CINXE.COM

<!DOCTYPE html><html data-wf-domain="www.mirrorweb.com" data-wf-page="6399f25bebc17d6b371f0d7d" data-wf-site="62346fd286057fcbcf8a543a" data-wf-collection="6399f25bebc17d80721f0cf0" data-wf-item-slug="financial-services"><head><meta charset="utf-8"/><title>Financial Services Articles | MirrorWeb</title><meta content="MirrorWeb has been successfully deployed to hundreds of financial services firms. Find out more with our great reads below." name="description"/><meta content="Financial Services Articles | MirrorWeb" property="og:title"/><meta content="MirrorWeb has been successfully deployed to hundreds of financial services firms. Find out more with our great reads below." property="og:description"/><meta content="Financial Services Articles | MirrorWeb" property="twitter:title"/><meta content="MirrorWeb has been successfully deployed to hundreds of financial services firms. Find out more with our great reads below." property="twitter:description"/><meta property="og:type" content="website"/><meta content="summary_large_image" name="twitter:card"/><meta content="width=device-width, initial-scale=1" name="viewport"/><meta content="google-site-verification=jmiDiKztYPBs0M-QGv6IuvtfgWvPrJtDwRpLUZHIS08" name="google-site-verification"/><link href="https://cdn.prod.website-files.com/62346fd286057fcbcf8a543a/css/mirrorweb-580a89.webflow.b94117ecf.min.css" rel="stylesheet" type="text/css"/><link href="https://fonts.googleapis.com" rel="preconnect"/><link href="https://fonts.gstatic.com" rel="preconnect" crossorigin="anonymous"/><script src="https://ajax.googleapis.com/ajax/libs/webfont/1.6.26/webfont.js" type="text/javascript"></script><script type="text/javascript">WebFont.load({ google: { families: ["Montserrat:100,100italic,200,200italic,300,300italic,400,400italic,500,500italic,600,600italic,700,700italic,800,800italic,900,900italic","Open Sans:300,300italic,400,400italic,600,600italic,700,700italic,800,800italic","Rokkitt:regular,700","Source Sans Pro:regular,italic,700,700italic"] }});</script><script type="text/javascript">!function(o,c){var n=c.documentElement,t=" w-mod-";n.className+=t+"js",("ontouchstart"in o||o.DocumentTouch&&c instanceof DocumentTouch)&&(n.className+=t+"touch")}(window,document);</script><link href="https://cdn.prod.website-files.com/62346fd286057fcbcf8a543a/6262724e454ababbbe2d76fe_favicon-32x32.png" rel="shortcut icon" type="image/x-icon"/><link href="https://cdn.prod.website-files.com/62346fd286057fcbcf8a543a/6262732b82f9f72f11e499bb_apple-touch-icon.png" rel="apple-touch-icon"/><script async="" src="https://www.googletagmanager.com/gtag/js?id=UA-129914648-1"></script><script type="text/javascript">window.dataLayer = window.dataLayer || [];function gtag(){dataLayer.push(arguments);}gtag('js', new Date());gtag('config', 'UA-129914648-1', {'anonymize_ip': false});</script><script id="Cookiebot" src="https://consent.cookiebot.com/uc.js" data-cbid="8967f746-f91d-4967-85bb-98809c03e43f" data-blockingmode="auto" type="text/javascript"></script> <script> (function () { var zi = document.createElement('script'); zi.type = 'text/javascript'; zi.async = true; zi.referrerPolicy = 'unsafe-url'; zi.src = 'https://ws.zoominfo.com/pixel/mgh7mSsTN1dOuZHUrUc3'; var s = document.getElementsByTagName('script')[0]; s.parentNode.insertBefore(zi, s); })(); </script> <script> var Webflow = Webflow || []; Webflow.push(function() { $('#Email').on('blur', function() { this.value = this.value.replace(/(gmail|yahoo|outlook).com\s*$/, ''); }); }); </script>  <script>(function(w,d,s,l,i){w[l]=w[l]||[];w[l].push({'gtm.start': new Date().getTime(),event:'gtm.js'});var f=d.getElementsByTagName(s)[0], j=d.createElement(s),dl=l!='dataLayer'?'&l='+l:'';j.async=true;j.src= 'https://www.googletagmanager.com/gtm.js?id='+i+dl;f.parentNode.insertBefore(j,f); })(window,document,'script','dataLayer','GTM-WJ87PS7');</script>   <meta name="google-site-verification" content="oXrpLSO5slwucd42ICBFNWP6rU8UQVrb1VUg30lbt-Y" />   <script> !function(t,e){var o,n,p,r;e.__SV||(window.posthog=e,e._i=[],e.init=function(i,s,a){function g(t,e){var o=e.split(".");2==o.length&&(t=t[o[0]],e=o[1]),t[e]=function(){t.push([e].concat(Array.prototype.slice.call(arguments,0)))}}(p=t.createElement("script")).type="text/javascript",p.async=!0,p.src=s.api_host+"/static/array.js",(r=t.getElementsByTagName("script")[0]).parentNode.insertBefore(p,r);var u=e;for(void 0!==a?u=e[a]=[]:a="posthog",u.people=u.people||[],u.toString=function(t){var e="posthog";return"posthog"!==a&&(e+="."+a),t||(e+=" (stub)"),e},u.people.toString=function(){return u.toString(1)+".people (stub)"},o="capture identify alias people.set people.set_once set_config register register_once unregister opt_out_capturing has_opted_out_capturing opt_in_capturing reset isFeatureEnabled onFeatureFlags getFeatureFlag getFeatureFlagPayload reloadFeatureFlags group updateEarlyAccessFeatureEnrollment getEarlyAccessFeatures getActiveMatchingSurveys getSurveys onSessionId".split(" "),n=0;n<o.length;n++)g(u,o[n]);e._i.push([i,s,a])},e.__SV=1)}(document,window.posthog||[]); posthog.init('phc_se4k02KZmcB7S2SPuuXWlS7F3eNAb9zIEAvkEtqGXQ5',{api_host:'https://app.posthog.com', session_recording: { maskAllInputs: false, maskInputOptions: { password: true } }}) </script></head><body><div class="navbar-container bg-gray-4 sticky-top"><div class="container"><div data-collapse="medium" data-animation="default" data-duration="400" data-w-id="324348c1-89f2-fbc8-2826-4c985b37fdf0" data-easing="ease" data-easing2="ease" role="banner" class="navbar w-nav"><a href="/" class="navbar-logo w-nav-brand"><img width="207" alt="" src="https://cdn.prod.website-files.com/62346fd286057fcbcf8a543a/623471148e591535da3be685_mw-logo-dark.svg" class="image"/></a><nav role="navigation" class="nav-menu w-nav-menu"><div><div data-delay="0" data-hover="true" class="w-dropdown"><div class="nav-link w-dropdown-toggle"><div>Company</div></div><nav class="dropdown-list dropdown-list-top w-dropdown-list"><a href="/company/about" class="dropdown-link w-dropdown-link">About</a><a href="/partners" class="dropdown-link w-dropdown-link">Partners</a><a href="/events" class="dropdown-link w-dropdown-link">Events</a><a href="/company/careers" class="dropdown-link w-dropdown-link">Careers</a><a href="/contact/form" class="dropdown-link w-dropdown-link">Contact</a></nav></div><div data-delay="0" data-hover="true" class="w-dropdown"><div class="nav-link w-dropdown-toggle"><div>Solutions</div></div><nav class="dropdown-list w-dropdown-list"><a href="/solutions" class="dropdown-link w-dropdown-link">Overview</a><a href="/solutions#industry" class="dropdown-link w-dropdown-link">By Industry</a><a href="/solutions#capability" class="dropdown-link w-dropdown-link">By Capability</a></nav></div><div data-delay="0" data-hover="true" class="w-dropdown"><div class="nav-link w-dropdown-toggle"><div>Resources</div></div><nav class="dropdown-list w-dropdown-list"><a href="/blog" class="dropdown-link w-dropdown-link">Blog</a><a href="/company/case-studies" class="dropdown-link w-dropdown-link">Case Studies</a><a href="/resources/platform-overview" class="dropdown-link w-dropdown-link">Platform Overview</a><a href="/newsroom" class="dropdown-link w-dropdown-link">Press Releases</a></nav></div><div data-delay="0" data-hover="true" class="w-dropdown"><div class="nav-link w-dropdown-toggle"><div>Customer Success</div></div><nav class="dropdown-list w-dropdown-list"><a href="https://support.mirrorweb.com/hc/en-gb/requests/new" class="dropdown-link w-dropdown-link">Support</a><a href="https://support.mirrorweb.com/hc/en-gb" class="dropdown-link w-dropdown-link">Help Center</a><a href="/company/legal" class="dropdown-link w-dropdown-link">Legal Center</a></nav></div></div></nav><div class="nav-buttons-container"><a href="/contact/request-a-demo" class="button navbar-button button-outline navbar-button-left w-button">Request a demo</a><a href="https://www.mirrorweb.com/login" class="button navbar-button w-button">Login</a><div class="menu-button w-nav-button"><img alt="" src="https://cdn.prod.website-files.com/62346fd286057fcbcf8a543a/62346fd386057fbc418a54c8_icon-menu.svg" class="menu-button-toggle"/><img alt="" src="https://cdn.prod.website-files.com/62346fd286057fcbcf8a543a/62346fd386057f45a48a54cd_icon-x.svg" class="menu-button-cross"/></div></div></div></div></div><div class="section no-bottom-space bg-gray-4"><div class="container text-center"><h1>Financial Services</h1><div class="section-subtitle text-large">MirrorWeb has been successfully deployed to hundreds of financial services firms. Find out more with our great reads below.</div></div><img src="https://cdn.prod.website-files.com/62346fd286057fcbcf8a543a/62346fd386057f300d8a5595_divider-sharp-bottom.svg" alt="" class="divider divider-bottom"/></div><div class="section"><div class="container"><div class="w-dyn-list"><div role="list" class="blog-grid w-dyn-items"><div role="listitem" class="w-dyn-item"><div class="card"><a href="/blog/update---how-the-sec-keeps-raising-the-stakes-on-mobile-messaging" class="card-image-link-wrapper w-inline-block"><img width="400" alt="" src="https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/65410a4d0aecec5cc446f41d_adem-ay-ik_AuIWeBBM-unsplash%20(1).jpg" sizes="(max-width: 479px) 95vw, (max-width: 767px) 93vw, (max-width: 991px) 46vw, 29vw" srcset="https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/65410a4d0aecec5cc446f41d_adem-ay-ik_AuIWeBBM-unsplash%20(1)-p-500.jpg 500w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/65410a4d0aecec5cc446f41d_adem-ay-ik_AuIWeBBM-unsplash%20(1).jpg 640w" class="card-image-top"/></a><div class="card-body"><a href="/blog/update---how-the-sec-keeps-raising-the-stakes-on-mobile-messaging" class="w-inline-block"><h4>UPDATE - How the SEC Keeps Raising the Stakes on Mobile Messaging</h4></a><p>Following August 2024's wave of enforcement, an updated overview of the SEC's three year probe into off-channel communications.</p><a href="/blog/update---how-the-sec-keeps-raising-the-stakes-on-mobile-messaging">Read Story</a></div><div class="card-footer"><div class="avatar-name-container"><img alt="" src="https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/623caf7531d30178457454d5_harriet-christie.jpg" sizes="36px" srcset="https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/623caf7531d30178457454d5_harriet-christie-p-500.jpeg 500w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/623caf7531d30178457454d5_harriet-christie.jpg 640w" class="avatar avatar-xsmall"/><div class="avatar-name text-small">Harriet Christie</div></div><a style="background-color:hsla(204.00000000000003, 81.38%, 39.33%, 1.00)" href="/blog-categories/financial-services" aria-current="page" class="badge badge-small w-inline-block w--current"><div>Financial Services</div></a></div></div></div><div role="listitem" class="w-dyn-item"><div class="card"><a href="/blog/gurbir-grewal-and-a-culture-of-proactive-compliance" class="card-image-link-wrapper w-inline-block"><img width="400" alt="" src="https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/659eb4dae210bf863e3d7f0b_redd-f-5U_28ojjgms-unsplash.jpg" sizes="(max-width: 479px) 95vw, (max-width: 767px) 93vw, (max-width: 991px) 46vw, 29vw" srcset="https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/659eb4dae210bf863e3d7f0b_redd-f-5U_28ojjgms-unsplash-p-500.jpg 500w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/659eb4dae210bf863e3d7f0b_redd-f-5U_28ojjgms-unsplash-p-800.jpg 800w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/659eb4dae210bf863e3d7f0b_redd-f-5U_28ojjgms-unsplash-p-1080.jpg 1080w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/659eb4dae210bf863e3d7f0b_redd-f-5U_28ojjgms-unsplash-p-1600.jpg 1600w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/659eb4dae210bf863e3d7f0b_redd-f-5U_28ojjgms-unsplash-p-2000.jpg 2000w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/659eb4dae210bf863e3d7f0b_redd-f-5U_28ojjgms-unsplash-p-2600.jpg 2600w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/659eb4dae210bf863e3d7f0b_redd-f-5U_28ojjgms-unsplash-p-3200.jpg 3200w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/659eb4dae210bf863e3d7f0b_redd-f-5U_28ojjgms-unsplash.jpg 4821w" class="card-image-top"/></a><div class="card-body"><a href="/blog/gurbir-grewal-and-a-culture-of-proactive-compliance" class="w-inline-block"><h4>Gurbir Grewal and 'A Culture of Proactive Compliance'</h4></a><p>Is the SEC Director of Enforcement's vision achievable?</p><a href="/blog/gurbir-grewal-and-a-culture-of-proactive-compliance">Read Story</a></div><div class="card-footer"><div class="avatar-name-container"><img alt="" src="https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/6262a3bdb6d72433ea1dd5a4_img_5004_jpg.jpg" sizes="36px" srcset="https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/6262a3bdb6d72433ea1dd5a4_img_5004_jpg-p-500.jpeg 500w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/6262a3bdb6d72433ea1dd5a4_img_5004_jpg-p-800.jpeg 800w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/6262a3bdb6d72433ea1dd5a4_img_5004_jpg-p-1080.jpeg 1080w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/6262a3bdb6d72433ea1dd5a4_img_5004_jpg-p-1600.jpeg 1600w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/6262a3bdb6d72433ea1dd5a4_img_5004_jpg-p-2000.jpeg 2000w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/6262a3bdb6d72433ea1dd5a4_img_5004_jpg.jpg 2126w" class="avatar avatar-xsmall"/><div class="avatar-name text-small">Sean Stapleton</div></div><a style="background-color:hsla(204.00000000000003, 81.38%, 39.33%, 1.00)" href="/blog-categories/financial-services" aria-current="page" class="badge badge-small w-inline-block w--current"><div>Financial Services</div></a></div></div></div><div role="listitem" class="w-dyn-item"><div class="card"><a href="/blog/how-the-sec-keeps-raising-the-stakes-on-mobile-messaging" class="card-image-link-wrapper w-inline-block"><img width="400" alt="" src="https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/65410a4d0aecec5cc446f41d_adem-ay-ik_AuIWeBBM-unsplash%20(1).jpg" sizes="(max-width: 479px) 95vw, (max-width: 767px) 93vw, (max-width: 991px) 46vw, 29vw" srcset="https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/65410a4d0aecec5cc446f41d_adem-ay-ik_AuIWeBBM-unsplash%20(1)-p-500.jpg 500w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/65410a4d0aecec5cc446f41d_adem-ay-ik_AuIWeBBM-unsplash%20(1).jpg 640w" class="card-image-top"/></a><div class="card-body"><a href="/blog/how-the-sec-keeps-raising-the-stakes-on-mobile-messaging" class="w-inline-block"><h4>How the SEC Keeps Raising the Stakes on Mobile Messaging</h4></a><p>A closer look at the investigation timeline, and why it continues to escalate.</p><a href="/blog/how-the-sec-keeps-raising-the-stakes-on-mobile-messaging">Read Story</a></div><div class="card-footer"><div class="avatar-name-container"><img alt="" src="https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/623caf7531d30178457454d5_harriet-christie.jpg" sizes="36px" srcset="https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/623caf7531d30178457454d5_harriet-christie-p-500.jpeg 500w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/623caf7531d30178457454d5_harriet-christie.jpg 640w" class="avatar avatar-xsmall"/><div class="avatar-name text-small">Harriet Christie</div></div><a style="background-color:hsla(204.00000000000003, 81.38%, 39.33%, 1.00)" href="/blog-categories/financial-services" aria-current="page" class="badge badge-small w-inline-block w--current"><div>Financial Services</div></a></div></div></div><div role="listitem" class="w-dyn-item"><div class="card"><a href="/blog/communications-surveillance-a-company-wide-consideration" class="card-image-link-wrapper w-inline-block"><img width="400" alt="" src="https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/64c0f100475fa344a5a1744e_benjamin-child-GWe0dlVD9e0-unsplash.jpg" sizes="(max-width: 479px) 95vw, (max-width: 767px) 93vw, (max-width: 991px) 46vw, 29vw" srcset="https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/64c0f100475fa344a5a1744e_benjamin-child-GWe0dlVD9e0-unsplash-p-500.jpg 500w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/64c0f100475fa344a5a1744e_benjamin-child-GWe0dlVD9e0-unsplash-p-800.jpg 800w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/64c0f100475fa344a5a1744e_benjamin-child-GWe0dlVD9e0-unsplash-p-1080.jpg 1080w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/64c0f100475fa344a5a1744e_benjamin-child-GWe0dlVD9e0-unsplash-p-1600.jpg 1600w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/64c0f100475fa344a5a1744e_benjamin-child-GWe0dlVD9e0-unsplash-p-2000.jpg 2000w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/64c0f100475fa344a5a1744e_benjamin-child-GWe0dlVD9e0-unsplash-p-2600.jpg 2600w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/64c0f100475fa344a5a1744e_benjamin-child-GWe0dlVD9e0-unsplash-p-3200.jpg 3200w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/64c0f100475fa344a5a1744e_benjamin-child-GWe0dlVD9e0-unsplash.jpg 5184w" class="card-image-top"/></a><div class="card-body"><a href="/blog/communications-surveillance-a-company-wide-consideration" class="w-inline-block"><h4>Communications Surveillance: A Company-wide Consideration </h4></a><p>Outside of compliance teams, how does communications surveillance impact other critical roles within an organization?</p><a href="/blog/communications-surveillance-a-company-wide-consideration">Read Story</a></div><div class="card-footer"><div class="avatar-name-container"><img alt="" src="https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/6262a3bdb6d72433ea1dd5a4_img_5004_jpg.jpg" sizes="36px" srcset="https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/6262a3bdb6d72433ea1dd5a4_img_5004_jpg-p-500.jpeg 500w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/6262a3bdb6d72433ea1dd5a4_img_5004_jpg-p-800.jpeg 800w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/6262a3bdb6d72433ea1dd5a4_img_5004_jpg-p-1080.jpeg 1080w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/6262a3bdb6d72433ea1dd5a4_img_5004_jpg-p-1600.jpeg 1600w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/6262a3bdb6d72433ea1dd5a4_img_5004_jpg-p-2000.jpeg 2000w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/6262a3bdb6d72433ea1dd5a4_img_5004_jpg.jpg 2126w" class="avatar avatar-xsmall"/><div class="avatar-name text-small">Sean Stapleton</div></div><a style="background-color:hsla(204.00000000000003, 81.38%, 39.33%, 1.00)" href="/blog-categories/financial-services" aria-current="page" class="badge badge-small w-inline-block w--current"><div>Financial Services</div></a></div></div></div><div role="listitem" class="w-dyn-item"><div class="card"><a href="/blog/financial-services-inconvenient-need-for-whatsapp-archiving" class="card-image-link-wrapper w-inline-block"><img width="400" alt="" src="https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/63a0794307b97ad58a09093f_deeksha-pahariya-wST5Z2SMEYU-unsplash.jpg" sizes="(max-width: 479px) 95vw, (max-width: 767px) 93vw, (max-width: 991px) 46vw, 29vw" srcset="https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/63a0794307b97ad58a09093f_deeksha-pahariya-wST5Z2SMEYU-unsplash-p-500.jpg 500w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/63a0794307b97ad58a09093f_deeksha-pahariya-wST5Z2SMEYU-unsplash-p-800.jpg 800w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/63a0794307b97ad58a09093f_deeksha-pahariya-wST5Z2SMEYU-unsplash-p-1080.jpg 1080w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/63a0794307b97ad58a09093f_deeksha-pahariya-wST5Z2SMEYU-unsplash-p-1600.jpg 1600w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/63a0794307b97ad58a09093f_deeksha-pahariya-wST5Z2SMEYU-unsplash-p-2000.jpg 2000w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/63a0794307b97ad58a09093f_deeksha-pahariya-wST5Z2SMEYU-unsplash-p-2600.jpg 2600w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/63a0794307b97ad58a09093f_deeksha-pahariya-wST5Z2SMEYU-unsplash.jpg 3000w" class="card-image-top"/></a><div class="card-body"><a href="/blog/financial-services-inconvenient-need-for-whatsapp-archiving" class="w-inline-block"><h4>Financial Services’ Inconvenient Need for WhatsApp Archiving</h4></a><p>The financial services sector has recently been hit with huge fines over the widespread use of apps like WhatsApp. How did we get to this stage, and what options do firms now have to avoid these penalties?</p><a href="/blog/financial-services-inconvenient-need-for-whatsapp-archiving">Read Story</a></div><div class="card-footer"><div class="avatar-name-container"><img alt="" src="https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/6262a3bdb6d72433ea1dd5a4_img_5004_jpg.jpg" sizes="36px" srcset="https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/6262a3bdb6d72433ea1dd5a4_img_5004_jpg-p-500.jpeg 500w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/6262a3bdb6d72433ea1dd5a4_img_5004_jpg-p-800.jpeg 800w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/6262a3bdb6d72433ea1dd5a4_img_5004_jpg-p-1080.jpeg 1080w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/6262a3bdb6d72433ea1dd5a4_img_5004_jpg-p-1600.jpeg 1600w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/6262a3bdb6d72433ea1dd5a4_img_5004_jpg-p-2000.jpeg 2000w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/6262a3bdb6d72433ea1dd5a4_img_5004_jpg.jpg 2126w" class="avatar avatar-xsmall"/><div class="avatar-name text-small">Sean Stapleton</div></div><a style="background-color:hsla(204.00000000000003, 81.38%, 39.33%, 1.00)" href="/blog-categories/financial-services" aria-current="page" class="badge badge-small w-inline-block w--current"><div>Financial Services</div></a></div></div></div><div role="listitem" class="w-dyn-item"><div class="card"><a href="/blog/the-secs-new-marketing-rule-how-to-stay-compliant-and-avoid-big-fines" class="card-image-link-wrapper w-inline-block"><img width="400" alt="" src="https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/6308911f497dc9f5ef83a04f_dalle-sec-secure-the-bag.jpg" sizes="(max-width: 479px) 95vw, (max-width: 767px) 93vw, (max-width: 991px) 46vw, 29vw" srcset="https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/6308911f497dc9f5ef83a04f_dalle-sec-secure-the-bag-p-500.jpg 500w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/6308911f497dc9f5ef83a04f_dalle-sec-secure-the-bag-p-800.jpg 800w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/6308911f497dc9f5ef83a04f_dalle-sec-secure-the-bag.jpg 1024w" class="card-image-top"/></a><div class="card-body"><a href="/blog/the-secs-new-marketing-rule-how-to-stay-compliant-and-avoid-big-fines" class="w-inline-block"><h4>The SEC's New Marketing Rule: How to Stay Compliant And Avoid Big Fines</h4></a><p>The SEC's new Marketing Rule comes into force in November. How can your firm stay compliant and avoid big fines? Read on for all the details.</p><a href="/blog/the-secs-new-marketing-rule-how-to-stay-compliant-and-avoid-big-fines">Read Story</a></div><div class="card-footer"><div class="avatar-name-container"><img alt="" src="https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/6262a3bdb6d72433ea1dd5a4_img_5004_jpg.jpg" sizes="36px" srcset="https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/6262a3bdb6d72433ea1dd5a4_img_5004_jpg-p-500.jpeg 500w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/6262a3bdb6d72433ea1dd5a4_img_5004_jpg-p-800.jpeg 800w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/6262a3bdb6d72433ea1dd5a4_img_5004_jpg-p-1080.jpeg 1080w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/6262a3bdb6d72433ea1dd5a4_img_5004_jpg-p-1600.jpeg 1600w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/6262a3bdb6d72433ea1dd5a4_img_5004_jpg-p-2000.jpeg 2000w, https://cdn.prod.website-files.com/62346fd386057f2e6c8a5448/6262a3bdb6d72433ea1dd5a4_img_5004_jpg.jpg 2126w" class="avatar avatar-xsmall"/><div class="avatar-name text-small">Sean Stapleton</div></div><a style="background-color:hsla(204.00000000000003, 81.38%, 39.33%, 1.00)" href="/blog-categories/financial-services" aria-current="page" class="badge badge-small w-inline-block w--current"><div>Financial Services</div></a></div></div></div></div><div role="navigation" aria-label="List" class="w-pagination-wrapper pagination"><a href="?3aaa2279_page=2" aria-label="Next Page" class="w-pagination-next button button-with-icon"><div class="w-inline-block">Next</div><img src="https://cdn.prod.website-files.com/62346fd286057fcbcf8a543a/62346fd386057f8bb58a550c_icon-caret-right-light.svg" alt="" class="button-icon"/></a><link rel="prerender" href="?3aaa2279_page=2"/></div></div></div></div><div class="section no-bottom-space bg-primary-3"><div class="container text-center"><div class="add-top-space"><h3 class="medium-heading text-white">Sign up to our newsletter</h3></div><div class="subscribe-form-wrapper w-form"><form id="email-form" name="email-form" data-name="Email Form" method="get" class="subscribe-form" data-wf-page-id="6399f25bebc17d6b371f0d7d" data-wf-element-id="dfbc84c0-5b86-61e3-d8c4-8d084bb6f451"><input class="form-input form-input-large subscribe-form-input w-input" maxlength="256" name="Subscribe-Email-2" data-name="Subscribe Email 2" placeholder="Email Address" type="email" id="Subscribe-Email-2" required=""/><input type="submit" data-wait="Please wait..." class="button button-large w-button" value="Subscribe"/></form><div class="form-success w-form-done"><div>Thank you! Your submission has been received!</div></div><div class="form-error w-form-fail"><div>Oops! Something went wrong while submitting the form.</div></div></div><div class="text-muted">We will never share your email address with third parties.</div></div><img src="https://cdn.prod.website-files.com/62346fd286057fcbcf8a543a/62346fd386057fbe6e8a55a9_divider-round-bottom.svg" alt="" class="divider divider-bottom"/></div><div class="footer"><div class="container"><div class="footer-row"><div class="footer-info"><a href="#" class="footer-logo-link w-inline-block"><img src="https://cdn.prod.website-files.com/62346fd286057fcbcf8a543a/623471148e591535da3be685_mw-logo-dark.svg" alt="" height="40" class="image-2"/></a><p class="tex footer-description">The world's leading digital archiving solution.<a href="https://www.facebook.com/MirrorWeb" target="_blank"><br/></a></p><div class="social-links"><a href="https://twitter.com/mirrorweb" target="_blank" class="social-link w-inline-block"><img src="https://cdn.prod.website-files.com/62346fd286057fcbcf8a543a/62346fd386057ffd7c8a5479_twitter.svg" alt=""/></a><a href="https://linkedin.com/company/mirrorweb" target="_blank" class="social-link w-inline-block"><img src="https://cdn.prod.website-files.com/62346fd286057fcbcf8a543a/62823d0980bb8b811a83a124_linkedin-logo.svg" alt="" class="image-10"/></a><a href="https://www.instagram.com/mirrorweb" target="_blank" class="social-link w-inline-block"><img src="https://cdn.prod.website-files.com/62346fd286057fcbcf8a543a/62346fd386057f688a8a546f_instagram.svg" alt=""/></a><a href="https://www.facebook.com/MirrorWeb/" target="_blank" class="social-link w-inline-block"><img src="https://cdn.prod.website-files.com/62346fd286057fcbcf8a543a/62346fd386057f91f38a546a_facebook.svg" alt=""/></a></div></div><div class="footer-menus-row"><div class="footer-menu-column"><h6 class="h6-small">Find Us</h6><div class="text-block-2"><strong class="bold-text">North America<br/></strong>Suite 500 <br/>111 Congress Ave<strong></strong><br/>Austin, Texas <br/>78701<br/><br/><strong>United Kingdom<br/></strong>Manchester House<br/>18-22 Bridge Street<br/>Manchester<br/>M3 3BZ</div></div><div class="footer-menu-column quick-links"><h6 class="h6-small">Quick Links</h6><ul role="list" class="link-menu w-list-unstyled"><li class="link-menu-item"><a href="/company/about" class="footer-link">About</a></li><li class="link-menu-item"><a href="/solutions" class="footer-link">Solutions</a></li><li class="link-menu-item"><a href="/company/case-studies" class="footer-link">Case Studies</a></li><li class="link-menu-item"><a href="/compliance-terms" class="footer-link">Compliance Glossary</a></li><li class="link-menu-item"><a href="https://support.mirrorweb.com/hc/en-gb" class="footer-link">Help Center</a></li><li class="link-menu-item"><a href="/blog" class="footer-link">Blog</a></li><li class="link-menu-item"><a href="/contact/form" class="footer-link">Contact</a></li></ul></div><div class="footer-menu-column"><h6 class="h6-small">Speak to Us</h6><div class="text-block-3">If you have any queries or questions, please don't hesitate to get in touch!</div><a href="/contact/form" class="button w-button">Get in touch</a><div class="columns-2 w-row"><div class="w-col w-col-6"><img src="https://cdn.prod.website-files.com/62346fd286057fcbcf8a543a/65eeeb5ba22a2ed7014d4f4d_21972-312_SOC_NonCPA.png" loading="lazy" alt="" class="image-20"/></div><div class="w-col w-col-6"><img src="https://cdn.prod.website-files.com/62346fd286057fcbcf8a543a/64b658f3e0cbdcbe04e83981_27001%20RGB%20Purple.png" loading="lazy" sizes="(max-width: 479px) 37vw, (max-width: 767px) 100px, (max-width: 991px) 11vw, (max-width: 1919px) 5vw, 69.7578125px" srcset="https://cdn.prod.website-files.com/62346fd286057fcbcf8a543a/64b658f3e0cbdcbe04e83981_27001%20RGB%20Purple-p-500.png 500w, https://cdn.prod.website-files.com/62346fd286057fcbcf8a543a/64b658f3e0cbdcbe04e83981_27001%20RGB%20Purple-p-800.png 800w, https://cdn.prod.website-files.com/62346fd286057fcbcf8a543a/64b658f3e0cbdcbe04e83981_27001%20RGB%20Purple-p-1080.png 1080w, https://cdn.prod.website-files.com/62346fd286057fcbcf8a543a/64b658f3e0cbdcbe04e83981_27001%20RGB%20Purple-p-1600.png 1600w, https://cdn.prod.website-files.com/62346fd286057fcbcf8a543a/64b658f3e0cbdcbe04e83981_27001%20RGB%20Purple.png 1890w" alt="" class="image-20"/></div></div><div class="columns-2 w-row"><div class="w-col w-col-6"><img src="https://cdn.prod.website-files.com/62346fd286057fcbcf8a543a/64b6590db2301cbb306c2e34_9001%20RGB%20Purple.png" loading="lazy" sizes="(max-width: 479px) 37vw, (max-width: 767px) 100px, (max-width: 991px) 11vw, (max-width: 1919px) 5vw, 69.7578125px" srcset="https://cdn.prod.website-files.com/62346fd286057fcbcf8a543a/64b6590db2301cbb306c2e34_9001%20RGB%20Purple-p-500.png 500w, https://cdn.prod.website-files.com/62346fd286057fcbcf8a543a/64b6590db2301cbb306c2e34_9001%20RGB%20Purple-p-800.png 800w, https://cdn.prod.website-files.com/62346fd286057fcbcf8a543a/64b6590db2301cbb306c2e34_9001%20RGB%20Purple-p-1080.png 1080w, https://cdn.prod.website-files.com/62346fd286057fcbcf8a543a/64b6590db2301cbb306c2e34_9001%20RGB%20Purple-p-1600.png 1600w, https://cdn.prod.website-files.com/62346fd286057fcbcf8a543a/64b6590db2301cbb306c2e34_9001%20RGB%20Purple.png 1890w" alt="" class="image-21"/></div><div class="column w-col w-col-6"><img src="https://cdn.prod.website-files.com/62346fd286057fcbcf8a543a/673cba813eccf634bab46632_Motherboard%20300%20x%20300%20signatory%20badge.jpg" loading="lazy" alt="" class="image-21"/></div></div></div></div></div><div><div class="text-small">© MirrorWeb 2022 • <a href="/company/terms">Terms</a> | <a href="/company/privacy-policy">Privacy Policy</a><a href="https://webflow.com/" target="_blank"></a></div></div></div></div><script src="https://d3e54v103j8qbb.cloudfront.net/js/jquery-3.5.1.min.dc5e7f18c8.js?site=62346fd286057fcbcf8a543a" type="text/javascript" integrity="sha256-9/aliU8dGd2tb6OSsuzixeV4y/faTqgFtohetphbbj0=" crossorigin="anonymous"></script><script src="https://cdn.prod.website-files.com/62346fd286057fcbcf8a543a/js/webflow.a37726ef4.js" type="text/javascript"></script><noscript> <img src="https://ws.zoominfo.com/pixel/mgh7mSsTN1dOuZHUrUc3" width="1" height="1" style="display: none;" alt="websights"/> </noscript></body></html>