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Suspicious responses to authorship change requests | COPE: Committee on Publication Ethics

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</div> </div> </div> </div> <div class="page-main"> <div class="page-main__row"> <div class="page-main__col"> <main> <section id="content" class="region region-content"> <div id="block-system-main" class="block block-system clearfix"> <div class="content"> <div class="node-case node node-case view-mode-full "> <div class="node-case__left node-case__fields"> <div class="field field--short"> <div class="field-label">Case number:</div> <div class="field-item">21-15</div> </div> </div> <div class="node-case__body"> <div class="sidebar sidebar--offset"> <div class="sidebar__body"> <div class="node-case__fields"> <div class="field field-name-field-anonymised-text-of-the-ca field-type-text-long field-label-above"><div class="field-label">Case text (Anonymised):&nbsp;</div><div class="field-items"><div class="field-item even"><p>A journal received a request for multiple changes to the authorship list after the manuscript was accepted. Originally, there were five co-authors. After acceptance, the journal received the following requests from author A, the corresponding author and co-first author: remove one of the co-authors (author D), add a new co-author (author E), reorder the list of authors, and change the designated co-first authors.</p> <p>The publisher explained that before processing any authorship changes after an article is accepted, the consent of all co-authors is required. All authors except author D responded promptly, and author A ultimately had to chase author D. The response from author D was somewhat suspicious; it was from an unfamiliar email address (ie, not the one provided at the time of submission of the manuscript), the text matched verbatim the response from author A and was oddly phrased, and the email was unsigned. Given these peculiarities, the publisher quickly replied to author D, asking if they could reiterate their consent to the proposed changes, preferably via an institutional address. Author D never responded, even after sending a follow-up message. Without that confirmation, the publisher did not think they could presume to have author D鈥檚 consent to make the changes requested by author A.</p> <p>Author A insisted on the changes but eventually said that to avoid further delays, the publisher could proceed with publication using the current author list. The article was published. After publication, however, author A contacted the publisher again, claiming there had been a misunderstanding and that they still wanted at least author E to be added. The publisher reiterated that consent from author D was outstanding, even for that one change. Author A again chased author D, and the publisher suddenly received a follow-up email stating they agreed to be removed as a co-author. However, that email was even more suspicious; a third non-institutional email address was introduced, the spelling of author D鈥檚 first name changed between the second and third email addresses, and the spelling of the author D鈥檚 surname in the body of the third email did not match any of the email addresses, any prior correspondence, or the published article. The publisher suspects the corresponding author forged both of author D鈥檚 responses, but this is a serious accusation, particularly without having definitive proof.</p> <p><em><strong>Question for the Forum聽</strong></em></p> <ul><li>Given the concerns about the validity of author D鈥檚 emails, how should the journal and the publisher proceed?</li> </ul></div></div></div><div class="field field-name-field-advice field-type-text-long field-label-above"><div class="field-label">Advice:&nbsp;</div><div class="field-items"><div class="field-item even"><p>The Forum suggested contacting author D directly by telephone, rather than by electronic communication. The journal might also consider requesting handwritten signed agreements from all of the authors.</p> <p>If the journal鈥檚 suspicions are correct, an expression of concern should be published, and author A鈥檚 institution should be contacted and asked to investigate.聽</p> <p>The Forum suggested that the journal might consider trying to validate the authors by asking for ORCID IDs from all of the authors or some other form of validation.聽<br/> 聽</p> </div></div></div><div class="field field-name-field-resolution field-type-list-text field-label-above"><div class="field-label">Resolution:&nbsp;</div><div class="field-items"><div class="field-item even">On-going</div></div></div><div class="field field-name-taxonomy-vocabulary-9 field-type-taxonomy-term-reference field-label-above"><div class="field-label">Year:&nbsp;</div><div class="field-items"><div class="field-item even"><a href="/web/20220129052037/https://publicationethics.org/taxonomy/term/3901">2021</a></div></div></div><div class="field field--classifications field--short"><div class="field-label">Core practices:</div><div class="item-list"><ul><li class="first"><a href="/web/20220129052037/https://publicationethics.org/misconduct" title="View all &quot;Allegations of misconduct&quot; 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