FINMA Public

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</ul> </li> </ul> </li> </ul> </div> </div> </div> <div class="g-row l-logo"> <div class="mod-logo"> <a href="/en/" accesskey="0" title="Finma Logo"> <img src="/~/media/finma/images/logo/finma-logo.png?h=94&iar=0&w=412&hash=A19C8B9DCA22533F4FECCCAE2CBFFAA1" alt="FINMA" width="412" height="94" /> </a> </div> </div> <nav class="g-row l-nav js-l-nav"> <div class="mod mod-nav-main" data-page="finmapublic"> <ul class="nav-main-list js-nav-main-list" role="navigation"> <a href="#navigation" name="navigation" accesskey="1" title="Menu 1"></a> <li class="main-list-item js-main-list-item" role="presentation" aria-haspopup="true"> <h2 class="main-list-link js-main-list-link">Authorisation</h2> <ul class="main-flyout js-main-flyout" role="menu" aria-expanded="false"> <li class="g-row" role="presentation"> <div class="g-cell s-1of3 flyout-column-left"> <div class="flyout-column-left-wrap e-text"> <div class="flyout-column-left-title">Authorised or registered institutions, persons and products</div> <div class="flyout-column-text-box"> <div class="text-image pull-left"> <img src="/~/media/finma/images/menuicons/finma_icon_bewilligung.png?h=64&iar=0&w=64&hash=C59AF4AB210953925B44A1CBEDE5FD8F" alt="Authorisation icon" width="64" height="64" /> </div> <div class="flyout-column-text">These companies, persons and products have a licence and are permitted to operate on the financial market.</div> </div> </div> </div> <div class="g-cell s-1of3 flyout-column-center"> <div class="flyout-column-center-wrap"> <span class="flyout-column-title">Getting authorised</span> <ul class="flyout-column-list" role="menu"> <li role="presentation"> <a href="/en/authorisation/authorisation-overview/" title="Authorisation" role="menuitem">Authorisation</a> </li> <li role="presentation"> <a href="/en/authorisation/types-of-licensing/" title="Types of authorisation" role="menuitem">Types of authorisation</a> </li> <li role="presentation"> <a href="/en/authorisation/banks-and-securities-firms/" title="Banks and securities firms" role="menuitem">Banks and securities firms</a> </li> <li role="presentation"> <a href="/en/authorisation/insurers/" title="Insurers" role="menuitem">Insurers</a> </li> <li role="presentation"> <a href="/en/authorisation/insurance-intermediaries/" title="Insurance intermediaries" role="menuitem">Insurance intermediaries</a> </li> <li role="presentation"> <a href="/en/authorisation/asset-management/" title="Asset management" role="menuitem">Asset management</a> </li> <li role="presentation"> <a href="/en/authorisation/portfolio-managers-and-trustees/" title="Portfolio managers and trustees" role="menuitem">Portfolio managers and trustees</a> </li> <li role="presentation"> <a href="/en/authorisation/supervisory-organisations/" title="Supervisory organisations" role="menuitem">Supervisory organisations</a> </li> <li role="presentation"> <a href="/en/authorisation/vertretungen-auslaendischer-finanzinstitute-gemaess-finig/" title="Representative offices of financial institutions based outside Switzerland under FinIA" role="menuitem">Representative offices of financial institutions based outside Switzerland under FinIA</a> </li> <li role="presentation"> <a href="/en/authorisation/self-regulatory-organisations-sros/" title="Self-regulatory organisations (SROs)" role="menuitem">Self-regulatory organisations (SROs)</a> </li> <li role="presentation"> <a href="/en/authorisation/financial-market-infrastructures-and-foreign-market-participants/" title="Financial market infrastructures and foreign market participants" role="menuitem">Financial market infrastructures and foreign market participants</a> </li> <li role="presentation"> <a href="/en/authorisation/rating-agencies/" title="Rating agencies" role="menuitem">Rating agencies</a> </li> <li role="presentation"> <a href="/en/authorisation/registrierungsstelle/" title="Registration body" role="menuitem">Registration body</a> </li> <li role="presentation"> <a href="/en/authorisation/ombudsmen-for-financial-service-providers/" title="Ombudsmen for financial service providers" role="menuitem">Ombudsmen for financial service providers</a> </li> <li role="presentation"> <a href="/en/authorisation/pruefstelle-fuer-prospekte/" title="Reviewing body for prospectuses" role="menuitem">Reviewing body for prospectuses</a> </li> <li role="presentation"> <a href="/en/authorisation/fintech/" title="FinTech" role="menuitem">FinTech</a> </li> </ul> </div> </div> <div class="g-cell s-1of3 flyout-column-right"> <div class="flyout-column-right-wrap"> <a class="flyout-column-link" href="/en/finma-public/authorised-institutions-individuals-and-products/">Authorised or registered institutions, persons and products</a> <div class="flyout-column-text">These companies, persons and products have a licence and are permitted to operate on the financial market.</div> <a class="flyout-column-link" href="/en/finma-public/warnungen/">Warning list</a> <div class="flyout-column-text">These companies are not authorised and may be engaging in financial market activity without the requisite licence.</div> </div> </div> </li> </ul> </li> <li class="main-list-item js-main-list-item" role="presentation" aria-haspopup="true"> <h2 class="main-list-link js-main-list-link">Supervision</h2> <ul class="main-flyout js-main-flyout" role="menu" aria-expanded="false"> <li class="g-row" role="presentation"> <div class="g-cell s-1of3 flyout-column-left"> <div class="flyout-column-left-wrap e-text"> <a class="flyout-column-link" href="/en/supervision/our-approach-to-supervision/">Our approach to supervision</a> <div class="flyout-column-text-box"> <div class="text-image pull-left"> <img src="/~/media/finma/images/menuicons/finma_icon_ueberwachung.png?h=64&iar=0&w=64&hash=EBB252A54B6BD7EA0CDB0475CA196855" alt="Supervision icon" width="64" height="64" /> </div> <div class="flyout-column-text">FINMA’s core task is prudential supervision of the financial market. It also uses private audit companies to extend its reach.</div> </div> </div> </div> <div class="g-cell s-1of3 flyout-column-center"> <div class="flyout-column-center-wrap"> <span class="flyout-column-title">Information about supervision of…</span> <ul class="flyout-column-list" role="menu"> <li role="presentation"> <a href="/en/supervision/our-approach-to-supervision/" title="Our approach to supervision" role="menuitem">Our approach to supervision</a> </li> <li role="presentation"> <a href="/en/supervision/cross-sector-issues/" title="Cross-sector issues" role="menuitem">Cross-sector issues</a> </li> <li role="presentation"> <a href="/en/supervision/banks-and-securities-firms/" title="Banks and securities firms" role="menuitem">Banks and securities firms</a> </li> <li role="presentation"> <a href="/en/supervision/insurers/" title="Insurers" role="menuitem">Insurers</a> </li> <li role="presentation"> <a href="/en/supervision/versicherungsvermittler/" title="Insurance intermediaries" role="menuitem">Insurance intermediaries</a> </li> <li role="presentation"> <a href="/en/supervision/asset-management/" title="Asset Management" role="menuitem">Asset Management</a> </li> <li role="presentation"> <a href="/en/supervision/portfolio-managers-and-trustees/" title="Portfolio managers and trustees" role="menuitem">Portfolio managers and trustees</a> </li> <li role="presentation"> <a href="/en/supervision/supervisory-organisations/" title="Supervisory organisations" role="menuitem">Supervisory organisations</a> </li> <li role="presentation"> <a href="/en/supervision/self-regulatory-organisations-sros/" title="Self-regulatory organisations (SROs)" role="menuitem">Self-regulatory organisations (SROs)</a> </li> <li role="presentation"> <a href="/en/supervision/financial-market-infrastructures/" title="Financial market infrastructures" role="menuitem">Financial market infrastructures</a> </li> <li role="presentation"> <a href="/en/supervision/central-mortgage-bond-institutions/" title="Central mortgage bond institutions" role="menuitem">Central mortgage bond institutions</a> </li> <li role="presentation"> <a href="/en/supervision/fintech/" title="FinTech" role="menuitem">FinTech</a> </li> </ul> </div> </div> <div class="g-cell s-1of3 flyout-column-right"> <div class="flyout-column-right-wrap"> <a class="flyout-column-link" href="/en/supervision/banks-and-securities-firms/categorisation/">Risk categories in the banking sector</a> <div class="flyout-column-text">FINMA assigns banks to different risk categories.</div> <a class="flyout-column-link" href="/en/supervision/insurers/categorisation/">Risk categories in the insurance sector</a> <div class="flyout-column-text">FINMA assigns insurers to different risk categories.</div> </div> </div> </li> </ul> </li> <li class="main-list-item js-main-list-item" role="presentation" aria-haspopup="true"> <h2 class="main-list-link js-main-list-link">Enforcement</h2> <ul class="main-flyout js-main-flyout" role="menu" aria-expanded="false"> <li class="g-row" role="presentation"> <div class="g-cell s-1of3 flyout-column-left"> <div class="flyout-column-left-wrap e-text"> <a class="flyout-column-link" href="/en/enforcement/all-about-enforcement/">Enforcing supervisory law</a> <div class="flyout-column-text-box"> <div class="text-image pull-left"> <img src="/~/media/finma/images/menuicons/finma_icon_durchsetzung.png?h=64&iar=0&w=64&hash=DD5B067C17728DE511F0D115D366BC67" alt="Enforcement icon" width="64" height="64" /> </div> <div class="flyout-column-text"><p style="margin: 0cm 0cm 0pt;">Where necessary, FINMA enforces supervisory law using coercive measures under administrative law. Find out about its powers, approach and measures for dealing with violations of the law here.</p></div> </div> </div> </div> <div class="g-cell s-1of3 flyout-column-center"> <div class="flyout-column-center-wrap"> <span class="flyout-column-title">Enforcement topics</span> <ul class="flyout-column-list" role="menu"> <li role="presentation"> <a href="/en/enforcement/all-about-enforcement/" title="All about Enforcement" role="menuitem">All about Enforcement</a> </li> <li role="presentation"> <a href="/en/enforcement/licence-holders/" title="Licence holders" role="menuitem">Licence holders</a> </li> <li role="presentation"> <a href="/en/enforcement/unauthorised-activities/" title="Unauthorised activities" role="menuitem">Unauthorised activities</a> </li> <li role="presentation"> <a href="/en/enforcement/market-supervision/" title="Market supervision" role="menuitem">Market supervision</a> </li> <li role="presentation"> <a href="/en/enforcement/enforcement-tools/" title="Enforcement tools" role="menuitem">Enforcement tools</a> </li> <li role="presentation"> <a href="/en/enforcement/database-for-assessing-fitness-and-propriety-requirements/" title="Database for assessing fitness and propriety requirements" role="menuitem">Database for assessing fitness and propriety requirements</a> </li> <li role="presentation"> <a href="/en/enforcement/national-and-international-cooperation/" title="National and international cooperation" role="menuitem">National and international cooperation</a> </li> <li role="presentation"> <a href="/en/enforcement/parties-rights-and-obligations/" title="Rights and obligations" role="menuitem">Rights and obligations</a> </li> <li role="presentation"> <a href="/en/enforcement/case-reports-and-court-decisions/" title="Case reports and court decisions" role="menuitem">Case reports and court decisions</a> </li> <li role="presentation"> <a href="/en/enforcement/recovery-und-resolution-n/" title="Recovery and resolution" role="menuitem">Recovery and resolution</a> </li> </ul> </div> </div> <div class="g-cell s-1of3 flyout-column-right"> <div class="flyout-column-right-wrap"> <a class="flyout-column-link" href="/en/documentation/finma-publications/kennzahlen-und-statistiken/statistiken/enforcement/">Enforcement report</a> <div class="flyout-column-text">The enforcement report contains anonymised case studies that offer a more in-depth insight into FINMA’s enforcement activities.</div> <a class="flyout-column-link" href="/en/finma-public/warnungen/">Warning list</a> <div class="flyout-column-text">This is a list of companies and individuals that may be operating without the requisite FINMA authorisation.</div> <a class="flyout-column-link" href="/en/enforcement/recovery-und-resolution-n/">Recovery and resolution</a> <div class="flyout-column-text">The section on recovery and resolution provides an insight into the measures available to FINMA in the event that institutions become destabilised. FINMA thereby contributes to ensuring financial stability.</div> </div> </div> </li> </ul> </li> <li class="main-list-item js-main-list-item" role="presentation" aria-haspopup="true"> <h2 class="main-list-link js-main-list-link">Documentation</h2> <ul class="main-flyout js-main-flyout" role="menu" aria-expanded="false"> <li class="g-row" role="presentation"> <div class="g-cell s-1of3 flyout-column-left"> <div class="flyout-column-left-wrap e-text"> <a class="flyout-column-link" href="/en/documentation/finma-s-legal-basis/">FINMA’s legal basis</a> <div class="flyout-column-text-box"> <div class="text-image pull-left"> <img src="/~/media/finma/images/menuicons/finma_icon_dokumentation.png?h=64&iar=0&w=64&hash=42C3971FE452D2643DEB60C25197EEC0" alt="Documentation icon" width="64" height="64" /> </div> <div class="flyout-column-text">The financial market laws and the Financial Market Supervision Act provide the basis for FINMA’s activities. FINMA reports in detail on the fulfilment of its aims.</div> </div> </div> </div> <div class="g-cell s-1of3 flyout-column-center"> <div class="flyout-column-center-wrap"> <span class="flyout-column-title">Information on…</span> <ul class="flyout-column-list" role="menu"> <li role="presentation"> <a href="/en/documentation/archiv/" title="Archive" role="menuitem">Archive</a> </li> <li role="presentation"> <a href="/en/documentation/finma-s-legal-basis/" title="Legal basis for FINMA’s activities" role="menuitem">Legal basis for FINMA’s activities</a> </li> <li role="presentation"> <a href="/en/documentation/legal-basis/" title="Legal basis" role="menuitem">Legal basis</a> </li> <li role="presentation"> <a href="/en/documentation/circulars/" title="Circulars" role="menuitem">Circulars</a> </li> <li role="presentation"> <a href="/en/documentation/consultations/" title="Consultations and evaluations" role="menuitem">Consultations and evaluations</a> </li> <li role="presentation"> <a href="/en/documentation/finma-s-position/" title="FINMA position statements" role="menuitem">FINMA position statements</a> </li> <li role="presentation"> <a href="/en/documentation/finma-guidance/" title="FINMA Guidance" role="menuitem">FINMA Guidance</a> </li> <li role="presentation"> <a href="/en/documentation/finma-publications/" title="FINMA publications" role="menuitem">FINMA publications</a> </li> <li role="presentation"> <a href="/en/documentation/finma-videos/" title="FINMA videos" role="menuitem">FINMA videos</a> </li> <li role="presentation"> <a href="/en/documentation/dossier/" title="Dossiers" role="menuitem">Dossiers</a> </li> <li role="presentation"> <a href="/en/documentation/enforcement-reporting/" title="Enforcement reporting" role="menuitem">Enforcement reporting</a> </li> <li role="presentation"> <a href="/en/documentation/insurance-law-rulings/" title="Insurance law rulings" role="menuitem">Insurance law rulings</a> </li> <li role="presentation"> <a href="/en/documentation/self-regulation/" title="Self-regulation" role="menuitem">Self-regulation</a> </li> <li role="presentation"> <a href="/en/documentation/international-sanctions-and-combating-terrorism/" title="Sanctions and FATF statements" role="menuitem">Sanctions and FATF statements</a> </li> </ul> </div> </div> <div class="g-cell s-1of3 flyout-column-right"> <div class="flyout-column-right-wrap"> <a class="flyout-column-link" target="_blank" rel="noopener noreferrer" href="http://www.admin.ch/opc/en/classified-compilation/20052624/index.html">Financial Market Supervision Act</a> <div class="flyout-column-text">The legal basis for FINMA as an authority, setting out its tasks and powers.</div> <a class="flyout-column-link" href="/en/documentation/finma-publications/annual-reports--and-financial-statements/">Annual report and financial statements</a> <div class="flyout-column-text">FINMA gives a full account of its activities in its annual report.</div> </div> </div> </li> </ul> </li> <li class="main-list-item js-main-list-item" role="presentation" aria-haspopup="true"> <h2 class="main-list-link js-main-list-link">FINMA</h2> <ul class="main-flyout js-main-flyout" role="menu" aria-expanded="false"> <li class="g-row" role="presentation"> <div class="g-cell s-1of3 flyout-column-left"> <div class="flyout-column-left-wrap e-text"> <a class="flyout-column-link" href="/en/finma/finma-an-overview/">FINMA – an overview</a> <div class="flyout-column-text-box"> <div class="text-image pull-left"> <img src="/~/media/finma/images/menuicons/finma_icon_behoerde.png?h=64&iar=0&w=64&hash=ED57AB81A75632D24584A132CD7D6DE6" alt="FINMA icon" width="64" height="64" /> </div> <div class="flyout-column-text">As an independent supervisor of the Swiss financial market, FINMA is institutionally, functionally and financially independent.</div> </div> </div> </div> <div class="g-cell s-1of3 flyout-column-center"> <div class="flyout-column-center-wrap"> <span class="flyout-column-title"></span> <ul class="flyout-column-list" role="menu"> <li role="presentation"> <a href="/en/finma/finma-an-overview/" title="FINMA – an overview " role="menuitem">FINMA – an overview </a> </li> <li role="presentation"> <a href="/en/finma/supervisory-objectives/" title="Supervisory objectives" role="menuitem">Supervisory objectives</a> </li> <li role="presentation"> <a href="/en/finma/organisation/" title="Organisation" role="menuitem">Organisation</a> </li> <li role="presentation"> <a href="/en/finma/working-at-finma/" title="Working at FINMA" role="menuitem">Working at FINMA</a> </li> <li role="presentation"> <a href="/en/finma/activities/" title="Activities" role="menuitem">Activities</a> </li> <li role="presentation"> <a href="/en/finma/auditing/" title="Auditing" role="menuitem">Auditing</a> </li> <li role="presentation"> <a href="/en/finma/finma-mandataries/" title="FINMA mandataries" role="menuitem">FINMA mandataries</a> </li> <li role="presentation"> <a href="/en/finma/national-cooperation/" title="National cooperation" role="menuitem">National cooperation</a> </li> <li role="presentation"> <a href="/en/finma/international-activities/" title="International activities" role="menuitem">International activities</a> </li> <li role="presentation"> <a href="/en/finma/digital-exchange/" title="Digital exchange" role="menuitem">Digital exchange</a> </li> <li role="presentation"> <a href="/en/finma/making-a-report/" title="Making a report" role="menuitem">Making a report</a> </li> </ul> </div> </div> <div class="g-cell s-1of3 flyout-column-right"> <div class="flyout-column-right-wrap"> <a class="flyout-column-link" target="_blank" rel="noopener noreferrer" href="/~/media/finma/dokumente/dokumentencenter/myfinma/6finmapublic/finma-ein-portraet.pdf?sc_lang=en&hash=0CADEB898C65A2CEAF6A410126A5190A">FINMA: A Portrait</a> <div class="flyout-column-text"><p style="margin: 0cm 0cm 0pt;"><span>Supervision of the financial sector calls for a strong, competent, independent regulator. This brochure illustrates how FINMA meets these criteria.</span></p></div> <a class="flyout-column-link" href="/en/documentation/finma-publications/annual-reports--and-financial-statements/">Annual Report</a> <div class="flyout-column-text">FINMA accounts for its supervisory activities in its annual report and annual financial statements.</div> </div> </div> </li> </ul> </li> <li class="finma-public-item" role="presentation" aria-haspopup="true"> <a class="e-btn btn-finma-public state-active" role="menuitem" title="FINMA Public" href="/en/finma-public/">FINMA Public</a> </li> </ul> </div> </nav> </div> </header> <div class="l-body"> <div class="l-background"> <div class="l-wrap"> <div class="mod mod-nav-finmapublic"> <span class="nav-finmapublic-mobile-btn js-nav-finmapublic-m-btn">FINMA Public</span> <ul class="finmapublic-flyout js-finmapublic-flyout"> <li class="g-row"> <div class="g-cell s-1of2"> <ul class="finma-public-linklist"> <li> <a href="/en/finma-public/die-finma-kurz-erklaert/" class="" > <h3>FINMA in brief</h3> </a> </li> <li> <a href="/en/finma-public/fragen-und-probleme/" class="" > <h3>Questions and problems</h3> </a> </li> <li> <a href="/en/finma-public/wie-sie-sich-schuetzen-koennen/" class="" > <h3>How you can protect yourself</h3> </a> </li> </ul> <ul class="finma-public-linklist"> <li> <a href="/en/finma-public/finanzmarktthemen-kompakt/" class="" ><h3>Fact sheets</h3></a> </li> <li> <a href="/en/finma-public/finanzwissen/" class="" ><h3>Financial literacy</h3></a> </li> </ul> </div> <div class="g-cell s-1of2"> <ul class="finma-public-buttonlist"> <li><span class="finma-public-buttonlist-title"></span></li> <li> <a href="/en/finma-public/article-series,-c-,-finma-at-work/" class="e-btn btn-status"><div>Article series: FINMA at work</div></a> </li> <li> <a href="/en/finma-public/authorised-institutions-individuals-and-products/" class="e-btn btn-status"><div>Authorised companies</div></a> </li> <li> <a href="/en/finma-public/warnungen/" class="e-btn btn-status"><div>Warnings</div></a> </li> <li> <a href="/en/finma-public/meldung-erstatten/" class="e-btn btn-status"><div>Reporting information</div></a> </li> </ul> </div> </li> </ul> </div> </div> <div class="mod-stage"> </div> </div> <div class="l-content-wrapper l-wrap"> <div class="g-row"> <div class="l-bread"> <div class="mod-breadcrumb"> <ul class="breadcrumb-list"> <li><a href="/en/">Home </a></li> <li><a href="/en/finma-public/">FINMA Public </a></li> </ul> </div> </div> <div class="g-cell s-flex"> <div class="l-content l-left--right"> <div class="l-main"> <div class="e-text text-heading-underline"> <h1>Information for individual investors and clients</h1> </div> <div class="mod mod-content"> <div class="e-text"> <div class="text-lead-intro">The FINMA Public section of our website contains a wealth of easily accessible information on our activities as a supervisory authority and how we protect the clients of financial service providers. Investors, creditors and policyholders can find answers to key questions relating to the financial market and tips for protecting themselves. </div> </div> </div> <div class="mod mod-content"> <div class="e-text"> <p>Clients of financial service providers enjoy legal protection as investors, creditors or policyholders. As part of its mandate, FINMA monitors compliance with these rules. <br><br><abbr data-addtext='Disclosure Office' title='Disclosure Office' class="e-text" rel="tooltip">Do</abbr> you have questions about your insurance provider or a problem with your bank? Would you like to know how you can protect yourself from illegal providers on the financial market? You will find information on these topics in the FINMA Public section of our website. You will also find additional useful sources of information and tips for protecting yourself against investment fraud.<br><br>Anyone wishing to check whether a company operating on the financial market has a licence or whether a warning has been issued against a financial market participant can find the <a href="/en/finma-public/authorised-institutions-individuals-and-products/">lists of authorised institutions</a> and the <a href="/en/finma-public/warnungen/">warning list</a> here.<br><br></p> </div> </div> <div class="mod mod-slider"> <div class="slider js-slider" data-width="640" data-height="380" data-interval="10" data-autoplay="true" data-pause="10"> <div class="slider-item"> <a href="/en/finma-public/fragen-und-probleme/zu-einer-versicherungsvermittlung/" title="" target=""> <div class="slider-box js-slider-box"> <div class="slider-image"> <img src="/~/media/finma/images/slider/slide-vv-video.png?h=290&iar=0&w=220&hash=401C381E086C6DB1EA4D57897C9E5BB7" alt="" width="220" height="290" /> </div> <div class="slider-content"> <h3 class="slider-content-title">Video on insurance intermediaries: rights of policyholders</h3> <p class="slider-content-text"> </p> <span class="e-text text-link-std bold">To the content</span> </div> </div> </a> </div> <div class="slider-item"> <a href="/en/finma-public/fragen-und-probleme/zu-fintech-und-zu-krypto-angeboten/" title="" target=""> <div class="slider-box js-slider-box"> <div class="slider-image"> <img src="/~/media/finma/images/content/slider/img-slider-fintech.png?h=290&iar=0&w=220&hash=F0DD880B35C695BEEE184CC82FAE461B" alt="Be wary when considering attractive crypto offers" width="220" height="290" /> </div> <div class="slider-content"> <h3 class="slider-content-title">Be wary when considering attractive crypto offers</h3> <p class="slider-content-text">Unscrupulous providers can also be encountered in the area of FinTech services. </p> <span class="e-text text-link-std bold">To the content</span> </div> </div> </a> </div> <div class="slider-item"> <a href="/en/news/2024/11/20241105-meldung-phishing/" title="" target=""> <div class="slider-box js-slider-box"> <div class="slider-image"> <img src="/~/media/finma/images/content/slider/img-slider-public-missbrauch.png?h=290&iar=0&w=220&hash=5C20A3E71E997391B8BC023A4BC57C05" alt="Warning about misuse of the FINMA name" width="220" height="290" /> </div> <div class="slider-content"> <h3 class="slider-content-title">Warning about misuse of the FINMA name</h3> <p class="slider-content-text">You should be suspicious about calls or emails claiming to be from FINMA because as a rule FINMA does not contact individuals. </p> <span class="e-text text-link-std bold">To the content</span> </div> </div> </a> </div> <div class="slider-item"> <a href="/en/documentation/finma-videos/die-rolle-der-finma/" title="" target=""> <div class="slider-box js-slider-box"> <div class="slider-image"> <img src="/~/media/finma/images/slider/img-slider-video-portrait.png?h=290&iar=0&w=220&hash=0FA323331F632D46C08FB2E0895B2DD9" alt="" width="220" height="290" /> </div> <div class="slider-content"> <h3 class="slider-content-title">FINMA's role</h3> <p class="slider-content-text">Supervision of the financial market and financial institutions: This video explains FINMA's role and its main responsibilities. </p> <span class="e-text text-link-std bold">Go to video</span> </div> </div> </a> </div> <div class="slider-item"> <a href="/en/documentation/finma-videos/schutz-vor-anlagebetrug/" title="" target=""> <div class="slider-box js-slider-box"> <div class="slider-image"> <img src="/~/media/finma/images/slider/img-slider-video-anlagebetrug.png?h=290&iar=0&w=220&hash=55BD7815524EBCDFDFAE80209509F13C" alt="" width="220" height="290" /> </div> <div class="slider-content"> <h3 class="slider-content-title">Protection against investment fraud</h3> <p class="slider-content-text">Fraudulent and illegal service providers who are intent on making money out of unsuspecting investors are a constant factor on the financial market. This video gives practical tips on how you can protect yourself against them. </p> <span class="e-text text-link-std bold">Go to video</span> </div> </div> </a> </div> <div class="slider-item"> <a href="/en/documentation/finma-videos/die-finma-warnliste/" title="" target=""> <div class="slider-box js-slider-box"> <div class="slider-image"> <img src="/~/media/finma/images/slider/img-slider-video-warnliste.png?h=290&iar=0&w=220&hash=DF9008CFEF51D20D46C0C228C9A042AD" alt="" width="220" height="290" /> </div> <div class="slider-content"> <h3 class="slider-content-title">The FINMA warning list</h3> <p class="slider-content-text">FINMA publishes a list of providers who may be operating illegally. This video shows how and when FINMA uses its warning list. </p> <span class="e-text text-link-std bold">To the video</span> </div> </div> </a> </div> <a class="slidesjs-previous slidesjs-navigation" href="javascript:;" title="Previous"><i class="icon-prev">Previous</i></a> <a class="slidesjs-next slidesjs-navigation" href="javascript:;" title="Next"><i class="icon-next"></i>Next</a> </div> </div> </div> <div class="l-sidebar"> <div class="mod mod-sidebar-teaser"> <div class="sidebar-teaser-img-txt"> <div class="sidebar-teaser-heading-line"> <span class="sidebar-teaser-heading-sml">Contact</span> </div> <div class="e-text text-small-normal">   </div> <div class="e-text "> <p class="text-small-bold">FINMA hotline for enquiries</p> <a class="sidebar-teaser-phone-text" href="tel:+41313279888">+41 31 327 98 88</a> <p class="text-small-light">Monday to Friday: 8:00 – 12:00</p> </div> <a class="e-btn btn-secondary" title="" href="mailto:questions@finma.ch" style="margin-bottom: 10px;" 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00</a> <p class="text-small-light">Monday, 8.30-11.30 a.m<br/>Tuesday, 8.30-11.30 a.m<br/>Wednesday, 8.30-11.30 a.m<br/>Friday, 8.30-11.30 a.m</p> </div> <a class="e-btn btn-secondary" title="" href="mailto:vermittler@finma.ch" style="margin-bottom: 10px;" target=""> Contact </a> </div> </div> <div class="mod mod-sidebar-teaser"> <div class="sidebar-teaser-img-txt"> <div class="sidebar-teaser-heading-line"> <span class="sidebar-teaser-heading-sml">For help with a problem</span> </div> <div class="e-text text-small-normal"> </div> <ul class="sidebar-teaser-link-list"> <li> <a class="e-text text-link-external bold" title="new" href="https://bankingombudsman.ch/en/" target="_blank">Swiss Banking Ombudsman</a> </li> <li> <a class="e-text text-link-external bold" title="new" href="https://insuranceombudsman.ch/" target="_blank">Ombudsman for Private Insurance and Suva </a> </li> <li> <a class="e-text text-link-external bold" title="new" href="https://www.om-kv.ch/" target="_blank">Health Insurance Ombuds Office</a> </li> <li> <a class="e-text text-link-external bold" title="" href="https://www.efd.admin.ch/efd/en/home/the-fdf/ombudsman-finsa.html" target="_blank">Ombudsman according to the FinSA</a> </li> </ul> </div> </div> <div class="mod mod-sidebar-teaser"> <div class="sidebar-teaser-img-txt"> <div class="sidebar-teaser-heading-line"> <span class="sidebar-teaser-heading-sml">Other federal agencies in Switzerland</span> </div> <div class="e-text text-small-normal"> </div> <ul class="sidebar-teaser-link-list"> <li> <a class="e-text text-link-external bold" title="new" href="https://www.zefix.ch/en/search/entity/welcome" target="_blank">Central Business Names Index: to search for any company registered in Switzerland</a> </li> <li> <a class="e-text text-link-external bold" title="" href="https://www.fedpol.admin.ch/fedpol/en/home.html" target="_blank">Federal Office of Police</a> </li> <li> <a class="e-text text-link-external bold" title="" href="https://www.bakom.admin.ch/bakom/en/homepage/digital-switzerland-and-internet/internet/fight-against-internet-crime.html" target="_blank">Cybercrime Coordination Unit Switzerland KOBIK: current cybercrime alerts</a> </li> <li> <a class="e-text text-link-external bold" title="" href="https://www.melani.admin.ch/melani/en/home.html" target="_blank">Reporting and Analysis Centre for Information Assurance MELANI: computer and internet security for private users and SMEs </a> </li> <li> <a class="e-text text-link-external bold" title="new" href="https://www.skppsc.ch/de" target="_blank">Swiss Crime Prevention SKP: information campaigns targeting fraud</a> </li> <li> <a class="e-text text-link-external bold" title="new" href="https://www.seco.admin.ch/seco/en/home/Werbe_Geschaeftsmethoden/Unlauterer_Wettbewerb.html" target="_blank">State Secretariat for Economic Affairs (SECO): information about unfair competition</a> </li> </ul> </div> </div> </div> </div> </div> </div> </div> <div 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