CINXE.COM

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aria-labelledby="Securities Industry Essentials Exam (SIE)">Securities Industry Essentials Exam (SIE)</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contenteba0ebc3-0134-40a1-869d-3a5a30f05306--2" class="sf-depth-4 header sf-no-children"><a href="/registration-exams-ce/qualification-exams/series7" class="sf-depth-4" aria-labelledby="Series 7">Series 7</a></li></ol></li><li id="finra-homepage-nav-megamenus-new-menu-link-content1d435c60-0a5d-4ac1-baac-6feb68ac1aa4--2" class="sf-depth-3 header menuparent"><a href="/registration-exams-ce/continuing-education" class="sf-depth-3 menuparent" aria-labelledby="Continuing Education (CE)">Continuing Education (CE)</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content12708005-03a9-4813-a1c4-b79ccb575e00--2" class="sf-depth-4 header sf-no-children"><a href="/registration-exams-ce/continuing-education/regulatory-element-topics" class="sf-depth-4" aria-labelledby="View a Regulatory Element Learning Plan">View a Regulatory Element Learning Plan</a></li></ol></li></ol></div></li><li id="finra-homepage-nav-megamenus-new-menu-link-content87ac70da-476d-497b-bee4-39d65e59ea5f--2" class="sf-depth-2 header sf-multicolumn-column menuparent"><div class="sf-multicolumn-column"><a href="/registration-exams-ce" class="sf-depth-2 menuparent" aria-labelledby="Registration Section 3">Registration Section 3</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content1f87e2bc-137c-4e76-ba12-921ac5400696--2" class="sf-depth-3 header menuparent"><a href="/registration-exams-ce/classic-crd" class="sf-depth-3 menuparent" aria-labelledby="Registration Systems">Registration Systems</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content74de55a6-970c-49a4-877f-6a3cd1584db9--2" class="sf-depth-4 header sf-no-children"><a href="/registration-exams-ce/classic-crd" class="sf-depth-4" aria-labelledby="Classic CRD">Classic CRD</a></li><li 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class="sf-multicolumn-wrapper "><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content9cd640c1-feb7-4c4a-b67e-a3eaedacd028--2" class="sf-depth-2 header sf-multicolumn-column menuparent"><div class="sf-multicolumn-column"><a href="/events-training" class="sf-depth-2 menuparent" aria-labelledby="Events & Training Section 1">Events & Training Section 1</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-contentf380a1ac-d9fd-45e2-8f15-32b96331c18f--2" class="sf-depth-3 header sf-no-children"><a href="/events-training/conferences-events" class="sf-depth-3" aria-labelledby="Conferences & Events">Conferences & Events</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content9abdc27c-9497-426d-be8e-465a10d034ac--2" class="sf-depth-3 header sf-no-children"><a href="/events-training/finra-georgetown" class="sf-depth-3" aria-labelledby="FINRA Institute at Georgetown">FINRA Institute at Georgetown</a></li><li 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menuparent"><a href="/filing-reporting" class="sf-depth-1 menuparent" aria-labelledby="Filing & Reporting">Filing & Reporting</a><ul class="sf-multicolumn"><li class="sf-multicolumn-wrapper "><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content296db8b3-7b22-4c23-a036-06be44277a69--2" class="sf-depth-2 header sf-multicolumn-column menuparent"><div class="sf-multicolumn-column"><a href="/filing-reporting" class="sf-depth-2 menuparent" aria-labelledby="Filing & Reporting Section 1">Filing & Reporting Section 1</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-contentf874a19d-557b-487f-88f1-3d84445f4bc9--2" class="sf-depth-3 header sf-no-children"><a href="/filing-reporting/finra-gateway" class="sf-depth-3" aria-labelledby="FINRA Gateway">FINRA Gateway</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentf6c4c3c6-93c8-42cf-ab58-476a92d01380--2" class="sf-depth-3 header sf-no-children"><a href="/filing-reporting/systems-status" class="sf-depth-3" 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Update Email Archive">Weekly Update Email Archive</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content170de235-7c02-4852-984e-95eef4499125--2" class="sf-depth-3 header sf-no-children"><a href="/compliance-tools/peer-2-peer-compliance-library" class="sf-depth-3" aria-labelledby="Peer-2-Peer Compliance Library">Peer-2-Peer Compliance Library</a></li></ol></div></li></ol></li></ul></li><li id="finra-homepage-nav-megamenus-new-menu-link-content8a617041-43a3-43ff-9f58-6a2615970d47--2" class="active-trail sf-depth-1 header menuparent"><a href="/investors" class="sf-depth-1 menuparent" aria-labelledby="For Investors">For Investors</a><ul class="sf-multicolumn"><li class="sf-multicolumn-wrapper "><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content955b2de2-2baf-4187-9e39-086c21440220--2" class="active-trail sf-depth-2 header sf-multicolumn-column menuparent"><div class="sf-multicolumn-column"><a href="/investors" class="sf-depth-2 menuparent" aria-labelledby="For Investors Section 1">For Investors Section 1</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content1def6247-9eb1-41f1-a045-bbfc96316e74--2" class="sf-depth-3 header sf-no-children"><a href="/investors/insights" class="sf-depth-3" aria-labelledby="Investor Insights">Investor Insights</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content0f5c83d6-0199-481c-bdb8-4215fffb4371--2" class="active-trail sf-depth-3 header sf-no-children"><a href="/investors/tools-and-calculators" class="is-active sf-depth-3" aria-labelledby="Tools & Calculators">Tools & Calculators</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content53f5080d-f916-4b0a-942e-129c5cf72090--2" class="sf-depth-3 header menuparent"><a href="/investors/personal-finance" class="sf-depth-3 menuparent" aria-labelledby="Personal Finance">Personal Finance</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content7c320bbc-4fad-463a-97ee-024d99463fca--2" class="sf-depth-4 header sf-no-children"><a 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href="/investors/protect-your-money/avoid-fraud" class="sf-depth-4" aria-labelledby="Avoid Fraud">Avoid Fraud</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content773fb0c7-df7e-422b-a8f0-3689c3f58683--2" class="sf-depth-4 header sf-no-children"><a href="/investors/protect-your-money/protect-your-identity" class="sf-depth-4" aria-labelledby="Protect Your Identity">Protect Your Identity</a></li></ol></li></ol></div></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentf03d2691-6592-4649-b41d-6652712ef3d0--2" class="sf-depth-2 header sf-multicolumn-column menuparent"><div class="sf-multicolumn-column"><a href="/investors" class="sf-depth-2 menuparent" aria-labelledby="For Investors Section 3">For Investors Section 3</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-contentb0c88306-2bd6-4078-8a56-8766b2affe7f--2" class="sf-depth-3 header sf-no-children"><a href="/investors/military" class="sf-depth-3" aria-labelledby="For the Military">For the Military</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content1b13b9ef-e483-4cb3-bce6-a5e1069fc45e--2" class="sf-depth-3 header menuparent"><a href="/investors/need-help" class="sf-depth-3 menuparent" aria-labelledby="Need Help?">Need Help?</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-contentf4bc73f1-2d52-4a24-9c44-7d956273b8fb--2" class="sf-depth-4 header sf-no-children"><a href="/investors/need-help/file-a-complaint" class="sf-depth-4" aria-labelledby="File a Complaint">File a Complaint</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentcca58141-8642-401c-acd4-a857dae74c57--2" class="sf-depth-4 header sf-no-children"><a href="/investors/need-help/helpline-seniors" class="sf-depth-4" aria-labelledby="FINRA Securities Helpline for Seniors">FINRA Securities Helpline for Seniors</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentb8670cad-ba33-4aff-a609-45c82362ed80--2" class="sf-depth-4 header sf-no-children"><a href="/arbitration-mediation" class="sf-depth-4" aria-labelledby="Dispute Resolution">Dispute Resolution</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content6b4ead9c-d440-41c5-af0b-aa0f20f66919--2" class="sf-depth-4 header sf-no-children"><a href="/investors/need-help/legitimate-avenues-recovery-investment-losses" class="sf-depth-4" aria-labelledby="Avenues for Recovery of Losses">Avenues for Recovery of Losses</a></li></ol></li></ol></div></li></ol></li></ul></li> </ul> </div> </div> </section> </div> <hr> <div id="mob_menu_sec" class="secondary-menu" style = "display:none"> <section class="region region-secondary-menu"> <nav role="navigation" aria-labelledby="block-finrautilitymenu-menu" id="block-finrautilitymenu" data-block-plugin-id="system_menu_block:finra-utility-menu" class="block block-menu navigation menu--finra-utility-menu"> <h2 class="sr-only visually-hidden" id="block-finrautilitymenu-menu">FINRA Utility Menu</h2> <ul id="block-finrautilitymenu" 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data-drupal-link-system-path="node/136996">Protect Your Money</a> <ul class="menu collapse " id="protect-your-money-submenu"> <li class="nav-item"> <a href="/investors/protect-your-money/ask-and-check" class="nav-link" aria-labelledby="Ask and Check" data-drupal-link-system-path="node/10735">Ask and Check</a> </li> <li class="nav-item"> <a href="/investors/protect-your-money/avoid-fraud" class="nav-link" aria-labelledby="Avoid Fraud" data-drupal-link-system-path="node/9541">Avoid Fraud</a> </li> <li class="nav-item"> <a href="/investors/protect-your-money/protect-your-identity" class="nav-link" aria-labelledby="Protect Your Identity" data-drupal-link-system-path="node/2620">Protect Your Identity</a> </li> </ul> </li> <li class="nav-item"> <a href="/investors/military" class="nav-link" aria-labelledby="For the Military" data-drupal-link-system-path="node/178026">For the Military</a> </li> <li class="nav-item"> <a href="/investors/need-help" class="nav-link" aria-labelledby="Need Help?" data-drupal-link-system-path="node/201146">Need Help?</a> </li> </ul> </nav> </div> </div> </aside> </div> <main class="main-content col" id="content" role="main"> <section class="section"> <a id="main-content" tabindex="-1"></a> <div id="block-finra-bootstrap-sass-system-main" data-block-plugin-id="system_main_block" class="block block-system block-system-main-block"> <div class="content"> <article class="node node--type-article node--view-mode-full clearfix"> <div> <div class="layout layout--twocol-bricks"> <div class="row"> <div class="layout__region layout__region--top col-md-12"> <div class="block-region-top"><div data-block-plugin-id="entity_field:node:title" class="block block-ctools-block block-entity-fieldnodetitle"> <div class="content"> <span class="field field--name-title field--type-string field--label-hidden"><h1>Tools and Calculators</h1></span> </div> </div> </div> </div> </div> <div class="finra-container"> <div class="row"> </div> </div> <div class="finra-container"> <div class="row"> </div> </div> <div class="row"> <div class="layout__region layout__region--middle col-md-12"> <div class="block-region-middle"><div data-block-plugin-id="entity_field:node:body" class="block block-ctools-block block-entity-fieldnodebody"> <div class="content"> <div class="clearfix text-formatted field field--name-body field--type-text-with-summary field--label-hidden field__item"><p>Use FINRA’s tools and calculators to help you make informed financial decisions based on your own personal circumstances and financial needs.</p><hr /><h4 class="text-align-center">View our: <a href="#investor-tools">Investor Tools</a> | <a href="#calculators">Calculators </a>| <a href="#quizzes">Quizzes, Games & Educational Tools</a></h4><h3><a name="investor-tools" id="investor-tools"></a><br />Investor Tools</h3><h4><a href="http://www.finra.org/brokercheck" target="_parent">FINRA BrokerCheck</a></h4><p>Use our free tool to confirm whether investment professionals and firms are licensed. It should be the first resource you turn to when choosing whether to start or continue doing business with a particular person or firm.</p><h4><a href="/investors/professional-designations" target="_parent">Investment Professional Designations</a></h4><p>Use this tool to research what it takes to earn and maintain an investment designation—and what the designation’s acronym stands for.</p><h4><a href="https://www.finra.org/fundanalyzer" target="_parent">Fund Analyzer</a></h4><p>Automatically compare fees and analyze information on available mutual funds, exchange-traded funds, exchange-traded notes and money market funds. View the fund analyzer <a href="/investors/tools-and-calculators/using-finra-fund-analyzer">resources</a>.</p><h4><a href="/finra-data/fixed-income">FINRA Fixed Income Data</a></h4><p>Find fixed income security and trade information including real-time data on bonds and other fixed income products and aggregate data on fixed income markets.</p><h4><a href="https://finra-markets.morningstar.com/MarketData/Default.jsp" target="_parent">FINRA Market Data</a></h4><p>Find market information including stock quotes and other data on equities, options and mutual funds.</p><h4><a href="http://finraawardsonline.finra.org/" target="_parent">FINRA Arbitration Awards Online</a></h4><p>Use this tool to research past arbitration awards.</p><h4><a href="https://www.sec.gov/litigations/sec-action-look-up" target="_new">SEC Action Lookup – Individuals</a></h4><p>Find out whether a person offering an investment opportunity has been named as a defendant in an action by the Securities and Exchange Commission.</p><h4><a href="https://www.sec.gov/enforce/pause-unregistered-soliciting-entities" target="_new">Public Alert: Unregistered Soliciting Entities (PAUSE)</a></h4><p>Check out the SEC’s lists of unregistered entities that have been attempting to do business in the U.S., impersonators of actual firms and fictitious regulators.</p><hr /><p><a name="calculators" id="calculators"></a></p><h3>Calculators</h3><h4><br /><a href="https://tools.finra.org/retirement_calculator/" target="_parent">Retirement Calculator</a></h4><p>Make sure you have enough to see you through your retirement years.</p><h4><a href="http://www.socialsecurity.gov/retire2/estimator.htm" target="_parent">Retirement Estimator</a></h4><p>Estimate your actual Social Security earnings record.</p><h4><a href="https://tools.finra.org/rmd/#!/" target="_parent">401(k) and IRA Required Minimum Distribution Calculator</a></h4><p>Determine your Required Minimum Distribution (RMD) from a traditional 401(k) or IRA. </p><h4><a href="https://tools.finra.org/max401k/#!/" target="_parent">401(k) "Save the Max" Calculator</a></h4><p>Determine if you are on track to "save the max" in your 401(k) by maximizing your contributions each pay period so you can reach the allowed IRS limits.</p><h4><a href="https://tools.finra.org/savings_calculator/" target="_parent">Savings Calculator</a></h4><p>See how a consistent approach to investing can make your money grow.</p><h4><a href="https://tools.finra.org/college_savings/" target="_parent">Education Savings Calculator</a></h4><p>Calculate the amount you must invest each year to have enough money to cover the cost of education.</p><h4><a href="https://tools.finra.org/loan/#!/" target="_parent">Loan Calculator</a></h4><p>Determine the monthly payment for a fixed-rate loan such as a car loan or mortgage. Compare different offers or the merits of refinancing.</p><h4><a href="https://tools.finra.org/accrued_interest/#!/" target="_parent">Accrued Interest Calculator</a></h4><p>Interest on a bond accrues between regularly scheduled payments. To find out how much interest is owed on a given bond, use our accrued interest calculator.</p><hr /><p><a name="quizzes" id="quizzes"></a></p><h3>Quizzes, Games & Educational Tools</h3><h4><a href="https://www.finra.org/financial_literacy_quiz">Financial Literacy Quiz</a></h4><p>Test how your financial knowledge stacks up nationally and against others in your state.</p><h4><a href="https://tools.finra.org/knowledge_quiz#!/" target="_parent">FINRA Investing Knowledge Quiz</a></h4><p>Test your knowledge with this short quiz.</p><h4><a href="http://www.conemifyoucan.org/?utm_campaign=ConEmGame&amp%3Butm_medium=FINRASite&amp%3Butm_source=ToolsPage" target="_parent">Con 'Em If You Can</a></h4><p>In this interactive strategy game, learn firsthand about the tactics used to perpetrate fraud, so you'll be better able to defend against them.</p><h4><a href="https://tools.finra.org/risk_meter" target="_parent">Risk Meter</a></h4><p>See whether you share traits that have been shown to make some investors vulnerable to investment fraud.</p><h4><a href="https://tools.finra.org/scam_meter" target="_parent">Scam Meter</a></h4><p>With just four questions, our Scam Meter will help you tell if an investment opportunity might be a scam.</p><h4><a href="/investors/investing/investing-basics/smart-investing-courses" target="_parent">Smart Investing Courses</a></h4><p>Learn more about investing by taking one or more of our Smart Investing Courses on key investing topics.</p></div> </div> </div> </div> </div> </div> <div class="finra-container"> <div class="row"> </div> </div> <div class="finra-container"> <div class="row"> </div> </div> <div class="row"> <div class="layout__region layout__region--bottom col-md-12"> <div class="block-region-bottom"></div> </div> </div> </div> </div> </article> </div> </div> </section> </main> <div class="sidebar col-lg-2 finra-sidebar-second"> <aside class="section" role="complementary"> <section class="layout--right-nav region region-sidebar-second"> 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