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Forms and Instructions | U.S. Department of Labor

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</div> </div> <div id="header-content"> <span class="visually-hidden"> submenu</span> <div class="agency-nav-container" id="dol-primary-menu"> <div class="container"> <ul block="block-menu-block-olms" class="clearfix agency-submenu sub-nav-group cd-primary-nav is-fixed main-primary-menu inner-menu olms-menu" id="cd-primary-nav-secondary-desktop"> <li class="has-children" aria-haspopup="false"> <a href=""><span class="menu-border-wrapper"><span class="menutitle">FILE LABOR-MANAGEMENT (LM) REPORTS</span><span class="menuarrow"><p class="backtext">Back</p><i class="fas fa-chevron-down"></i></span></span></a> <ul class="cd-secondary-nav is-hidden"> <li class="has-children"> <ul class="main-primary-menu inner-agency-ul"> <li class="has-children" aria-haspopup="false"> <span><span>File Labor-Management (LM) Reports</span></span> <div class="unorder-flex"> <ul class="batch-wrapper"> <li class="batch-column-1"> <a href="/agencies/olms/reports/electronic-filing"><span class="menu-border-wrapper">File Labor Union, Trusteeship, Employer, and Consultant Reports (EFS)</span></a> </li> <li class="batch-column-1"> <a href="https://cba-olms.dol.gov"><span class="menu-border-wrapper">e-CBA Portal</span></a> </li> <li class="batch-column-1"> <a href="/agencies/olms/regs/compliance/GPEA_Forms/blanklmforms"><span class="menu-border-wrapper">File Surety Reports</span></a> </li> <li class="batch-column-1"> <a href="/agencies/olms/Regs/Compliance/formspage"><span class="menu-border-wrapper">Forms and Instructions</span></a> </li> <li class="batch-column-1"> <a href="/agencies/olms/data"><span class="menu-border-wrapper">Historical Filing Data</span></a> </li> </ul> </div> </li> </li> </ul> </ul> </li> <li class="has-children" aria-haspopup="false"> <a href="/agencies/olms/foia/reading-room"><span class="menu-border-wrapper"><span class="menutitle">SEARCH LABOR-MANAGEMENT (LM) REPORTS</span><span class="menuarrow"><p class="backtext">Back</p><i class="fas 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href="https://olmsapps.dol.gov/olpdr/?_ga=2.254274315.2020607130.1658153547-131188624.1645563445#Other%20Reports/Advanced%20Search/"><span class="menu-border-wrapper">Employer and Consultant Reports </span></a> </li> <li class="batch-column-1"> <a href="https://olmsapps.dol.gov/olpdr/?_ga=2.254274315.2020607130.1658153547-131188624.1645563445#Other%20Reports/LM-30%20Union%20Officers%20and%20Employees/"><span class="menu-border-wrapper">Union Officer and Employee Reports </span></a> </li> <li class="batch-column-1"> <a href="/agencies/olms/regs/compliance/cba"><span class="menu-border-wrapper">Collective Bargaining Agreements (CBAs)</span></a> </li> <li class="batch-column-1"> <a href="/agencies/olms/data"><span class="menu-border-wrapper">Historical Filing Data</span></a> </li> </ul> </div> </li> </li> </ul> </ul> </li> <li class="has-children" aria-haspopup="false"> <a href="/agencies/olms/criminal-enforcement"><span class="menu-border-wrapper"><span class="menutitle">ENFORCEMENT</span><span class="menuarrow"><p class="backtext">Back</p><i class="fas fa-chevron-down"></i></span></span></a> <ul class="cd-secondary-nav is-hidden"> <li class="has-children"> <ul class="main-primary-menu inner-agency-ul"> <li class="has-children" aria-haspopup="false"> <span><a href="/agencies/olms/criminal-enforcement" data-drupal-link-system-path="node/150523">Enforcement</a></span> <div class="unorder-flex"> <ul class="batch-wrapper"> <li class="batch-column-1"> <a href="/agencies/olms/integrity"><span class="menu-border-wrapper">Ensuring the Integrity of Labor Unions </span></a> </li> <li class="batch-column-1"> <a href="/agencies/olms/criminal-enforcement"><span class="menu-border-wrapper">Criminal Enforcement </span></a> </li> <li class="batch-column-1"> <a href="/agencies/olms/enforcement/data"><span class="menu-border-wrapper">Historical Enforcement Data</span></a> </li> <li class="batch-column-1"> <a href="/agencies/olms/civil-enforcement"><span class="menu-border-wrapper">Civil Enforcement </span></a> </li> <li class="batch-column-1"> <a href="/agencies/olms/foia/reading-room"><span class="menu-border-wrapper">Final Agency Decisions</span></a> </li> <li class="batch-column-1"> <a href="/agencies/olms/audits"><span class="menu-border-wrapper">Compliance Audits</span></a> </li> <li class="batch-column-1"> <a href="/agencies/olms/partnerships"><span class="menu-border-wrapper">Partnerships with Other Agencies </span></a> </li> </ul> </div> </li> </li> </ul> </ul> </li> <li class="has-children" aria-haspopup="false"> <a href=""><span class="menu-border-wrapper"><span class="menutitle">COMPLIANCE ASSISTANCE</span><span class="menuarrow"><p class="backtext">Back</p><i class="fas fa-chevron-down"></i></span></span></a> <ul class="cd-secondary-nav is-hidden"> <li class="has-children"> <ul class="main-primary-menu inner-agency-ul"> <li class="has-children" aria-haspopup="false"> <span><span>Compliance Assistance</span></span> <div class="unorder-flex"> <ul class="batch-wrapper"> <li class="batch-column-1"> <a href="/agencies/olms/compliance-assistance"><span class="menu-border-wrapper">Publications</span></a> </li> <li class="batch-column-1"> <a href="/agencies/olms/upcoming-ca-sessions"><span class="menu-border-wrapper">OLMS CA Sessions</span></a> </li> <li class="batch-column-1"> <a href="/agencies/olms/compliance-assistance/union-information"><span class="menu-border-wrapper">Union Resources</span></a> </li> <li class="batch-column-1"> <a href="/agencies/olms/regs/compliance/interp_manual/interpretativemanual"><span class="menu-border-wrapper">Interpretative Manual</span></a> </li> <li class="batch-column-1"> <a href="/agencies/olms/compliance-assistance/mass-transit-employee-protections"><span class="menu-border-wrapper">Transit Employee Protections (13c)</span></a> </li> <li class="batch-column-1"> <a href="/agencies/olms/compliance-assistance/employer-consultant-reporting"><span class="menu-border-wrapper">Employer and Consultant Reporting</span></a> </li> <li class="batch-column-1"> <a href="/agencies/olms/compliance-assistance/spanish"><span class="menu-border-wrapper">OLMS En Español</span></a> </li> </ul> </div> </li> </li> </ul> </ul> </li> <li class="has-children" aria-haspopup="false"> <a href=""><span class="menu-border-wrapper"><span class="menutitle">LAWS AND REGULATIONS</span><span class="menuarrow"><p class="backtext">Back</p><i class="fas fa-chevron-down"></i></span></span></a> <ul class="cd-secondary-nav is-hidden"> <li class="has-children"> <ul class="main-primary-menu inner-agency-ul"> <li class="has-children" aria-haspopup="false"> <span><span>Laws and Regulations</span></span> <div class="unorder-flex"> <ul class="batch-wrapper"> <li class="batch-column-1"> <a href="/agencies/olms/laws"><span class="menu-border-wrapper">Labor-Management Reporting and Disclosure Act (LMRDA)</span></a> </li> <li class="batch-column-1"> <a href="/agencies/olms/laws#csra"><span class="menu-border-wrapper">Civil Service Reform Act (CSRA)</span></a> </li> <li class="batch-column-1"> <a href="/agencies/olms/poster/labor-rights-federal-contractors"><span class="menu-border-wrapper">Poster: Notice of Employee Rights Under Federal Law (Executive Order 13496)</span></a> </li> <li class="batch-column-1"> <a href="/agencies/olms/compliance-assistance/mass-transit-employee-protections"><span class="menu-border-wrapper">Mass Transit Employee Protections</span></a> </li> </ul> </div> </li> </li> </ul> </ul> </li> <li class="has-children" aria-haspopup="false"> <a href="/agencies/olms/enforcement/coordination"><span class="menu-border-wrapper"><span class="menutitle">ABOUT US</span><span class="menuarrow"><p class="backtext">Back</p><i class="fas fa-chevron-down"></i></span></span></a> <ul class="cd-secondary-nav is-hidden"> <li class="has-children"> <ul class="main-primary-menu inner-agency-ul"> <li class="has-children" aria-haspopup="false"> <span><span>About Us</span></span> <div class="unorder-flex"> <ul class="batch-wrapper"> <li class="batch-column-1"> <a href="/agencies/olms/about"><span class="menu-border-wrapper">OLMS Summary</span></a> </li> <li class="batch-column-1"> <a href="/agencies/olms/history/index"><span class="menu-border-wrapper">History</span></a> </li> <li class="batch-column-1"> <a href="/agencies/olms/integrity"><span class="menu-border-wrapper">Ensuring the Integrity of Labor Unions</span></a> </li> <li class="batch-column-1"> <a href="/agencies/olms/careers"><span class="menu-border-wrapper">Careers</span></a> </li> <li class="batch-column-1"> <a href="/agencies/olms/about/organizational-chart"><span class="menu-border-wrapper">Organizational Chart</span></a> </li> <li class="batch-column-1"> <a href="https://blog.dol.gov/taxonomy/term/4156"><span class="menu-border-wrapper">From the Director&#039;s 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text-decoration-color:initial; text-decoration-style:initial; text-decoration-thickness:initial; text-indent:0px; text-transform:none; white-space:normal; widows:2; word-spacing:0px; } </style><ul class="columns usa-list babel" data-columns="4"><li class="babel"><a href="/sites/dolgov/files/OASAM/crc/files/Babel-Arabic.pdf">اَلْعَرَبِيَّةُ</a></li><li class="babel"><a href="/agencies/oasam/centers-offices/civil-rights-center/babel-notices/bengali">বাংলা</a></li><li class="babel"><a href="/agencies/oasam/centers-offices/civil-rights-center/babel-notices/bosnian">босански</a></li><li class="babel"><a href="/agencies/oasam/centers-offices/civil-rights-center/babel-notices/traditional-chinese">繁体中文</a></li><li class="babel"><a href="/agencies/oasam/centers-offices/civil-rights-center/babel-notices/simplified-chinese">简体中文</a></li><li class="babel"><a href="/agencies/oasam/centers-offices/civil-rights-center/babel-notices/french">Français</a></li><li class="babel"><a href="/agencies/oasam/centers-offices/civil-rights-center/babel-notices/hindi">भाषा</a></li><li class="babel"><a href="/agencies/oasam/centers-offices/civil-rights-center/babel-notices/haitain-creole">Kreyòl ayisyen</a></li><li class="babel"><a href="/agencies/oasam/centers-offices/civil-rights-center/babel-notices/korean">한국어</a></li><li class="babel"><a href="/sites/dolgov/files/OASAM/crc/files/Babel-Navajo.pdf">Diné Bizaad</a></li><li class="babel"><a href="/agencies/oasam/centers-offices/civil-rights-center/babel-notices/portuguese">Português</a></li><li class="babel"><a href="/agencies/oasam/centers-offices/civil-rights-center/babel-notices/russian">русский язык</a></li><li class="babel"><a href="/agencies/oasam/centers-offices/civil-rights-center/babel-notices/thai">ภาษาไทย</a></li><li class="babel"><a href="/agencies/oasam/centers-offices/civil-rights-center/babel-notices/spanish">Español</a></li><li class="babel"><a href="/agencies/oasam/centers-offices/civil-rights-center/babel-notices/vietnamese">Tiếng Việt</a></li><li class="babel"><a href="/agencies/oasam/centers-offices/civil-rights-center/babel-notices/tagalog">Tagalog</a></li></ul><p>&nbsp;</p><p><strong>IMPORTANT!</strong> These documents may contain important information about the Labor-Management Reporting and Disclosure Act (LMRDA) and the labor-management process. Union members, officers, and the public in general would benefit by having access to such information about labor unions, their officers and employees, employers, labor relations consultants, and surety companies.</p><p>If needed, email OLMS-Public@dol.gov or call (202) 693-1023 for assistance in the translation and understanding of the information in the documents that are public information and available for disclosure by OLMS.</p></div> </div> </div> </div> </div> <div> <div class="paragraph paragraph--type--text-block paragraph--view-mode--default"> <div class="field field--name-field-p-text field--type-text-long field--label-hidden clearfix"><p>OLMS administers a comprehensive reporting and disclosure program.&nbsp; Each union subject to the LMRDA is required to file an initial information report (Form LM-1) and copies of their constitution and bylaws. Unions must also file annual financial reports (Forms LM-2, LM-3, or LM-4) with OLMS each year, disclosing their assets, liabilities, receipts and disbursements, and parent unions must file reports (LM-15, LM 15(A), and LM-16) if they place a subordinate union in trusteeship. Additionally, other entities and individuals—employers (LM-10), labor relations consultants (LM-20 and LM-21), union officers and employees (LM-30), and surety companies (S-1)—are required to file reports under specified circumstances, such as for payments made by employers to labor relations consultants to persuade employees as to their collective bargaining rights.</p><ul><li><a href="/agencies/olms/reports/forms/lm-1-lm-2-lm-3-lm-4">Form LM-1 Labor Organization Information Report</a></li><li><a href="/agencies/olms/reports/faqs">Which Labor Organization Annual Report Form Should I Use?</a></li><li><a href="/agencies/olms/reports/forms/lm-1-lm-2-lm-3-lm-4">Form LM-2 Labor Organization Annual Report</a></li><li><a href="/agencies/olms/reports/forms/lm-1-lm-2-lm-3-lm-4">Form LM-3 Labor Organization Annual Report</a></li><li><a href="/agencies/olms/reports/forms/lm-1-lm-2-lm-3-lm-4">Form LM-4 Labor Organization Annual Report</a></li><li><a href="/agencies/olms/compliance-assistance/employer-consultant-reporting#lm10">Form LM-10 Employer Report</a></li><li><a href="/agencies/olms/compliance-assistance/trustee-requirements#rt">Form LM-15 Trusteeship Report</a></li><li><a href="/agencies/olms/compliance-assistance/trustee-requirements#rt">Form LM-15A Report on Selection of Delegates and Officers</a></li><li><a href="/agencies/olms/compliance-assistance/trustee-requirements#rt">Form LM-16 Terminal Trusteeship Report</a></li><li><a href="/agencies/olms/compliance-assistance/employer-consultant-reporting#lm20-21">Form LM-20 Agreement and Activities Report</a> (Consultant)</li><li><a href="/agencies/olms/compliance-assistance/employer-consultant-reporting#lm20-21">Form LM-21 Receipts and Disbursements Report</a> (Consultant)</li><li><a href="/agencies/olms/compliance-assistance/labor-organization-officer-employee-reporting">Form LM-30 Labor Organization Officer and Employee Report</a></li><li><a href="/agencies/olms/regs/compliance/GPEA_Forms/blanklmforms#FLMS1">Form S-1 Surety Company Annual Report</a></li></ul><p><strong>Notice: </strong><a href="/agencies/olms/coronavirus"><strong>Advisory on Union Officer Elections and Public Disclosure Reporting in Areas Affected by COVID-19 and Natural Disasters</strong></a></p><p>&nbsp;</p><p><strong>Last Updated: 9-30-24</strong></p></div> </div> </div> </div> </div> </div> </div> </div> </article> </div> </div> </div> </main> <footer class="olms-footer usa-footer usa-footer--big" role="contentinfo"> <div class="usa-footer__return-to-top container"> <a href="#" class="footer-scroll-to-top"><span>Scroll to Top</span> <i class="fa fa-arrow-circle-o-up" aria-hidden="true"></i></a> </div> <section class="dol-footer-nav"> <div> <div class="panel"> <ul block="block-menu-block-olms-footer-menu" class="clearfix dol-footer-nav-menu container"> <li> <a href="/agencies/olms/reports/electronic-filing" class="dol-footer-nav-link" 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