CINXE.COM

Merrill Lynch (MLPF&S) Financial Statements and Information

<!doctype html> <!--[if lt IE 7]><html class="lt-ie10 lt-ie9 lt-ie8 lt-ie7 no-pointerevents"><![endif]--> <!--[if IE 7]><html class="lt-ie10 lt-ie9 lt-ie8 no-pointerevents"><![endif]--> <!--[if IE 8]><html class="lt-ie10 lt-ie9 no-pointerevents"><![endif]--> <!--[if IE 9]><html class="lt-ie10 no-pointerevents"><![endif]--> <!--[if gt IE 9]><!--> <html class="no-js" lang="en"> <!--<![endif]--> <head> <script type="text/javascript">'use strict';var APP=window.APP=window.APP||{};APP.latt="false";</script> <meta http-equiv="X-UA-Compatible" content="IE=edge"> <meta charset="utf-8"> <title>Merrill Lynch (MLPF&amp;S) Financial Statements and Information</title> <meta name="title" content="Merrill Lynch (MLPF&amp;amp;amp;S) Financial Statements and Information"> <meta name="keywords" content=""> <meta name="description" content="View financial information and statements for Merrill Lynch. Access annual and semiannual balance sheets for &amp;amp;#39;MLPF&amp;amp;amp;S&amp;amp;#39; here and find additional information. "> <meta name="viewport" content="width=device-width, initial-scale=1.0"> <meta name="color-scheme" content="only light"> <meta name="pageid" content="%3Cecms%3Alink+overrideurl%3D%22%2Fmlpfs-financial-information.html%22+text%3D%22null%22%2F%3E"> <meta property="og:site_name" content="Merrill Lynch"> <meta property="og:type" content="website"> <meta property="og:url" content="https://www.ml.com/mlpfs-financial-information.html"> <meta property="og:title" content="Merrill Lynch (MLPF&amp;amp;amp;S) Financial Statements and Information"> <meta property="og:description" content="View financial information and statements for Merrill Lynch. Access annual and semiannual balance sheets for &amp;amp;#39;MLPF&amp;amp;amp;S&amp;amp;#39; here and find additional information. "> <meta property="og:image" content="https://ml.com/content/dam/ML/global/defaultSocialImage.png"> <meta name="twitter:card" content="summary"> <meta name="twitter:creator" content="@MerrillLynch"> <meta name="twitter:domain" content="https://www.ml.com"> <meta name="twitter:site" content="@MerrillLynch"> <meta name="twitter:title" content="Merrill Lynch (MLPF&amp;amp;amp;S) Financial Statements and Information"> <meta name="twitter:url" content="https://www.ml.com/mlpfs-financial-information.html"> <meta name="twitter:description" content="View financial information and statements for Merrill Lynch. Access annual and semiannual balance sheets for &amp;amp;#39;MLPF&amp;amp;amp;S&amp;amp;#39; here and find additional information. "> <meta name="twitter:image" content="https://ml.com/content/dam/ML/global/defaultSocialImage.png"> <meta name="msvalidate.01" content="DCFA7922C7EDFBFFCAEE5E3C7ECA5C8C"> <meta name="google-site-verification" content="fWmDxNZfxGir5LUvKD9GHbYL1--6gOXbi2Qj5C4o0e4"> <meta name="google-site-verification" content="Qdyma2AkabfNA2RIBLCxw0BxBcUYYypuorS9l6I-i8c"> <script type="application/ld+json"> {"@context":"https://schema.org","@type":"WebPage","name":"Merrill Lynch (MLPF&S) Financial Statements and Information","url":"https://www.ml.com/mlpfs-financial-information.html","description":"View financial information and statements for Merrill Lynch. Access annual and semiannual balance sheets for 'MLPF&S' here and find additional information.","image":"https://ml.com/content/dam/ML/global/defaultSocialImage.png ","keywords":"merrill lynch financial statements,wfid24348651"} </script> <link rel="canonical" href="https://www.ml.com/mlpfs-financial-information.html"/> <script>'use strict';var APP=window.APP=window.APP||{};APP.isEdit=!1;APP.isDesign=!1;APP.sliderSettings={};APP.getProfileData=!1;APP.LIConnectionsPath="/content/ml/en/fafinder/linkedin-connections.html";APP.faRootServiceUrl="https://www.ml.com";APP.interstitialWhitelist="bankofamerica.com cybergrants.com bankofamericastore.com www.bettermoneyhabits.com media.corporate-ir.net www.chicagomarathon.com .ml.com www.ustrust.com shamrockshuffle.com www.merrilledge.com mymerrill.com merrilledge.com maps.google.com .bofa.com baml.com .bofaml.com bofa.wealthmsi.com veracast.com bofa.donorfirst.org merrill.com mymerrillpl1.com players.brightcove.net cvent.com cvent.me www1.bac-assets.com www2.bac-assets.com".split(" "); APP.loginPartnerId="0A612B23FE02400791EE7ED0A397CC7D";APP.loginWidgetDomain="olui2.fs.ml.com";APP.loginWidgetJs="/publish/mlwm/EdgeLoginWidget/OnlineLoginFrame_min_052017.js";APP.brFAInContextUrl="https://www.fa.ml.com/";</script> <link rel="preload" href="/etc.clientlibs/unity/core/clientlibs/clientlib-typography/resources/fonts/connections_regular-web.woff2" as="font" type="font/woff2" crossorigin="anonymous"/> <link rel="preload" href="/etc.clientlibs/unity/core/clientlibs/clientlib-typography/resources/fonts/connections_light-web.woff2" as="font" type="font/woff2" crossorigin="anonymous"/> <link rel="stylesheet" href="//www.ml.bac-assets.com/etc.clientlibs/ml/clientlibs/clientlib-unity.min.d41d8cd98f00b204e9800998ecf8427e.css" type="text/css"> <link rel="stylesheet" href="//www.ml.bac-assets.com/etc.clientlibs/ml/clientlibs/clientlib-critical.min.ed69d81c5bd86b7d3af2217bdab5b4ec.css" type="text/css"> <link rel="stylesheet" href="/etc.clientlibs/unity/core/clientlibs/clientlib-global.min.3b7f0dea8c34568267ce1e096ede3b3b.css" type="text/css"> <link rel="stylesheet" href="/etc.clientlibs/unity/core/clientlibs/clientlib-typography.min.66045c0bfcddc622f9cf10535ef4199e.css" type="text/css"> <link rel="stylesheet" href="/etc.clientlibs/unity/core/clientlibs/clientlib-components.min.a26b653c30df72708bc8c383cd5f245f.css" type="text/css"> <link rel="stylesheet" href="//www.ml.bac-assets.com/etc.clientlibs/ml/clientlibs/clientlib-dependencies.min.b60806cd9f731c682181eef4b73a5625.css" type="text/css"> <link rel="stylesheet" href="//www.ml.bac-assets.com/etc.clientlibs/ml/clientlibs/clientlib-site.min.dd94348b707048df96673b872e7cfda8.css" type="text/css"> <script src="//www.ml.bac-assets.com/etc.clientlibs/ml/clientlibs/vendor/modernizr.min.c41ece9e7dd597c91e7cfed504e6a3d4.js"></script> <script src="//www.ml.bac-assets.com/etc.clientlibs/ml/clientlibs/scripts/vendor/jquery.min.bfd88b5a2a7f7663ffac501ab8e7cd9f.js"></script> <link rel="shortcut icon" href="//www.ml.bac-assets.com/etc.clientlibs/ml/clientlibs/clientlib-site/resources/images/ml_bull_icon.png" type="image/vnd.microsoft.icon"/> <link rel="apple-touch-icon" href="//www.ml.bac-assets.com/etc.clientlibs/ml/clientlibs/clientlib-site/resources/images/ml_bull_icon.png"/> <script type="text/javascript">'use strict';var CM_PageID="Others_mlpfs-financial-information",CM_CatID="GWM:Content:MLWM",CM_TAG_PREFIX="",DART_CAT="2018_00k",ALLOY_TAG="true",GA_TAG="G-YKQNXHD8CB",OVERRIDE_DATA_BAC="true";</script> <script type="text/javascript">'use strict';var DATA_BACTMLN_SELECTORS="",DATA_BACTMLN_EXCEPTIONS='{"selector": ".rightrail-list a", "componentName": "cta-right-rail"};{"selector": ".tile-container a, .rtb-container a, .callout-container a,.image__tile a", "componentName": "tile-cta"};{"selector": ".global-nav__subnav .text a", "componentName": "global_nav"};{"selector": ".header__subheading a", "componentName": "text"};{"selector": ".js-accordion__item a", "componentName": "accordion"}';</script> <script type="text/javascript">'use strict';function targetPageParams(){return{at_property:"2c28efc5-fc52-2eba-d89f-6f09359d852c"}};</script> <script>'use strict';!function(c,b,d,e){if(!b&&(b=c.head)){var a=c.createElement("style");a.id="alloy-prehiding";a.innerText=d;b.appendChild(a);setTimeout(function(){a.parentNode&&a.parentNode.removeChild(a)},e)}}(document,-1!==document.location.href.indexOf("adobe_authoring_enabled"),"body { opacity: 0 !important }",3E3);</script> <script src="//www.ml.bac-assets.com/etc.clientlibs/ml/clientlibs/vendor/tealium.min.b1101e6362fee4abddb696f9a84727e5.js"></script> </head> <body class="default watermark "> <a class="skip-to-content" href="#begin-content" aria-hidden="false" tabindex="0">Skip To Content</a> <span class="hidden" aria-hidden="true">3.1.55</span> <div class="wrapper"> <div class="aem-wrap--global-nav"> <header class="global-nav js-global-nav " data-cmp="globalNav"> <div class="global-nav__container"> <div class="global-nav__wrapper"> <a id="nav_logo" class="global-nav__logo" href="https://www.ml.com/"> <picture> <source media="(min-width: 640px)"/> <img class="global-nav__logo-img" src="/etc.clientlibs/ml/clientlibs/clientlib-site/resources/images/global/masthead/logo_full-x5.png" alt="Merrill A Bank of America company logo" title="Merrill A Bank of America company logo"/> </picture> </a> <button class="global-nav__menu-icon js-nav-menu-toggle" aria-label="Menu" aria-expanded="false"><span class="hamburger"></span></button> <div class="global-nav__links-container js-nav-container"> <div class="global-nav__menu js-nav-menu"> <div class="global-nav__utils js-nav-utils hide-desktop"> <div class="global-nav__utils-search search"> <form action="/mlwm/cse/tm/pages/SearchResults.aspx" autocomplete="off" method="get"> <input type="hidden" name="filter" value="all"/> <input type="hidden" name="subdir" value="mlcom"/> <input name="k" size="21" maxlength="120" placeholder="How can we help you?" class="js-search-tag-capture-input" data-rel-submit="nav_search" type="text" aria-label="How can we help you?"> <button data-id="nav_search" data-bactmln="nav_search" title="Search Button" aria-label="Search" class="t-track-nav-search"> <svg aria-hidden="true" focusable="false" role="img" xmlns="http://www.w3.org/2000/svg" viewBox="0 0 60 60"><path d="M3,20.12A17.12,17.12,0,1,1,20.14,37.23,17.13,17.13,0,0,1,3,20.12ZM60,57.81,34.74,34a20.09,20.09,0,1,0-2.24,2L57.92,60,60,57.81Z"/></svg> </button> </form> </div> </div> <div class="global-nav__utils js-nav-utils"> <ul class="global-nav__list"> <li class="global-nav__item"> <a id="nav_client-login" class="global-nav__link" title="Client login" data-name="Client login" href="https://www.mymerrill.com/ml/home.aspx?site=mymerrill" target="_blank" rel="noopener noreferrer">Client login</a> </li> <li class="global-nav__item js-fa-content-hide js-fa-content-before"> <a id="nav_contact-us" class="global-nav__link" title="Contact us" data-name="Contact us" href="/contactus/contact-us.html">Contact Us</a> </li> </ul> <div class="global-nav__utils-search search hide-mobile"> <form action="/mlwm/cse/tm/pages/SearchResults.aspx" autocomplete="off" method="get"> <input type="hidden" name="filter" value="all"/> <input type="hidden" name="subdir" value="mlcom"/> <input name="k" size="21" maxlength="120" placeholder="How can we help you?" class="js-search-tag-capture-input" data-rel-submit="nav_search" type="text" aria-label="How can we help you?"> <button data-id="nav_search" data-bactmln="nav_search" title="Search Button" aria-label="Search" class="t-track-nav-search"> <svg aria-hidden="true" focusable="false" role="img" xmlns="http://www.w3.org/2000/svg" viewBox="0 0 60 60"><path d="M3,20.12A17.12,17.12,0,1,1,20.14,37.23,17.13,17.13,0,0,1,3,20.12ZM60,57.81,34.74,34a20.09,20.09,0,1,0-2.24,2L57.92,60,60,57.81Z"/></svg> </button> </form> </div> </div> <nav class="global-nav__nav"> <ul class="global-nav__list "> <li class="global-nav__item js-nav-item"> <a id="nav_item_working-with-us" class="global-nav__link t-track-nav-item js-nav-link " data-bactmln="nav_item_working-with-us" href="/working-with-merrill-lynch-financial-advisor/why-merrill.html">Working with us <span class="chevron"> <svg aria-hidden="true" focusable="false" role="img" xmlns="http://www.w3.org/2000/svg" viewBox="0 0 30 54"><polyline points="2.12 0 0 2.12 25.76 26.97 0 51.88 2.12 54 30 26.97 2.12 0"/></svg> </span> </a> <button class="global-nav__toggle js-nav-toggle" aria-expanded="false" aria-live="polite" aria-label="Working with us Toggle"> </button> <div id="subnav_item_working-with-us" class="global-nav__subnav js-nav-subnav" aria-hidden="true"> <div class="global-nav__subnav-wrapper"> <button class="global-nav__subnav-close js-nav-subnav-close" aria-label="Return to Working with us"> <span class="icon"> <svg aria-hidden="true" focusable="false" role="img" xmlns="http://www.w3.org/2000/svg" viewBox="0 0 30 54"><polyline points="27.88 54 30 51.88 4.25 26.97 30 2.12 27.88 0 0 26.97 27.88 54"/></svg> </span>Working with us</button> <div class="global-nav__subnav-content "><div class="section"><div class="new"></div> </div><div class="iparys_inherited"><div class="working-with-us iparsys parsys"><div class="aem-wrap--text section"> <div class="text js-rte-tagging" data-cmp="enhancedText"> <h2><span class="color-blue"><span class="headline--sm">It starts with you</span></span></h2> <p>For us, success is about helping you reach your goals, not a number.</p> <p><a href="/working-with-merrill-lynch-financial-advisor/why-merrill.html" class="cta--btn">See how we work</a></p> </div></div> </div> </div> </div> <ul class="global-nav__list "> <li class="global-nav__item"> <a class="global-nav__link subnav__link js-nav-sunbav-link t-track-nav-subitem" data-bactmln="nav_subitem_merrill-advantage" href="/working-with-merrill-lynch-financial-advisor/why-merrill.html"> <span class="global-nav__link-icon"><img src="/content/dam/ML/icons/nav/Merrill-advantage.svg" alt="" aria-hidden="true"/></span> <span class="global-nav__link-text">Merrill advantage</span> </a> </li> <li class="global-nav__item"> <a class="global-nav__link subnav__link js-nav-sunbav-link t-track-nav-subitem" data-bactmln="nav_subitem_our-advisors" href="/working-with-merrill-lynch-financial-advisor/our-advisors.html"> <span class="global-nav__link-icon"><img src="/content/dam/ML/icons/nav/Our-advisors.svg" alt="" aria-hidden="true"/></span> <span class="global-nav__link-text">Our advisors</span> </a> </li> <li class="global-nav__item"> <a class="global-nav__link subnav__link js-nav-sunbav-link t-track-nav-subitem" data-bactmln="nav_subitem_working-together" href="/working-with-merrill-lynch-financial-advisor/working-together.html"> <span class="global-nav__link-icon"><img src="/content/dam/ML/icons/nav/Working-together.svg" alt="" aria-hidden="true"/></span> <span class="global-nav__link-text">Working together</span> </a> </li> <li class="global-nav__item"> <a class="global-nav__link subnav__link js-nav-sunbav-link t-track-nav-subitem" data-bactmln="nav_subitem_plan-with-merrill" href="/financial-planning.html"> <span class="global-nav__link-icon"><img src="/content/dam/ML/icons/nav/icon.svg" alt="" aria-hidden="true"/></span> <span class="global-nav__link-text">Plan with Merrill</span> </a> </li> <li class="global-nav__item"> <a class="global-nav__link subnav__link js-nav-sunbav-link t-track-nav-subitem" data-bactmln="nav_subitem_awards-recognition" href="/articles/awards-recognition.html"> <span class="global-nav__link-icon"><img src="/content/dam/ML/icons/nav/Awards-and-recognition.svg" alt="" aria-hidden="true"/></span> <span class="global-nav__link-text">Awards &amp; recognition</span> </a> </li> </ul> </div> </div> </li> <li class="global-nav__item js-nav-item"> <a id="nav_item_our-services" class="global-nav__link t-track-nav-item js-nav-link " data-bactmln="nav_item_our-services" href="/solutions.html">Our services <span class="chevron"> <svg aria-hidden="true" focusable="false" role="img" xmlns="http://www.w3.org/2000/svg" viewBox="0 0 30 54"><polyline points="2.12 0 0 2.12 25.76 26.97 0 51.88 2.12 54 30 26.97 2.12 0"/></svg> </span> </a> <button class="global-nav__toggle js-nav-toggle" aria-expanded="false" aria-live="polite" aria-label="Our services Toggle"> </button> <div id="subnav_item_our-services" class="global-nav__subnav js-nav-subnav" aria-hidden="true"> <div class="global-nav__subnav-wrapper"> <button class="global-nav__subnav-close js-nav-subnav-close" aria-label="Return to Our services"> <span class="icon"> <svg aria-hidden="true" focusable="false" role="img" xmlns="http://www.w3.org/2000/svg" viewBox="0 0 30 54"><polyline points="27.88 54 30 51.88 4.25 26.97 30 2.12 27.88 0 0 26.97 27.88 54"/></svg> </span>Our services</button> <div class="global-nav__subnav-content "><div class="section"><div class="new"></div> </div><div class="iparys_inherited"><div class="our-services iparsys parsys"><div class="aem-wrap--text section"> <div class="text js-rte-tagging" data-cmp="enhancedText"> <h2><span class="color-blue"><span class="headline--sm">Helping to make your goals a reality</span></span></h2> <p>Access to a wide range of investment solutions from Merrill and banking products from Bank of America.</p> <p><a title="take a look" href="/solutions/all.html" class="cta--btn learn-more event-findanfa-link">Take a look</a></p> </div></div> </div> </div> </div> <ul class="global-nav__list "> <li class="global-nav__item"> <a class="global-nav__link subnav__link js-nav-sunbav-link t-track-nav-subitem" data-bactmln="nav_subitem_personal-banking" href="/solutions/manage-finances.html"> <span class="global-nav__link-icon"><img src="/content/dam/ML/icons/nav/Personal-banking.svg" alt="" aria-hidden="true"/></span> <span class="global-nav__link-text">Personal banking</span> </a> </li> <li class="global-nav__item"> <a class="global-nav__link subnav__link js-nav-sunbav-link t-track-nav-subitem" data-bactmln="nav_subitem_lending" href="/solutions/loans-financing.html"> <span class="global-nav__link-icon"><img src="/content/dam/ML/icons/nav/Lending.svg" alt="" aria-hidden="true"/></span> <span class="global-nav__link-text">Lending</span> </a> </li> <li class="global-nav__item"> <a class="global-nav__link subnav__link js-nav-sunbav-link t-track-nav-subitem" data-bactmln="nav_subitem_investments" href="/solutions/grow-wealth.html"> <span class="global-nav__link-icon"><img src="/content/dam/ML/icons/nav/Investing.svg" alt="" aria-hidden="true"/></span> <span class="global-nav__link-text">Investments</span> </a> </li> <li class="global-nav__item"> <a class="global-nav__link subnav__link js-nav-sunbav-link t-track-nav-subitem" data-bactmln="nav_subitem_retirement-savings-accounts" href="/solutions/saving-for-the-future.html"> <span class="global-nav__link-icon"><img src="/content/dam/ML/icons/nav/Retirement-and-savings-accounts.svg" alt="" aria-hidden="true"/></span> <span class="global-nav__link-text">Retirement &amp; savings accounts</span> </a> </li> <li class="global-nav__item"> <a class="global-nav__link subnav__link js-nav-sunbav-link t-track-nav-subitem" data-bactmln="nav_subitem_insurance" href="/solutions/protect-your-wealth.html"> <span class="global-nav__link-icon"><img src="/content/dam/ML/icons/nav/Insurance.svg" alt="" aria-hidden="true"/></span> <span class="global-nav__link-text">Insurance</span> </a> </li> <li class="global-nav__item"> <a class="global-nav__link subnav__link js-nav-sunbav-link t-track-nav-subitem" data-bactmln="nav_subitem_wealth-planning" href="/solutions/make-impact-with-wealth.html"> <span class="global-nav__link-icon"><img src="/content/dam/ML/icons/nav/Wealth-planning.svg" alt="" aria-hidden="true"/></span> <span class="global-nav__link-text">Wealth planning</span> </a> </li> </ul> </div> </div> </li> <li class="global-nav__item js-nav-item"> <a id="nav_item_resources-insights" class="global-nav__link t-track-nav-item js-nav-link " data-bactmln="nav_item_resources-insights" href="/financial-research-and-insights/todays-markets.html">Resources &amp; insights <span class="chevron"> <svg aria-hidden="true" focusable="false" role="img" xmlns="http://www.w3.org/2000/svg" viewBox="0 0 30 54"><polyline points="2.12 0 0 2.12 25.76 26.97 0 51.88 2.12 54 30 26.97 2.12 0"/></svg> </span> </a> <button class="global-nav__toggle js-nav-toggle" aria-expanded="false" aria-live="polite" aria-label="Resources &amp; insights Toggle"> </button> <div id="subnav_item_resources-insights" class="global-nav__subnav js-nav-subnav" aria-hidden="true"> <div class="global-nav__subnav-wrapper"> <button class="global-nav__subnav-close js-nav-subnav-close" aria-label="Return to Resources &amp; insights"> <span class="icon"> <svg aria-hidden="true" focusable="false" role="img" xmlns="http://www.w3.org/2000/svg" viewBox="0 0 30 54"><polyline points="27.88 54 30 51.88 4.25 26.97 30 2.12 27.88 0 0 26.97 27.88 54"/></svg> </span>Resources &amp; insights</button> <div class="global-nav__subnav-content "><div class="section"><div class="new"></div> </div><div class="iparys_inherited"><div class="resources-insights iparsys parsys"><div class="aem-wrap--text section"> <div class="text js-rte-tagging" data-cmp="enhancedText"> <h2><span class="color-blue"><span class="headline--sm">Designed to keep you in the know</span></span></h2> <p>Get timely insights on what's happening with the markets &amp; global economy to help you stay on track.</p> <p><a title="get the latest" href="/financial-research-and-insights/todays-markets.html" class="cta--btn learn-more event-findanfa-link">Get the latest</a></p> </div></div> </div> </div> </div> <ul class="global-nav__list "> <li class="global-nav__item"> <a class="global-nav__link subnav__link js-nav-sunbav-link t-track-nav-subitem" data-bactmln="nav_subitem_planning-tools" href="/financial-planning-tools-calculators.html"> <span class="global-nav__link-icon"><img src="/content/dam/ML/icons/nav/Planning-tools.svg" alt="" aria-hidden="true"/></span> <span class="global-nav__link-text">Planning tools</span> </a> </li> <li class="global-nav__item"> <a class="global-nav__link subnav__link js-nav-sunbav-link t-track-nav-subitem" data-bactmln="nav_subitem_articles" href="/financial-research-and-insights/todays-markets.html"> <span class="global-nav__link-icon"><img src="/content/dam/ML/icons/nav/Articles.svg" alt="" aria-hidden="true"/></span> <span class="global-nav__link-text">Articles</span> </a> </li> <li class="global-nav__item"> <a class="global-nav__link subnav__link js-nav-sunbav-link t-track-nav-subitem" data-bactmln="nav_subitem_events-podcasts" href="/investing-podcasts-events.html"> <span class="global-nav__link-icon"><img src="/content/dam/ML/icons/nav/Events-and-podcasts.svg" alt="" aria-hidden="true"/></span> <span class="global-nav__link-text">Events &amp; podcasts</span> </a> </li> <li class="global-nav__item"> <a class="global-nav__link subnav__link js-nav-sunbav-link t-track-nav-subitem" data-bactmln="nav_subitem_portfolio-strategies" href="/financial-research-and-insights/portfolio-strategies.html"> <span class="global-nav__link-icon"><img src="/content/dam/ML/icons/nav/portfolio-strategies.svg" alt="" aria-hidden="true"/></span> <span class="global-nav__link-text">Portfolio Strategies</span> </a> </li> </ul> </div> </div> </li> <li class="global-nav__item js-nav-item"> <a id="nav_item_find-an-advisor" class="global-nav__link t-track-nav-item js-nav-link js-fa-link-update" data-bactmln="nav_item_find-an-advisor" href="/connect-with-an-advisor.html">Find an advisor <span class="chevron"> <svg aria-hidden="true" focusable="false" role="img" xmlns="http://www.w3.org/2000/svg" viewBox="0 0 30 54"><polyline points="2.12 0 0 2.12 25.76 26.97 0 51.88 2.12 54 30 26.97 2.12 0"/></svg> </span> </a> <button class="global-nav__toggle js-nav-toggle" aria-expanded="false" aria-live="polite" aria-label="Find an advisor Toggle"> </button> <div id="subnav_item_find-an-advisor" class="global-nav__subnav js-nav-subnav" aria-hidden="true"> <div class="global-nav__subnav-wrapper"> <button class="global-nav__subnav-close js-nav-subnav-close" aria-label="Return to Find an advisor"> <span class="icon"> <svg aria-hidden="true" focusable="false" role="img" xmlns="http://www.w3.org/2000/svg" viewBox="0 0 30 54"><polyline points="27.88 54 30 51.88 4.25 26.97 30 2.12 27.88 0 0 26.97 27.88 54"/></svg> </span>Find an advisor</button> <div class="global-nav__subnav-content js-fa-content-hide"><div class="section"><div class="new"></div> </div><div class="iparys_inherited"><div class="find-an-advisor iparsys parsys"><div class="aem-wrap--text section"> <div class="text js-rte-tagging" data-cmp="enhancedText"> <h2><span class="color-blue"><span class="headline--sm">Find an advisor your way</span></span></h2> <p>Choose how you’d like to connect with us.</p> <p><a title="Connect now" href="/connect-with-an-advisor.html" class="cta--btn learn-more event-findanfa-link">Get started</a></p> </div></div> </div> </div> </div> <ul class="global-nav__list js-fa-content-hide"> <li class="global-nav__item"> <a class="global-nav__link subnav__link js-nav-sunbav-link t-track-nav-subitem" data-bactmln="nav_subitem_get-matched-with-an-advisor" href="/merrill-advisor-match.html?utm_source=ml&utm_medium=navigation&utm_content=advisormatch&utm_campaign=findanadvisor"> <span class="global-nav__link-icon"><img src="/content/dam/ML/homepages/homepage-homepageupdates/bofa_icon_group2_transparent.png" alt="" aria-hidden="true"/></span> <span class="global-nav__link-text">Get matched with an advisor</span> </a> </li> <li class="global-nav__item"> <a class="global-nav__link subnav__link js-nav-sunbav-link t-track-nav-subitem" data-bactmln="nav_subitem_search-by-br-name" href="https://advisor.ml.com/search"> <span class="global-nav__link-icon"><img src="/content/dam/ML/icons/nav/search-by-best-match.svg" alt="" aria-hidden="true"/></span> <span class="global-nav__link-text">Search by <br/>name</span> </a> </li> <li class="global-nav__item"> <a class="global-nav__link subnav__link js-nav-sunbav-link t-track-nav-subitem" data-bactmln="nav_subitem_search-by-br-office-location" href="https://advisor.ml.com/search?bylocation=true"> <span class="global-nav__link-icon"><img src="/content/dam/ML/icons/nav/Search-by-location.svg" alt="" aria-hidden="true"/></span> <span class="global-nav__link-text">Search by <br/>office location</span> </a> </li> <li class="global-nav__item"> <a class="global-nav__link subnav__link js-nav-sunbav-link t-track-nav-subitem" data-bactmln="nav_subitem_have-an-advisor-br-call-me" href="/registration/merrill-advisor-contact-request.html?utm_source=ml&utm_medium=navigation&utm_content=callme&utm_campaign=findanadvisor"> <span class="global-nav__link-icon"><img src="/content/dam/ML/icons/nav/Icon-RTB-Call.svg" alt="" aria-hidden="true"/></span> <span class="global-nav__link-text">Have an advisor <br/>call me</span> </a> </li> </ul> <div class="global-nav__subnav-content facontext js-fa-content-show"> <h3 class="js-fa-title">Your recently viewed advisor</h3> <div class="subnav_facontext"> <a class="fa-link"> <span class="subnav_facontext-photo js-fa-photo" style="background-image:url(/content/dam/ML/homepages/homepage-thought-leadership/Bucket4_FindAnFA_53x80.jpg);"></span> </a> <div class="subnav_facontext-content"> <p> <span class="js-fa-name"></span> <span class="js-fa-streetaddress"></span> <span class="js-fa-citystatezip"></span> </p> </div> <div class="subnav_facontext-content"> <p> <span class="js-fa-phone"></span> <span class="js-fa-email"></span> </p> <a class="cta--btn js-fa-cta">Visit our page</a> </div> </div> </div> </div> </div> </li> </ul> </nav> </div> </div> </div> </div> </header> </div> <main id="begin-content" class="page cf"> <div data-cmp="legacypage" class="legacy js-page-controller-action watermark "> <div class="pageTitle"> <div class="pageTitle__innerDiv"> <div class="pageTitleComponent title"><h1> Financial Information About MLPF&amp;S</h1> </div> </div> </div> <div class="ml-content"> <div class="columnsContent cf mlpfs-financial-information"> <div class="bodyContent legacypage-content"> <div class="par parsys"><div class="text parbase section"> <div><p> </p> <p>The Securities and Exchange Commission requires that we make available to customers the annual and semiannual balance sheets for Merrill Lynch, Pierce, Fenner &amp; Smith Incorporated (&quot;MLPF&amp;S&quot;) and Subsidiaries. You may access such financial information by clicking the appropriate hyperlink below:</p> <p> </p> <ul> <li><a href="/content/dam/ML/Articles/pdf/ml_consolidated-balance-sheet-june-2024.pdf" target="_blank" title="Consolidated Balance Sheet (Unaudited) June 30, 2024">Consolidated Balance Sheet (Unaudited) June 30, 2024</a></li> <li><a href="/content/dam/ML/Articles/pdf/ml_consolidated-balance-sheet-december-31-2023.pdf" target="_blank" title="Consolidated Balance Sheet (Audited) December 31, 2023">Consolidated Balance Sheet (Audited) December 31, 2023</a></li> </ul> <p> </p> <p>For additional information, our most recent audited financial statement is available for examination at our headquarters at One Bryant Park, New York, New York, 10036 and at the Northeast Regional Office of the SEC.</p> <p> </p> <p>Regulatory disclosures related to the futures, options and OTC clearing business of Merrill Lynch, Pierce, Fenner &amp; Smith Incorporated are available <a href="https://www.bofaml.com/en-us/content/futures-options-otc-clearing.html" target="_blank">here</a>.</p> <p> </p> </div> </div> </div> </div> <div class="sidebar"> <div class="ml-content-sidebar-section ml-content-share"> <h2>Share:</h2> <ul class="ml-content-share-toolbox"> <li class="share-email"> <a data-bactmln="legacypage_share_item_email" href="javascript:void(0);" class="event-share-email t-track-legacypage-share-item" title="Share this via email" aria-label="Share this via email"><span class="icon-email icon-before"></span><span>email</span></a> </li> <li class="share-facebook"> <a data-bactmln="legacypage_share_item_facebook" href="javascript:void(0);" class="event-share-facebook interstitialFb t-track-legacypage-share-item" title="Share this via facebook" aria-label="Share this via facebook"><span class="icon-facebook icon-before"></span><span>facebook</span></a> </li> <li class="share-twitter"> <a data-bactmln="legacypage_share_item_twitter" href="javascript:void(0);" class="event-share-twitter interstitialTw t-track-legacypage-share-item" title="Share this via X" aria-label="Share this via X"><span class="icon-twitter icon-before"></span><span>X</span></a> </li> <li class="share-linkedin"> <a data-bactmln="legacypage_share_item_linkedin" href="javascript:void(0);" class="event-share-linkedin interstitialIn t-track-legacypage-share-item" title="Share this via linkedin" aria-label="Share this via linkedin"><span class="icon-linked-in icon-before"></span><span>linkedin</span></a> </li> </ul> </div> <div class="sidebarParsys parsys"><div class="text parbase section"> <div><h3> </h3> <h3><span class="border--bottom">Related information:</span></h3> <ul> <li><a adhocenable="false" href="/privacy-and-security-center/privacy-and-security.html">Privacy &amp; Security</a></li> <li><a adhocenable="false" href="/legal-and-trademark-notice.html">Legal Information &amp; Trademark Notices</a></li> </ul> </div> </div> </div> </div> </div> </div> </div> </main> <div class="global-footer"> <footer class="cf js-global-footer" data-cmp="globalFooter"> <div class="blue-bar"> <div class="blue-bar-wrapper"> <div class="blue-bar-links first"> <div class="bluebarlinks1par iparsys parsys"><div class="section"><div class="new"></div> </div><div class="iparys_inherited"><div class="bluebarlinks1par iparsys parsys"><div class="text parbase section"> <div class="target--blank"><h2 class="font--bold">Information for:</h2> <div class="links"><a target="_blank" href="https://business.bofa.com/content/boaml/en_us/home.html" title="Corporations and Institutions">Corporations &amp; Institutions</a> <a target="_blank" href="/merrill-lynch-advisor/overview.html?referrer=careers" title="Job Seekers">Job Seekers</a> <a target="_blank" href="http://newsroom.bankofamerica.com/" title="Media and Journalists">Media &amp; Journalists</a> <a target="_blank" href="http://investor.bankofamerica.com/" title="Shareholders">Shareholders</a></div> </div> </div> </div> </div> </div> </div> <div class="blue-bar-links second"> <div class="bluebarlinks2par iparsys parsys"><div class="section"><div class="new"></div> </div><div class="iparys_inherited"><div class="bluebarlinks2par iparsys parsys"><div class="text parbase section"> <div><h2 class="font--bold">Discover Merrill:</h2> <div class="links"><a href="/about-merrill-lynch.html" title="About Us">About Us</a> <a href="/working-with-merrill-lynch-financial-advisor/why-merrill.html" title="Why Merrill ">Why Merrill</a> <a href="/solutions/all.html" title="Our services " class="footer-our-services">Our services</a> <a href="/financial-research-and-insights/todays-markets.html" title="Articles ">Articles</a> <a href="https://about.bankofamerica.com/en/social-media" title="Merrill Social Media">Merrill Social Media</a> <a href="/solutions/understanding-our-services-and-fees-when-you-work-with-an-advisor.html" title="Form CRS &amp; Other Resources">Form CRS &amp; Other Resources</a></div></div> </div> </div> </div> </div> </div> <div class="blue-bar-links third"> <div class="bluebarlinks3par iparsys parsys"><div class="section"><div class="new"></div> </div><div class="iparys_inherited"><div class="bluebarlinks3par iparsys parsys"><div class="text parbase section"> <div><h2 class="font--bold">Get in touch:</h2> <div class="links"><span class="contact-us"><a href="/contactus/contact-us.html" title="Contact Us">Contact Us</a></span><h2 class="font--bold">Connect with ML<sup>®</sup>:</h2> <span class="social"><a class="interstitial" href="https://www.linkedin.com/company/1178?trk=vsrp_companies_res_name&amp;trkInfo=VSRPsearchId%3A174136331405699583773%2CVSRPtargetId%3A1178%2CVSRPcmpt%3Aprimary" target="_blank" style="width: 33.0px;" title="Linked In"><img src="/etc.clientlibs/ml/clientlibs/clientlib-site/resources/images/social-icons/linkedin_ko.png" width="75" alt="Linked In" title="Linked In"/><span class="hidden">LinkedIn</span></a> <a class="interstitial" href="https://twitter.com/MerrillLynch" target="_blank" style="width: 33.0px;" title="X"><img src="/etc.clientlibs/ml/clientlibs/clientlib-site/resources/images/social-icons/twitter_ko.png" width="83" alt="X" title="X"/><span class="hidden">X</span></a> <a class="interstitial" href="https://www.youtube.com/@_Merrill" target="_blank" style="width: 33.0px;" title="Youtube"><img src="/etc.clientlibs/ml/clientlibs/clientlib-site/resources/images/social-icons/youtube_ko.png" width="94" alt="Youtube" title="Youtube"/><span class="hidden">Youtube</span></a> </span></div> </div> </div> </div> </div> </div> </div> </div> </div> <div class="blue-bar cf"> <div class="footer-links"> <div class="footerlinkspar iparsys parsys"><div class="section"><div class="new"></div> </div><div class="iparys_inherited"><div class="footerlinkspar iparsys parsys"><div class="text-broker parbase section"> <div><div class="list section"><ul id="footernav" class="default "> <li class="first"><p><a href="/site-map.html" title="Site Map"> ML® Site Map<span class="arrow"></span></a></p> </li> <li class="item"><p><a href="/privacy-and-security-center/privacy-and-security.html" title="Privacy">Privacy<span class="arrow"></span></a></p> </li> <li class="item"><p><a href="/privacy-and-security-center/how-we-protect-you.html" title="Security">Security<span class="arrow"></span></a></p> </li> <li class="item"><p><a href="https://www.bankofamerica.com/accessiblebanking/access-services.go" target="_blank" title="Web Accessibility">Web Accessibility<span class="arrow"></span></a></p> </li> <li class="item"><p><a href="/legal.html" title="Legal Information">Legal Information<span class="arrow"></span></a></p> </li> <li class="item"><p><a href="/mlpfs-financial-information.html" title="MLPF&amp;S Financial">MLPF&amp;S Financial<span class="arrow"></span></a></p> </li> <li class="item"><p><a href="https://www.ml.com/" class="interstitial" title="Advertising Practices">Advertising Practices<span class="arrow"></span></a></p> </li> <li class="item"><p><a style="font-size:18px !important;" href="http://brokercheck.finra.org/" class="interstitial" title="Broker Check"><b>Brokercheck</b><span class="arrow"></span></a></p> </li> <li class="last"><div class="onetrust-wrapper"><a class="ot-sdk-show-settings" href="#lot" aria-label="Your Privacy Choices opens a modal pop up">&nbsp;</a><span class="uc-icon-optout-policy"></span></div> </li> </ul> </div></div> </div> </div> </div> </div> </div> <div class="full-logo"> <a href="https://www.bankofamerica.com/" target="_blank" rel="noopener noreferrer"> <img src="/etc.clientlibs/ml/clientlibs/clientlib-site/resources/images/global/BofA_white.png" alt="Bank of America logo" title="Bank of America logo"> </a> </div> </div> <div class="footer-wrapper"> <div class="footer-left"> <div class="footer-pre-individual-par parsys"> </div> <div class="footerleftpar iparsys parsys"><div class="section"><div class="new"></div> </div><div class="iparys_inherited"><div class="footerleftpar iparsys parsys"><div class="text-broker parbase section"> <div><p style="font-size: 12.0px;"><b>Investing involves risk. There is always the potential of losing money when you invest in securities. Past performance does not guarantee future results.&nbsp;Asset allocation, rebalancing and diversification do not guarantee against risk in broadly declining markets.</b><br> </p> <p style="font-size: 12.0px;">Merrill, its affiliates, and financial advisors do not provide legal, tax, or accounting advice. You should consult your legal and/or tax advisors before making any financial decisions.<br> <b></b></p> <p style="font-size: 12.0px;">This material is not intended as a recommendation, offer or solicitation for the purchase or sale of any security or investment strategy. Merrill offers a broad range of brokerage, investment advisory (including financial planning) and other services. Additional information is available in our&nbsp;<a href="https://olui2.fs.ml.com/publish/content/application/pdf/GWMOL/Client_Relationship_Summary_CRS.pdf" target="_blank">Client Relationship Summary</a>.&nbsp;</p> <p style="font-size: 12.0px;">This material does not take into account a client’s particular investment objectives, financial situations, or needs and is not intended as a recommendation, offer, or solicitation for the purchase or sale of any security or investment strategy. Merrill offers a broad range of brokerage, investment advisory (including financial planning) and other services. There are important differences between brokerage and investment advisory services, including the type of advice and assistance provided, the fees charged, and the rights and obligations of the parties. It is important to understand the differences, particularly when determining which service or services to select. For more information about these services and their differences, speak with your Merrill financial advisor.</p> <p style="font-size: 12.0px;">Merrill Lynch, Pierce, Fenner &amp; Smith Incorporated (also referred to as “MLPF&amp;S” or “Merrill”) makes available certain investment products sponsored, managed, distributed or provided by companies that are affiliates of Bank of America Corporation (“BofA Corp.”). MLPF&amp;S is a registered broker-dealer,&nbsp;registered investment adviser,&nbsp;<a href="https://www.sipc.org/" title="Member SIPC" target="_blank">Member SIPC</a>&nbsp;and a wholly owned subsidiary of BofA Corp.</p> <p style="font-size: 12.0px;">Insurance and annuity products are offered through Merrill Lynch Life Agency Inc., a licensed insurance agency and wholly owned subsidiary of Bank of America Corporation.<br> </p> <p style="font-size: 12.0px;">Trust, fiduciary and investment management services, including assets managed by the Specialty Asset Management team, are provided by Bank of America, N.A., Member FDIC and wholly owned subsidiary of Bank of America Corporation (“BofA Corp.”), and its agents.</p> <p style="font-size: 12.0px;">Bank of America Private Bank is a division of Bank of America, N.A.</p> <p style="font-size: 12.0px;">U.S. Trust Company of Delaware is a wholly owned subsidiary of Bank of America Corporation.<br> </p> <p style="font-size: 12.0px;">Banking products are provided by Bank of America, N.A. and affiliated banks, Members FDIC and wholly owned subsidiaries of Bank of America Corporation.</p> <h2 style="font-size: 12.0px; color: rgb(0,0,0);">Investment, insurance and annuity products:<br> </h2> <div class="disclosure important"><table style="font-size: 18.0px;" role="presentation"> <tbody><tr><td><b>Are Not FDIC Insured</b></td> <td><b>Are Not Bank Guaranteed</b></td> <td><b>May Lose Value</b></td> </tr><tr><td><b>Are Not Deposits</b></td> <td><b>Are Not Insured by Any Federal Government Agency</b></td> <td><b>Are Not a Condition to Any Banking Service or Activity</b></td> </tr></tbody></table> </div> </div> </div> </div> </div> </div> <div class="footer-post-individual-par parsys"> </div> </div> <div class="footer-right"> <span class="footer-legal"> <div class="footerrightpar iparsys parsys"><div class="section"><div class="new"></div> </div><div class="iparys_inherited"><div class="footerrightpar iparsys parsys"><div class="text parbase section"> </div> </div> </div> </div> &copy; <span id="copyRightYear"></span><script type="text/javascript" language="javascript">'use strict';var today=new Date;document.getElementById("copyRightYear").outerHTML=today.getFullYear();</script> Bank&nbsp;of&nbsp;America Corporation. All rights reserved. </span> <p>Patent: <a href="https://patents.bankofamerica.com" target="_blank" rel="noopener noreferrer">patents.bankofamerica.com</a></p> <div class="footer-ar-code"> <div class="ardefault iparsys parsys"><div class="section"><div class="new"></div> </div><div class="iparys_inherited"><div class="ardefault iparsys parsys"></div> </div> </div> </div> </div> </div> </footer> </div> <div class="bottom-banner"></div> <div id="tooltip" class="tooltip-content"> <a href="#" class="close">X</a> <h2>You need to answer some questions first</h2> <p>Then we can provide you with relevant answers.</p> <a href="/life-goals/your-goals.html" class="cta--btn">Get started<span class="arrow"></span></a> </div> <a data-bactmln="contentpage_go-to-top" class="go-to-top t-track-contentpage-go-to-top" aria-label="Go to the top of the page" href="#go-to-top" style="display: none;"> <div class="go-to-top-background"></div> <div class="go-to-top-arrow"></div> <div class="go-to-top-text">Top</div> </a> <script>'use strict';var _apiToken="t-uFQu_hTU68gV51MAKJRq0wmhs_sStfk6K6FPU14M0.",_playerKey="AQ~~,AAAAAGp_KJU~,ro5jtaeQ_NOo-rUSUsBSttYG5orBBzoJ";</script> <script src="//www.ml.bac-assets.com/etc.clientlibs/ml/clientlibs/clientlib-unity.min.e8badd5b78fc91ed33feeb01954c5b4b.js"></script> <script src="//www.ml.bac-assets.com/etc.clientlibs/ml/clientlibs/clientlib-critical.min.3a9296e5d2811a70bdfb37f0fa7ea555.js"></script> <script src="/etc.clientlibs/unity/core/clientlibs/clientlib-components.min.c62eb5bf851d9eb9fb9f559495ad7adc.js"></script> <script src="//www.ml.bac-assets.com/etc.clientlibs/ml/clientlibs/clientlib-dependencies.min.0042d384052d993b2e9706324896c44c.js"></script> <script src="//www.ml.bac-assets.com/etc.clientlibs/ml/clientlibs/clientlib-site.min.c7364fcec5d109986fcf9961e5ba301e.js"></script> </div> <div class="hiddenContent iparsys parsys"><div class="section"><div class="new"></div> </div><div class="iparys_inherited"><div class="hiddenContent iparsys parsys"><div class="modal section"> <div id="" class="modal " role="dialog" aria-modal="true" data-cmp="modal"> <div class="modal-container js-modal-container" id="popup_modal_container"> <div class="modal-header"> <span class="logo"> <img class="global-nav__logo-img" src="/content/dam/ML/global/logo_full_white.png" width="140" aria-label="Merrill A Bank of America company logo" alt="Merrill A Bank of America company logo" title="Merrill A Bank of America company logo" style="margin-top:3px;"> <a id="popup_modal_close" aria-label="Close Important notice: you are now leaving Merrill popup" title="Close Popup" tabindex="0" role="button" class="cta--btn t-track-cta-button" href="javascript:void(0);" target="_self"> <span class="unity-icon unity-icon-action-close" aria-hidden="true"></span> </a> </span> </div> <div class="modal-content cf"> <div class="modalContent parsys"><div class="text-broker parbase section"> <div><h1 style="display: block;font-size: 1.17em;margin: 0 0 1em 0;font-weight: bold;color: #000;padding: 0;font-family: 'connections regular', Arial, Helvetica, sans-serif;" id="ml_modal_headline">Important notice: You are now leaving Merrill</h1> <p>By selecting continue, you will be taken to a website that is not affiliated with Merrill and may offer a different privacy policy and level of security. Merrill is not responsible for and does not endorse, guarantee or monitor content, availability, viewpoints, products or services that are offered or expressed on other websites.</p> <p>You can select the <b>"Return to Merrill"</b> button now to return to the previous page, or you can close the new window after you leave.</span></p></div> </div> <div class="ctabutton section"> <a id="interstitialContinue" data-bactmln="cta_button_continue" class="cta--btn cf t-track-cta-button" href="#.html" target="">Continue</a> </div> <div class="ctabutton section"> <a id="interstitialCancel" data-bactmln="cta_button_return-to-merrill" class="cta--btn cf t-track-cta-button" href="#.html" target="_self">Return to Merrill</a> </div> </div> </div> </div> </div> </div> </div> </div> </div> <div class="cloudservices servicecomponents"><div class="cloudservice testandtarget"></div> </div> </body> </html><!--compressed-->

Pages: 1 2 3 4 5 6 7 8 9 10