankruptcy proceedings</a> </li> <li> <a class="e-text text-link-small bold" title="" href="/en/documentation/international-sanctions-and-combating-terrorism/" target="">Sanctions and FATF statements </a> </li> <li> <a class="e-text text-link-small bold" title="" href="/en/finma/digital-exchange/" target="">Digital exchange</a> </li> <li> <a class="e-text text-link-small bold" title="" href="https://portal.finma.ch/auth-login/portal?lang=en " target="">EHP survey and application platform</a> </li> <li> <a class="e-text text-link-small bold" title="" href="https://zsp.finma.ch/sis/app/mandant/finma/" target="_blank">Delivery platform</a> </li> </ul> </div> </div> <div class="mod mod-sidebar-teaser"> <div class="sidebar-teaser-img-txt"> <div class="sidebar-teaser-heading-line"> <span class="sidebar-teaser-heading-sml">Reporting an incident</span> </div> <div class="e-text text-small-normal"> </div> <ul class="sidebar-teaser-link-list"> <li> <a class="e-text text-link-small bold" title="" href="/en/finma/making-a-report/" target="">Please use this link to report an incident or file a complaint with FINMA </a> </li> </ul> </div> </div> <div class="mod mod-sidebar-teaser"> <div class="sidebar-teaser-img-txt"> <div class="sidebar-teaser-heading-line"> <span class="sidebar-teaser-heading-sml">FINMA dossiers</span> </div> <div class="e-text text-small-normal"> </div> <ul class="sidebar-teaser-link-list"> <li> <a class="e-text text-link-small bold" title="" href="/en/documentation/dossier/dossier-vermoegensverwalter-und-trustees/" target="">Dossier on portfolio managers and trustees</a> </li> <li> <a class="e-text text-link-small bold" title="" href="/en/documentation/dossier/dossier-sustainable-finance/" target="">Dossier on Sustainable Finance</a> </li> <li> <a class="e-text text-link-small bold" title="" href="/en/documentation/dossier/dossier-hypothekarmarkt/" target="">Dossier on the mortgage market</a> </li> <li> <a class="e-text text-link-small bold" title="" href="/en/documentation/dossier/dossier-fintech/" target="">FinTech dossier</a> </li> <li> <a class="e-text text-link-small bold" title="" href="/en/documentation/dossier/dossier-cyberrisiken/" target="">Dossier on cyber risks</a> </li> <li> <a class="e-text text-link-small bold" title="" href="/en/documentation/dossier/dossier-geldwaeschereibekaempfung/" target="">Dossier on money laundering prevention</a> </li> <li> <a class="e-text text-link-small bold" title="" href="/en/documentation/dossier/dossier-kleinbanken/" target="">Dossier on small banks</a> </li> <li> <a class="e-text text-link-small bold" title="" href="/en/documentation/dossier/dossier-too-big-to-fail/" target="">&quot;Too big to fail&quot; dossier</a> </li> </ul> </div> </div> <div class="mod mod-sidebar-teaser"> <div class="sidebar-teaser-img-txt"> <div 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