CINXE.COM
Office of Ethics, Risk and Compliance Services | Office of the Chancellor
<!DOCTYPE html> <html lang="en" dir="ltr"> <head> <meta http-equiv="X-UA-Compatible" content="IE=edge" /> <meta http-equiv="Content-Type" content="text/html; charset=utf-8" /> <meta name="Generator" content="Drupal 7 (http://drupal.org)" /> <link rel="canonical" href="/oercs-services" /> <link rel="shortlink" href="/node/9" /> <link rel="shortcut icon" href="https://chancellor.berkeley.edu/profiles/openberkeley/themes/openberkeley_theme_brand/favicon.ico" type="image/vnd.microsoft.icon" /> <meta name="viewport" content="width=device-width, initial-scale=1.0" /> <meta name="twitter:dnt" content="on"> <title>Office of Ethics, Risk and Compliance Services | Office of the Chancellor</title> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/modules/system/system.base.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/modules/system/system.messages.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/modules/system/system.theme.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/modules/panopoly/panopoly_core/css/panopoly-jquery-ui-theme.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/modules/contrib/jquery_update/replace/ui/themes/base/minified/jquery.ui.accordion.min.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/modules/field/theme/field.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/modules/contrib/mvpcreator_theme/css/mvpcreator-theme.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/modules/node/node.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/modules/openberkeley/openberkeley_brand_widgets/css/openberkeley-widgets-hero.css?snaol4" media="screen" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/modules/openberkeley/openberkeley_brand_widgets/css/openberkeley-widgets-image.css?snaol4" media="screen" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/modules/openberkeley/openberkeley_brand_widgets/css/openberkeley-widgets-modal.css?snaol4" media="screen" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/modules/openberkeley/openberkeley_brand_widgets/css/openberkeley-widgets-promo.css?snaol4" media="screen" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/modules/openberkeley/openberkeley_brand_widgets/css/openberkeley-widgets-thumbnail-list.css?snaol4" media="screen" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/modules/openberkeley/openberkeley_faq/openberkeley_faq.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/modules/openberkeley/openberkeley_news/openberkeley_news.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/modules/openberkeley/openberkeley_people/openberkeley_people.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/modules/openberkeley/openberkeley_theme/openberkeley-theme.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/modules/openberkeley/openberkeley_search/openberkeley_top_results/openberkeley_top_results.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/modules/openberkeley/openberkeley_wysiwyg_override/css/openberkeley-wysiwyg-override-list-properties.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/modules/panopoly/panopoly_core/css/panopoly-dropbutton.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/modules/panopoly/panopoly_magic/css/panopoly-magic.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/modules/panopoly/panopoly_theme/css/panopoly-featured.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/modules/panopoly/panopoly_theme/css/panopoly-accordian.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/modules/panopoly/panopoly_theme/css/panopoly-layouts.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/modules/panopoly/panopoly_widgets/panopoly-widgets.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/modules/panopoly/panopoly_widgets/panopoly-widgets-spotlight.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/modules/panopoly/panopoly_wysiwyg/panopoly-wysiwyg.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/modules/contrib/radix_layouts/radix_layouts.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/modules/search/search.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/modules/user/user.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/modules/contrib/extlink/css/extlink.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/modules/contrib/views/css/views.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/modules/openberkeley/openberkeley_widgets/openberkeley_widgets.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/modules/contrib/caption_filter/caption-filter.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/modules/contrib/ctools/css/ctools.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/modules/contrib/panels/css/panels.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/themes/openberkeley_theme_brand/assets/css/bootstrap-custom.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/themes/openberkeley_theme_base/assets/css/bootstrap-accessibility.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/themes/openberkeley_theme_base/assets/css/openberkeley_theme_base.style.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/themes/openberkeley_theme_brand/assets/css/openberkeley_theme_brand.style.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/themes/openberkeley_theme_brand/assets/css/brand_openberkeley_event.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/themes/openberkeley_theme_brand/assets/css/brand_openberkeley_event_reg.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/themes/openberkeley_theme_brand/assets/css/brand_openberkeley_news.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/themes/openberkeley_theme_brand/assets/css/brand_openberkeley_portfolio.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/themes/openberkeley_theme_brand/assets/css/brand_openberkeley_privatepages.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/themes/openberkeley_theme_brand/assets/css/brand_openberkeley_pubs.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/themes/openberkeley_theme_brand/assets/css/brand_openberkeley_people.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/themes/openberkeley_theme_brand/assets/css/brand_openberkeley_search.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/themes/openberkeley_theme_brand/assets/css/brand_openberkeley_faq.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/themes/openberkeley_theme_brand/assets/css/print.css?snaol4" media="print" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/modules/openberkeley/openberkeley_theme/openberkeley-theme-collapsible.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/modules/openberkeley/openberkeley_wysiwyg_override/css/openberkeley-wysiwyg-override.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/modules/panopoly/panopoly_images/panopoly-images.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/themes/openberkeley_theme_base/assets/fonts/fontawesome-v6/css/fontawesome.min.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/themes/openberkeley_theme_base/assets/fonts/fontawesome-v6/css/brands.min.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/themes/openberkeley_theme_base/assets/fonts/fontawesome-v6/css/solid.min.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="https://chancellor.berkeley.edu/profiles/openberkeley/themes/openberkeley_theme_base/assets/fonts/fontawesome-v6/css/v4-font-face.min.css?snaol4" media="all" /> <link type="text/css" rel="stylesheet" href="//fonts.googleapis.com/css?family=Open+Sans:300italic,400italic,600italic,700italic,800italic,400,300,600,700,800" media="all" /> <link type="text/css" rel="stylesheet" href="//use.typekit.net/aeg3kye.css" media="all" /> <script type="application/json" data-drupal-selector="drupal-settings-json">{"basePath":"\/","pathPrefix":"","setHasJsCookie":0,"ajaxPageState":{"theme":"openberkeley_theme_brand","theme_token":"40ByjlLeEMe2DT-i_raGcX7jfHpMlTxBdsZ4No4aizU","js":{"profiles\/openberkeley\/modules\/panopoly\/panopoly_widgets\/panopoly-widgets.js":1,"profiles\/openberkeley\/modules\/panopoly\/panopoly_widgets\/panopoly-widgets-spotlight.js":1,"profiles\/openberkeley\/modules\/openberkeley\/openberkeley_admin\/openberkeley_admin_siteimprove.js":1,"profiles\/openberkeley\/themes\/openberkeley_theme_base\/assets\/js\/bootstrap-accessibility.js":1,"profiles\/openberkeley\/modules\/contrib\/jquery_update\/replace\/jquery\/1.10\/jquery.min.js":1,"misc\/jquery-extend-3.4.0.js":1,"misc\/jquery-html-prefilter-3.5.0-backport.js":1,"misc\/jquery.once.js":1,"misc\/drupal.js":1,"misc\/drupal-settings-loader.js":1,"profiles\/openberkeley\/libraries\/bootstrap\/js\/bootstrap.min.js":1,"profiles\/openberkeley\/modules\/contrib\/jquery_update\/replace\/ui\/ui\/minified\/jquery.ui.core.min.js":1,"profiles\/openberkeley\/modules\/contrib\/jquery_update\/replace\/ui\/ui\/minified\/jquery.ui.widget.min.js":1,"profiles\/openberkeley\/modules\/contrib\/jquery_update\/replace\/ui\/ui\/minified\/jquery.ui.tabs.min.js":1,"profiles\/openberkeley\/modules\/contrib\/jquery_update\/replace\/ui\/ui\/minified\/jquery.ui.accordion.min.js":1,"misc\/form-single-submit.js":1,"profiles\/openberkeley\/modules\/panopoly\/panopoly_images\/panopoly-images.js":1,"profiles\/openberkeley\/modules\/contrib\/entityreference\/js\/entityreference.js":1,"profiles\/openberkeley\/modules\/openberkeley\/openberkeley_faq\/openberkeley_faq.js":1,"profiles\/openberkeley\/modules\/openberkeley\/openberkeley_theme\/openberkeley_theme.js":1,"profiles\/openberkeley\/modules\/openberkeley\/openberkeley_twitter\/js\/openberkeley-twitter.js":1,"profiles\/openberkeley\/modules\/openberkeley\/openberkeley_wysiwyg_override\/js\/openberkeley-wysiwyg-override.js":1,"profiles\/openberkeley\/modules\/panopoly\/panopoly_magic\/panopoly-magic.js":1,"profiles\/openberkeley\/modules\/panopoly\/panopoly_theme\/js\/panopoly-accordion.js":1,"profiles\/openberkeley\/modules\/contrib\/caption_filter\/js\/caption-filter.js":1,"profiles\/openberkeley\/libraries\/maphilight\/jquery.maphilight.min.js":1,"profiles\/openberkeley\/libraries\/jquery.imagesloaded\/jquery.imagesloaded.min.js":1,"profiles\/openberkeley\/modules\/contrib\/google_analytics\/googleanalytics.js":1,"https:\/\/www.googletagmanager.com\/gtag\/js?id=UA-36103046-1":1,"public:\/\/js\/google-analytics-aa39a877a68487837fe133b932ad9be5.js":1,"profiles\/openberkeley\/modules\/contrib\/extlink\/js\/extlink.js":1,"profiles\/openberkeley\/themes\/radix\/assets\/js\/radix.script.js":1,"profiles\/openberkeley\/themes\/openberkeley_theme_base\/assets\/js\/openberkeley_theme_base.script.js":1,"profiles\/openberkeley\/themes\/openberkeley_theme_base\/assets\/js\/drupal-announce.js":1,"profiles\/openberkeley\/themes\/openberkeley_theme_brand\/assets\/js\/openberkeley_theme_brand.script.js":1},"css":{"modules\/system\/system.base.css":1,"modules\/system\/system.messages.css":1,"modules\/system\/system.theme.css":1,"misc\/ui\/jquery.ui.theme.css":1,"misc\/ui\/jquery.ui.accordion.css":1,"modules\/field\/theme\/field.css":1,"profiles\/openberkeley\/modules\/contrib\/mvpcreator_theme\/css\/mvpcreator-theme.css":1,"modules\/node\/node.css":1,"profiles\/openberkeley\/modules\/openberkeley\/openberkeley_brand_widgets\/css\/openberkeley-widgets-hero.css":1,"profiles\/openberkeley\/modules\/openberkeley\/openberkeley_brand_widgets\/css\/openberkeley-widgets-image.css":1,"profiles\/openberkeley\/modules\/openberkeley\/openberkeley_brand_widgets\/css\/openberkeley-widgets-modal.css":1,"profiles\/openberkeley\/modules\/openberkeley\/openberkeley_brand_widgets\/css\/openberkeley-widgets-promo.css":1,"profiles\/openberkeley\/modules\/openberkeley\/openberkeley_brand_widgets\/css\/openberkeley-widgets-thumbnail-list.css":1,"profiles\/openberkeley\/modules\/openberkeley\/openberkeley_faq\/openberkeley_faq.css":1,"profiles\/openberkeley\/modules\/openberkeley\/openberkeley_news\/openberkeley_news.css":1,"profiles\/openberkeley\/modules\/openberkeley\/openberkeley_people\/openberkeley_people.css":1,"profiles\/openberkeley\/modules\/openberkeley\/openberkeley_theme\/openberkeley-theme.css":1,"profiles\/openberkeley\/modules\/openberkeley\/openberkeley_search\/openberkeley_top_results\/openberkeley_top_results.css":1,"profiles\/openberkeley\/modules\/openberkeley\/openberkeley_wysiwyg_override\/css\/openberkeley-wysiwyg-override-list-properties.css":1,"profiles\/openberkeley\/modules\/panopoly\/panopoly_core\/css\/panopoly-dropbutton.css":1,"profiles\/openberkeley\/modules\/panopoly\/panopoly_magic\/css\/panopoly-magic.css":1,"profiles\/openberkeley\/modules\/panopoly\/panopoly_theme\/css\/panopoly-featured.css":1,"profiles\/openberkeley\/modules\/panopoly\/panopoly_theme\/css\/panopoly-accordian.css":1,"profiles\/openberkeley\/modules\/panopoly\/panopoly_theme\/css\/panopoly-layouts.css":1,"profiles\/openberkeley\/modules\/panopoly\/panopoly_widgets\/panopoly-widgets.css":1,"profiles\/openberkeley\/modules\/panopoly\/panopoly_widgets\/panopoly-widgets-spotlight.css":1,"profiles\/openberkeley\/modules\/panopoly\/panopoly_wysiwyg\/panopoly-wysiwyg.css":1,"profiles\/openberkeley\/modules\/contrib\/radix_layouts\/radix_layouts.css":1,"modules\/search\/search.css":1,"modules\/user\/user.css":1,"profiles\/openberkeley\/modules\/contrib\/extlink\/css\/extlink.css":1,"profiles\/openberkeley\/modules\/contrib\/views\/css\/views.css":1,"profiles\/openberkeley\/modules\/openberkeley\/openberkeley_widgets\/openberkeley_widgets.css":1,"profiles\/openberkeley\/modules\/contrib\/caption_filter\/caption-filter.css":1,"profiles\/openberkeley\/modules\/contrib\/ctools\/css\/ctools.css":1,"profiles\/openberkeley\/modules\/contrib\/panels\/css\/panels.css":1,"profiles\/openberkeley\/themes\/openberkeley_theme_brand\/assets\/css\/bootstrap-custom.css":1,"profiles\/openberkeley\/themes\/openberkeley_theme_base\/assets\/css\/bootstrap-accessibility.css":1,"profiles\/openberkeley\/themes\/openberkeley_theme_base\/assets\/css\/openberkeley_theme_base.style.css":1,"profiles\/openberkeley\/themes\/openberkeley_theme_brand\/assets\/css\/openberkeley_theme_brand.style.css":1,"profiles\/openberkeley\/themes\/openberkeley_theme_brand\/assets\/css\/brand_openberkeley_event.css":1,"profiles\/openberkeley\/themes\/openberkeley_theme_brand\/assets\/css\/brand_openberkeley_event_reg.css":1,"profiles\/openberkeley\/themes\/openberkeley_theme_brand\/assets\/css\/brand_openberkeley_news.css":1,"profiles\/openberkeley\/themes\/openberkeley_theme_brand\/assets\/css\/brand_openberkeley_portfolio.css":1,"profiles\/openberkeley\/themes\/openberkeley_theme_brand\/assets\/css\/brand_openberkeley_privatepages.css":1,"profiles\/openberkeley\/themes\/openberkeley_theme_brand\/assets\/css\/brand_openberkeley_pubs.css":1,"profiles\/openberkeley\/themes\/openberkeley_theme_brand\/assets\/css\/brand_openberkeley_people.css":1,"profiles\/openberkeley\/themes\/openberkeley_theme_brand\/assets\/css\/brand_openberkeley_search.css":1,"profiles\/openberkeley\/themes\/openberkeley_theme_brand\/assets\/css\/brand_openberkeley_faq.css":1,"profiles\/openberkeley\/themes\/openberkeley_theme_brand\/assets\/css\/print.css":1,"profiles\/openberkeley\/modules\/openberkeley\/openberkeley_theme\/openberkeley-theme-collapsible.css":1,"profiles\/openberkeley\/modules\/openberkeley\/openberkeley_wysiwyg_override\/css\/openberkeley-wysiwyg-override.css":1,"profiles\/openberkeley\/modules\/panopoly\/panopoly_images\/panopoly-images.css":1,"profiles\/openberkeley\/themes\/openberkeley_theme_base\/assets\/fonts\/fontawesome-v6\/css\/fontawesome.min.css":1,"profiles\/openberkeley\/themes\/openberkeley_theme_base\/assets\/fonts\/fontawesome-v6\/css\/brands.min.css":1,"profiles\/openberkeley\/themes\/openberkeley_theme_base\/assets\/fonts\/fontawesome-v6\/css\/solid.min.css":1,"profiles\/openberkeley\/themes\/openberkeley_theme_base\/assets\/fonts\/fontawesome-v6\/css\/v4-font-face.min.css":1,"\/\/fonts.googleapis.com\/css?family=Open+Sans:300italic,400italic,600italic,700italic,800italic,400,300,600,700,800":1,"\/\/use.typekit.net\/aeg3kye.css":1}},"CToolsModal":{"modalSize":{"type":"scale","width":".9","height":".9","addWidth":0,"addHeight":0,"contentRight":25,"contentBottom":75},"modalOptions":{"opacity":".55","background-color":"#FFF"},"animationSpeed":"fast","modalTheme":"CToolsModalDialog","throbberTheme":"CToolsModalThrobber"},"panopoly_magic":{"pane_add_preview_mode":"automatic"},"googleanalytics":{"account":["UA-36103046-1","G-RG99QC46CW"],"trackOutbound":1,"trackMailto":1,"trackDownload":1,"trackDownloadExtensions":"7z|aac|arc|arj|asf|asx|avi|bin|csv|doc(x|m)?|dot(x|m)?|exe|flv|gif|gz|gzip|hqx|jar|jpe?g|js|mp(2|3|4|e?g)|mov(ie)?|msi|msp|pdf|phps|png|ppt(x|m)?|pot(x|m)?|pps(x|m)?|ppam|sld(x|m)?|thmx|qtm?|ra(m|r)?|sea|sit|tar|tgz|torrent|txt|wav|wma|wmv|wpd|xls(x|m|b)?|xlt(x|m)|xlam|xml|z|zip"},"urlIsAjaxTrusted":{"\/search\/node":true},"extlink":{"extTarget":0,"extClass":"ext","extLabel":"(link is external)","extImgClass":0,"extIconPlacement":"append","extSubdomains":0,"extExclude":"(chancellor\\.berkeley\\.edu)","extInclude":"","extCssExclude":"map","extCssExplicit":"","extAlert":0,"extAlertText":"You are about to leave the Office of the Chancellor website to visit an external website.","mailtoClass":"mailto","mailtoLabel":"(link sends e-mail)","extUseFontAwesome":false},"openberkeley_theme_base":{"disable_linearizable_tables":false,"file_link_icons":0}}</script> <script type="text/javascript" src="https://chancellor.berkeley.edu/profiles/openberkeley/modules/contrib/jquery_update/replace/jquery/1.10/jquery.min.js?v=1.10.2"></script> <script type="text/javascript" src="https://chancellor.berkeley.edu/misc/jquery-extend-3.4.0.js?v=1.10.2"></script> <script type="text/javascript" src="https://chancellor.berkeley.edu/misc/jquery-html-prefilter-3.5.0-backport.js?v=1.10.2"></script> <script type="text/javascript" src="https://chancellor.berkeley.edu/misc/jquery.once.js?v=1.2"></script> <script type="text/javascript" src="https://chancellor.berkeley.edu/misc/drupal.js?snaol4"></script> <script type="text/javascript" src="https://chancellor.berkeley.edu/misc/drupal-settings-loader.js?snaol4"></script> <script type="text/javascript" src="https://chancellor.berkeley.edu/profiles/openberkeley/libraries/bootstrap/js/bootstrap.min.js?snaol4"></script> <script type="text/javascript" src="https://chancellor.berkeley.edu/profiles/openberkeley/modules/contrib/jquery_update/replace/ui/ui/minified/jquery.ui.core.min.js?v=1.10.2"></script> <script type="text/javascript" src="https://chancellor.berkeley.edu/profiles/openberkeley/modules/contrib/jquery_update/replace/ui/ui/minified/jquery.ui.widget.min.js?v=1.10.2"></script> <script type="text/javascript" src="https://chancellor.berkeley.edu/profiles/openberkeley/modules/contrib/jquery_update/replace/ui/ui/minified/jquery.ui.tabs.min.js?v=1.10.2"></script> <script type="text/javascript" src="https://chancellor.berkeley.edu/profiles/openberkeley/modules/contrib/jquery_update/replace/ui/ui/minified/jquery.ui.accordion.min.js?v=1.10.2"></script> <script type="text/javascript" src="https://chancellor.berkeley.edu/misc/form-single-submit.js?v=7.102"></script> <script type="text/javascript" src="https://chancellor.berkeley.edu/profiles/openberkeley/modules/panopoly/panopoly_images/panopoly-images.js?snaol4"></script> <script type="text/javascript" src="https://chancellor.berkeley.edu/profiles/openberkeley/modules/contrib/entityreference/js/entityreference.js?snaol4"></script> <script type="text/javascript" src="https://chancellor.berkeley.edu/profiles/openberkeley/modules/openberkeley/openberkeley_faq/openberkeley_faq.js?snaol4"></script> <script type="text/javascript" src="https://chancellor.berkeley.edu/profiles/openberkeley/modules/openberkeley/openberkeley_theme/openberkeley_theme.js?snaol4"></script> <script type="text/javascript" src="https://chancellor.berkeley.edu/profiles/openberkeley/modules/openberkeley/openberkeley_twitter/js/openberkeley-twitter.js?snaol4"></script> <script type="text/javascript" src="https://chancellor.berkeley.edu/profiles/openberkeley/modules/openberkeley/openberkeley_wysiwyg_override/js/openberkeley-wysiwyg-override.js?snaol4"></script> <script type="text/javascript" src="https://chancellor.berkeley.edu/profiles/openberkeley/modules/panopoly/panopoly_magic/panopoly-magic.js?snaol4"></script> <script type="text/javascript" src="https://chancellor.berkeley.edu/profiles/openberkeley/modules/panopoly/panopoly_theme/js/panopoly-accordion.js?snaol4"></script> <script type="text/javascript" src="https://chancellor.berkeley.edu/profiles/openberkeley/modules/contrib/caption_filter/js/caption-filter.js?snaol4"></script> <script type="text/javascript" src="https://chancellor.berkeley.edu/profiles/openberkeley/libraries/maphilight/jquery.maphilight.min.js?snaol4"></script> <script type="text/javascript" src="https://chancellor.berkeley.edu/profiles/openberkeley/libraries/jquery.imagesloaded/jquery.imagesloaded.min.js?snaol4"></script> <script type="text/javascript" src="https://chancellor.berkeley.edu/profiles/openberkeley/modules/contrib/google_analytics/googleanalytics.js?snaol4"></script> <script type="text/javascript" src="https://www.googletagmanager.com/gtag/js?id=UA-36103046-1"></script> <script type="text/javascript" src="https://chancellor.berkeley.edu/sites/default/files/js/google-analytics-aa39a877a68487837fe133b932ad9be5.js?snaol4"></script> <script type="text/javascript" src="https://chancellor.berkeley.edu/profiles/openberkeley/modules/contrib/extlink/js/extlink.js?snaol4"></script> <script type="text/javascript" src="https://chancellor.berkeley.edu/profiles/openberkeley/themes/radix/assets/js/radix.script.js?snaol4"></script> <script type="text/javascript" src="https://chancellor.berkeley.edu/profiles/openberkeley/themes/openberkeley_theme_base/assets/js/openberkeley_theme_base.script.js?snaol4"></script> <script type="text/javascript" src="https://chancellor.berkeley.edu/profiles/openberkeley/themes/openberkeley_theme_base/assets/js/drupal-announce.js?snaol4"></script> <script type="text/javascript" src="https://chancellor.berkeley.edu/profiles/openberkeley/themes/openberkeley_theme_brand/assets/js/openberkeley_theme_brand.script.js?snaol4"></script> </head> <body class="html not-front not-logged-in one-sidebar sidebar-first page-node page-node- page-node-9 node-type-openberkeley-content-page region-content panel-layout-radix_boxton panel-region-contentmain no-slogan has-legacy-footer site-name-normal site-name-option-two" > <div id="skip-link" role="navigation" aria-label="Skip links"> <a href="#main" class="element-invisible element-focusable">Skip to main content</a> </div> <header id="header" class="header"> <div class="container"> <div class="navbar navbar-default"> <div class="home-branding"> <a href="https://www.berkeley.edu" class="home-link"><div id="new-wordmark"><img src="/profiles/openberkeley/themes/openberkeley_theme_base/assets/images/logo-berkeley-white-2.svg" alt="UC Berkeley"></div></a> </div> <!-- Brand and toggle get grouped for better mobile display --> <button type="button" class="navbar-toggle collapsed" data-toggle="collapse" data-target="#navbar-collapse" aria-controls="navbar-collapse"> <span class="sr-only">Toggle navigation</span> <span class="icon-bar"></span> <span class="icon-bar"></span> <span class="icon-bar"></span> </button> <div class="navbar-header"> <div class="navbar-brand"> <div id="site-name-and-slogan"> <!--Remove old wordmark--> <div id="option-two"> <div id="site-name"> <a href="/" rel="home" title="Home"> Office of the Chancellor </a> </div> </div> </div> </div> </div> <!-- /.navbar-header --> <!-- Collect the nav links, forms, and other content for toggling --> <nav class="collapse navbar-collapse" id="navbar-collapse" aria-label="Primary"> <form class="search-form clearfix navbar-form navbar-right" role="search" aria-label="Sitewide search" action="/search/node" method="post" id="search-form--2" accept-charset="UTF-8"><div><div class="container-inline form-inline form-wrapper" id="edit-basic--2"><div class="form-item form-type-textfield form-item-keys form-group"> <label class="element-invisible" for="edit-keys--2">Search Terms </label> <input placeholder="Search this site" class="form-control form-control form-text" type="text" id="edit-keys--2" name="keys" value="" size="20" maxlength="255" /> </div> <button type="submit" id="edit-submit--2" name="op" value="Submit Search" class="form-submit btn btn-default btn-primary"><span class="fa fa-search"></span> <span class="button-text">Submit Search</span></button></div><input type="hidden" name="form_build_id" value="form-e2ESrT3D9uZDPt32J4wjiIVqmuqJbdeFtJ_Js76f07w" /> <input type="hidden" name="form_id" value="search_form" /> </div></form> <div id="primary-nav"> <ul id="main-menu" class="menu nav navbar-nav"> <li class="first expanded dropdown menu-link-about-"><a href="/about-0" class="dropdown-toggle" data-toggle="dropdown" data-target="#">About <span class="fa fa-caret-down"></span></a><ul class="dropdown-menu"><li class="first leaf menu-link-biography"><a href="/about/chancellor-lyons-biography">Biography</a></li> <li class="leaf menu-link-chancellors-updates"><a href="/about/chancellors-updates">Chancellor's Updates</a></li> <li class="leaf menu-link-chancellors-immediate-office"><a href="/about/chancellors-immediate-office-staff">Chancellor's Immediate Office</a></li> <li class="leaf menu-link-chancellors-cabinet"><a href="/about/chancellors-cabinet">Chancellor's Cabinet</a></li> <li class="leaf menu-link-organizational-charts"><a href="/about/organizational-charts">Organizational Charts</a></li> <li class="leaf menu-link-principles-of-community"><a href="/about/principles-community">Principles of Community</a></li> <li class="leaf menu-link-free-speech"><a href="https://www.berkeley.edu/free-speech/" title="" rel="noreferrer">Free Speech</a></li> <li class="collapsed menu-link-past-chancellors"><a href="/about/past-chancellors">Past Chancellors</a></li> <li class="collapsed menu-link-administrative-committees"><a href="https://chancellor.berkeley.edu/administrative-committees" title="Administrative committees draw on the knowledge and resources of faculty, students, and staff to help the University gauge the tenor and tone of the issues facing the campus on a continuing basis. These administrative committees are appointed by central campus administrators, and serve in a variety of units across campus." rel="noreferrer">Administrative Committees</a></li> <li class="collapsed menu-link-advisory-groups"><a href="/about/advisory-groups">Advisory Groups</a></li> <li class="collapsed menu-link-past-task-forces"><a href="/about/past-task-forces">Past Task Forces</a></li> <li class="last leaf menu-link-contact"><a href="/about/contact-office">Contact</a></li> </ul></li> <li class="last expanded active-trail dropdown active menu-link-chancellor039s-division-"><a href="/overview-division" class="active-trail dropdown-toggle" data-toggle="dropdown" data-target="#">Chancellor's Division <span class="fa fa-caret-down"></span></a><ul class="dropdown-menu"><li class="first leaf menu-link-communications-and-public-affairs"><a href="http://publicaffairs.berkeley.edu/" title="" rel="noreferrer">Communications and Public Affairs</a></li> <li class="leaf menu-link-audit-and-advisory-services"><a href="https://audit.berkeley.edu/" title="" rel="noreferrer">Audit and Advisory Services</a></li> <li class="collapsed active menu-link-office-of-ethics-risk-and-compliance-services"><a href="/oercs-services" aria-current="page" class="active">Office of Ethics, Risk and Compliance Services</a></li> <li class="collapsed menu-link-government-and-community-relations"><a href="/gcr">Government and Community Relations</a></li> <li class="collapsed menu-link-office-of-legal-affairs"><a href="/about/offices/legal-affairs" title="https://chancellor.berkeley.edu/node/256/edit">Office of Legal Affairs</a></li> <li class="leaf menu-link-staff-ombuds-office"><a href="http://staffombuds.berkeley.edu/" title="" rel="noreferrer">Staff Ombuds Office</a></li> <li class="last leaf menu-link-current-searches"><a href="/chancellors-division/current-searches">Current Searches</a></li> </ul></li> </ul> </div> <div id="secondary-nav"> <div class="container"> <div class="secondary-nav-quick-links-wrapper"> </div> </div> </div> </nav><!-- /.navbar-collapse --> </div><!-- /.navbar --> </div> <!-- /.container --> </header> <div id="main-wrapper" class="main-wrapper "> <nav id="pre-content" class="container" aria-label="Breadcrumbs"> <div class="row"> <div class="col-md-12"> <div id="breadcrumb" class="visible-desktop"> <div class="item-list"><ul class="breadcrumb"><li class="first"><a href="/home">Home</a></li> <li><a href="/overview-division">Chancellor's Division</a></li> <li class="last">Office of Ethics, Risk and Compliance Services</li> </ul></div> </div> </div> </div> </nav> <!-- /#pre-content --> <div id="main" role="main" tabIndex="-1"> <div id="title-pre-content" class="container"> <div class="row"> <div class="col-md-12"> <div class="page-title"> <div class="container"> <h1 class="title">Office of Ethics, Risk and Compliance Services</h1> </div> </div> <div id="page-header"> </div> </div> </div> </div> <!-- /#title-pre-content --> <div id="main-content" class="container"> <div id="content" class="col-md-9 col-md-push-3"> <div class="main"> <div id="main-inner"> <div class="region region-content"> <div class="panel-display boxton clearfix radix-boxton" id="page-page"> <div class="container-fluid"> <div class="row"> <div class="col-md-12 radix-layouts-content panel-panel"> <div class="panel-panel-inner"> <div class="panel-pane pane-node-content" > <div class="pane-content"> <article class="node node-openberkeley-content-page node-view--full clearfix"> <div class="content"> <div class="field field-name-body field-type-text-with-summary field-label-hidden"><div class="field-items"><div class="field-item even"><h2><span>OFFICE OF ETHICS, RISK AND COMPLIANCE SERVICES</span></h2> <h3><span>Chief Ethics, Risk and Compliance Officer (CERCO)</span></h3> <p dir="ltr"><span>CERCO Khira Griscavage oversees the Civil Rights and Risk Services units within the </span><a href="https://oercs.berkeley.edu/home" rel="noreferrer"><span>Office of Ethics, Risk and Compliance Services</span></a><span> (OERCS), as well as Audit and Advisory Services, the Staff Ombuds Office, and other administrative functions, and is responsible for campus compliance infrastructure.</span></p> <h3><span>Deputy Compliance Officer </span></h3> <p dir="ltr"><span>Deputy Compliance Officer Sharon Inkelas oversees the Privacy and Policy Offices within OERCS and supports the CERCO in upholding campus compliance.</span></p> <h3><span>Civil Rights Units</span></h3> <h4><a href="https://chancellor.berkeley.edu/services/whistleblower" rel="noreferrer"><span>Whistleblower Office</span></a></h4> <p dir="ltr"><span>Assistant Vice Chancellor of Civil Rights, Whistleblower and Clery Compliance Kellie Brennan is the </span><a href="https://chancellor.berkeley.edu/about/locally-designated-official" rel="noreferrer"><span>Locally Designated Official (LDO)</span></a><span> for UC Berkeley, charged with implementing the UC Whistleblower Policy and Whistleblower Protection Policy. The LDO receives reports, and can charge investigations into, </span><span>reports of known or suspected improper governmental activity and retaliation. The Whistleblower Office also provides guidance to Whistleblowers and others seeking to raise a complaint or concern. Whistleblower complaints can be made via the Whistleblower </span><a href="https://secure.ethicspoint.com/domain/media/en/gui/23531/index.html" rel="noreferrer"><span>web portal or hotline</span></a><span>, called “Ethicspoint”.</span></p> <h4><a href="https://ophd.berkeley.edu/" rel="noreferrer"><span>Office for the Prevention of Harassment and Discrimination (OPHD)</span></a></h4> <p dir="ltr"><span>The Office for the Prevention of Harassment and Discrimination (OPHD) </span><span>oversees campus compliance with policies that prohibit discrimination and harassment for students, faculty, and staff, including those based on sex, gender, sexual orientation, race, disability, religion, and other protected categories. OPHD receives reports of harassment and discrimination, provides support to those harmed, and resolves matters either formally or informally. Policies that OPHD oversees include </span><span>the UC Policy on Sexual Harassment, as well as state and federal laws (e.g., Title IX); the UC Anti-Discrimination policy; and more. OPHD also oversees and monitors campus efforts to comply with Title IX athletics equity requirements. </span></p> <h4><a href="https://chancellor.berkeley.edu/clery-act-compliance" rel="noreferrer"><span>Clery Compliance</span></a></h4> <p dir="ltr"><span>The Clery Compliance Office is responsible for ensuring transparency in campus safety and security by overseeing institutional compliance with federal law (</span><a href="https://www.govinfo.gov/content/pkg/FR-2014-10-20/pdf/2014-24284.pdf#page=33" rel="noreferrer"><span>Jeanne Clery Disclosure of Campus Security Policy and Campus Crime Statistics Act</span></a><span>), including compiling the annual </span><span>Annual Security and Fire Safety Report. This report includes current security policies plus crime and fire statistics for the previous three calendar years.</span></p> <h3><a href="https://oercs.berkeley.edu/policies" rel="noreferrer"><span>POLICY OFFICE</span></a></h3> <p dir="ltr"><span>The Policy Office, headed by the campus Compliance and Policy Specialist, is responsible for overseeing the development of campus policy and maintenance of a policy archive; delegations of authority; and conflict of interest questions.</span></p> <h3><a href="https://oercs.berkeley.edu/privacy" rel="noreferrer"><span>PRIVACY OFFICE</span></a></h3> <p dir="ltr"><span>The UC Berkeley Privacy Office, headed by the Chief Campus Privacy Officer, is the focal point for campus privacy issues. The Privacy Office oversees institutional compliance with federal and state privacy regulations, as well as campus and UC policy, and strives to protect and promote UC Berkeley’s privacy values through a unified and comprehensive privacy program.</span></p> <h3><a href="http://riskservices.berkeley.edu/" rel="noreferrer"><span>RISK SERVICES</span></a></h3> <p><span><span>The Risk Services unit is responsible for enterprise risk services and traditional risk services. Enterprise Risk Services systematically builds and improves UC Berkeley’s enterprise risk management (ERM) capabilities to embed ERM into our organization, enabling senior management to focus on the right risks at the right time, and ensuring risk intelligence is available to respond to risks as they emerge. </span><a href="https://riskservices.berkeley.edu/traditional-risk-services" rel="noreferrer"><span>Traditional Risk Services</span></a><span> administers a portfolio of insurance programs for the campus.</span></span></p></div></div></div> </div> </article> </div> </div> </div> </div> </div> </div> </div><!-- /.boxton --> </div> </div> </div> <!-- /.main --> </div> <!-- /#content --> <div id="sidebar-first" class="col-md-3 col-md-pull-9"> <div class="region region-sidebar-first"> <nav class="block block-menu-block block--" aria-label="Local"> <h2 class="block__title"><a href="/overview-division" class="active-trail">Chancellor's Division</a></h2> <div class="block__content"> <div class="menu-block-wrapper menu-block-2 menu-name-main-menu menu-level-2"> <ul class="menu nav nav-pills nav-stacked"><li class="first leaf menu-mlid-1559 menu-link-communications-and-public-affairs"><a href="http://publicaffairs.berkeley.edu/" title="" rel="noreferrer">Communications and Public Affairs</a></li> <li class="leaf menu-mlid-1007 menu-link-audit-and-advisory-services"><a href="https://audit.berkeley.edu/" title="" rel="noreferrer">Audit and Advisory Services</a></li> <li class="collapsed active menu-mlid-849 active menu-link-office-of-ethics-risk-and-compliance-services"><a href="/oercs-services" aria-current="page" class="active">Office of Ethics, Risk and Compliance Services</a></li> <li class="collapsed menu-mlid-1440 menu-link-government-and-community-relations"><a href="/gcr">Government and Community Relations</a></li> <li class="collapsed menu-mlid-1019 menu-link-office-of-legal-affairs"><a href="/about/offices/legal-affairs" title="https://chancellor.berkeley.edu/node/256/edit">Office of Legal Affairs</a></li> <li class="leaf menu-mlid-1014 menu-link-staff-ombuds-office"><a href="http://staffombuds.berkeley.edu/" title="" rel="noreferrer">Staff Ombuds Office</a></li> <li class="last leaf menu-mlid-24203 menu-link-current-searches"><a href="/chancellors-division/current-searches">Current Searches</a></li> </ul></div> </div> </nav> </div> </div> <!-- /#sidebar-first --> </div> <!-- /#main-content --> </div> <!-- role main --> </div> <!-- /#main-wrapper --> <footer id="footer" class="footer"> <div id="footer-main"> <div class="container"> <div id="footer-legacy-group" class="row footer-legacy"> <div class="col-md-3"> <div class="region region-footer-first"> <div class="block block-block block--address"> <h2 class="block__title">Address</h2> <div class="block__content"> <p>Office of the Chancellor<br>University of California, Berkeley<br>200 California Hall # 1500 <br>Berkeley, CA 94720-1500</p> <p><a href="mailto:chancellor@berkeley.edu" rel="noreferrer">chancellor@berkeley.edu</a></p> <p>Phone (510) 642-7464</p> </div> </div> </div> </div> <div class="col-md-3"> </div> <div class="col-md-3"> </div> <div class="col-md-3"> <div class="region region-footer-fourth"> <div class="block block-block block--university-of-california-berkeley"> <h2 class="block__title">University of California, Berkeley</h2> <div class="block__content"> <p><a href="http://www.berkeley.edu" rel="noreferrer">Berkeley Home Page</a><br><a href="http://www.berkeley.edu/admin/org.shtml" rel="noreferrer">Campus Administration</a><br><a href="http://newscenter.berkeley.edu" rel="noreferrer">Berkeley News</a><br><a href="http://www.berkeley.edu/visit/" rel="noreferrer">Visiting Berkeley</a></p> </div> </div> </div> </div> </div> <div id="footer-legacy-single" class="row footer-legacy"> <div class="col-md-12"> </div> </div> </div> </div> <div id="footer-bottom"> <div class="container"> <div class="row"> </div> <div class="row"> <div class="col-md-4"> <a href="https://www.berkeley.edu" rel="external" id="footer-logo"> <img src="/profiles/openberkeley/themes/openberkeley_theme_brand/assets/images/logo-berkeley-gold.svg" alt="UC Berkeley" /> </a> </div> <div class="col-md-8"> <p><small id="openberkeley"><a href="https://open.berkeley.edu">Powered by Open Berkeley</a></small></p> <p><small id="accessibility-info"><a href="https://dap.berkeley.edu/get-help/report-web-accessibility-issue">Accessibility<span class="element-invisible"> Statement</span></a></small></p> <p><small id="nondiscrimination"><a href="https://ophd.berkeley.edu/policies-and-procedures/nondiscrimination-policy-statement">Nondiscrimination<span class="element-invisible"> Policy Statement</span></a></small></p> <p><small id="openberkeley-privacy-statement"><a href="https://open.berkeley.edu/privacy-statement">Privacy<span class="element-invisible"> Statement</span></a></small></p> <p><small class="copyright">Copyright © 2024 UC Regents; all rights reserved </small></p> <p><small class="back-to-top"><a href="#skip-link">Back to Top</a></small></p> </div> </div> </div> </div> </footer> <script type="text/javascript" src="https://chancellor.berkeley.edu/profiles/openberkeley/modules/panopoly/panopoly_widgets/panopoly-widgets.js?snaol4"></script> <script type="text/javascript" src="https://chancellor.berkeley.edu/profiles/openberkeley/modules/panopoly/panopoly_widgets/panopoly-widgets-spotlight.js?snaol4"></script> <script type="text/javascript" src="https://chancellor.berkeley.edu/profiles/openberkeley/modules/openberkeley/openberkeley_admin/openberkeley_admin_siteimprove.js?snaol4"></script> <script type="text/javascript" src="https://chancellor.berkeley.edu/profiles/openberkeley/themes/openberkeley_theme_base/assets/js/bootstrap-accessibility.js?snaol4"></script> </body> </html>