SEC Services | Marcum LLP | Accountants and Advisors

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src="/wp-content/uploads/2025-TaxPlanningGuide-nav.jpg" />  </a> </div> <div class="card__body"> <div class="card__overview"> <p>Practical insights and detailed strategies for businesses and individuals to maximize tax efficiency in 2025.</p> </div> <div class="mt4"> <a class="button tiny" href="/tax-guide">READ NOW</a> </div> </div> </article> </div> <div class="column"> <h3 class="mega-menu__title">Thoughts of the Week</h3> <article class="card card--has-button zoom-trigger"> <a href="https://www.marcumllp.com/thoughts-of-the-week/the-marcum-retrospective-part-6"> <div class="card__image"> <div class="card__image"> <img class="zoom-img" src="https://www.marcumllp.com/wp-content/uploads/totw-10182024-600x375.jpg" width="600" height="375" alt="The Marcum Retrospective – Part 6" title="The Marcum Retrospective – Part 6" /> </div> </div> <div class="card__body"> <div class="card__meta"> <span>October 18, 2024</span> </div> <h2 class="card__title">The Marcum Retrospective – Part 6</h2> <div class="card__overview"> <p>Thank you for allowing me to show up in your inbox every Friday morning and...</p> </div> </div> </a> </article> <a class="button tiny" href="/thoughts-of-the-week">View All</a> </div> </div> </div> </div> </div> </div>  </div> </div> </li> <li class="mega-drop"><a href="https://www.marcumllp.com/news-press-releases">News</a> <ul> <li><a href="https://www.marcumllp.com/news">As Seen In</a> </li> <li><a href="https://www.marcumllp.com/press-releases">Press Releases</a> </li> </ul> <div class="mega-menu"> <div class="row column">  <div class="mega-menu__row"> <div class="mega-menu__news"> <div class="mega-menu__news-left"> <h3 class="mega-menu__title">As Seen In</h3> <div class="news-grid"> <div class="news-grid__featured"> <article class="card card--no-box card--has-button zoom-trigger"> <a href="https://www.marcumllp.com/news/sean-saari-money-matters-tv-gift-tax"> <div class="card__image"> <div class="card__image"> <img class="zoom-img" src="https://www.marcumllp.com/wp-content/uploads/Sean-Saari-1-600x375.jpg" width="600" height="375" alt="" /> </div> </div> <div class="card__body"> <div class="card__meta"> <span>September 13, 2024</span> </div> <h2 class="card__title">Advisory Partner Sean Saari joins Marcum Wealth’s Jim Butler to discuss gift tax for Money Matters TV</h2> </div> <div class="card__action-container"> <div class="card__action"> <span class="card__action-center">Read More</span> <span class="card__action-icon icon-arrow-right-long"></span> </div> </div> </a> </article> </div> <div class="news-grid__addl"> <article class="card card--no-box card--has-button zoom-trigger"> <a href="https://www.marcumllp.com/news/louis-biscotti-forbes-deals-and-discounts-as-depriceflation-hits-retailers"> <div class="card__body"> <div class="card__meta"> <span>September 10, 2024</span> </div> <h2 class="card__title">Food & Beverage Leader Louis Biscotti details deals and discounts as depriceflation hits retailers for 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href="https://www.marcumllp.com/press-releases/marcums-latest-manufacturing-survey-reveals-resilience-amidst-challenges-and-highlights-strategic-shifts"> <div class="card__image"> <div class="card__image-labels"> <span class="card__image-label">Industrial Products</span> </div> <div class="card__image"> <img class="zoom-img" src="https://www.marcumllp.com/wp-content/uploads/pressrelease-2024-manufacturing-survey-600x375.jpg" width="600" height="375" alt="" /> </div> </div> <div class="card__body"> <div class="card__meta"> <span>October 18, 2024</span> </div> <h2 class="card__title">Marcum’s Latest Manufacturing Survey Reveals Resilience Amidst Challenges and Highlights Strategic Shifts</h2> </div> <div class="card__action-container"> <div class="card__action"> <span class="card__action-center">Read More</span> <span class="card__action-icon icon-arrow-right-long"></span> </div> </div> </a> </article> <div class="mt4"> <a class="button tiny" href="/press-releases">View All</a> </div> 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professionals who understand the complex rules associated with regulatory compliance.</p> <p>Each of our team members receives ongoing education and training, ensuring that you benefit from the most up-to-date service and guidance on SEC accounting and reporting issues. Our professionals are equipped to meet your assurance needs, as well as provide specialized advisory services. As an independent member of Leading Edge Alliance, you will have access to global resources and expertise, along with the responsiveness and personal touch you expect from a local firm.</p> </div> </div> </div> <div class="split-panel__right"> <div class="horizontal-featured-list">  <a class="horizontal-featured zoom-trigger" href="/wp-content/uploads/MarcumLLP-PCAOBInspectionReport.pdf" target="_blank" data-aos="fade-up-xsmall" data-aos-delay="100"> <div class="horizontal-featured__bg zoom-img" style="background-image:url('https://www.marcumllp.com/wp-content/uploads/pcaob-report-thumb.jpg')"></div> <div class="horizontal-featured__inner"> <div class="horizontal-featured__icon"><span class="icon-assurance"></span></div> <div class="horizontal-featured__body"> <h3 class="horizontal-featured__title">Marcum LLP PCAOB Report</h3> <p class="horizontal-featured__overview">Download Report</p> </div> </div> </a>   <a class="horizontal-featured zoom-trigger" href="/wp-content/uploads/MarcumLLP-PeerReviewReport.pdf" target="_blank" data-aos="fade-up-xsmall" data-aos-delay="200"> <div class="horizontal-featured__bg zoom-img" style="background-image:url('https://www.marcumllp.com/wp-content/uploads/peer-review-report-thumb.jpg')"></div> <div class="horizontal-featured__inner"> <div class="horizontal-featured__icon"><span class="icon-assurance"></span></div> <div class="horizontal-featured__body"> <h3 class="horizontal-featured__title">Marcum LLP Peer Review Report</h3> <p class="horizontal-featured__overview">Download Report</p> </div> </div> </a>  </div> </div> </div> </div> </section>   <section class="section section--off-white pt10 pb10" > <div class="row row-site column"> <div class="split-panel split-panel--right split-panel--image"> <div class="split-panel__left"> <div class="split-panel__content body-bullets"> <h2 class="h1" data-aos="fade-up-xsmall" data-aos-delay="100">SEC Services</h2> <div data-aos="fade-up-xsmall" data-aos-delay="200"> <p class="lead">Our professionals can provide you with the following services:</p> <ul class="bullets"> <li>Financial statement audits in accordance with PCAOB standards.</li> <li>Tax compliance and advisory services.</li> <li>Due diligence.</li> <li>Agreed-upon procedures and other attest work.</li> <li>Internal audit services.</li> <li>Sarbanes-Oxley Section 404 compliance services and software.</li> <li>Technical accounting assistance.</li> <li>IPO assistance.</li> </ul> </div> </div> </div> <div class="split-panel__right"> <div class="split-panel__image" data-aos="fade-right" data-aos-delay="100"> <img src="https://www.marcumllp.com/wp-content/uploads/inside-coronavirus-resources-insights.jpg" width="600" height="400" alt="" /> </div> </div> </div> </div> </section>  <section class="section section--white pt10 pb10"> <div class="row row-site column"> <div class="row"> <div class="medium-11 xlarge-10 xxlarge-9 medium-centered column" data-aos="fade-in" data-aos-delay="200"> <h3 class="h1">Reviews/Quality Control</h3> <p class="t3">Marcum LLP complies with the quality control standards established by AICPA (American Institute of Certified Public Accountants). We adhere to a program that addresses independence, integrity, and objectivity; personnel management; acceptance and continuance of clients; engagement performance; and monitoring.</p> <h3 class="h1">Review Department</h3> <p class="t3">Marcum’s review department serves as a technical resource for guidance with respect to Generally Accepted Accounting Principles (GAAP), Generally Accepted Auditing Standards (GAAS), Securities and Exchange Commission (SEC) Compliance, the standards of the Public Company Accounting Oversight Board (PCAOB), and all other accounting and audit-related issues.</p> <h3 class="h1">Specialty Audits</h3> <p class="t3">In addition to performing audits on financial statements of our regular clients, we perform specialty audits and offer a vast array of services to specialty industries.</p> </div> </div> </div> </section>  <section class="section section--off-white pt10 pb10" > <div class="row row-site column"> <div class="split-panel split-panel--left split-panel--image"> <div class="split-panel__left"> <div class="split-panel__content body-bullets"> <h2 class="h1" data-aos="fade-up-xsmall" data-aos-delay="100">Peer Review</h2> <div data-aos="fade-up-xsmall" data-aos-delay="200"> <p>To ensure that Marcum’s quality control standards meet, adhere to, and are in compliance with the standards established by the SEC Practice Section of the AICPA, we are reviewed tri-annually by a process called “Peer Review.”</p> <p>Peer review consists of a rigorous examination of the Firm’s systems, procedures and quality controls relating to the auditing, reviews, and compilations that Marcum performs. It is conducted by an independent CPA firm that issues an opinion based on their analysis. This review dictates that our system of quality control for auditing and accounting practices continue to meet objectives of and comply with the quality control standards established by the AICPA and monitored by the SEC and the PCAOB.</p> </div> </div> </div> <div class="split-panel__right"> <div class="split-panel__double-images"> <div class="split-panel__double-image-one" data-aos="fade-up-left" data-aos-delay="300"> <img src="https://www.marcumllp.com/wp-content/uploads/double-feature-30.jpg" width="350" height="400" alt="row of business people" /> </div> <div class="split-panel__double-image-two" data-aos="fade-up-left" data-aos-delay="200"> <img src="https://www.marcumllp.com/wp-content/uploads/double-feature-71.jpg" width="350" height="400" alt="" /> </div> </div> </div> </div> </div> </section>   <section class="section section--bg pt10 pb10" style="background-image:url('https://www.marcumllp.com/wp-content/uploads/banner-newsletter-sec-insights.jpg');"> <div 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class="card__title">Marlton Office Managing Partner Neil Levine talks compliance in the current regulatory environment on the Mission Matters Podcast</h2> </div> <div class="card__action-container"> <div class="card__action"> <span class="card__action-center">Read More</span> <span class="card__action-icon icon-arrow-right-long"></span> </div> </div> </a> </article> </div> </div>   <div class="card-carousel__slides"> <div class="card-carousel__slides-block "> <article class="card card--has-button zoom-trigger"> <a href="https://www.marcumllp.com/insights/enhanced-disclosures-and-protections-secs-latest-move-on-spac-ipos-and-transactions"> <div class="card__image"> <div class="card__image-labels"> <span class="card__image-label">Insights</span> </div> <div class="card__image"> <img class="zoom-img" src="https://www.marcumllp.com/wp-content/uploads/insights-enhanced-disclosures-and-protections-sec-spac-ipos-and-transactions-600x375.jpg" width="600" height="375" alt="Enhanced Disclosures and Protections: SEC’s Latest Move on SPAC IPOs and Transactions" title="Enhanced Disclosures and Protections: SEC’s Latest Move on SPAC IPOs and Transactions" /> </div> </div> <div class="card__body matchme"> <div class="card__meta"> <span>January 30, 2024</span> </div> <h2 class="card__title">Enhanced Disclosures and Protections: SEC’s Latest Move on SPAC IPOs and Transactions</h2> </div> <div class="card__action-container"> <div class="card__action"> <span class="card__action-center">Read More</span> <span class="card__action-icon icon-arrow-right-long"></span> </div> </div> </a> </article> </div> </div>  </div> </div> </div> </section>  <section class="section section--off-white pt10 pb10"> <div class="row row-site column"> <div class="people-locations js-people-locations"> <h3 class="h1" data-aos="fade-right" data-aos-delay="100">Contacts</h3> <div class="people-locations__filter"> <p class="people-locations__filter-title" data-aos="fade-right" data-aos-delay="200">Select the 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href="https://www.marcumllp.com/people/john-gabriel"><img src="https://www.marcumllp.com/wp-content/uploads/John-Gabriel-220x264.jpg" width="220" height="264" alt="John Gabriel" title="John Gabriel" /></a> <div class="bio__links"> <ul> <li><a href="https://www.marcumllp.com/wp-content/uploads/john_gabriel.vcf" download="https://www.marcumllp.com/wp-content/uploads/john_gabriel.vcf"><span class="icon-contact-card"></span></a></li> <li><a href="javascript:window.location.href=atob('bWFpbHRvOmpvaG4uZ2FicmllbEBtYXJjdW1sbHAuY29tP3N1YmplY3Q9UXVlc3Rpb24gLSBNYXJjdW0gTExQIFdlYnNpdGU=')"><span class="icon-mail"></span></a></li> <li><a href="https://www.linkedin.com/pub/john-gabriel/4/a43/91" target="_blank"><span class="icon-linkedin"></span></a></li> </ul> </div> </div> <div class="bio__body"> <h3 class="bio__name"><a href="https://www.marcumllp.com/people/john-gabriel">John Gabriel</a></h3> <h4 class="bio__title">Partner</h4> <ul class="bio__meta"> <li>Assurance</li> <li> West Palm Beach, FL</li> </ul> </div> </div> </div>   <div data-location="New York" class="column column-block ajax-item" data-aos="fade-up-xsmall"> <div class="bio"> <div class="bio__image"> <a href="https://www.marcumllp.com/people/gregory-giugliano"><img src="https://www.marcumllp.com/wp-content/uploads/Gregory-Giugliano-220x264.jpg" width="220" height="264" alt="Greg Giugliano" title="Greg Giugliano" /></a> <div class="bio__links"> <ul> <li><a href="https://www.marcumllp.com/wp-content/uploads/Gregory-Giugliano.vcf" download="https://www.marcumllp.com/wp-content/uploads/Gregory-Giugliano.vcf"><span class="icon-contact-card"></span></a></li> <li><a href="javascript:window.location.href=atob('bWFpbHRvOmdyZWcuZ2l1Z2xpYW5vQG1hcmN1bWxscC5jb20/c3ViamVjdD1RdWVzdGlvbiAtIE1hcmN1bSBMTFAgV2Vic2l0ZQ==')"><span class="icon-mail"></span></a></li> <li><a href="https://www.linkedin.com/pub/gregory-giugliano/49/31/6b5" target="_blank"><span class="icon-linkedin"></span></a></li> </ul> </div> </div> <div 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class="bio__title">Partner</h4> <ul class="bio__meta"> <li>Assurance</li> <li> Fort Lauderdale, FL</li> </ul> </div> </div> </div>   <div data-location="Massachusetts" class="column column-block ajax-item" data-aos="fade-up-xsmall"> <div class="bio"> <div class="bio__image"> <a href="https://www.marcumllp.com/people/john-mccarthy"><img src="https://www.marcumllp.com/wp-content/uploads/John-McCarthy-220x264.jpg" width="220" height="264" alt="John McCarthy" title="John McCarthy" /></a> <div class="bio__links"> <ul> <li><a href="https://www.marcumllp.com/wp-content/uploads/John-McCarthy.vcf" download="https://www.marcumllp.com/wp-content/uploads/John-McCarthy.vcf"><span class="icon-contact-card"></span></a></li> <li><a href="javascript:window.location.href=atob('bWFpbHRvOmpvaG4ubWNjYXJ0aHlAbWFyY3VtbGxwLmNvbT9zdWJqZWN0PVF1ZXN0aW9uIC0gTWFyY3VtIExMUCBXZWJzaXRl')"><span class="icon-mail"></span></a></li> <li><a href="https://www.linkedin.com/in/jemccarthy" target="_blank"><span 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