Form 497 Mutual Fund Filing Service SEC EDGAR

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Definitive materials include any piece of information considered material to an investor, and as such, relevant to an investor's decision about changing their financial position in a company. Examples of definitive materials include proxy statements, prospectus publications, and Statements of Additional Information (SAI). Prospectuses containing risk/return summaries are accompanied in an SEC EDGAR filing with an XBRL component.</p> <p>There are a number of 497 form variants, used in specific situations. The following table discusses these variants.</p> <table class="newsfileGrid"> <tr> <td width="20%" class="cell">497</td> <td class="cell">Definitive materials filed under paragraph (a), (b), (c), (d), (e) or (f) of Securities Act Rule 497 </td> </tr> <tr> <td class="cell">497K</td> <td class="cell">Summary Prospectus for certain open-end management investment companies filed pursuant to Securities Act Rule 497(k)</td> </tr> <tr> <td class="cell">497J</td> <td class="cell">Certification of no change in definitive materials under paragraph (j) of Securities Act Rule 497 </td> </tr> </table> <h3>Our Form 497 Solution</h3> <p>Send us your Form 497 either via email or our secure online submission portal. Our team will proceed to convert your material into SEC EDGAR HTML format and provide you with a secure proof for review. Once we have your approval we will submit the Form 497 with the SEC EDGAR system and provide you with a system acceptance email. </p> <p>Many mutual funds create 497 in PDF format. Conversion from a PDF source document is Newsfile鈥檚 specialty. Working with many companies that file to both EDGAR and SEDAR (a PDF based system), we鈥檝e formatted tens of thousands of PDF source documents for filing with the SEC. We have a team of North American XBRL specialists who will work with you to prepare the tagged component of risk/return summaries.</p> <h3>Form 497 Automation</h3> <p>Our team has worked closely with software companies to automate the creation of SEC EDGAR HTML. Are your Form 497s created from a database or XML data source? If so, our automation technology may assist you in saving time and cutting costs.</p> </main> </div>  <div class="col-md-3 col-md-offset-1"> <section class="r-sidebar">  <div class="box"> <h3>Attention to detail is just the beginning<span class="dot">.</span></h3> <p>Our EDGAR filing team has worked with the SEC since 1999 and is trusted by top law firms to handle complex transactional filings and registration statements.</p> </div> <div class="box"> <h3>Trusted by Professionals<span class="dot">.</span></h3> <p>Thousands of clients comprised of: Stock Exchanges, Transfer Agents, Law Firms, IR Firms, Mutual Funds, Investment Managers, Public Companies, Private Companies and Insiders.</p> </div> <div class="box"> <h3>Real Service from Real People<span class="dot">.</span></h3> <p>Never miss another deadline鈥攚e have personal specialists directly accessible 24/7.</p> </div>  <section class="box"> <h3>Questions about an upcoming or outstanding job request?</h3> <p>Have a question or looking to talk to someone about a job or service request? 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The way we see it, a helpful voice on the phone is always welcomed.</p> <p>In addition to respecting you, Newsfile is respected as an accredited source of business news鈥攎aking every story we handle become trusted for retail and institutional investment decisions.</p><p>Complete the form to the right and a customer service representative will contact you to answer your questions.</p> </div> </div> <div class="col-sm-6 bg-white"> <div class="modal-body"> <button type="button" class="close" data-dismiss="modal" aria-label="Close"><span aria-hidden="true">×</span></button> <form action="/Contact.php" id="contact-form" method="post"> <div class="form-group"> <label>Name <span class="star">*</span></label> <input required type="text" name="name" class="form-control" maxlength="50" placeholder="Name"> </div> <div class="form-group"> <label>Company <span class="star">*</span></label> <input required type="text" name="company" class="form-control" maxlength="80" placeholder="Company"> </div> <div class="form-group"> <label>Email <span class="star">*</span></label> <input required type="email" name="email" class="form-control" maxlength="80" placeholder="Email"> </div> <div class="form-group"> <label>Phone</label> <input type="text" name="phone" class="form-control" maxlength="20" placeholder="Phone"> </div> <div class="form-group"> <label>Message <span class="star">*</span></label> <textarea required name="message" class="form-control" maxlength="300" placeholder="Your message here"></textarea> </div> <div class="g-recaptcha" data-sitekey="6LeKqSMTAAAAAM5T4RNb9eUiw_myBFK1DAR3Oioj"></div><br/> <div class="form-group"> <button type="submit" class="btn btn-primary btn-block btn-lg"><i class="fa fa-paper-plane-o"></i> Send Message</button> </div> <input type="hidden" name="inquiryType" value="Sales" /> <input type="hidden" name="topic" value="" /> <input type="hidden" value="" name="region" /> <input type="hidden" name="mode" value="Submit" /> </form> </div> </div> </div> </div> </div> </div>  <div class="modal fade" id="login-modal" tabindex="-1" role="dialog" aria-hidden="true" style="display: none;"> <div class="modal-dialog"> <div class="modal-content"> <div class="modal-header"> <button type="button" class="close" data-dismiss="modal" aria-label="Close"><span aria-hidden="true">×</span></button> <h4 class="modal-title">Login</h4> </div> <form action="https://www.newsfilecorp.com/job/login" id="login-form" method="post">  <div class="alert alert-danger hide" role="alert"> <strong><i class="fa fa-warning"></i></strong>Incorrect username/password. </div> <div class="modal-body"> <div class="form-group"> <label>Username</label> <input type="text" name="txtUser" class="form-control" placeholder="Username"> </div> <div class="form-group"> <label>Password</label> <input type="password" name="txtPassword" class="form-control" placeholder="Password"> </div> </div> <div class="modal-footer"> <button class="btn btn-block btn-primary">Login</button>  </div> <input type="hidden" name="submit" value="Login" /> </form> </div> </div> </div>  <script src="https://cdnjs.cloudflare.com/ajax/libs/jquery/3.6.0/jquery.min.js" integrity="sha512-894YE6QWD5I59HgZOGReFYm4dnWc1Qt5NtvYSaNcOP+u1T9qYdvdihz0PPSiiqn/+/3e7Jo4EaG7TubfWGUrMQ==" crossorigin="anonymous" referrerpolicy="no-referrer"></script> <script src="https://cdnjs.cloudflare.com/ajax/libs/moment.js/2.29.4/moment.min.js" integrity="sha512-+H4iLjY3JsKiF2V6N366in5IQHj2uEsGV7Pp/GRcm0fn76aPAk5V8xB6n8fQhhSonTqTXs/klFz4D0GIn6Br9g==" crossorigin="anonymous" referrerpolicy="no-referrer"></script> <script src="https://cdnjs.cloudflare.com/ajax/libs/twitter-bootstrap/3.4.1/js/bootstrap.min.js" integrity="sha512-oBTprMeNEKCnqfuqKd6sbvFzmFQtlXS3e0C/RGFV0hD6QzhHV+ODfaQbAlmY6/q0ubbwlAM/nCJjkrgA3waLzg==" crossorigin="anonymous" referrerpolicy="no-referrer"></script> <script src="https://cdnjs.cloudflare.com/ajax/libs/bootstrap-datetimepicker/4.17.42/js/bootstrap-datetimepicker.min.js" integrity="sha512-JcceycVPblKG5oooLUNXGY7KhAvXxzppH+n7CFZMCb1Uj1hZzysaWaVsOukaZpb/qPL9zFGR66DDfTTxlVB5qw==" crossorigin="anonymous" referrerpolicy="no-referrer"></script> <script> function hideBanner() { document.getElementById('cookie-consent-banner').style.display = 'none'; } if(localStorage.getItem('consentMode') === null) { document.getElementById('btn-accept-all').addEventListener('click', function() { setConsent({ necessary: true, analytics: true, preferences: false, marketing: false }); hideBanner(); }); document.getElementById('btn-accept-some').addEventListener('click', function() { setConsent({ necessary: true, analytics: document.getElementById('consent-analytics').checked, preferences: false, marketing: false //preferences: document.getElementById('consent-preferences').checked, //marketing: document.getElementById('consent-marketing').checked }); hideBanner(); }); document.getElementById('btn-reject-all').addEventListener('click', function() { setConsent({ necessary: false, analytics: false, preferences: false, marketing: false }); hideBanner(); }); document.getElementById('cookie-consent-banner').style.display = 'block'; } function setConsent(consent) { const consentMode = { 'functionality_storage': consent.necessary ? 'granted' : 'denied', 'security_storage': consent.necessary ? 'granted' : 'denied', 'ad_storage': consent.marketing ? 'granted' : 'denied', 'analytics_storage': consent.analytics ? 'granted' : 'denied', 'personalization': consent.preferences ? 'granted' : 'denied', }; gtag('consent', 'update', consent); localStorage.setItem('consentMode', JSON.stringify(consentMode)); } </script> <script src="/js/newsfile.js?v=1.9"></script> </body> </html>

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