Approved persons

<!DOCTYPE html> <html lang="en-GB" dir="ltr" prefix="content: http://purl.org/rss/1.0/modules/content/ dc: http://purl.org/dc/terms/ foaf: http://xmlns.com/foaf/0.1/ og: http://ogp.me/ns# rdfs: http://www.w3.org/2000/01/rdf-schema# schema: http://schema.org/ sioc: http://rdfs.org/sioc/ns# sioct: http://rdfs.org/sioc/types# skos: http://www.w3.org/2004/02/skos/core# xsd: http://www.w3.org/2001/XMLSchema# "> <head> <meta charset="utf-8" /> <meta name="description" content="Some individuals must be approved by the FCA or PRA to carry out certain activities for an authorised firm, known as controlled functions." /> <link rel="canonical" href="https://www.fca.org.uk/firms/approved-persons" /> <meta property="og:site_name" content="FCA" /> <meta property="og:type" content="article" /> <meta property="og:url" content="https://www.fca.org.uk/firms/approved-persons" /> <meta property="og:title" content="Approved persons" /> <meta property="og:description" content="Approved persons Some individuals must be approved by us to carry out certain activities for an authorised firm, known as controlled functions." /> <meta property="og:updated_time" content="2025-03-12T15:41:40+00:00" /> <meta property="article:published_time" content="2025-03-07T10:56:03+00:00" /> <meta property="article:modified_time" content="2025-03-12T15:41:40+00:00" /> <meta property="funnelback:published-year" content="2025" /> <meta property="funnelback:nid" content="145911" /> <meta property="funnelback:type" content="Tasks for firms" /> <meta property="funnelback:created-date" content="07/03/2025" /> <meta property="funnelback:content-type" content="Landing Page" /> <meta property="funnelback:date-of-release-year" content="2025" /> <meta property="funnelback:modified-date" content="12/03/2025" /> <meta property="funnelback:category" content="Firms" /> <meta name="twitter:card" content="summary" /> <meta name="twitter:site" content="@TheFCA" /> <meta name="twitter:description" content="Approved persons Some individuals must be approved by us to carry out certain activities for an authorised firm, known as controlled functions." /> <meta name="twitter:title" content="Approved persons" /> <meta name="twitter:site:id" content="169431716" /> <meta name="twitter:image" content="https://www.fca.org.uk/sites/default/files/images/fca-logo-social-media.jpg" /> <meta name="theme-color" content="#fff" /> <meta name="apple-mobile-web-app-capable" content="yes" /> <meta name="apple-mobile-web-app-status-bar-style" content="black" /> <meta name="Generator" content="Drupal 10 (https://www.drupal.org)" /> <meta name="MobileOptimized" content="width" /> <meta name="HandheldFriendly" content="true" /> <meta name="viewport" content="width=device-width, initial-scale=1.0" /> <style>div#sliding-popup, div#sliding-popup .eu-cookie-withdraw-banner, .eu-cookie-withdraw-tab {background: #6C1D45} div#sliding-popup.eu-cookie-withdraw-wrapper { background: transparent; } #sliding-popup h1, #sliding-popup h2, #sliding-popup h3, #sliding-popup p, #sliding-popup label, #sliding-popup div, .eu-cookie-compliance-more-button, .eu-cookie-compliance-secondary-button, .eu-cookie-withdraw-tab { color: #ffffff;} .eu-cookie-withdraw-tab { border-color: #ffffff;}#sliding-popup.sliding-popup-top { position: fixed; }</style> <meta name="theme-color" content="#6c1d45" /> <script type="application/ld+json">{ "@context": "https://schema.org", "@graph": { "@type": "BreadcrumbList", "itemListElement": [ { "@type": "ListItem", "position": 1, "name": "Home", "item": "https://www.fca.org.uk/" }, { "@type": "ListItem", "position": 2, "name": "Firms", "item": "https://www.fca.org.uk/firms" }, { "@type": "ListItem", "position": 3, "name": "Approved persons" } ] } }</script> <link rel="icon" href="/themes/custom/fca/favicon.ico" type="image/vnd.microsoft.icon" /> <link rel="alternate" hreflang="en" href="https://www.fca.org.uk/firms/approved-persons" /> <script src="/sites/default/files/eu_cookie_compliance/eu_cookie_compliance.script.js?st52c4" defer></script> <title>Approved persons | FCA</title> <link rel="stylesheet" media="all" href="/sites/default/files/css/css_NaqAIXDZJWrDODIR8-gmQ5GlcW2GsTYLMrGjCQ0t66Q.css?delta=0&language=en&theme=fca&include=eJxtz9GuwyAIANAfsjPZDxm0tDVFNIDZ-vdzZnf3ZQ8GOaIg9pBqPTOOUBpl4IQef2BYcYNO5vBplPn0q_QGdPukbkvg76OeeuER2JBt4lhh68xIEdIZFEHSEbYqZR7vVCPQonaNZ_ZJeVzXIPUREkjtijT5xCsUVIUddYLWlIFcA4FdoB36N9O_3Dq3HinrgatrlehbMvbLe3B1TTIbRBr_Zst2fXi0xWS5ctADBMV_YZmwOr3UsPgIii_-S3_D" /> <link rel="stylesheet" media="all" href="/sites/default/files/css/css_JEg00LZDmNVl5SrlI5KYBKHbaVvUgpVKautm8vc4xaU.css?delta=1&language=en&theme=fca&include=eJxtz9GuwyAIANAfsjPZDxm0tDVFNIDZ-vdzZnf3ZQ8GOaIg9pBqPTOOUBpl4IQef2BYcYNO5vBplPn0q_QGdPukbkvg76OeeuER2JBt4lhh68xIEdIZFEHSEbYqZR7vVCPQonaNZ_ZJeVzXIPUREkjtijT5xCsUVIUddYLWlIFcA4FdoB36N9O_3Dq3HinrgatrlehbMvbLe3B1TTIbRBr_Zst2fXi0xWS5ctADBMV_YZmwOr3UsPgIii_-S3_D" /> <link rel=preload href="/themes/custom/fca/bootstrap/fonts/bootstrap/glyphicons-halflings-regular.woff2" as="font" crossorigin> <meta name="google-site-verification" content="UMTpd8qXqUbCGtkijm3SkFV2lRJQM2lIIkMKmJg8jMk" /> <meta name="msvalidate.01" content="57E38F6BD7138599EBD7F7F4FF496957" /> </head> <body class="page-node-145911 node-bg-6c1d45 logged-out"> <div class="skip-links"> <a href="#main-content" id="skip-main-content" class="visually-hidden sr-only-focusable focusable">Skip to main content</a> <a href="#edit-search-term" class="visually-hidden focusable skip-to-search">Skip to search box</a> </div> <noscript><iframe src="https://www.googletagmanager.com/ns.html?id=GTM-PCC62S" height="0" width="0" style="display:none;visibility:hidden"></iframe></noscript><script type="text/javascript">(window.NREUM||(NREUM={})).init={ajax:{deny_list:["bam.nr-data.net"]}};(window.NREUM||(NREUM={})).loader_config={licenseKey:"1bdb6f7fb8",applicationID:"1114563801"};;/*! For license information please see nr-loader-rum-1.284.1.min.js.LICENSE.txt */ (()=>{var e,t,r={122:(e,t,r)=>{"use strict";r.d(t,{a:()=>i});var n=r(944);function i(e,t){try{if(!e||"object"!=typeof e)return(0,n.R)(3);if(!t||"object"!=typeof t)return(0,n.R)(4);const r=Object.create(Object.getPrototypeOf(t),Object.getOwnPropertyDescriptors(t)),o=0===Object.keys(r).length?e:r;for(let a in o)if(void 0!==e[a])try{if(null===e[a]){r[a]=null;continue}Array.isArray(e[a])&&Array.isArray(t[a])?r[a]=Array.from(new Set([...e[a],...t[a]])):"object"==typeof e[a]&&"object"==typeof t[a]?r[a]=i(e[a],t[a]):r[a]=e[a]}catch(e){(0,n.R)(1,e)}return r}catch(e){(0,n.R)(2,e)}}},555:(e,t,r)=>{"use strict";r.d(t,{Vp:()=>c,fn:()=>s,x1:()=>u});var n=r(384),i=r(122);const o={beacon:n.NT.beacon,errorBeacon:n.NT.errorBeacon,licenseKey:void 0,applicationID:void 0,sa:void 0,queueTime:void 0,applicationTime:void 0,ttGuid:void 0,user:void 0,account:void 0,product:void 0,extra:void 0,jsAttributes:{},userAttributes:void 0,atts:void 0,transactionName:void 0,tNamePlain:void 0},a={};function s(e){try{const t=c(e);return!!t.licenseKey&&!!t.errorBeacon&&!!t.applicationID}catch(e){return!1}}function c(e){if(!e)throw new Error("All info objects require an agent identifier!");if(!a[e])throw new Error("Info for ".concat(e," was never set"));return a[e]}function u(e,t){if(!e)throw new Error("All info objects require an agent identifier!");a[e]=(0,i.a)(t,o);const r=(0,n.nY)(e);r&&(r.info=a[e])}},217:(e,t,r)=>{"use strict";r.d(t,{D0:()=>m,gD:()=>v,xN:()=>h});r(860).K7.genericEvents;const n="experimental.marks",i="experimental.measures",o="experimental.resources",a=e=>{if(!e||"string"!=typeof e)return!1;try{document.createDocumentFragment().querySelector(e)}catch{return!1}return!0};var s=r(614),c=r(944),u=r(384),l=r(122);const d="[data-nr-mask]",f=()=>{const e={feature_flags:[],experimental:{marks:!1,measures:!1,resources:!1},mask_selector:"*",block_selector:"[data-nr-block]",mask_input_options:{color:!1,date:!1,"datetime-local":!1,email:!1,month:!1,number:!1,range:!1,search:!1,tel:!1,text:!1,time:!1,url:!1,week:!1,textarea:!1,select:!1,password:!0}};return{ajax:{deny_list:void 0,block_internal:!0,enabled:!0,autoStart:!0},distributed_tracing:{enabled:void 0,exclude_newrelic_header:void 0,cors_use_newrelic_header:void 0,cors_use_tracecontext_headers:void 0,allowed_origins:void 0},get feature_flags(){return e.feature_flags},set feature_flags(t){e.feature_flags=t},generic_events:{enabled:!0,autoStart:!0},harvest:{interval:30},jserrors:{enabled:!0,autoStart:!0},logging:{enabled:!0,autoStart:!0},metrics:{enabled:!0,autoStart:!0},obfuscate:void 0,page_action:{enabled:!0},page_view_event:{enabled:!0,autoStart:!0},page_view_timing:{enabled:!0,autoStart:!0},performance:{get capture_marks(){return e.feature_flags.includes(n)||e.experimental.marks},set capture_marks(t){e.experimental.marks=t},get capture_measures(){return e.feature_flags.includes(i)||e.experimental.measures},set capture_measures(t){e.experimental.measures=t},capture_detail:!0,resources:{get enabled(){return e.feature_flags.includes(o)||e.experimental.resources},set enabled(t){e.experimental.resources=t},asset_types:[],first_party_domains:[],ignore_newrelic:!0}},privacy:{cookies_enabled:!0},proxy:{assets:void 0,beacon:void 0},session:{expiresMs:s.wk,inactiveMs:s.BB},session_replay:{autoStart:!0,enabled:!1,preload:!1,sampling_rate:10,error_sampling_rate:100,collect_fonts:!1,inline_images:!1,fix_stylesheets:!0,mask_all_inputs:!0,get mask_text_selector(){return e.mask_selector},set mask_text_selector(t){a(t)?e.mask_selector="".concat(t,",").concat(d):""===t||null===t?e.mask_selector=d:(0,c.R)(5,t)},get block_class(){return"nr-block"},get ignore_class(){return"nr-ignore"},get mask_text_class(){return"nr-mask"},get block_selector(){return e.block_selector},set block_selector(t){a(t)?e.block_selector+=",".concat(t):""!==t&&(0,c.R)(6,t)},get mask_input_options(){return e.mask_input_options},set mask_input_options(t){t&&"object"==typeof t?e.mask_input_options={...t,password:!0}:(0,c.R)(7,t)}},session_trace:{enabled:!0,autoStart:!0},soft_navigations:{enabled:!0,autoStart:!0},spa:{enabled:!0,autoStart:!0},ssl:void 0,user_actions:{enabled:!0,elementAttributes:["id","className","tagName","type"]}}},g={},p="All configuration objects require an agent identifier!";function m(e){if(!e)throw new Error(p);if(!g[e])throw new Error("Configuration for ".concat(e," was never set"));return g[e]}function h(e,t){if(!e)throw new Error(p);g[e]=(0,l.a)(t,f());const r=(0,u.nY)(e);r&&(r.init=g[e])}function v(e,t){if(!e)throw new Error(p);var r=m(e);if(r){for(var n=t.split("."),i=0;i<n.length-1;i++)if("object"!=typeof(r=r[n[i]]))return;r=r[n[n.length-1]]}return r}},371:(e,t,r)=>{"use strict";r.d(t,{V:()=>f,f:()=>d});var n=r(122),i=r(384),o=r(154),a=r(324);let s=0;const c={buildEnv:a.F3,distMethod:a.Xs,version:a.xv,originTime:o.WN},u={customTransaction:void 0,disabled:!1,isolatedBacklog:!1,loaderType:void 0,maxBytes:3e4,onerror:void 0,ptid:void 0,releaseIds:{},appMetadata:{},session:void 0,denyList:void 0,timeKeeper:void 0,obfuscator:void 0,harvester:void 0},l={};function d(e){if(!e)throw new Error("All runtime objects require an agent identifier!");if(!l[e])throw new Error("Runtime for ".concat(e," was never set"));return l[e]}function f(e,t){if(!e)throw new Error("All runtime objects require an agent identifier!");l[e]={...(0,n.a)(t,u),...c},Object.hasOwnProperty.call(l[e],"harvestCount")||Object.defineProperty(l[e],"harvestCount",{get:()=>++s});const r=(0,i.nY)(e);r&&(r.runtime=l[e])}},324:(e,t,r)=>{"use strict";r.d(t,{F3:()=>i,Xs:()=>o,xv:()=>n});const n="1.284.1",i="PROD",o="CDN"},154:(e,t,r)=>{"use strict";r.d(t,{OF:()=>c,RI:()=>i,WN:()=>l,bv:()=>o,gm:()=>a,mw:()=>s,sb:()=>u});var n=r(863);const i="undefined"!=typeof window&&!!window.document,o="undefined"!=typeof WorkerGlobalScope&&("undefined"!=typeof self&&self instanceof WorkerGlobalScope&&self.navigator instanceof WorkerNavigator||"undefined"!=typeof globalThis&&globalThis instanceof WorkerGlobalScope&&globalThis.navigator instanceof WorkerNavigator),a=i?window:"undefined"!=typeof WorkerGlobalScope&&("undefined"!=typeof self&&self instanceof WorkerGlobalScope&&self||"undefined"!=typeof globalThis&&globalThis instanceof WorkerGlobalScope&&globalThis),s=Boolean("hidden"===a?.document?.visibilityState),c=/iPad|iPhone|iPod/.test(a.navigator?.userAgent),u=c&&"undefined"==typeof SharedWorker,l=((()=>{const e=a.navigator?.userAgent?.match(/Firefox[/\s](\d+\.\d+)/);Array.isArray(e)&&e.length>=2&&e[1]})(),Date.now()-(0,n.t)())},687:(e,t,r)=>{"use strict";r.d(t,{Ak:()=>c,Ze:()=>d,x3:()=>u});var n=r(836),i=r(606),o=r(860),a=r(646);const s={};function c(e,t){const r={staged:!1,priority:o.P3[t]||0};l(e),s[e].get(t)||s[e].set(t,r)}function u(e,t){e&&s[e]&&(s[e].get(t)&&s[e].delete(t),g(e,t,!1),s[e].size&&f(e))}function l(e){if(!e)throw new Error("agentIdentifier required");s[e]||(s[e]=new Map)}function d(e="",t="feature",r=!1){if(l(e),!e||!s[e].get(t)||r)return g(e,t);s[e].get(t).staged=!0,f(e)}function f(e){const t=Array.from(s[e]);t.every((([e,t])=>t.staged))&&(t.sort(((e,t)=>e[1].priority-t[1].priority)),t.forEach((([t])=>{s[e].delete(t),g(e,t)})))}function g(e,t,r=!0){const o=e?n.ee.get(e):n.ee,s=i.i.handlers;if(!o.aborted&&o.backlog&&s){if(r){const e=o.backlog[t],r=s[t];if(r){for(let t=0;e&&t<e.length;++t)p(e[t],r);Object.entries(r).forEach((([e,t])=>{Object.values(t||{}).forEach((t=>{t[0]?.on&&t[0]?.context()instanceof a.y&&t[0].on(e,t[1])}))}))}}o.isolatedBacklog||delete s[t],o.backlog[t]=null,o.emit("drain-"+t,[])}}function p(e,t){var r=e[1];Object.values(t[r]||{}).forEach((t=>{var r=e[0];if(t[0]===r){var n=t[1],i=e[3],o=e[2];n.apply(i,o)}}))}},836:(e,t,r)=>{"use strict";r.d(t,{P:()=>c,ee:()=>u});var n=r(384),i=r(990),o=r(371),a=r(646),s=r(607);const c="nr@context:".concat(s.W),u=function e(t,r){var n={},s={},l={},d=!1;try{d=16===r.length&&(0,o.f)(r).isolatedBacklog}catch(e){}var f={on:p,addEventListener:p,removeEventListener:function(e,t){var r=n[e];if(!r)return;for(var i=0;i<r.length;i++)r[i]===t&&r.splice(i,1)},emit:function(e,r,n,i,o){!1!==o&&(o=!0);if(u.aborted&&!i)return;t&&o&&t.emit(e,r,n);for(var a=g(n),c=m(e),l=c.length,d=0;d<l;d++)c[d].apply(a,r);var p=v()[s[e]];p&&p.push([f,e,r,a]);return a},get:h,listeners:m,context:g,buffer:function(e,t){const r=v();if(t=t||"feature",f.aborted)return;Object.entries(e||{}).forEach((([e,n])=>{s[n]=t,t in r||(r[t]=[])}))},abort:function(){f._aborted=!0,Object.keys(f.backlog).forEach((e=>{delete f.backlog[e]}))},isBuffering:function(e){return!!v()[s[e]]},debugId:r,backlog:d?{}:t&&"object"==typeof t.backlog?t.backlog:{},isolatedBacklog:d};return Object.defineProperty(f,"aborted",{get:()=>{let e=f._aborted||!1;return e||(t&&(e=t.aborted),e)}}),f;function g(e){return e&&e instanceof a.y?e:e?(0,i.I)(e,c,(()=>new a.y(c))):new a.y(c)}function p(e,t){n[e]=m(e).concat(t)}function m(e){return n[e]||[]}function h(t){return l[t]=l[t]||e(f,t)}function v(){return f.backlog}}(void 0,"globalEE"),l=(0,n.Zm)();l.ee||(l.ee=u)},646:(e,t,r)=>{"use strict";r.d(t,{y:()=>n});class n{constructor(e){this.contextId=e}}},908:(e,t,r)=>{"use strict";r.d(t,{d:()=>n,p:()=>i});var n=r(836).ee.get("handle");function i(e,t,r,i,o){o?(o.buffer([e],i),o.emit(e,t,r)):(n.buffer([e],i),n.emit(e,t,r))}},606:(e,t,r)=>{"use strict";r.d(t,{i:()=>o});var n=r(908);o.on=a;var i=o.handlers={};function o(e,t,r,o){a(o||n.d,i,e,t,r)}function a(e,t,r,i,o){o||(o="feature"),e||(e=n.d);var a=t[o]=t[o]||{};(a[r]=a[r]||[]).push([e,i])}},878:(e,t,r)=>{"use strict";function n(e,t){return{capture:e,passive:!1,signal:t}}function i(e,t,r=!1,i){window.addEventListener(e,t,n(r,i))}function o(e,t,r=!1,i){document.addEventListener(e,t,n(r,i))}r.d(t,{DD:()=>o,jT:()=>n,sp:()=>i})},607:(e,t,r)=>{"use strict";r.d(t,{W:()=>n});const n=(0,r(566).bz)()},566:(e,t,r)=>{"use strict";r.d(t,{LA:()=>s,bz:()=>a});var n=r(154);const i="xxxxxxxx-xxxx-4xxx-yxxx-xxxxxxxxxxxx";function o(e,t){return e?15&e[t]:16*Math.random()|0}function a(){const e=n.gm?.crypto||n.gm?.msCrypto;let t,r=0;return e&&e.getRandomValues&&(t=e.getRandomValues(new Uint8Array(30))),i.split("").map((e=>"x"===e?o(t,r++).toString(16):"y"===e?(3&o()|8).toString(16):e)).join("")}function s(e){const t=n.gm?.crypto||n.gm?.msCrypto;let r,i=0;t&&t.getRandomValues&&(r=t.getRandomValues(new Uint8Array(e)));const a=[];for(var s=0;s<e;s++)a.push(o(r,i++).toString(16));return a.join("")}},614:(e,t,r)=>{"use strict";r.d(t,{BB:()=>a,H3:()=>n,g:()=>u,iL:()=>c,tS:()=>s,uh:()=>i,wk:()=>o});const n="NRBA",i="SESSION",o=144e5,a=18e5,s={STARTED:"session-started",PAUSE:"session-pause",RESET:"session-reset",RESUME:"session-resume",UPDATE:"session-update"},c={SAME_TAB:"same-tab",CROSS_TAB:"cross-tab"},u={OFF:0,FULL:1,ERROR:2}},863:(e,t,r)=>{"use strict";function n(){return Math.floor(performance.now())}r.d(t,{t:()=>n})},944:(e,t,r)=>{"use strict";function n(e,t){"function"==typeof console.debug&&console.debug("New Relic Warning: https://github.com/newrelic/newrelic-browser-agent/blob/main/docs/warning-codes.md#".concat(e),t)}r.d(t,{R:()=>n})},284:(e,t,r)=>{"use strict";r.d(t,{t:()=>c,B:()=>s});var n=r(836),i=r(154);const o="newrelic";const a=new Set,s={};function c(e,t){const r=n.ee.get(t);s[t]??={},e&&"object"==typeof e&&(a.has(t)||(r.emit("rumresp",[e]),s[t]=e,a.add(t),function(e={}){try{i.gm.dispatchEvent(new CustomEvent(o,{detail:e}))}catch(e){}}({loaded:!0})))}},990:(e,t,r)=>{"use strict";r.d(t,{I:()=>i});var n=Object.prototype.hasOwnProperty;function i(e,t,r){if(n.call(e,t))return e[t];var i=r();if(Object.defineProperty&&Object.keys)try{return Object.defineProperty(e,t,{value:i,writable:!0,enumerable:!1}),i}catch(e){}return e[t]=i,i}},389:(e,t,r)=>{"use strict";function n(e,t=500,r={}){const n=r?.leading||!1;let i;return(...r)=>{n&&void 0===i&&(e.apply(this,r),i=setTimeout((()=>{i=clearTimeout(i)}),t)),n||(clearTimeout(i),i=setTimeout((()=>{e.apply(this,r)}),t))}}function i(e){let t=!1;return(...r)=>{t||(t=!0,e.apply(this,r))}}r.d(t,{J:()=>i,s:()=>n})},289:(e,t,r)=>{"use strict";r.d(t,{GG:()=>o,sB:()=>a});var n=r(878);function i(){return"undefined"==typeof document||"complete"===document.readyState}function o(e,t){if(i())return e();(0,n.sp)("load",e,t)}function a(e){if(i())return e();(0,n.DD)("DOMContentLoaded",e)}},384:(e,t,r)=>{"use strict";r.d(t,{NT:()=>o,US:()=>l,Zm:()=>a,bQ:()=>c,dV:()=>s,nY:()=>u,pV:()=>d});var n=r(154),i=r(863);const o={beacon:"bam.nr-data.net",errorBeacon:"bam.nr-data.net"};function a(){return n.gm.NREUM||(n.gm.NREUM={}),void 0===n.gm.newrelic&&(n.gm.newrelic=n.gm.NREUM),n.gm.NREUM}function s(){let e=a();return e.o||(e.o={ST:n.gm.setTimeout,SI:n.gm.setImmediate,CT:n.gm.clearTimeout,XHR:n.gm.XMLHttpRequest,REQ:n.gm.Request,EV:n.gm.Event,PR:n.gm.Promise,MO:n.gm.MutationObserver,FETCH:n.gm.fetch,WS:n.gm.WebSocket}),e}function c(e,t){let r=a();r.initializedAgents??={},t.initializedAt={ms:(0,i.t)(),date:new Date},r.initializedAgents[e]=t}function u(e){let t=a();return t.initializedAgents?.[e]}function l(e,t){a()[e]=t}function d(){return function(){let e=a();const t=e.info||{};e.info={beacon:o.beacon,errorBeacon:o.errorBeacon,...t}}(),function(){let e=a();const t=e.init||{};e.init={...t}}(),s(),function(){let e=a();const t=e.loader_config||{};e.loader_config={...t}}(),a()}},843:(e,t,r)=>{"use strict";r.d(t,{u:()=>i});var n=r(878);function i(e,t=!1,r,i){(0,n.DD)("visibilitychange",(function(){if(t)return void("hidden"===document.visibilityState&&e());e(document.visibilityState)}),r,i)}},434:(e,t,r)=>{"use strict";r.d(t,{Jt:()=>o,YM:()=>c});var n=r(836),i=r(607);const o="nr@original:".concat(i.W);var a=Object.prototype.hasOwnProperty,s=!1;function c(e,t){return e||(e=n.ee),r.inPlace=function(e,t,n,i,o){n||(n="");const a="-"===n.charAt(0);for(let s=0;s<t.length;s++){const c=t[s],u=e[c];l(u)||(e[c]=r(u,a?c+n:n,i,c,o))}},r.flag=o,r;function r(t,r,n,s,c){return l(t)?t:(r||(r=""),nrWrapper[o]=t,function(e,t,r){if(Object.defineProperty&&Object.keys)try{return Object.keys(e).forEach((function(r){Object.defineProperty(t,r,{get:function(){return e[r]},set:function(t){return e[r]=t,t}})})),t}catch(e){u([e],r)}for(var n in e)a.call(e,n)&&(t[n]=e[n])}(t,nrWrapper,e),nrWrapper);function nrWrapper(){var o,a,l,d;try{a=this,o=[...arguments],l="function"==typeof n?n(o,a):n||{}}catch(t){u([t,"",[o,a,s],l],e)}i(r+"start",[o,a,s],l,c);try{return d=t.apply(a,o)}catch(e){throw i(r+"err",[o,a,e],l,c),e}finally{i(r+"end",[o,a,d],l,c)}}}function i(r,n,i,o){if(!s||t){var a=s;s=!0;try{e.emit(r,n,i,t,o)}catch(t){u([t,r,n,i],e)}s=a}}}function u(e,t){t||(t=n.ee);try{t.emit("internal-error",e)}catch(e){}}function l(e){return!(e&&"function"==typeof e&&e.apply&&!e[o])}},993:(e,t,r)=>{"use strict";r.d(t,{A$:()=>o,ET:()=>a,p_:()=>i});var n=r(860);const i={ERROR:"ERROR",WARN:"WARN",INFO:"INFO",DEBUG:"DEBUG",TRACE:"TRACE"},o={OFF:0,ERROR:1,WARN:2,INFO:3,DEBUG:4,TRACE:5},a="log";n.K7.logging},773:(e,t,r)=>{"use strict";r.d(t,{z_:()=>o,XG:()=>s,TZ:()=>n,rs:()=>i,xV:()=>a});r(154),r(566),r(384);const n=r(860).K7.metrics,i="sm",o="cm",a="storeSupportabilityMetrics",s="storeEventMetrics"},630:(e,t,r)=>{"use strict";r.d(t,{T:()=>n});const n=r(860).K7.pageViewEvent},782:(e,t,r)=>{"use strict";r.d(t,{T:()=>n});const n=r(860).K7.pageViewTiming},344:(e,t,r)=>{"use strict";r.d(t,{G4:()=>i});var n=r(614);r(860).K7.sessionReplay;const i={RECORD:"recordReplay",PAUSE:"pauseReplay",REPLAY_RUNNING:"replayRunning",ERROR_DURING_REPLAY:"errorDuringReplay"};n.g.ERROR,n.g.FULL,n.g.OFF},234:(e,t,r)=>{"use strict";r.d(t,{W:()=>o});var n=r(836),i=r(687);class o{constructor(e,t){this.agentIdentifier=e,this.ee=n.ee.get(e),this.featureName=t,this.blocked=!1}deregisterDrain(){(0,i.x3)(this.agentIdentifier,this.featureName)}}},603:(e,t,r)=>{"use strict";r.d(t,{j:()=>K});var n=r(860),i=r(555),o=r(371),a=r(908),s=r(836),c=r(687),u=r(289),l=r(154),d=r(944),f=r(773),g=r(384),p=r(344);const m=["setErrorHandler","finished","addToTrace","addRelease","recordCustomEvent","addPageAction","setCurrentRouteName","setPageViewName","setCustomAttribute","interaction","noticeError","setUserId","setApplicationVersion","start",p.G4.RECORD,p.G4.PAUSE,"log","wrapLogger"],h=["setErrorHandler","finished","addToTrace","addRelease"];var v=r(863),b=r(614),y=r(993);var w=r(646),R=r(434);const A=new Map;function E(e,t,r,n){if("object"!=typeof t||!t||"string"!=typeof r||!r||"function"!=typeof t[r])return(0,d.R)(29);const i=function(e){return(e||s.ee).get("logger")}(e),o=(0,R.YM)(i),a=new w.y(s.P);a.level=n.level,a.customAttributes=n.customAttributes;const c=t[r]?.[R.Jt]||t[r];return A.set(c,a),o.inPlace(t,[r],"wrap-logger-",(()=>A.get(c))),i}function _(){const e=(0,g.pV)();m.forEach((t=>{e[t]=(...r)=>function(t,...r){let n=[];return Object.values(e.initializedAgents).forEach((e=>{e&&e.api?e.exposed&&e.api[t]&&n.push(e.api[t](...r)):(0,d.R)(38,t)})),n.length>1?n:n[0]}(t,...r)}))}const x={};function N(e,t,g=!1){t||(0,c.Ak)(e,"api");const m={};var w=s.ee.get(e),R=w.get("tracer");x[e]=b.g.OFF,w.on(p.G4.REPLAY_RUNNING,(t=>{x[e]=t}));var A="api-",_=A+"ixn-";function N(t,r,n,o){const a=(0,i.Vp)(e);return null===r?delete a.jsAttributes[t]:(0,i.x1)(e,{...a,jsAttributes:{...a.jsAttributes,[t]:r}}),j(A,n,!0,o||null===r?"session":void 0)(t,r)}function k(){}m.log=function(e,{customAttributes:t={},level:r=y.p_.INFO}={}){(0,a.p)(f.xV,["API/log/called"],void 0,n.K7.metrics,w),function(e,t,r={},i=y.p_.INFO){(0,a.p)(f.xV,["API/logging/".concat(i.toLowerCase(),"/called")],void 0,n.K7.metrics,e),(0,a.p)(y.ET,[(0,v.t)(),t,r,i],void 0,n.K7.logging,e)}(w,e,t,r)},m.wrapLogger=(e,t,{customAttributes:r={},level:i=y.p_.INFO}={})=>{(0,a.p)(f.xV,["API/wrapLogger/called"],void 0,n.K7.metrics,w),E(w,e,t,{customAttributes:r,level:i})},h.forEach((e=>{m[e]=j(A,e,!0,"api")})),m.addPageAction=j(A,"addPageAction",!0,n.K7.genericEvents),m.recordCustomEvent=j(A,"recordCustomEvent",!0,n.K7.genericEvents),m.setPageViewName=function(t,r){if("string"==typeof t)return"/"!==t.charAt(0)&&(t="/"+t),(0,o.f)(e).customTransaction=(r||"http://custom.transaction")+t,j(A,"setPageViewName",!0)()},m.setCustomAttribute=function(e,t,r=!1){if("string"==typeof e){if(["string","number","boolean"].includes(typeof t)||null===t)return N(e,t,"setCustomAttribute",r);(0,d.R)(40,typeof t)}else(0,d.R)(39,typeof e)},m.setUserId=function(e){if("string"==typeof e||null===e)return N("enduser.id",e,"setUserId",!0);(0,d.R)(41,typeof e)},m.setApplicationVersion=function(e){if("string"==typeof e||null===e)return N("application.version",e,"setApplicationVersion",!1);(0,d.R)(42,typeof e)},m.start=()=>{try{(0,a.p)(f.xV,["API/start/called"],void 0,n.K7.metrics,w),w.emit("manual-start-all")}catch(e){(0,d.R)(23,e)}},m[p.G4.RECORD]=function(){(0,a.p)(f.xV,["API/recordReplay/called"],void 0,n.K7.metrics,w),(0,a.p)(p.G4.RECORD,[],void 0,n.K7.sessionReplay,w)},m[p.G4.PAUSE]=function(){(0,a.p)(f.xV,["API/pauseReplay/called"],void 0,n.K7.metrics,w),(0,a.p)(p.G4.PAUSE,[],void 0,n.K7.sessionReplay,w)},m.interaction=function(e){return(new k).get("object"==typeof e?e:{})};const T=k.prototype={createTracer:function(e,t){var r={},i=this,o="function"==typeof t;return(0,a.p)(f.xV,["API/createTracer/called"],void 0,n.K7.metrics,w),g||(0,a.p)(_+"tracer",[(0,v.t)(),e,r],i,n.K7.spa,w),function(){if(R.emit((o?"":"no-")+"fn-start",[(0,v.t)(),i,o],r),o)try{return t.apply(this,arguments)}catch(e){const t="string"==typeof e?new Error(e):e;throw R.emit("fn-err",[arguments,this,t],r),t}finally{R.emit("fn-end",[(0,v.t)()],r)}}}};function j(e,t,r,i){return function(){return(0,a.p)(f.xV,["API/"+t+"/called"],void 0,n.K7.metrics,w),i&&(0,a.p)(e+t,[r?(0,v.t)():performance.now(),...arguments],r?null:this,i,w),r?void 0:this}}function I(){r.e(296).then(r.bind(r,778)).then((({setAPI:t})=>{t(e),(0,c.Ze)(e,"api")})).catch((e=>{(0,d.R)(27,e),w.abort()}))}return["actionText","setName","setAttribute","save","ignore","onEnd","getContext","end","get"].forEach((e=>{T[e]=j(_,e,void 0,g?n.K7.softNav:n.K7.spa)})),m.setCurrentRouteName=g?j(_,"routeName",void 0,n.K7.softNav):j(A,"routeName",!0,n.K7.spa),m.noticeError=function(t,r){"string"==typeof t&&(t=new Error(t)),(0,a.p)(f.xV,["API/noticeError/called"],void 0,n.K7.metrics,w),(0,a.p)("err",[t,(0,v.t)(),!1,r,!!x[e]],void 0,n.K7.jserrors,w)},l.RI?(0,u.GG)((()=>I()),!0):I(),m}var k=r(217),T=r(122);const j={accountID:void 0,trustKey:void 0,agentID:void 0,licenseKey:void 0,applicationID:void 0,xpid:void 0},I={};var O=r(284);const S=e=>{const t=e.startsWith("http");e+="/",r.p=t?e:"https://"+e};let P=!1;function K(e,t={},r,n){let{init:a,info:c,loader_config:u,runtime:d={},exposed:f=!0}=t;d.loaderType=r;const p=(0,g.pV)();c||(a=p.init,c=p.info,u=p.loader_config),(0,k.xN)(e.agentIdentifier,a||{}),function(e,t){if(!e)throw new Error("All loader-config objects require an agent identifier!");I[e]=(0,T.a)(t,j);const r=(0,g.nY)(e);r&&(r.loader_config=I[e])}(e.agentIdentifier,u||{}),c.jsAttributes??={},l.bv&&(c.jsAttributes.isWorker=!0),(0,i.x1)(e.agentIdentifier,c);const m=(0,k.D0)(e.agentIdentifier),h=[c.beacon,c.errorBeacon];P||(m.proxy.assets&&(S(m.proxy.assets),h.push(m.proxy.assets)),m.proxy.beacon&&h.push(m.proxy.beacon),_(),(0,g.US)("activatedFeatures",O.B),e.runSoftNavOverSpa&&=!0===m.soft_navigations.enabled&&m.feature_flags.includes("soft_nav")),d.denyList=[...m.ajax.deny_list||[],...m.ajax.block_internal?h:[]],d.ptid=e.agentIdentifier,(0,o.V)(e.agentIdentifier,d),e.ee=s.ee.get(e.agentIdentifier),void 0===e.api&&(e.api=N(e.agentIdentifier,n,e.runSoftNavOverSpa)),void 0===e.exposed&&(e.exposed=f),P=!0}},374:(e,t,r)=>{r.nc=(()=>{try{return document?.currentScript?.nonce}catch(e){}return""})()},860:(e,t,r)=>{"use strict";r.d(t,{$J:()=>u,K7:()=>s,P3:()=>c,XX:()=>i,qY:()=>n,v4:()=>a});const n="events",i="jserrors",o="browser/blobs",a="rum",s={ajax:"ajax",genericEvents:"generic_events",jserrors:i,logging:"logging",metrics:"metrics",pageAction:"page_action",pageViewEvent:"page_view_event",pageViewTiming:"page_view_timing",sessionReplay:"session_replay",sessionTrace:"session_trace",softNav:"soft_navigations",spa:"spa"},c={[s.pageViewEvent]:1,[s.pageViewTiming]:2,[s.metrics]:3,[s.jserrors]:4,[s.spa]:5,[s.ajax]:6,[s.sessionTrace]:7,[s.softNav]:8,[s.sessionReplay]:9,[s.logging]:10,[s.genericEvents]:11},u={[s.pageViewEvent]:a,[s.pageViewTiming]:n,[s.ajax]:n,[s.spa]:n,[s.softNav]:n,[s.metrics]:i,[s.jserrors]:i,[s.sessionTrace]:o,[s.sessionReplay]:o,[s.logging]:"browser/logs",[s.genericEvents]:"ins"}}},n={};function i(e){var t=n[e];if(void 0!==t)return t.exports;var o=n[e]={exports:{}};return r[e](o,o.exports,i),o.exports}i.m=r,i.d=(e,t)=>{for(var r in t)i.o(t,r)&&!i.o(e,r)&&Object.defineProperty(e,r,{enumerable:!0,get:t[r]})},i.f={},i.e=e=>Promise.all(Object.keys(i.f).reduce(((t,r)=>(i.f[r](e,t),t)),[])),i.u=e=>"nr-rum-1.284.1.min.js",i.o=(e,t)=>Object.prototype.hasOwnProperty.call(e,t),e={},t="NRBA-1.284.1.PROD:",i.l=(r,n,o,a)=>{if(e[r])e[r].push(n);else{var s,c;if(void 0!==o)for(var u=document.getElementsByTagName("script"),l=0;l<u.length;l++){var d=u[l];if(d.getAttribute("src")==r||d.getAttribute("data-webpack")==t+o){s=d;break}}if(!s){c=!0;var f={296:"sha512-I5tV79u0jhQi7aouG2M+kaxUnC8otPe2WXnytHYva1pERqoP8GhxHAi7OJZyNzSvBOojrdGEBSfIO5Sy7scrmA=="};(s=document.createElement("script")).charset="utf-8",s.timeout=120,i.nc&&s.setAttribute("nonce",i.nc),s.setAttribute("data-webpack",t+o),s.src=r,0!==s.src.indexOf(window.location.origin+"/")&&(s.crossOrigin="anonymous"),f[a]&&(s.integrity=f[a])}e[r]=[n];var g=(t,n)=>{s.onerror=s.onload=null,clearTimeout(p);var i=e[r];if(delete e[r],s.parentNode&&s.parentNode.removeChild(s),i&&i.forEach((e=>e(n))),t)return t(n)},p=setTimeout(g.bind(null,void 0,{type:"timeout",target:s}),12e4);s.onerror=g.bind(null,s.onerror),s.onload=g.bind(null,s.onload),c&&document.head.appendChild(s)}},i.r=e=>{"undefined"!=typeof Symbol&&Symbol.toStringTag&&Object.defineProperty(e,Symbol.toStringTag,{value:"Module"}),Object.defineProperty(e,"__esModule",{value:!0})},i.p="https://js-agent.newrelic.com/",(()=>{var e={374:0,840:0};i.f.j=(t,r)=>{var n=i.o(e,t)?e[t]:void 0;if(0!==n)if(n)r.push(n[2]);else{var o=new Promise(((r,i)=>n=e[t]=[r,i]));r.push(n[2]=o);var a=i.p+i.u(t),s=new Error;i.l(a,(r=>{if(i.o(e,t)&&(0!==(n=e[t])&&(e[t]=void 0),n)){var o=r&&("load"===r.type?"missing":r.type),a=r&&r.target&&r.target.src;s.message="Loading chunk "+t+" failed.\n("+o+": "+a+")",s.name="ChunkLoadError",s.type=o,s.request=a,n[1](s)}}),"chunk-"+t,t)}};var t=(t,r)=>{var n,o,[a,s,c]=r,u=0;if(a.some((t=>0!==e[t]))){for(n in s)i.o(s,n)&&(i.m[n]=s[n]);if(c)c(i)}for(t&&t(r);u<a.length;u++)o=a[u],i.o(e,o)&&e[o]&&e[o][0](),e[o]=0},r=self["webpackChunk:NRBA-1.284.1.PROD"]=self["webpackChunk:NRBA-1.284.1.PROD"]||[];r.forEach(t.bind(null,0)),r.push=t.bind(null,r.push.bind(r))})(),(()=>{"use strict";i(374);var e=i(944),t=i(344),r=i(566);class n{agentIdentifier;constructor(){this.agentIdentifier=(0,r.LA)(16)}#e(t,...r){if("function"==typeof this.api?.[t])return this.api[t](...r);(0,e.R)(35,t)}addPageAction(e,t){return this.#e("addPageAction",e,t)}recordCustomEvent(e,t){return this.#e("recordCustomEvent",e,t)}setPageViewName(e,t){return this.#e("setPageViewName",e,t)}setCustomAttribute(e,t,r){return this.#e("setCustomAttribute",e,t,r)}noticeError(e,t){return this.#e("noticeError",e,t)}setUserId(e){return this.#e("setUserId",e)}setApplicationVersion(e){return this.#e("setApplicationVersion",e)}setErrorHandler(e){return this.#e("setErrorHandler",e)}addRelease(e,t){return this.#e("addRelease",e,t)}log(e,t){return this.#e("log",e,t)}}class o extends n{#e(t,...r){if("function"==typeof this.api?.[t])return this.api[t](...r);(0,e.R)(35,t)}start(){return this.#e("start")}finished(e){return this.#e("finished",e)}recordReplay(){return this.#e(t.G4.RECORD)}pauseReplay(){return this.#e(t.G4.PAUSE)}addToTrace(e){return this.#e("addToTrace",e)}setCurrentRouteName(e){return this.#e("setCurrentRouteName",e)}interaction(){return this.#e("interaction")}wrapLogger(e,t,r){return this.#e("wrapLogger",e,t,r)}}var a=i(860),s=i(217);const c=Object.values(a.K7);function u(e){const t={};return c.forEach((r=>{t[r]=function(e,t){return!0===(0,s.gD)(t,"".concat(e,".enabled"))}(r,e)})),t}var l=i(603);var d=i(687),f=i(234),g=i(289),p=i(154),m=i(384);const h=e=>p.RI&&!0===(0,s.gD)(e,"privacy.cookies_enabled");function v(e){return!!(0,m.dV)().o.MO&&h(e)&&!0===(0,s.gD)(e,"session_trace.enabled")}var b=i(389);class y extends f.W{constructor(e,t,r=!0){super(e.agentIdentifier,t),this.auto=r,this.abortHandler=void 0,this.featAggregate=void 0,this.onAggregateImported=void 0,!1===e.init[this.featureName].autoStart&&(this.auto=!1),this.auto?(0,d.Ak)(e.agentIdentifier,t):this.ee.on("manual-start-all",(0,b.J)((()=>{(0,d.Ak)(e.agentIdentifier,this.featureName),this.auto=!0,this.importAggregator(e)})))}importAggregator(t,r={}){if(this.featAggregate||!this.auto)return;let n;this.onAggregateImported=new Promise((e=>{n=e}));const o=async()=>{let o;try{if(h(this.agentIdentifier)){const{setupAgentSession:e}=await i.e(296).then(i.bind(i,861));o=e(t)}}catch(t){(0,e.R)(20,t),this.ee.emit("internal-error",[t]),this.featureName===a.K7.sessionReplay&&this.abortHandler?.()}try{if(!this.#t(this.featureName,o))return(0,d.Ze)(this.agentIdentifier,this.featureName),void n(!1);const{lazyFeatureLoader:e}=await i.e(296).then(i.bind(i,103)),{Aggregate:a}=await e(this.featureName,"aggregate");this.featAggregate=new a(t,r),t.runtime.harvester.initializedAggregates.push(this.featAggregate),n(!0)}catch(t){(0,e.R)(34,t),this.abortHandler?.(),(0,d.Ze)(this.agentIdentifier,this.featureName,!0),n(!1),this.ee&&this.ee.abort()}};p.RI?(0,g.GG)((()=>o()),!0):o()}#t(e,t){switch(e){case a.K7.sessionReplay:return v(this.agentIdentifier)&&!!t;case a.K7.sessionTrace:return!!t;default:return!0}}}var w=i(630);class R extends y{static featureName=w.T;constructor(e,t=!0){super(e,w.T,t),this.importAggregator(e)}}var A=i(908),E=i(843),_=i(878),x=i(782),N=i(863);class k extends y{static featureName=x.T;constructor(e,t=!0){super(e,x.T,t),p.RI&&((0,E.u)((()=>(0,A.p)("docHidden",[(0,N.t)()],void 0,x.T,this.ee)),!0),(0,_.sp)("pagehide",(()=>(0,A.p)("winPagehide",[(0,N.t)()],void 0,x.T,this.ee))),this.importAggregator(e))}}var T=i(773);class j extends y{static featureName=T.TZ;constructor(e,t=!0){super(e,T.TZ,t),p.RI&&document.addEventListener("securitypolicyviolation",(e=>{(0,A.p)(T.xV,["Generic/CSPViolation/Detected"],void 0,this.featureName,this.ee)})),this.importAggregator(e)}}new class extends o{constructor(t){super(),p.gm?(this.features={},(0,m.bQ)(this.agentIdentifier,this),this.desiredFeatures=new Set(t.features||[]),this.desiredFeatures.add(R),this.runSoftNavOverSpa=[...this.desiredFeatures].some((e=>e.featureName===a.K7.softNav)),(0,l.j)(this,t,t.loaderType||"agent"),this.run()):(0,e.R)(21)}get config(){return{info:this.info,init:this.init,loader_config:this.loader_config,runtime:this.runtime}}run(){try{const t=u(this.agentIdentifier),r=[...this.desiredFeatures];r.sort(((e,t)=>a.P3[e.featureName]-a.P3[t.featureName])),r.forEach((r=>{if(!t[r.featureName]&&r.featureName!==a.K7.pageViewEvent)return;if(this.runSoftNavOverSpa&&r.featureName===a.K7.spa)return;if(!this.runSoftNavOverSpa&&r.featureName===a.K7.softNav)return;const n=function(e){switch(e){case a.K7.ajax:return[a.K7.jserrors];case a.K7.sessionTrace:return[a.K7.ajax,a.K7.pageViewEvent];case a.K7.sessionReplay:return[a.K7.sessionTrace];case a.K7.pageViewTiming:return[a.K7.pageViewEvent];default:return[]}}(r.featureName).filter((e=>!(e in this.features)));n.length>0&&(0,e.R)(36,{targetFeature:r.featureName,missingDependencies:n}),this.features[r.featureName]=new r(this)}))}catch(t){(0,e.R)(22,t);for(const e in this.features)this.features[e].abortHandler?.();const r=(0,m.Zm)();delete r.initializedAgents[this.agentIdentifier]?.api,delete r.initializedAgents[this.agentIdentifier]?.features,delete this.sharedAggregator;return r.ee.get(this.agentIdentifier).abort(),!1}}}({features:[R,k,j],loaderType:"lite"})})()})();</script> <div class="dialog-off-canvas-main-canvas" data-off-canvas-main-canvas> <header class="header" lang="en-GB"> <div class="container"> <div class="row"> <div class="col-xs-12 col-sm-4 header__logo-col"> <a class="header__logo navbar-btn pull-left" href="/" title="Home"> <img src="/themes/custom/fca/images/logo.png" alt="Home" width="210" height="66"> </a> </div> <div class="col-md-8 col-sm-8 header__nav-col"> <div class="row header__nav-search"> <div id="block-fca-funnelback-fca-funnelback-search-box" class="block block-fca-funnelback clearfix col-xs-12 col-md-6 header__nav-search-block"> <section class="fca-funnelback-search-form block block-fca-funnelback block-funnelback-search-block clearfix" data-drupal-selector="fca-funnelback-search-form" id="block-funnelbacksearchblock"> <form action="/firms/approved-persons?fca_action=search" method="post" id="fca-funnelback-search-form" accept-charset="UTF-8"> <div class="input-group search-input-group"> <label class="sr-only" for="edit-search-term"> Search </label> <input title="Search" placeholder="Search" class="funnelback-query form-text form-control" data-drupal-selector="edit-search-term" type="text" id="edit-search-term" name="search_term" value="" size="60" maxlength="128" /> <span class="input-group-btn"> <button aria-label="Search" title="Search" class="form-submit btn--search text-hide button js-form-submit form-submit btn-primary btn icon-before" id="edit-submit--funnelback_search_form" data-drupal-selector="edit-submit" type="submit" name="op" value="Search"><span class="icon glyphicon glyphicon-search" aria-hidden="true"></span> Search</button> </span> </div> <input data-drupal-selector="form-xdi4omfw7otgyu46p8615lozxqg7zogxuk3ppg-c0lw" type="hidden" name="form_build_id" value="form-xdI4omFw7oTgyu46P8615LOZXQg7zogxuk3ppG_C0lw" /><input data-drupal-selector="edit-fca-funnelback-search-form" type="hidden" name="form_id" value="fca_funnelback_search_form" /> </form> </section> </div> </div> </div> <div class="col-md-10 header__nav-col header__nav-menu"> <div class="row header__nav-wrapper"> <div class="navbar navbar-default header__nav-navigation"> <div class="navbar-header"> <button type="button" class="navbar-toggle menu-icon" data-toggle="collapse" data-target=".navbar-collapse" aria-expanded="false"> <span class="sr-only">Main menu</span> <span class="icon-bar"></span> <span class="icon-bar"></span> <span class="icon-bar"></span> </button> </div> <div class="navbar-collapse collapse" id="navbar-collapse"> <section class="block-tb-megamenu-main-menu"> <div class="tb-megamenu tb-megamenu-main-menu"> <nav aria-labelledby="block-fca-main-menu-menu" id="block-fca-main-menu"> <p class="sr-only" id="block-fca-main-menu-menu">Main navigation</p> <div class="always-show"> <ul class="tb-megamenu-nav nav level-0 items-6 list-inline mega-menu" lang="en-GB"> <li class="first tb-megamenu-item level-1 mega dropdown col-xs-12 col-sm-2 mega-menu__level-one-item mega-menu__about-us"> <a href="/about" class="dropdown-toggle mega-menu__level-one-link" data-drupal-link-system-path="node/98011">About us</a> <div class="megamenu__menu view view-megamenu-block view-id-megamenu_block view-display-id-megamenu_block_contextual dropdown-menu mega-menu__level-two-wrapper"> <div class="view-content"> <div class="container"> <div class="row"> <div class="views-element-container form-group"><div class="megamenu-promo view view-megamenu-promo-content view-id-megamenu_promo_content view-display-id-block js-view-dom-id-1ea9b6cdedd261626ba0078cd51c93afcf28b1c74c2f49bec2fb656e0b132199"> <h3 class="promo-block__title heading__underline">Contact us</h3> <div class="view-content"> <div class="views-row"><div class="promo-block__copy"><p>Get in touch by phone, via our online form, or by post:</p> <p> </p> <p>Financial Conduct Authority<br> 12 Endeavour Square<br> London E20 1JN</p> <p> </p> </div><a href="/contact" class="promo-block__read-more btn btn--arrow-right" aria-label="Contact us - Contact us">Contact us</a></div> </div> </div> </div> <div class="megamenu-categories"> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><span class="no-link">What we do</span></h4><div class="view view-megamenu-block-items view-id-megamenu_block_items view-display-id-default js-view-dom-id-ce2dd7cac3ac767ebc094b07f493ce48d914d85b77834b5f5618de3372250d7b"> <div class="view-content"> <div class="item-list"> <ul> <li class="menu--item"><a href="/about/what-we-do/the-fca" hreflang="en">About the FCA</a></li> <li class="menu--item"><a href="/about/what-we-do/enhancing-market-integrity" hreflang="en">Enhancing market integrity</a></li> <li class="menu--item"><a href="/about/how-we-work-menu" hreflang="en">How we work</a></li> <li class="menu--item"><a href="/about/what-we-do/promoting-competition" hreflang="en">Promoting competition</a></li> <li class="menu--item"><a href="/about/what-we-do/protecting-consumers" hreflang="en">Protecting consumers</a></li> </ul> </div> </div> </div> </div> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><span class="no-link">How we regulate</span></h4><div class="view view-megamenu-block-items view-id-megamenu_block_items view-display-id-default js-view-dom-id-a3b5999a4b3dc0ba1b315de4303ced8b2bbfb5ce080caaaa234f46264f15cbf9"> <div class="view-content"> <div class="item-list"> <ul> <li class="menu--item"><a href="/authorisation-menu" hreflang="en">Authorisation</a></li> <li class="menu--item"><a href="/about/how-we-regulate/enforcement" hreflang="en">Enforcement</a></li> <li class="menu--item"><a href="/about/how-we-regulate/handbook" hreflang="en">Handbook of rules and guidance</a></li> <li class="menu--item"><a href="/about/how-we-regulate/international-standards-regulations" hreflang="en">International standards and regulations</a></li> <li class="menu--item"><a href="/about/how-we-regulate/supervision" hreflang="en">Supervision</a></li> </ul> </div> </div> </div> </div> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><span class="no-link">How we operate</span></h4><div class="view view-megamenu-block-items view-id-megamenu_block_items view-display-id-default js-view-dom-id-596b826863ee1ec601751d45cc1fed4177c7dea35859e30a39541300c9ce03c4"> <div class="view-content"> <div class="item-list"> <ul> <li class="menu--item"><a href="/about/how-we-operate/complain-about-regulators" hreflang="en">Complain about us, the PRA or the Bank of England (the regulators)</a></li> <li class="menu--item"><a href="/about/how-we-operate/corporate-responsibility" hreflang="en">Corporate responsibility</a></li> <li class="menu--item"><a href="/about/how-we-operate/diversity-equity-inclusion" hreflang="en">Diversity, equity and inclusion</a></li> <li class="menu--item"><a href="/about/how-we-operate/environmental-sustainability" hreflang="en">Environmental sustainability</a></li> <li class="menu--item"><a href="/about/how-we-operate/who-work-with" hreflang="en">Who we work with</a></li> </ul> </div> </div> </div> </div> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><span class="no-link">Who we are</span></h4><div class="view view-megamenu-block-items view-id-megamenu_block_items view-display-id-default js-view-dom-id-d2a48668fb8f278a52e1c5b3f15c351bea74a00b9a5cff0dd398536456b5404e"> <div class="view-content"> <div class="item-list"> <ul> <li class="menu--item"><a href="/about/who-we-are/chair" hreflang="en">Chair</a></li> <li class="menu--item"><a href="/about/who-we-are/chief-executive" hreflang="en">Chief Executive</a></li> <li class="menu--item"><a href="/about/who-we-are/committees" hreflang="en">Committees</a></li> <li class="menu--item"><a href="/about/who-we-are/executive-committees" hreflang="en">Executive committees</a></li> <li class="menu--item"><a href="/about/who-we-are/fca-board" hreflang="en">FCA Board</a></li> </ul> </div> </div> </div> </div> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><span class="no-link">Join us</span></h4><div class="view view-megamenu-block-items view-id-megamenu_block_items view-display-id-default js-view-dom-id-4263c14d2eedc1005efc98734d671e4de933b71499cbf3ceed728a667ff23465"> <div class="view-content"> <div class="item-list"> <ul> <li class="menu--item"><a href="/careers-home" hreflang="en">Careers home</a></li> <li class="menu--item"><a href="/careers/early-careers" hreflang="en">Early careers</a></li> <li class="menu--item"><a href="/careers/experienced-professionals" hreflang="en">Experienced professionals</a></li> </ul> </div> </div> </div> </div> </div> <div class="views-element-container form-group"><div class="megamenu-footer view view-megamenu-footer view-id-megamenu_footer view-display-id-block js-view-dom-id-066e1fdbbf8572c51969403dccfd0882f423fe7e5ef4a3e9cd43267e8b3cfa18"> </div> </div> <button tabindex="0" class="megamenu__close btn--close text-hide hidden-xs js-megamenu-close">Close menu</button> </div> </div> </div> </div> </li> <li class="active active-trail tb-megamenu-item level-1 mega dropdown col-xs-12 col-sm-2 mega-menu__level-one-item mega-menu__firms"> <a href="/firms" class="dropdown-toggle mega-menu__level-one-link active-trail" data-drupal-link-system-path="node/2886">Firms</a> <div class="megamenu__menu view view-megamenu-block view-id-megamenu_block view-display-id-megamenu_block_contextual dropdown-menu mega-menu__level-two-wrapper"> <div class="view-content"> <div class="container"> <div class="row"> <div class="views-element-container form-group"><div class="megamenu-promo view view-megamenu-promo-content view-id-megamenu_promo_content view-display-id-block js-view-dom-id-52604533b413d0d5087ab20def71bb6e0d6f5723a95d9515ba723f504f746204"> <h3 class="promo-block__title heading__underline">Firms overview</h3> <div class="view-content"> <div class="views-row"><div class="promo-block__copy"><p>Go to our dedicated section to see support for firms and our latest policy updates.</p> <p> </p> </div><a href="/firms" class="promo-block__read-more btn btn--arrow-right" aria-label="Firms overview - Find out more">Find out more</a></div> </div> </div> </div> <div class="megamenu-categories"> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><a href="/firms/authorisation" hreflang="en">Firm authorisation</a></h4><div class="view view-megamenu-block-items view-id-megamenu_block_items view-display-id-default js-view-dom-id-9cc58a79bf3923232b3111ad82ed49431fd88607f190c9433964ef90e38ba17b"> <div class="view-content"> <div class="item-list"> <ul> <li class="menu--item"><a href="/firms/authorisation" hreflang="en">Authorisation</a></li> <li class="menu--item"><a href="/firms/authorisation/cancel" hreflang="en">Cancelling an authorisation or registration</a></li> <li class="menu--item"><a href="/firms/check-if-firm-authorised" hreflang="en">Check if a firm is authorised</a></li> <li class="menu--item"><a href="/firms/authorisation/apply" hreflang="en">How to apply for authorisation or registration</a></li> </ul> </div> </div> </div> </div> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><span class="no-link">Regulated firms</span></h4><div class="megamenu__menu view view-megamenu-block view-id-megamenu_block view-display-id-megamenu_firms_types js-view-dom-id-de143e779c0688ddca65facb95b833cac39c0c1f5eca86ac4ca9be6bc6355e25 dropdown-menu mega-menu__level-two-wrapper"> <div class="view-content"> <div class="container"> <div class="row"> <div class="megamenu-categories"> <div class="item-list firms-types"> <ul> <li class="menu--item"><a href="/firms" hreflang="en">All firms</a></li> <li class="menu--item"><a href="/firms/claims-management-companies" hreflang="en">Claims management companies</a></li> <li class="menu--item"><a href="/firms/consumer-credit" hreflang="en">Consumer credit firms</a></li> <li class="menu--item"><a href="/firms/electronic-money-payment-institutions" hreflang="en">Electronic money and payment institutions</a></li> <li class="menu--item"><a href="/firms/funeral-plan-providers-intermediaries" hreflang="en">Funeral plan providers and intermediaries</a></li> <li class="menu--item"><a href="/firms/innovation" hreflang="en">Innovation Hub</a></li> <li class="menu--item"><a href="/firms/mutual-societies" hreflang="en">Mutual societies</a></li> </ul> </div> </div> <button tabindex="0" class="megamenu__close btn--close text-hide hidden-xs js-megamenu-close">Close menu</button> </div> </div> </div> </div> </div> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><a href="/firms/approved-persons" hreflang="en">Tasks for firms</a></h4><div class="view view-megamenu-block-items view-id-megamenu_block_items view-display-id-default js-view-dom-id-fe85699fae1387a369628063d0413770c88090badcb87b86399831d8805852fd"> <div class="view-content"> <div class="item-list"> <ul> <li class="menu--item"><a href="/firms/approved-persons" hreflang="en">Approved persons</a></li> <li class="menu--item"><a href="/firms/change-control" hreflang="en">Change in control</a></li> <li class="menu--item"><a href="/firms/fees" hreflang="en">Fees and levies</a></li> <li class="menu--item"><a href="/firms/firm-details" hreflang="en">Keeping your firm's details up to date</a></li> <li class="menu--item"><a href="/firms/appointed-representatives-principals" hreflang="en">Principals and appointed representatives </a></li> </ul> </div> </div> </div> </div> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><a href="/firms/consumer-duty" hreflang="en">Focus areas</a></h4><div class="view view-megamenu-block-items view-id-megamenu_block_items view-display-id-default js-view-dom-id-568bd09dd99d661469f94430b90405643cbf6cae1920bf011d234ab70b6db2cb"> <div class="view-content"> <div class="item-list"> <ul> <li class="menu--item"><a href="/firms/consumer-duty" hreflang="en">Consumer Duty</a></li> <li class="menu--item"><a href="/firms/cost-living-firm-information" hreflang="en">Cost of living: firm information</a></li> <li class="menu--item"><a href="/firms/cryptoassets-information" hreflang="en">Cryptoassets</a></li> <li class="menu--item"><a href="/firms/access-to-cash" hreflang="en">Helping people access cash</a></li> <li class="menu--item"><a href="/firms/regulatory-framework-reforms" hreflang="en">Regulatory framework reforms</a></li> <li class="menu--item"><a href="/firms/senior-managers-certification-regime" hreflang="en">Senior Managers and Certification Regime </a></li> </ul> </div> </div> </div> </div> </div> <div class="views-element-container form-group"><div class="megamenu-footer view view-megamenu-footer view-id-megamenu_footer view-display-id-block js-view-dom-id-ec0660438075fc1e1e0eb90283a4fe5e657eec81eb9096a18aace3c2e97c06db"> <div class="view-content"> <div style="background-image: url(https://www.fca.org.uk/sites/default/files/styles/no_style/public/media/images/megamenu-banner-consumer-duty-350_78.jpg?itok=5eIJffZC);" class="megamenu-footer__image" > </div> <div class="views-row"><div class="megamenu-footer__copy"><p class="megamenu-footer__title">Consumer Duty </p> <p>We're hosting events to help firms prepare for the new rules. Sign up to hear about these and related communications.</p> </div><a href="/sign-consumer-duty-email-updates" class="megamenu-footer__read-more btn btn--arrow-right" aria-label="Consumer Duty - Sign up">Sign up</a></div> </div> </div> </div> <button tabindex="0" class="megamenu__close btn--close text-hide hidden-xs js-megamenu-close">Close menu</button> </div> </div> </div> </div> </li> <li class="tb-megamenu-item level-1 mega dropdown col-xs-12 col-sm-2 mega-menu__level-one-item mega-menu__markets"> <a href="/markets" class="dropdown-toggle mega-menu__level-one-link" data-drupal-link-system-path="node/2891">Markets</a> <div class="megamenu__menu view view-megamenu-block view-id-megamenu_block view-display-id-megamenu_block_contextual dropdown-menu mega-menu__level-two-wrapper"> <div class="view-content"> <div class="container"> <div class="row"> <div class="views-element-container form-group"><div class="view view-megamenu-promo-content view-id-megamenu_promo_content view-display-id-block js-view-dom-id-d47afd0d1c0fd9c05967308770079ea53ef34f55bc2fe2c2268094b616b93a83"> </div> </div> <div class="megamenu-categories"> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><span class="no-link">Primary markets</span></h4><div class="view view-megamenu-block-items view-id-megamenu_block_items view-display-id-default js-view-dom-id-eba239aa411dabe7e4e1508dfefab549874e44020dbfe01392931bce65c01010"> <div class="view-content"> <div class="item-list"> <ul> <li class="menu--item"><a href="/markets/primary-markets/forms" hreflang="en">Forms and checklists</a></li> <li class="menu--item"><a href="/markets/primary-markets/knowledge-base" hreflang="en">Knowledge Base</a></li> <li class="menu--item"><a href="/markets/primary-markets/listing-applications" hreflang="en">Listing applications and cancellations</a></li> <li class="menu--item"><a href="/markets/ukla/regulatory-disclosures" hreflang="en">Regulatory Disclosures</a></li> <li class="menu--item"><a href="/markets/primary-markets/sponsor-regime" hreflang="en">The sponsor regime</a></li> </ul> </div> </div> </div> </div> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><span class="no-link">Markets policy</span></h4><div class="view view-megamenu-block-items view-id-megamenu_block_items view-display-id-default js-view-dom-id-a61214bc682fa941e14d1a8c7a26edd3f5f3a45d7ab9352aa3cb8fa605710595"> <div class="view-content"> <div class="item-list"> <ul> <li class="menu--item"><a href="/markets/libor-transition" hreflang="en">About LIBOR transition</a></li> <li class="menu--item"><a href="/markets/data-reporting-services-providers-drsps" hreflang="en">Data reporting services providers</a></li> <li class="menu--item"><a href="/markets/securitisation" hreflang="en">Securitisation</a></li> <li class="menu--item"><a href="/markets/uk-emir" hreflang="en">UK EMIR</a></li> <li class="menu--item"><a href="/markets/sftr" hreflang="en">UK Securities Financing Transactions Regulation (UK SFTR)</a></li> </ul> </div> </div> </div> </div> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><span class="no-link">Regulated markets</span></h4><div class="view view-megamenu-block-items view-id-megamenu_block_items view-display-id-default js-view-dom-id-91e4f7076c91c3caa5b2d0aa4587d1fe21fda2d70383044a9c82b42e84005830"> <div class="view-content"> <div class="item-list"> <ul> <li class="menu--item"><a href="/markets/benchmarks" hreflang="en">Benchmarks</a></li> <li class="menu--item"><a href="/markets/central-securities-depositories" hreflang="en">Central securities depositories</a></li> </ul> </div> </div> </div> </div> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><span class="no-link">Market abuse</span></h4><div class="view view-megamenu-block-items view-id-megamenu_block_items view-display-id-default js-view-dom-id-08546d278692bc2ba6443a18de5e8b14bd33afd80a9653f3122c3e6080e86a2d"> <div class="view-content"> <div class="item-list"> <ul> <li class="menu--item"><a href="/markets/market-abuse/how-report-suspected-market-abuse-firm-or-trading-venue" hreflang="en">How to report suspected market abuse as a firm or trading venue</a></li> <li class="menu--item"><a href="/markets/market-abuse/how-report-suspected-market-abuse-individual" hreflang="en">How to report suspected market abuse as an individual</a></li> <li class="menu--item"><a href="/markets/market-abuse/regulation" hreflang="en">Market Abuse Regulation</a></li> <li class="menu--item"><a href="/markets/market-abuse/polling-and-market-abuse-regulation" hreflang="en">Polling and Market Abuse Regulation</a></li> </ul> </div> </div> </div> </div> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><span class="no-link">Short selling</span></h4><div class="view view-megamenu-block-items view-id-megamenu_block_items view-display-id-default js-view-dom-id-c5eb9edc694e534d28bbecbe1e3b19a4365949ae208f37b9ccacfe1ae415db78"> <div class="view-content"> <div class="item-list"> <ul> <li class="menu--item"><a href="/markets/short-selling/exemptions-requirements" hreflang="en">Exemptions from short-selling requirements</a></li> <li class="menu--item"><a href="/markets/short-selling/notification-disclosure-net-short-positions" hreflang="en">Notification and disclosure of net short positions</a></li> <li class="menu--item"><a href="/markets/short-selling" hreflang="en">Short selling</a></li> </ul> </div> </div> </div> </div> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><span class="no-link">Transaction reporting</span></h4><div class="view view-megamenu-block-items view-id-megamenu_block_items view-display-id-default js-view-dom-id-11e5f55ee1f11ba2da1f527d9e1cc696976de150473de1070e3b63723e610b67"> <div class="view-content"> <div class="item-list"> <ul> <li class="menu--item"><a href="/markets/transaction-reporting/instrument-reference-data" hreflang="en">Instrument reference data</a></li> <li class="menu--item"><a href="/markets/transaction-reporting" hreflang="en">Transaction reporting</a></li> </ul> </div> </div> </div> </div> </div> <div class="views-element-container form-group"><div class="megamenu-footer view view-megamenu-footer view-id-megamenu_footer view-display-id-block js-view-dom-id-eb980f69d9c222a36922cd9704b80de4e2030f0cc1d624c8358eaa66e16ff93d"> </div> </div> <button tabindex="0" class="megamenu__close btn--close text-hide hidden-xs js-megamenu-close">Close menu</button> </div> </div> </div> </div> </li> <li class="tb-megamenu-item level-1 mega dropdown col-xs-12 col-sm-2 mega-menu__level-one-item mega-menu__consumers"> <a href="/consumers" class="dropdown-toggle mega-menu__level-one-link" data-drupal-link-system-path="node/2901">Consumers</a> <div class="megamenu__menu view view-megamenu-block view-id-megamenu_block view-display-id-megamenu_block_contextual dropdown-menu mega-menu__level-two-wrapper"> <div class="view-content"> <div class="container"> <div class="row"> <div class="views-element-container form-group"><div class="megamenu-promo view view-megamenu-promo-content view-id-megamenu_promo_content view-display-id-block js-view-dom-id-7a80b323a07b7408954b5d3f1007bbf400cfdddd32fabb095c1f00af589c25e5"> <h3 class="promo-block__title heading__underline">Our Consumer section</h3> <div class="view-content"> <div style="background-image: url(https://www.fca.org.uk/sites/default/files/styles/no_style/public/media/images/megamenu-promo-consumers-326_151.jpg?itok=TUo8zN9W);" class="megamenu-promo__image" > </div> <div class="views-row"><div class="promo-block__copy"><p>See our dedicated section to help you stay up-to-date with financial services in the UK.</p> <p> </p> </div><a href="/consumers" class="promo-block__read-more btn btn--arrow-right" aria-label="Our Consumer section - Find out more">Find out more</a></div> </div> </div> </div> <div class="megamenu-categories"> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><span class="no-link">Your rights</span></h4><div class="view view-megamenu-block-items view-id-megamenu_block_items view-display-id-default js-view-dom-id-161ce46fed1c225a61cb602b3d1c5adbe91815fe98119c83b2e5f573cf7ed8ea"> <div class="view-content"> <div class="item-list"> <ul> <li class="menu--item"><a href="/consumers/check-if-firm-fca-authorised" hreflang="en">Check if a firm is authorised</a></li> <li class="menu--item"><a href="/consumers/pension-transfer-defined-benefit" hreflang="en">Considering a defined benefit pension transfer</a></li> <li class="menu--item"><a href="/consumers/high-risk-investments" hreflang="en">High risk investments</a></li> <li class="menu--item"><a href="/consumers/information-victims-financial-crime" hreflang="en">Information for victims of financial crime</a></li> <li class="menu--item"><a href="/consumers/using-financial-services-register" hreflang="en">Using the Financial Services Register</a></li> <li class="menu--item"><a href="/consumers/your-rights-financial-services" hreflang="en">Your rights with financial services</a></li> </ul> </div> </div> </div> </div> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><span class="no-link">Complaints</span></h4><div class="view view-megamenu-block-items view-id-megamenu_block_items view-display-id-default js-view-dom-id-7759bd663c21ac8f4ed7128d714797531984c7c23683d38fec98ef4da0ab7a5a"> <div class="view-content"> <div class="item-list"> <ul> <li class="menu--item"><a href="/consumers/complain-about-regulator" hreflang="en">Complain about a regulator</a></li> <li class="menu--item"><a href="/consumers/claim-compensation-firm-fails" hreflang="en">How to claim compensation if a firm fails</a></li> <li class="menu--item"><a href="/consumers/how-complain" hreflang="en">How to complain</a></li> <li class="menu--item"><a href="/consumers/using-claims-management-companies" hreflang="en">Using claims management companies</a></li> </ul> </div> </div> </div> </div> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><span class="no-link">Scams</span></h4><div class="view view-megamenu-block-items view-id-megamenu_block_items view-display-id-default js-view-dom-id-ae58dfd4604b04a12000ce0ccfdeae5184d4807bc7827c12e6ce2b13879050e8"> <div class="view-content"> <div class="item-list"> <ul> <li class="menu--item"><a href="/consumers/crypto-investment-scams" hreflang="en">Crypto investment scams</a></li> <li class="menu--item"><a href="/consumers/fake-fca-communications" hreflang="en">Fake FCA communications</a></li> <li class="menu--item"><a href="/consumers/loan-fee-fraud" hreflang="en">Loan fee fraud</a></li> <li class="menu--item"><a href="/consumers/pension-scams" hreflang="en">Pension scams</a></li> <li class="menu--item"><a href="/consumers/protect-yourself-scams" hreflang="en">Protect yourself from scams</a></li> </ul> </div> </div> </div> </div> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><span class="no-link">Report a firm</span></h4><div class="view view-megamenu-block-items view-id-megamenu_block_items view-display-id-default js-view-dom-id-d38db88ab039974e2a2c17ad3f49c7cb4967872f6436f64445f30eed33f2feb7"> <div class="view-content"> <div class="item-list"> <ul> <li class="menu--item"><a href="/consumers/misleading-financial-promotions" hreflang="en">Misleading financial promotions</a></li> <li class="menu--item"><a href="/consumers/how-complain/report-payment-services-e-money-firm" hreflang="en">Report a payment services or e-money firm</a></li> <li class="menu--item"><a href="/consumers/report-scam" hreflang="en">Report a scam</a></li> <li class="menu--item"><a href="/consumers/unfair-contracts" hreflang="en">Unfair contracts</a></li> </ul> </div> </div> </div> </div> </div> <div class="views-element-container form-group"><div class="megamenu-footer view view-megamenu-footer view-id-megamenu_footer view-display-id-block js-view-dom-id-5e8e734982dba0d590d170eefa811c5fcdebb58c0b3042a25f8f7bc3de7cee26"> <div class="view-content"> <div style="background-image: url(https://www.fca.org.uk/sites/default/files/styles/no_style/public/media/images/megamenu-banner-warnings-350_78.jpg?itok=w6yre39y);" class="megamenu-footer__image" > </div> <div class="views-row"><div class="megamenu-footer__copy"><p class="megamenu-footer__title">FCA Warning List </p> <p>Find our most up-to-date warnings of firms and individuals running scams or operating without authorisation.</p> </div><a href="/consumers/warning-list-unauthorised-firms" class="megamenu-footer__read-more btn btn--arrow-right" aria-label="FCA Warning List - Read more">Read more</a></div> </div> </div> </div> <button tabindex="0" class="megamenu__close btn--close text-hide hidden-xs js-megamenu-close">Close menu</button> </div> </div> </div> </div> </li> <li class="tb-megamenu-item level-1 mega dropdown col-xs-12 col-sm-2 mega-menu__level-one-item mega-menu__news"> <a href="/news" class="dropdown-toggle mega-menu__level-one-link" data-drupal-link-system-path="node/11876">News</a> <div class="megamenu__menu view view-megamenu-block view-id-megamenu_block view-display-id-megamenu_block_contextual dropdown-menu mega-menu__level-two-wrapper"> <div class="view-content"> <div class="container"> <div class="row"> <div class="views-element-container form-group"><div class="megamenu-promo view view-megamenu-promo-content view-id-megamenu_promo_content view-display-id-block js-view-dom-id-10020eb721555d26715e713780b95e9874a55548f2105149563d34c9f8fc2540"> <h3 class="promo-block__title heading__underline">Sign up to receive daily alerts on the warnings we issue</h3> <div class="view-content"> <div class="views-row"><div class="promo-block__copy"><p>Receive new and updated warnings in a daily email.</p> <p> </p> </div><a href="/sign-fca-warnings-list-daily-alerts" class="promo-block__read-more btn btn--arrow-right" aria-label="Sign up to receive daily alerts on the warnings we issue - Sign up">Sign up</a></div> </div> </div> </div> <div class="megamenu-categories"> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><a href="/news" hreflang="en">News</a></h4><div class="view view-megamenu-block-items view-id-megamenu_block_items view-display-id-default js-view-dom-id-65b166a3e868afcfed114b921e4f448df3b5f11bea476eb27cfa4ae8e35ca11e"> <div class="view-content"> <div class="item-list"> <ul> <li class="menu--item"><a href="/news/blogs/blogs" hreflang="en">Blogs</a></li> <li class="menu--item"><a href="/news/news-stories/news-stories" hreflang="en">News stories</a></li> <li class="menu--item"><a href="/news/press-releases/press-releases" hreflang="en">Press releases</a></li> <li class="menu--item"><a href="/news/speeches/speeches" hreflang="en">Speeches</a></li> <li class="menu--item"><a href="/news/statements/statements" hreflang="en">Statements</a></li> <li class="menu--item"><a href="/news/warnings/warnings" hreflang="en">Warnings</a></li> </ul> </div> </div> </div> </div> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><span class="no-link">Media centre</span></h4><div class="view view-megamenu-block-items view-id-megamenu_block_items view-display-id-default js-view-dom-id-6ba7009d5c59b04272f9b6d47b8ed4337ee6c689f157b3e56a6ce58263cc3ab9"> <div class="view-content"> <div class="item-list"> <ul> <li class="menu--item"><a href="/news/news-stories/inside-fca-podcasts" hreflang="en">Inside FCA podcasts</a></li> <li class="menu--item"><a href="/news/news-stories/media-library" hreflang="en">Media library</a></li> </ul> </div> </div> </div> </div> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><a href="/events" hreflang="en">Events</a></h4><div class="view view-megamenu-block-items view-id-megamenu_block_items view-display-id-default js-view-dom-id-cb34d4a75f6acccb0b07996d3fd52b1fa1a707af749d042b7ded1142647c93c6"> <div class="view-content"> <div class="item-list"> <ul> <li class="menu--item"><a href="/news/news-stories/see-all-fca-events" hreflang="en">See all FCA events</a></li> </ul> </div> </div> </div> </div> </div> <div class="views-element-container form-group"><div class="megamenu-footer view view-megamenu-footer view-id-megamenu_footer view-display-id-block js-view-dom-id-998edbaabc0acbb21b85c51e5c8aa0ca6952caa8c6b70478fce0029e7ccfd7e0"> </div> </div> <button tabindex="0" class="megamenu__close btn--close text-hide hidden-xs js-megamenu-close">Close menu</button> </div> </div> </div> </div> </li> <li class="last tb-megamenu-item level-1 mega dropdown col-xs-12 col-sm-2 mega-menu__level-one-item mega-menu__publications"> <a href="/publications" class="dropdown-toggle mega-menu__level-one-link" data-drupal-link-system-path="node/6011">Publications</a> <div class="megamenu__menu view view-megamenu-block view-id-megamenu_block view-display-id-megamenu_block_contextual dropdown-menu mega-menu__level-two-wrapper"> <div class="view-content"> <div class="container"> <div class="row"> <div class="views-element-container form-group"><div class="view view-megamenu-promo-content view-id-megamenu_promo_content view-display-id-block js-view-dom-id-6040ad1f2064380acd4f9960efbffd95914a64532b717aba8e75bb49ca6ac6db"> </div> </div> <div class="megamenu-categories"> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><span class="no-link"><a href="/publications/search-results?p_search_term=%20&category=policy%20and%20guidance%2Cpolicy%20and%20guidance-calls%20for%20input%2Cpolicy%20and%20guidance-consultation%20papers%2Cpolicy%20and%20guidance-discussion%20papers%2Cpolicy%20and%20guidance-feedback%20statements%2Cpolicy%20and%20guidance-finalised%20guidance%2Cpolicy%20and%20guidance-guidance%20consultations%2Cpolicy%20and%20guidance-good%20and%20poor%20practice%2Cpolicy%20and%20guidance-handbook%2Cpolicy%20and%20guidance-market%20studies%2Cpolicy%20and%20guidance-multi-firm%20reviews%2Cpolicy%20and%20guidance-newsletters%2Cpolicy%20and%20guidance-policy%20statements%2Cpolicy%20and%20guidance-portfolio%20letters%2Cpolicy%20and%20guidance-thematic%20reviews&sort_by=dmetaZ">Policy and guidance</a></span></h4></div> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><span class="no-link"><a href="/publications/search-results?category=corporate%20documents%2Ccorporate%20documents-annual%20reports%2Ccorporate%20documents-business%20plans%2Ccorporate%20documents-corporate%20documents%2Ccorporate%20documents-impact%20assessments%2Ccorporate%20documents-memorandums%20of%20understanding%2Ccorporate%20documents-correspondence%2Ccorporate%20documents-foi%20releases%2Ccorporate%20documents-meeting%20minutes&start=1">Corporate documents</a></span></h4></div> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><span class="no-link"><a href="/publications/search-results?p_search_term&category=notices%20and%20decisions-decision%20notices%2Cnotices%20and%20decisions-libor%20notices%2Cnotices%20and%20decisions-final%20notices%2Cnotices%20and%20decisions-warning%20notices%2Cnotices%20and%20decisions-supervisory%20notices%2Cnotices%20and%20decisions-cancellation%20notices%2Cnotices%20and%20decisions-requirement%20notices%2Cnotices%20and%20decisions-temporary%20product%20interventions%2Cnotices%20and%20decisions-undertakings%2Cnotices%20and%20decisions-waivers%20and%20crr%20notices">Notices and decisions</a></span></h4></div> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><span class="no-link"><a href="/data">Data</a></span></h4></div> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><span class="no-link"><a href="/research">Research</a></span></h4></div> <div class="megamenu-category col-sm-4 col-lg-4"><h4 class="menu__heading heading__underline"><span class="no-link"><a href="/publications/search-results?start=1&category=forms">Forms</a></span></h4></div> </div> <div class="views-element-container form-group"><div class="megamenu-footer view view-megamenu-footer view-id-megamenu_footer view-display-id-block js-view-dom-id-b4926dfb68ea17e5d814e9551a617930e0e5c18c2cacf19165bae55f9a47d1f6"> <div class="view-content"> <div style="background-image: url(https://www.fca.org.uk/sites/default/files/styles/no_style/public/media/images/publications-menu-promo-banner.jpg?itok=QfJ_iqpK);" class="megamenu-footer__image" > </div> <div class="views-row"><div class="megamenu-footer__copy"><p class="megamenu-footer__title">Open consultations </p> <p>See our current open consultations and the deadlines for giving feedback.</p> </div><a href="https://www.fca.org.uk/publications/search-results?live_c=1" class="megamenu-footer__read-more btn btn--arrow-right" aria-label="Open consultations - Respond to our consultations">Respond to our consultations</a></div> </div> </div> </div> <button tabindex="0" class="megamenu__close btn--close text-hide hidden-xs js-megamenu-close">Close menu</button> </div> </div> </div> </div> </li> </ul> </div> </nav> </div> </section> </div> </div> </div> </div> </div> </div> </header>  <div class="container" aria-label="Breadcrumb trail"> <div class="breadcrumb-wrapper"> <ol class="breadcrumb"> <li><a href="/">Home</a></li> <li><a href="/firms">Firms</a></li> <li class="active">Approved persons</li> </ol> </div> </div> <div role="main" class="main-container js-quickedit-main-content"> <section> <div class="highlighted"> <div class="region region-highlighted"> <div data-drupal-messages-fallback class="hidden"></div> </div> </div> <a id="main-content"></a> <div class="region region-content"> <article data-history-node-id="145911" about="/firms/approved-persons" class="landing-page full clearfix"> <div class="content"> <section class="promo-banner component reduced-padding full-width fca-innovation fca-innovation-- fca-innovation--darker-blue-gradient fca-custom-003c71-bg"> <div class="promo-banner__background-shape"></div> <div class="container"> <div class="promo-banner__background-shape--inner"></div> <div class="promo-banner__flex"> <span class="visually-hidden"></span> <div class="promo-banner__inner fca-custom-003c71-bg"> <div class="promo-banner__img-bg"> <h2 class="promo-banner__title heading__underline"> Approved persons </h2> <div class="promo-banner__copy"> Some individuals must be approved by us to carry out certain activities for an authorised firm, known as controlled functions. </div> </div> </div> </div> </div> </section> <section class="two-column-content component fca-about"> <div class="container"> <div class="row table-display__row"> <div class="table-display__inner"> <div class="table-display__cell fca-colour--003c71 fca-colour--grey "> <div class="with-spotlight--wide"> <h2 class="content-block__title heading__underline heading__underline-colored fca-underlined--00749e"> Senior management functions (SMFs) </h2> <div class="content-block__body"> <p>As part of our Senior Managers and Certification Regime, senior individuals performing certain roles in firms need approval from us or the Prudential Regulation Authority (PRA). </p> <p>Find out how to apply below.</p> </div> <a href="/firms/approved-persons/senior-management-functions" class="more-link-colored btn">Find out what we expect</a> </div> </div> <div class="table-display__cell fca-colour--003c71 fca-colour--grey "> <div class="with-spotlight--wide"> <h2 class="content-block__title heading__underline heading__underline-colored fca-underlined--00749e"> Appointed representatives </h2> <div class="content-block__body"> <p>Principal firms must follow a different approval process to make sure their appointed representatives are fit and proper to carry out controlled functions.</p> </div> <a href="/firms/appointed-representatives-principals" class="more-link-colored btn">Find out more</a> </div> </div> </div> </div> </div> </section> <section class="component icons-row container fca-icons-003c71"> <h2> Apply: senior management functions (SMFs) </h2> <p class="h2"> Avoid delays by following our advice to submit a detailed application. </p> <div class="slick-view"> <div class="slick fca-innovation"> <div class="icons-row__col col-xs-4 col-sm-1 row-background"> <a href="/firms/senior-management-functions/prepare-apply"> <div class="icons-row__title"> <span class="h5">Prepare to apply for an SMF</span> </div> </a> </div> <div class="icons-row__col col-xs-4 col-sm-1 row-background"> <a href="/firms/senior-management-functions/how-apply"> <div class="icons-row__title"> <span class="h5">Apply for an SMF</span> </div> </a> </div> <div class="icons-row__col col-xs-4 col-sm-1 row-background"> <a href="/firms/senior-management-functions/case-studies-applications"> <div class="icons-row__title"> <span class="h5">Case studies – explore common scenarios</span> </div> </a> </div> <div class="icons-row__col col-xs-4 col-sm-1 row-background"> <a href="/firms/senior-management-functions/how-we-assess"> <div class="icons-row__title"> <span class="h5">How we assess SMF applications</span> </div> </a> </div> </div> </div> </section> <section class="key-messages component fca-innovation key-messages--grey-background"> <div class="container"> <div class="heading__underline"> <h2 class="key-messages__heading">Overseas candidates</h2> </div> <div class="key-messages__content"> <div class="key-messages__row"> <svg version="1.1" xmlns="http://www.w3.org/2000/svg" class="key-messages__row__icon" xmlns:xlink="http://www.w3.org/1999/xlink" x="0px" y="0px" viewBox="0 0 330 330" style="enable-background:new 0 0 330 330;" xml:space="preserve"> <path fill="currentColor" d="M325.606,229.393l-150.004-150C172.79,76.58,168.974,75,164.996,75c-3.979,0-7.794,1.581-10.607,4.394 l-149.996,150c-5.858,5.858-5.858,15.355,0,21.213c5.857,5.857,15.355,5.858,21.213,0l139.39-139.393l139.397,139.393 C307.322,253.536,311.161,255,315,255c3.839,0,7.678-1.464,10.607-4.394C331.464,244.748,331.464,235.251,325.606,229.393z"/> </svg> <p>We welcome applications for candidates based overseas or working in other industry sectors, as well as in the UK financial services sector.</p> </div> </div> <a href="https://www.fca.org.uk/firms/senior-management-functions/prepare-apply#section-overseas-candidates" class="btn btn--arrow-right key-messages__btn"> Find out more </a> </div> </section> <section class="key-messages component fca-innovation"> <div class="container"> <div class="heading__underline"> <h2 class="key-messages__heading">Change or cancel an approval for a controlled function</h2> </div> <div class="key-messages__content"> <div class="key-messages__row"> <svg version="1.1" xmlns="http://www.w3.org/2000/svg" class="key-messages__row__icon" xmlns:xlink="http://www.w3.org/1999/xlink" x="0px" y="0px" viewBox="0 0 330 330" style="enable-background:new 0 0 330 330;" xml:space="preserve"> <path fill="currentColor" d="M325.606,229.393l-150.004-150C172.79,76.58,168.974,75,164.996,75c-3.979,0-7.794,1.581-10.607,4.394 l-149.996,150c-5.858,5.858-5.858,15.355,0,21.213c5.857,5.857,15.355,5.858,21.213,0l139.39-139.393l139.397,139.393 C307.322,253.536,311.161,255,315,255c3.839,0,7.678-1.464,10.607-4.394C331.464,244.748,331.464,235.251,325.606,229.393z"/> </svg> <p>Use our forms to change, withdraw or cancel approval for a controlled function.</p> </div> </div> <a href="/firms/approved-persons/change-cancel" class="btn btn--arrow-right key-messages__btn"> Find a form </a> </div> </section> <section class="promo-banner component reduced-padding full-width fca-innovation fca-innovation--right fca-innovation--darker-blue-gradient fca-custom-6c1d45-bg"> <div class="promo-banner__background-shape"></div> <div class="container"> <div class="promo-banner__background-shape--inner"></div> <div class="promo-banner__flex"> <span class="visually-hidden">/firms/apply-become-electronic-money-institution-emi</span> <div class="promo-banner__inner fca-custom-6c1d45-bg"> <div class="promo-banner__img-bg"> <h2 class="promo-banner__title heading__underline"> Payment services and e-money firms </h2> <div class="promo-banner__copy"> If your firm is only registered for payment services or issuing electronic money (e-money) you will not fall under the SM&CR regime. </div> <a href="/firms/apply-become-electronic-money-institution-emi" aria-label="Apply to become an e-money institution" class="read-more-link"> <span class="read-more">Apply to become an e-money institution</span> </a> <div class="promo-banner__second-cta"> <span></span> </div> </div> </div> </div> </div> </section> <div class="node_view"></div> </div> </article> </div> </section> </div> <footer class="footer"> <div class="footer-main" lang="en-GB"> <div class="container"> <div class="row"> <div class="region region-footer"> <section id="block-menu-menu-onsite-links" class="block block-menu clearfix footer-main__column footer-main__column--no-title"> <ul class="menu nav"> <li class="leaf"> <a href="/accessibility" >Accessibility</a> </li> <li class="leaf"> <a href="/about/how-we-operate/complain-about-regulators" >Complain about us</a> </li> <li class="leaf"> <a href="/legal" >Copyright notice</a> </li> <li class="leaf"> <a href="/about/how-we-operate/corporate-responsibility" >Corporate responsibility</a> </li> <li class="leaf"> <a href="/about/cymraeg" >Cymraeg</a> </li> <li class="leaf"> <a href="/freedom-information" >Freedom of information</a> </li> <li class="leaf"> <a href="/about/how-we-operate/corporate-responsibility#section-modern-slavery-and-human-trafficking-statement" >Modern Slavery and Human Trafficking Statement</a> </li> <li class="leaf"> <a href="/privacy" >Privacy</a> </li> <li class="leaf"> <a href="/sitemap" >Sitemap</a> </li> <li class="leaf"> <a href="/translated-pages" >Translated languages</a> </li> </ul> </section> <section id="block-menu-menu-social" class="block block-menu contextual-links-region clearfix footer-main__column footer-main__column--social" lang="en-GB"> <h2 class="h3 block block-menu contextual-links-region footer-main__menu-title">Social</h2> <ul class="menu nav"> <li class="leaf social-footer-links__item social-footer-links__item--linkedin"> <a href="https://www.linkedin.com/company/financial-conduct-authority" aria-label="LinkedIn" title ="Publish this post to LinkedIn" class="linkedin" target="_blank" rel="noopener noreferrer"> <span class="visually-hidden">LinkedIn</span> <span class="social-footer-links__item__icon"></span> </a> </li> <li class="leaf social-footer-links__item social-footer-links__item--rss feed"> <a href="/news/rss.xml" aria-label="RSS Feed" title ="Subscribe to our RSS feed" class="rss feed" target="_blank" rel="noopener noreferrer"> <span class="visually-hidden">RSS Feed</span> <span class="social-footer-links__item__icon"></span> </a> </li> <li class="leaf social-footer-links__item social-footer-links__item--twitter"> <a href="https://twitter.com/thefca" aria-label="Twitter" title ="Share this on Twitter" class="twitter" target="_blank" rel="noopener noreferrer"> <span class="visually-hidden">Twitter</span> <span class="social-footer-links__item__icon"></span> </a> </li> </ul> </section> <section id="block-menu-menu-systems" class="block block-menu clearfix footer-main__column"> <h2 id="footerSystemsList" class="h3 block block-menu footer-main__menu-title" lang="en-GB"> <span class="footer-main__menu-title-desktop">Registers and Systems</span> <a class="overlay-link collapsed" role="button" data-toggle="collapse" href="#footerSystems" aria-expanded="false" aria-controls="footerSystems">Registers and Systems</a> <span class="hidden-md hidden-lg footer-section-collapse" aria-hidden="true"></span> </h2> <div id="footerSystems" class="collapse"> <ul class="menu nav"> <li class="leaf"> <a href="/firms/connect" >Connect</a> </li> <li class="leaf"> <a href="/about/how-we-regulate/handbook" >FCA Handbook</a> </li> <li class="leaf"> <a href="/firms/financial-services-register" >Financial Services Register</a> </li> <li class="leaf"> <a href="/firms/regdata" >RegData</a> </li> </ul> </div> </section> <section id="block-menu-menu-careers" class="block block-menu clearfix footer-main__column"> <h2 id="carrersList" class="h3 block block-menu footer-main__menu-title" lang="en-GB"> <span class="footer-main__menu-title-desktop">Careers</span> <a class="overlay-link collapsed" role="button" data-toggle="collapse" href="#footerCareers" aria-expanded="false" aria-controls="footerCareers">Careers</a> <span class="hidden-md hidden-lg footer-section-collapse" aria-hidden="true"></span> </h2> <div id="footerCareers" class="collapse"> <ul class="menu nav"> <li class="leaf"> <a href="/careers" >Careers home</a> </li> <li class="leaf"> <a href="/careers/early-careers" >Early careers</a> </li> <li class="leaf"> <a href="/careers/experienced-professionals" >Experienced professionals</a> </li> </ul> </div> </section> <section id="block-block-1" class="block block-block clearfix footer-main__column" lang="en-GB"> <h2 id="contactInfo" class="h3 block block-block footer-main__menu-title"> <span class="footer-main__menu-title-desktop">Contact</span> <a class="overlay-link collapsed" role="button" data-toggle="collapse" href="#footerContact" aria-expanded="false" aria-controls="footerContact">Contact</a> <span class="hidden-md hidden-lg footer-section-collapse" aria-hidden="true"></span> </h2> <div id="footerContact" class="footer-main__content-wrapper collapse"> <p>FCA Head Office</p> <p>12 Endeavour Square</p> <p>London E20 1JN</p> <p><a class="btn btn-primary" href="/contact">Contact us</a></p> </div> </section> </div> </div> <div class="footer__plain-text-logo" lang="en-GB"> <a href="https://www.clearest.co.uk/gold-standard" title="Plain Language Commission. Clear English Gold Standard Award logo" class="" target="_blank"> <span class="visually-hidden">Plain Language Commission Gold Award</span> <img class="plain-text-logo__img" src="/themes/custom/fca/images/PLC_CES_GOLD.png" alt="Plain Language Commission. Clear English Gold Standard Award logo" width="62" height="79"> </a> </div> </div> </div> <div class="footer-bottom" lang="en-GB"> <div class="container"> <div class="row"> <div class="col-xs-8 col-sm-4 footer-bottom__column"> <p class="footer-bottom__copyright">Copyright © 2025 FCA. All rights reserved.</p> </div> <div class="col-xs-4 col-sm-4 footer-bottom__column"> <div class="footer-bottom__back-to-top"> <a href="#"> <span class="glyphicon glyphicon-menu-up" aria-hidden="true"></span> <p>Back to top</p> </a> </div> </div> <div class="col-xs-12 col-sm-4 footer-bottom__column"> <p class="footer-bottom__company-number">Company no. 01920623</p> </div> </div> </div> </div> </footer> </div> <script type="text/javascript">window.NREUM||(NREUM={});NREUM.info={"beacon":"bam.nr-data.net","licenseKey":"1bdb6f7fb8","applicationID":"1114563801","transactionName":"M11RYUQDWUVTVEcPDAoXcEBFFlhbHVJdEgoQQR1bWQZSGFFWXQkNDVtSWQwOVlhWXl0BPBRZVFA=","queueTime":12,"applicationTime":1291,"atts":"HxpGFwwZShoQVhFcGBlF","errorBeacon":"bam.nr-data.net","agent":""}</script> <script type="application/json" data-drupal-selector="drupal-settings-json">{"path":{"baseUrl":"\/","pathPrefix":"","currentPath":"node\/145911","currentPathIsAdmin":false,"isFront":false,"currentLanguage":"en"},"pluralDelimiter":"\u0003","suppressDeprecationErrors":true,"multiselect":{"widths":250},"selection_sharer":{"jquery_selectors":[".node-publication-longform div",".node-publication-longform h1",".node-publication-longform h2",".node-publication-longform h3",".node-publication-longform h4",".node-publication-longform h5",".node-publication-longform h6",".node-publication-longform p"]},"data":{"extlink":{"extTarget":true,"extTargetNoOverride":false,"extNofollow":false,"extNoreferrer":false,"extFollowNoOverride":false,"extClass":"ext","extLabel":"(link is external)","extImgClass":false,"extSubdomains":false,"extExclude":"(fca\\.org\\.uk)|(fsa\\.gov\\.uk)|(fcatest\\.org\\.uk)","extInclude":"","extCssExclude":"","extCssExplicit":"","extAlert":false,"extAlertText":"This link will take you to an external web site. We are not responsible for their content.","mailtoClass":"0","mailtoLabel":"(link sends email)","extUseFontAwesome":false,"extIconPlacement":"append","extFaLinkClasses":"fa fa-external-link","extFaMailtoClasses":"fa fa-envelope-o","whitelistedDomains":null}},"eu_cookie_compliance":{"cookie_policy_version":"1.0.0","popup_enabled":true,"popup_agreed_enabled":false,"popup_hide_agreed":true,"popup_clicking_confirmation":false,"popup_scrolling_confirmation":false,"popup_html_info":"\u003Cdiv role=\u0022dialog\u0022 id=\u0022cookiepopup\u0022 title=\u0022Cookie popup\u0022 class=\u0022eu-cookie-compliance-banner eu-cookie-compliance-banner-info eu-cookie-compliance-banner--categories\u0022\u003E\n \u003Cdiv class=\u0022popup-content info\u0022\u003E\n \u003Cdiv class=\u0022popup-text\u0022\u003E\n \u003Cp\u003EWe use cookies to improve your online experience. Some cookies are necessary to make the site work. We\u2019d like to set additional cookies to understand how the website is used. These are optional. All cookie data is anonymised. View \u003Ca data-entity-substitution=\u0022canonical\u0022 data-entity-type=\u0022node\u0022 data-entity-uuid=\u0022e112e960-2a79-48ce-9cd3-8537356a784a\u0022 href=\u0022\/privacy\/our-use-cookies\u0022 title=\u0022Our use of cookies\u0022\u003Ecookies\u003C\/a\u003E.\u003C\/p\u003E\n\n \u003C\/div\u003E\n \u003Cul id=\u0022eu-cookie-compliance-categories\u0022 class=\u0022eu-cookie-compliance-categories list-inline list-unstyled hidden\u0022\u003E\n \u003Cli class=\u0022eu-cookie-compliance-category\u0022\u003E\n \u003Cdiv\u003E\n \u003Cinput type=\u0022checkbox\u0022 name=\u0022cookie-categories\u0022 id=\u0022cookie-category-functional\u0022\n value=\u0022functional\u0022 \u003E\n \u003Clabel for=\u0022cookie-category-functional\u0022\u003EFunctional\u003C\/label\u003E\n \u003C\/div\u003E\n\n \u003Cdiv class=\u0022eu-cookie-compliance-category-description\u0022\u003EThese cookies are necessary for the operation of the FCA.org.uk web site\u003C\/div\u003E\n \u003C\/li\u003E\n \u003Cli class=\u0022eu-cookie-compliance-category\u0022\u003E\n \u003Cdiv\u003E\n \u003Cinput type=\u0022checkbox\u0022 name=\u0022cookie-categories\u0022 id=\u0022cookie-category-tracking_ad\u0022\n value=\u0022tracking_ad\u0022 \u003E\n \u003Clabel for=\u0022cookie-category-tracking_ad\u0022\u003ENon-functional\u003C\/label\u003E\n \u003C\/div\u003E\n\n \u003Cdiv class=\u0022eu-cookie-compliance-category-description\u0022\u003EAccept analytics and campaign advertising cookies\u003C\/div\u003E\n \u003C\/li\u003E\n \u003C\/ul\u003E\n \u003Cdiv class=\u0022eu-cookie-compliance-category-fca-custom\u0022\u003E\n \u003Cbutton type=\u0022button\u0022 class=\u0022btn agree\u0022\u003EAccept additional cookies\u003C\/button\u003E\n \u003Cbutton type=\u0022button\u0022 class=\u0022btn dont-agree\u0022\u003EReject additional cookies\u003C\/button\u003E\n \u003C\/div\u003E\n \u003C\/div\u003E\n\u003C\/div\u003E","use_mobile_message":false,"mobile_popup_html_info":"\u003Cdiv role=\u0022dialog\u0022 id=\u0022cookiepopup\u0022 title=\u0022Cookie popup\u0022 class=\u0022eu-cookie-compliance-banner eu-cookie-compliance-banner-info eu-cookie-compliance-banner--categories\u0022\u003E\n \u003Cdiv class=\u0022popup-content info\u0022\u003E\n \u003Cdiv class=\u0022popup-text\u0022\u003E\n \n \u003C\/div\u003E\n \u003Cul id=\u0022eu-cookie-compliance-categories\u0022 class=\u0022eu-cookie-compliance-categories list-inline list-unstyled hidden\u0022\u003E\n \u003Cli class=\u0022eu-cookie-compliance-category\u0022\u003E\n \u003Cdiv\u003E\n \u003Cinput type=\u0022checkbox\u0022 name=\u0022cookie-categories\u0022 id=\u0022cookie-category-functional\u0022\n value=\u0022functional\u0022 \u003E\n \u003Clabel for=\u0022cookie-category-functional\u0022\u003EFunctional\u003C\/label\u003E\n \u003C\/div\u003E\n\n \u003Cdiv class=\u0022eu-cookie-compliance-category-description\u0022\u003EThese cookies are necessary for the operation of the FCA.org.uk web site\u003C\/div\u003E\n \u003C\/li\u003E\n \u003Cli class=\u0022eu-cookie-compliance-category\u0022\u003E\n \u003Cdiv\u003E\n \u003Cinput type=\u0022checkbox\u0022 name=\u0022cookie-categories\u0022 id=\u0022cookie-category-tracking_ad\u0022\n value=\u0022tracking_ad\u0022 \u003E\n \u003Clabel for=\u0022cookie-category-tracking_ad\u0022\u003ENon-functional\u003C\/label\u003E\n \u003C\/div\u003E\n\n \u003Cdiv class=\u0022eu-cookie-compliance-category-description\u0022\u003EAccept analytics and campaign advertising cookies\u003C\/div\u003E\n \u003C\/li\u003E\n \u003C\/ul\u003E\n \u003Cdiv class=\u0022eu-cookie-compliance-category-fca-custom\u0022\u003E\n \u003Cbutton type=\u0022button\u0022 class=\u0022btn agree\u0022\u003EAccept additional cookies\u003C\/button\u003E\n \u003Cbutton type=\u0022button\u0022 class=\u0022btn dont-agree\u0022\u003EReject additional cookies\u003C\/button\u003E\n \u003C\/div\u003E\n \u003C\/div\u003E\n\u003C\/div\u003E","mobile_breakpoint":768,"popup_html_agreed":false,"popup_use_bare_css":false,"popup_height":"auto","popup_width":"100%","popup_delay":0,"popup_link":"\/privacy","popup_link_new_window":true,"popup_position":true,"fixed_top_position":true,"popup_language":"en","store_consent":true,"better_support_for_screen_readers":false,"cookie_name":"fca-cookie-agreed","reload_page":false,"domain":"","domain_all_sites":true,"popup_eu_only":false,"popup_eu_only_js":false,"cookie_lifetime":100,"cookie_session":0,"set_cookie_session_zero_on_disagree":0,"disagree_do_not_show_popup":false,"method":"categories","automatic_cookies_removal":true,"allowed_cookies":"","withdraw_markup":"\u003Cbutton type=\u0022button\u0022 class=\u0022eu-cookie-withdraw-tab\u0022\u003EPrivacy settings\u003C\/button\u003E\n\u003Cdiv aria-labelledby=\u0022popup-text\u0022 class=\u0022eu-cookie-withdraw-banner\u0022\u003E\n \u003Cdiv class=\u0022popup-content info eu-cookie-compliance-content\u0022\u003E\n \u003Cdiv id=\u0022popup-text\u0022 class=\u0022eu-cookie-compliance-message\u0022 role=\u0022document\u0022\u003E\n \u003Ch2\u003EWe use cookies on this site to enhance your user experience\u003C\/h2\u003E\n\u003Cp\u003EYou have given your consent for us to set cookies.\u003C\/p\u003E\n\n \u003C\/div\u003E\n \u003Cdiv id=\u0022popup-buttons\u0022 class=\u0022eu-cookie-compliance-buttons\u0022\u003E\n \u003Cbutton type=\u0022button\u0022 class=\u0022eu-cookie-withdraw-button \u0022\u003EWithdraw consent\u003C\/button\u003E\n \u003C\/div\u003E\n \u003C\/div\u003E\n\u003C\/div\u003E","withdraw_enabled":false,"reload_options":null,"reload_routes_list":"","withdraw_button_on_info_popup":false,"cookie_categories":["functional","tracking_ad"],"cookie_categories_details":{"functional":{"uuid":"fb668dca-4dd1-4440-a59b-c9d1e9fadac3","langcode":"en","status":true,"dependencies":[],"_core":{"default_config_hash":"D36tcirS9rFdab-vbBsKvs8J4M5hJ92XFL2hzdzE49I"},"id":"functional","label":"Functional","description":"These cookies are necessary for the operation of the FCA.org.uk web site","checkbox_default_state":"required","weight":-9},"tracking_ad":{"uuid":"5465d273-1c80-4a6e-aad2-dbba16b67955","langcode":"en","status":true,"dependencies":[],"_core":{"default_config_hash":"PgmYhbjZvqPNFf00v-fm0sr1Osx9rNtzn--g1g1ILtI"},"id":"tracking_ad","label":"Non-functional","description":"Accept analytics and campaign advertising cookies","checkbox_default_state":"unchecked","weight":-8}},"enable_save_preferences_button":true,"cookie_value_disagreed":"0","cookie_value_agreed_show_thank_you":"1","cookie_value_agreed":"2","containing_element":"body","settings_tab_enabled":false,"olivero_primary_button_classes":"","olivero_secondary_button_classes":"","close_button_action":"close_banner","open_by_default":true,"modules_allow_popup":true,"hide_the_banner":false,"geoip_match":true},"simpleautologout":{"popup":1500000},"bootstrap":{"forms_has_error_value_toggle":1,"modal_animation":1,"modal_backdrop":"true","modal_focus_input":1,"modal_keyboard":1,"modal_select_text":1,"modal_show":1,"modal_size":"","popover_enabled":1,"popover_animation":1,"popover_auto_close":1,"popover_container":"body","popover_content":"","popover_delay":"0","popover_html":0,"popover_placement":"right","popover_selector":"","popover_title":"","popover_trigger":"click"},"fcaFunnelback":{"funnelbackCollection":"fcauk~sp-push-prod","profiles":{"header":"_default"}},"ajaxTrustedUrl":{"\/firms\/approved-persons?fca_action=search":true},"disable_all_popups":1,"global_popup":{"popup_global_enabled":1,"popup_global_title":"Global popup banner test","popup_global_text":"\u003Cp\u003Etest content\u0026nbsp;test content\u0026nbsp;test content\u0026nbsp;test content\u0026nbsp;test content\u0026nbsp;test content\u0026nbsp;test content.\u003C\/p\u003E\r\n","popup_config_button":"Continue"},"ckeditor5Premium":{"isMediaInstalled":true},"user":{"uid":0,"permissionsHash":"6f6109d1fc5d7d0e28d845bee4f04c752dd4edba77c644ed82733edde817fbbe"}}</script> <script src="/sites/default/files/js/js_igy8139-GxfXtSWBf2ze-7vS5TKGfMr3IkCW1_LgIfc.js?scope=footer&delta=0&language=en&theme=fca&include=eJyVkN0OwjAIhV-otY9EGGOzWVcaSv15e2s16sVuvCDAx4GcMIlYNcUSihS5sDpuQCJb5J72kiJm4nAEHd8sxbyFWVvBdHq3biEMPWBpOXOakDaojEpnWET3MV6TTJh8tXvfWAeKJLmCyhUIVVrl9MQHVg7pP1pYbbj4MRi-pcdmMsRsr7P9MW28pxU_Ydep6-6YLEqGekZlDR_gB5gf8K-HMg"></script> <script src="/modules/contrib/eu_cookie_compliance/js/eu_cookie_compliance.min.js?v=10.4.1" defer></script> <script src="/themes/custom/fca/assets/js/fca-cookie-patch.min.js?st52c4" defer></script> <script src="/sites/default/files/js/js_e8LCOZ0Y2Itk5w7zmGHxIP9vpfc5oyOwi7fpkd1juWM.js?scope=footer&delta=3&language=en&theme=fca&include=eJyVkN0OwjAIhV-otY9EGGOzWVcaSv15e2s16sVuvCDAx4GcMIlYNcUSihS5sDpuQCJb5J72kiJm4nAEHd8sxbyFWVvBdHq3biEMPWBpOXOakDaojEpnWET3MV6TTJh8tXvfWAeKJLmCyhUIVVrl9MQHVg7pP1pYbbj4MRi-pcdmMsRsr7P9MW28pxU_Ydep6-6YLEqGekZlDR_gB5gf8K-HMg"></script> <script src="//code.jquery.com/ui/1.11.4/jquery-ui.min.js"></script> <script src="/sites/default/files/js/js_O4I22dHUn0OLydtg9PNAbWV2CB50n_u4UM70l6ftlss.js?scope=footer&delta=5&language=en&theme=fca&include=eJyVkN0OwjAIhV-otY9EGGOzWVcaSv15e2s16sVuvCDAx4GcMIlYNcUSihS5sDpuQCJb5J72kiJm4nAEHd8sxbyFWVvBdHq3biEMPWBpOXOakDaojEpnWET3MV6TTJh8tXvfWAeKJLmCyhUIVVrl9MQHVg7pP1pYbbj4MRi-pcdmMsRsr7P9MW28pxU_Ydep6-6YLEqGekZlDR_gB5gf8K-HMg"></script> </body> </html>

CINXE.COM

Approved persons | FCA