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PEP 469 – Migration of dict iteration code to Python 3 | peps.python.org

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</li> <li><a href="../pep-0000/">PEP Index</a> &raquo; </li> <li>PEP 469</li> </ul> <button id="colour-scheme-cycler" onClick="setColourScheme(nextColourScheme())"> <svg aria-hidden="true" class="colour-scheme-icon-when-auto"><use href="#svg-sun-half"></use></svg> <svg aria-hidden="true" class="colour-scheme-icon-when-dark"><use href="#svg-moon"></use></svg> <svg aria-hidden="true" class="colour-scheme-icon-when-light"><use href="#svg-sun"></use></svg> <span class="visually-hidden">Toggle light / dark / auto colour theme</span> </button> </header> <article> <section id="pep-content"> <h1 class="page-title">PEP 469 – Migration of dict iteration code to Python 3</h1> <dl class="rfc2822 field-list simple"> <dt class="field-odd">Author<span class="colon">:</span></dt> <dd class="field-odd">Alyssa Coghlan &lt;ncoghlan&#32;&#97;t&#32;gmail.com&gt;</dd> <dt class="field-even">Status<span class="colon">:</span></dt> <dd class="field-even"><abbr title="Removed from consideration by sponsor or authors">Withdrawn</abbr></dd> <dt class="field-odd">Type<span class="colon">:</span></dt> <dd class="field-odd"><abbr title="Normative PEP with a new feature for Python, implementation change for CPython or interoperability standard for the ecosystem">Standards Track</abbr></dd> <dt class="field-even">Created<span class="colon">:</span></dt> <dd class="field-even">18-Apr-2014</dd> <dt class="field-odd">Python-Version<span class="colon">:</span></dt> <dd class="field-odd">3.5</dd> <dt class="field-even">Post-History<span class="colon">:</span></dt> <dd class="field-even">18-Apr-2014, 21-Apr-2014</dd> </dl> <hr class="docutils" /> <section id="contents"> <details><summary>Table of Contents</summary><ul class="simple"> <li><a class="reference internal" href="#abstract">Abstract</a></li> <li><a class="reference internal" href="#pep-withdrawal">PEP Withdrawal</a></li> <li><a class="reference internal" href="#mapping-iteration-models">Mapping iteration models</a><ul> <li><a class="reference internal" href="#lists-as-mutable-snapshots">Lists as mutable snapshots</a></li> <li><a class="reference internal" href="#iterator-objects">Iterator objects</a></li> <li><a class="reference internal" href="#set-based-dynamic-views">Set based dynamic views</a></li> </ul> </li> <li><a class="reference internal" href="#migrating-directly-to-python-3">Migrating directly to Python 3</a></li> <li><a class="reference internal" href="#migrating-to-the-common-subset-of-python-2-and-3">Migrating to the common subset of Python 2 and 3</a></li> <li><a class="reference internal" href="#migrating-from-python-3-to-the-common-subset-with-python-2-7">Migrating from Python 3 to the common subset with Python 2.7</a></li> <li><a class="reference internal" href="#possible-changes-to-python-3-5">Possible changes to Python 3.5+</a></li> <li><a class="reference internal" href="#discussion">Discussion</a></li> <li><a class="reference internal" href="#acknowledgements">Acknowledgements</a></li> <li><a class="reference internal" href="#copyright">Copyright</a></li> </ul> </details></section> <section id="abstract"> <h2><a class="toc-backref" href="#abstract" role="doc-backlink">Abstract</a></h2> <p>For Python 3, <a class="pep reference internal" href="../pep-3106/" title="PEP 3106 – Revamping dict.keys(), .values() and .items()">PEP 3106</a> changed the design of the <code class="docutils literal notranslate"><span class="pre">dict</span></code> builtin and the mapping API in general to replace the separate list based and iterator based APIs in Python 2 with a merged, memory efficient set and multiset view based API. This new style of dict iteration was also added to the Python 2.7 <code class="docutils literal notranslate"><span class="pre">dict</span></code> type as a new set of iteration methods.</p> <p>This means that there are now 3 different kinds of dict iteration that may need to be migrated to Python 3 when an application makes the transition:</p> <ul class="simple"> <li>Lists as mutable snapshots: <code class="docutils literal notranslate"><span class="pre">d.items()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">list(d.items())</span></code></li> <li>Iterator objects: <code class="docutils literal notranslate"><span class="pre">d.iteritems()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">iter(d.items())</span></code></li> <li>Set based dynamic views: <code class="docutils literal notranslate"><span class="pre">d.viewitems()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">d.items()</span></code></li> </ul> <p>There is currently no widely agreed best practice on how to reliably convert all Python 2 dict iteration code to the common subset of Python 2 and 3, especially when test coverage of the ported code is limited. This PEP reviews the various ways the Python 2 iteration APIs may be accessed, and looks at the available options for migrating that code to Python 3 by way of the common subset of Python 2.6+ and Python 3.0+.</p> <p>The PEP also considers the question of whether or not there are any additions that may be worth making to Python 3.5 that may ease the transition process for application code that doesn’t need to worry about supporting earlier versions when eventually making the leap to Python 3.</p> </section> <section id="pep-withdrawal"> <h2><a class="toc-backref" href="#pep-withdrawal" role="doc-backlink">PEP Withdrawal</a></h2> <p>In writing the second draft of this PEP, I came to the conclusion that the readability of hybrid Python 2/3 mapping code can actually be best enhanced by better helper functions rather than by making changes to Python 3.5+. The main value I now see in this PEP is as a clear record of the recommended approaches to migrating mapping iteration code from Python 2 to Python 3, as well as suggesting ways to keep things readable and maintainable when writing hybrid code that supports both versions.</p> <p>Notably, I recommend that hybrid code avoid calling mapping iteration methods directly, and instead rely on builtin functions where possible, and some additional helper functions for cases that would be a simple combination of a builtin and a mapping method in pure Python 3 code, but need to be handled slightly differently to get the exact same semantics in Python 2.</p> <p>Static code checkers like pylint could potentially be extended with an optional warning regarding direct use of the mapping iteration methods in a hybrid code base.</p> </section> <section id="mapping-iteration-models"> <h2><a class="toc-backref" href="#mapping-iteration-models" role="doc-backlink">Mapping iteration models</a></h2> <p>Python 2.7 provides three different sets of methods to extract the keys, values and items from a <code class="docutils literal notranslate"><span class="pre">dict</span></code> instance, accounting for 9 out of the 18 public methods of the <code class="docutils literal notranslate"><span class="pre">dict</span></code> type.</p> <p>In Python 3, this has been rationalised to just 3 out of 11 public methods (as the <code class="docutils literal notranslate"><span class="pre">has_key</span></code> method has also been removed).</p> <section id="lists-as-mutable-snapshots"> <h3><a class="toc-backref" href="#lists-as-mutable-snapshots" role="doc-backlink">Lists as mutable snapshots</a></h3> <p>This is the oldest of the three styles of dict iteration, and hence the one implemented by the <code class="docutils literal notranslate"><span class="pre">d.keys()</span></code>, <code class="docutils literal notranslate"><span class="pre">d.values()</span></code> and <code class="docutils literal notranslate"><span class="pre">d.items()</span></code> methods in Python 2.</p> <p>These methods all return lists that are snapshots of the state of the mapping at the time the method was called. This has a few consequences:</p> <ul class="simple"> <li>the original object can be mutated freely without affecting iteration over the snapshot</li> <li>the snapshot can be modified independently of the original object</li> <li>the snapshot consumes memory proportional to the size of the original mapping</li> </ul> <p>The semantic equivalent of these operations in Python 3 are <code class="docutils literal notranslate"><span class="pre">list(d.keys())</span></code>, <code class="docutils literal notranslate"><span class="pre">list(d.values())</span></code> and <code class="docutils literal notranslate"><span class="pre">list(d.iteritems())</span></code>.</p> </section> <section id="iterator-objects"> <h3><a class="toc-backref" href="#iterator-objects" role="doc-backlink">Iterator objects</a></h3> <p>In Python 2.2, <code class="docutils literal notranslate"><span class="pre">dict</span></code> objects gained support for the then-new iterator protocol, allowing direct iteration over the keys stored in the dictionary, thus avoiding the need to build a list just to iterate over the dictionary contents one entry at a time. <code class="docutils literal notranslate"><span class="pre">iter(d)</span></code> provides direct access to the iterator object for the keys.</p> <p>Python 2 also provides a <code class="docutils literal notranslate"><span class="pre">d.iterkeys()</span></code> method that is essentially synonymous with <code class="docutils literal notranslate"><span class="pre">iter(d)</span></code>, along with <code class="docutils literal notranslate"><span class="pre">d.itervalues()</span></code> and <code class="docutils literal notranslate"><span class="pre">d.iteritems()</span></code> methods.</p> <p>These iterators provide live views of the underlying object, and hence may fail if the set of keys in the underlying object is changed during iteration:</p> <div class="highlight-default notranslate"><div class="highlight"><pre><span></span><span class="gp">&gt;&gt;&gt; </span><span class="n">d</span> <span class="o">=</span> <span class="nb">dict</span><span class="p">(</span><span class="n">a</span><span class="o">=</span><span class="mi">1</span><span class="p">)</span> <span class="gp">&gt;&gt;&gt; </span><span class="k">for</span> <span class="n">k</span> <span class="ow">in</span> <span class="n">d</span><span class="p">:</span> <span class="gp">... </span> <span class="k">del</span> <span class="n">d</span><span class="p">[</span><span class="n">k</span><span class="p">]</span> <span class="gp">...</span> <span class="gt">Traceback (most recent call last):</span> File <span class="nb">&quot;&lt;stdin&gt;&quot;</span>, line <span class="m">1</span>, in <span class="n">&lt;module&gt;</span> <span class="gr">RuntimeError</span>: <span class="n">dictionary changed size during iteration</span> </pre></div> </div> <p>As iterators, iteration over these objects is also a one-time operation: once the iterator is exhausted, you have to go back to the original mapping in order to iterate again.</p> <p>In Python 3, direct iteration over mappings works the same way as it does in Python 2. There are no method based equivalents - the semantic equivalents of <code class="docutils literal notranslate"><span class="pre">d.itervalues()</span></code> and <code class="docutils literal notranslate"><span class="pre">d.iteritems()</span></code> in Python 3 are <code class="docutils literal notranslate"><span class="pre">iter(d.values())</span></code> and <code class="docutils literal notranslate"><span class="pre">iter(d.items())</span></code>.</p> <p>The <code class="docutils literal notranslate"><span class="pre">six</span></code> and <code class="docutils literal notranslate"><span class="pre">future.utils</span></code> compatibility modules also both provide <code class="docutils literal notranslate"><span class="pre">iterkeys()</span></code>, <code class="docutils literal notranslate"><span class="pre">itervalues()</span></code> and <code class="docutils literal notranslate"><span class="pre">iteritems()</span></code> helper functions that provide efficient iterator semantics in both Python 2 and 3.</p> </section> <section id="set-based-dynamic-views"> <h3><a class="toc-backref" href="#set-based-dynamic-views" role="doc-backlink">Set based dynamic views</a></h3> <p>The model that is provided in Python 3 as a method based API is that of set based dynamic views (technically multisets in the case of the <code class="docutils literal notranslate"><span class="pre">values()</span></code> view).</p> <p>In Python 3, the objects returned by <code class="docutils literal notranslate"><span class="pre">d.keys()</span></code>, <code class="docutils literal notranslate"><span class="pre">d.values()</span></code> and <code class="docutils literal notranslate"><span class="pre">d.</span> <span class="pre">items()</span></code> provide a live view of the current state of the underlying object, rather than taking a full snapshot of the current state as they did in Python 2. This change is safe in many circumstances, but does mean that, as with the direct iteration API, it is necessary to avoid adding or removing keys during iteration, in order to avoid encountering the following error:</p> <div class="highlight-default notranslate"><div class="highlight"><pre><span></span><span class="gp">&gt;&gt;&gt; </span><span class="n">d</span> <span class="o">=</span> <span class="nb">dict</span><span class="p">(</span><span class="n">a</span><span class="o">=</span><span class="mi">1</span><span class="p">)</span> <span class="gp">&gt;&gt;&gt; </span><span class="k">for</span> <span class="n">k</span><span class="p">,</span> <span class="n">v</span> <span class="ow">in</span> <span class="n">d</span><span class="o">.</span><span class="n">items</span><span class="p">():</span> <span class="gp">... </span> <span class="k">del</span> <span class="n">d</span><span class="p">[</span><span class="n">k</span><span class="p">]</span> <span class="gp">...</span> <span class="gt">Traceback (most recent call last):</span> File <span class="nb">&quot;&lt;stdin&gt;&quot;</span>, line <span class="m">1</span>, in <span class="n">&lt;module&gt;</span> <span class="gr">RuntimeError</span>: <span class="n">dictionary changed size during iteration</span> </pre></div> </div> <p>Unlike the iteration API, these objects are iterables, rather than iterators: you can iterate over them multiple times, and each time they will iterate over the entire underlying mapping.</p> <p>These semantics are also available in Python 2.7 as the <code class="docutils literal notranslate"><span class="pre">d.viewkeys()</span></code>, <code class="docutils literal notranslate"><span class="pre">d.viewvalues()</span></code> and <code class="docutils literal notranslate"><span class="pre">d.viewitems()</span></code> methods.</p> <p>The <code class="docutils literal notranslate"><span class="pre">future.utils</span></code> compatibility module also provides <code class="docutils literal notranslate"><span class="pre">viewkeys()</span></code>, <code class="docutils literal notranslate"><span class="pre">viewvalues()</span></code> and <code class="docutils literal notranslate"><span class="pre">viewitems()</span></code> helper functions when running on Python 2.7 or Python 3.x.</p> </section> </section> <section id="migrating-directly-to-python-3"> <h2><a class="toc-backref" href="#migrating-directly-to-python-3" role="doc-backlink">Migrating directly to Python 3</a></h2> <p>The <code class="docutils literal notranslate"><span class="pre">2to3</span></code> migration tool handles direct migrations to Python 3 in accordance with the semantic equivalents described above:</p> <ul class="simple"> <li><code class="docutils literal notranslate"><span class="pre">d.keys()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">list(d.keys())</span></code></li> <li><code class="docutils literal notranslate"><span class="pre">d.values()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">list(d.values())</span></code></li> <li><code class="docutils literal notranslate"><span class="pre">d.items()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">list(d.items())</span></code></li> <li><code class="docutils literal notranslate"><span class="pre">d.iterkeys()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">iter(d.keys())</span></code></li> <li><code class="docutils literal notranslate"><span class="pre">d.itervalues()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">iter(d.values())</span></code></li> <li><code class="docutils literal notranslate"><span class="pre">d.iteritems()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">iter(d.items())</span></code></li> <li><code class="docutils literal notranslate"><span class="pre">d.viewkeys()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">d.keys()</span></code></li> <li><code class="docutils literal notranslate"><span class="pre">d.viewvalues()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">d.values()</span></code></li> <li><code class="docutils literal notranslate"><span class="pre">d.viewitems()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">d.items()</span></code></li> </ul> <p>Rather than 9 distinct mapping methods for iteration, there are now only the 3 view methods, which combine in straightforward ways with the two relevant builtin functions to cover all of the behaviours that are available as <code class="docutils literal notranslate"><span class="pre">dict</span></code> methods in Python 2.7.</p> <p>Note that in many cases <code class="docutils literal notranslate"><span class="pre">d.keys()</span></code> can be replaced by just <code class="docutils literal notranslate"><span class="pre">d</span></code>, but the <code class="docutils literal notranslate"><span class="pre">2to3</span></code> migration tool doesn’t attempt that replacement.</p> <p>The <code class="docutils literal notranslate"><span class="pre">2to3</span></code> migration tool also <em>does not</em> provide any automatic assistance for migrating references to these objects as bound or unbound methods - it only automates conversions where the API is called immediately.</p> </section> <section id="migrating-to-the-common-subset-of-python-2-and-3"> <h2><a class="toc-backref" href="#migrating-to-the-common-subset-of-python-2-and-3" role="doc-backlink">Migrating to the common subset of Python 2 and 3</a></h2> <p>When migrating to the common subset of Python 2 and 3, the above transformations are not generally appropriate, as they all either result in the creation of a redundant list in Python 2, have unexpectedly different semantics in at least some cases, or both.</p> <p>Since most code running in the common subset of Python 2 and 3 supports at least as far back as Python 2.6, the currently recommended approach to conversion of mapping iteration operation depends on two helper functions for efficient iteration over mapping values and mapping item tuples:</p> <ul class="simple"> <li><code class="docutils literal notranslate"><span class="pre">d.keys()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">list(d)</span></code></li> <li><code class="docutils literal notranslate"><span class="pre">d.values()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">list(itervalues(d))</span></code></li> <li><code class="docutils literal notranslate"><span class="pre">d.items()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">list(iteritems(d))</span></code></li> <li><code class="docutils literal notranslate"><span class="pre">d.iterkeys()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">iter(d)</span></code></li> <li><code class="docutils literal notranslate"><span class="pre">d.itervalues()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">itervalues(d)</span></code></li> <li><code class="docutils literal notranslate"><span class="pre">d.iteritems()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">iteritems(d)</span></code></li> </ul> <p>Both <code class="docutils literal notranslate"><span class="pre">six</span></code> and <code class="docutils literal notranslate"><span class="pre">future.utils</span></code> provide appropriate definitions of <code class="docutils literal notranslate"><span class="pre">itervalues()</span></code> and <code class="docutils literal notranslate"><span class="pre">iteritems()</span></code> (along with essentially redundant definitions of <code class="docutils literal notranslate"><span class="pre">iterkeys()</span></code>). Creating your own definitions of these functions in a custom compatibility module is also relatively straightforward:</p> <div class="highlight-default notranslate"><div class="highlight"><pre><span></span><span class="k">try</span><span class="p">:</span> <span class="nb">dict</span><span class="o">.</span><span class="n">iteritems</span> <span class="k">except</span> <span class="ne">AttributeError</span><span class="p">:</span> <span class="c1"># Python 3</span> <span class="k">def</span> <span class="nf">itervalues</span><span class="p">(</span><span class="n">d</span><span class="p">):</span> <span class="k">return</span> <span class="nb">iter</span><span class="p">(</span><span class="n">d</span><span class="o">.</span><span class="n">values</span><span class="p">())</span> <span class="k">def</span> <span class="nf">iteritems</span><span class="p">(</span><span class="n">d</span><span class="p">):</span> <span class="k">return</span> <span class="nb">iter</span><span class="p">(</span><span class="n">d</span><span class="o">.</span><span class="n">items</span><span class="p">())</span> <span class="k">else</span><span class="p">:</span> <span class="c1"># Python 2</span> <span class="k">def</span> <span class="nf">itervalues</span><span class="p">(</span><span class="n">d</span><span class="p">):</span> <span class="k">return</span> <span class="n">d</span><span class="o">.</span><span class="n">itervalues</span><span class="p">()</span> <span class="k">def</span> <span class="nf">iteritems</span><span class="p">(</span><span class="n">d</span><span class="p">):</span> <span class="k">return</span> <span class="n">d</span><span class="o">.</span><span class="n">iteritems</span><span class="p">()</span> </pre></div> </div> <p>The greatest loss of readability currently arises when converting code that actually <em>needs</em> the list based snapshots that were the default in Python 2. This readability loss could likely be mitigated by also providing <code class="docutils literal notranslate"><span class="pre">listvalues</span></code> and <code class="docutils literal notranslate"><span class="pre">listitems</span></code> helper functions, allowing the affected conversions to be simplified to:</p> <ul class="simple"> <li><code class="docutils literal notranslate"><span class="pre">d.values()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">listvalues(d)</span></code></li> <li><code class="docutils literal notranslate"><span class="pre">d.items()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">listitems(d)</span></code></li> </ul> <p>The corresponding compatibility function definitions are as straightforward as their iterator counterparts:</p> <div class="highlight-default notranslate"><div class="highlight"><pre><span></span><span class="k">try</span><span class="p">:</span> <span class="nb">dict</span><span class="o">.</span><span class="n">iteritems</span> <span class="k">except</span> <span class="ne">AttributeError</span><span class="p">:</span> <span class="c1"># Python 3</span> <span class="k">def</span> <span class="nf">listvalues</span><span class="p">(</span><span class="n">d</span><span class="p">):</span> <span class="k">return</span> <span class="nb">list</span><span class="p">(</span><span class="n">d</span><span class="o">.</span><span class="n">values</span><span class="p">())</span> <span class="k">def</span> <span class="nf">listitems</span><span class="p">(</span><span class="n">d</span><span class="p">):</span> <span class="k">return</span> <span class="nb">list</span><span class="p">(</span><span class="n">d</span><span class="o">.</span><span class="n">items</span><span class="p">())</span> <span class="k">else</span><span class="p">:</span> <span class="c1"># Python 2</span> <span class="k">def</span> <span class="nf">listvalues</span><span class="p">(</span><span class="n">d</span><span class="p">):</span> <span class="k">return</span> <span class="n">d</span><span class="o">.</span><span class="n">values</span><span class="p">()</span> <span class="k">def</span> <span class="nf">listitems</span><span class="p">(</span><span class="n">d</span><span class="p">):</span> <span class="k">return</span> <span class="n">d</span><span class="o">.</span><span class="n">items</span><span class="p">()</span> </pre></div> </div> <p>With that expanded set of compatibility functions, Python 2 code would then be converted to “idiomatic” hybrid 2/3 code as:</p> <ul class="simple"> <li><code class="docutils literal notranslate"><span class="pre">d.keys()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">list(d)</span></code></li> <li><code class="docutils literal notranslate"><span class="pre">d.values()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">listvalues(d)</span></code></li> <li><code class="docutils literal notranslate"><span class="pre">d.items()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">listitems(d)</span></code></li> <li><code class="docutils literal notranslate"><span class="pre">d.iterkeys()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">iter(d)</span></code></li> <li><code class="docutils literal notranslate"><span class="pre">d.itervalues()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">itervalues(d)</span></code></li> <li><code class="docutils literal notranslate"><span class="pre">d.iteritems()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">iteritems(d)</span></code></li> </ul> <p>This compares well for readability with the idiomatic pure Python 3 code that uses the mapping methods and builtins directly:</p> <ul class="simple"> <li><code class="docutils literal notranslate"><span class="pre">d.keys()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">list(d)</span></code></li> <li><code class="docutils literal notranslate"><span class="pre">d.values()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">list(d.values())</span></code></li> <li><code class="docutils literal notranslate"><span class="pre">d.items()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">list(d.items())</span></code></li> <li><code class="docutils literal notranslate"><span class="pre">d.iterkeys()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">iter(d)</span></code></li> <li><code class="docutils literal notranslate"><span class="pre">d.itervalues()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">iter(d.values())</span></code></li> <li><code class="docutils literal notranslate"><span class="pre">d.iteritems()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">iter(d.items())</span></code></li> </ul> <p>It’s also notable that when using this approach, hybrid code would <em>never</em> invoke the mapping methods directly: it would always invoke either a builtin or helper function instead, in order to ensure the exact same semantics on both Python 2 and 3.</p> </section> <section id="migrating-from-python-3-to-the-common-subset-with-python-2-7"> <h2><a class="toc-backref" href="#migrating-from-python-3-to-the-common-subset-with-python-2-7" role="doc-backlink">Migrating from Python 3 to the common subset with Python 2.7</a></h2> <p>While the majority of migrations are currently from Python 2 either directly to Python 3 or to the common subset of Python 2 and Python 3, there are also some migrations of newer projects that start in Python 3 and then later add Python 2 support, either due to user demand, or to gain access to Python 2 libraries that are not yet available in Python 3 (and porting them to Python 3 or creating a Python 3 compatible replacement is not a trivial exercise).</p> <p>In these cases, Python 2.7 compatibility is often sufficient, and the 2.7+ only view based helper functions provided by <code class="docutils literal notranslate"><span class="pre">future.utils</span></code> allow the bare accesses to the Python 3 mapping view methods to be replaced with code that is compatible with both Python 2.7 and Python 3 (note, this is the only migration chart in the PEP that has Python 3 code on the left of the conversion):</p> <ul class="simple"> <li><code class="docutils literal notranslate"><span class="pre">d.keys()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">viewkeys(d)</span></code></li> <li><code class="docutils literal notranslate"><span class="pre">d.values()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">viewvalues(d)</span></code></li> <li><code class="docutils literal notranslate"><span class="pre">d.items()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">viewitems(d)</span></code></li> <li><code class="docutils literal notranslate"><span class="pre">list(d.keys())</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">list(d)</span></code></li> <li><code class="docutils literal notranslate"><span class="pre">list(d.values())</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">listvalues(d)</span></code></li> <li><code class="docutils literal notranslate"><span class="pre">list(d.items())</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">listitems(d)</span></code></li> <li><code class="docutils literal notranslate"><span class="pre">iter(d.keys())</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">iter(d)</span></code></li> <li><code class="docutils literal notranslate"><span class="pre">iter(d.values())</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">itervalues(d)</span></code></li> <li><code class="docutils literal notranslate"><span class="pre">iter(d.items())</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">iteritems(d)</span></code></li> </ul> <p>As with migrations from Python 2 to the common subset, note that the hybrid code ends up never invoking the mapping methods directly - it only calls builtins and helper methods, with the latter addressing the semantic differences between Python 2 and Python 3.</p> </section> <section id="possible-changes-to-python-3-5"> <h2><a class="toc-backref" href="#possible-changes-to-python-3-5" role="doc-backlink">Possible changes to Python 3.5+</a></h2> <p>The main proposal put forward to potentially aid migration of existing Python 2 code to Python 3 is the restoration of some or all of the alternate iteration APIs to the Python 3 mapping API. In particular, the initial draft of this PEP proposed making the following conversions possible when migrating to the common subset of Python 2 and Python 3.5+:</p> <ul class="simple"> <li><code class="docutils literal notranslate"><span class="pre">d.keys()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">list(d)</span></code></li> <li><code class="docutils literal notranslate"><span class="pre">d.values()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">list(d.itervalues())</span></code></li> <li><code class="docutils literal notranslate"><span class="pre">d.items()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">list(d.iteritems())</span></code></li> <li><code class="docutils literal notranslate"><span class="pre">d.iterkeys()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">d.iterkeys()</span></code></li> <li><code class="docutils literal notranslate"><span class="pre">d.itervalues()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">d.itervalues()</span></code></li> <li><code class="docutils literal notranslate"><span class="pre">d.iteritems()</span></code> -&gt; <code class="docutils literal notranslate"><span class="pre">d.iteritems()</span></code></li> </ul> <p>Possible mitigations of the additional language complexity in Python 3 created by restoring these methods included immediately deprecating them, as well as potentially hiding them from the <code class="docutils literal notranslate"><span class="pre">dir()</span></code> function (or perhaps even defining a way to make <code class="docutils literal notranslate"><span class="pre">pydoc</span></code> aware of function deprecations).</p> <p>However, in the case where the list output is actually desired, the end result of that proposal is actually less readable than an appropriately defined helper function, and the function and method forms of the iterator versions are pretty much equivalent from a readability perspective.</p> <p>So unless I’ve missed something critical, readily available <code class="docutils literal notranslate"><span class="pre">listvalues()</span></code> and <code class="docutils literal notranslate"><span class="pre">listitems()</span></code> helper functions look like they will improve the readability of hybrid code more than anything we could add back to the Python 3.5+ mapping API, and won’t have any long-term impact on the complexity of Python 3 itself.</p> </section> <section id="discussion"> <h2><a class="toc-backref" href="#discussion" role="doc-backlink">Discussion</a></h2> <p>The fact that 5 years in to the Python 3 migration we still have users considering the dict API changes a significant barrier to migration suggests that there are problems with previously recommended approaches. This PEP attempts to explore those issues and tries to isolate those cases where previous advice (such as it was) could prove problematic.</p> <p>My assessment (largely based on feedback from Twisted devs) is that problems are most likely to arise when attempting to use <code class="docutils literal notranslate"><span class="pre">d.keys()</span></code>, <code class="docutils literal notranslate"><span class="pre">d.values()</span></code>, and <code class="docutils literal notranslate"><span class="pre">d.items()</span></code> in hybrid code. While superficially it seems as though there should be cases where it is safe to ignore the semantic differences, in practice, the change from “mutable snapshot” to “dynamic view” is significant enough that it is likely better to just force the use of either list or iterator semantics for hybrid code, and leave the use of the view semantics to pure Python 3 code.</p> <p>This approach also creates rules that are simple enough and safe enough that it should be possible to automate them in code modernisation scripts that target the common subset of Python 2 and Python 3, just as <code class="docutils literal notranslate"><span class="pre">2to3</span></code> converts them automatically when targeting pure Python 3 code.</p> </section> <section id="acknowledgements"> <h2><a class="toc-backref" href="#acknowledgements" role="doc-backlink">Acknowledgements</a></h2> <p>Thanks to the folks at the Twisted sprint table at PyCon for a very vigorous discussion of this idea (and several other topics), and especially to Hynek Schlawack for acting as a moderator when things got a little too heated :)</p> <p>Thanks also to JP Calderone and Itamar Turner-Trauring for their email feedback, as well to the participants in the <a class="reference external" href="https://mail.python.org/pipermail/python-dev/2014-April/134168.html">python-dev review</a> of the initial version of the PEP.</p> </section> <section id="copyright"> <h2><a class="toc-backref" href="#copyright" role="doc-backlink">Copyright</a></h2> <p>This document has been placed in the public domain.</p> </section> </section> <hr class="docutils" /> <p>Source: <a class="reference external" href="https://github.com/python/peps/blob/main/peps/pep-0469.rst">https://github.com/python/peps/blob/main/peps/pep-0469.rst</a></p> <p>Last modified: <a class="reference external" href="https://github.com/python/peps/commits/main/peps/pep-0469.rst">2023-10-11 12:05:51 GMT</a></p> </article> <nav id="pep-sidebar"> <h2>Contents</h2> <ul> <li><a class="reference internal" href="#abstract">Abstract</a></li> <li><a class="reference internal" href="#pep-withdrawal">PEP Withdrawal</a></li> <li><a class="reference internal" href="#mapping-iteration-models">Mapping iteration models</a><ul> <li><a class="reference internal" href="#lists-as-mutable-snapshots">Lists as mutable snapshots</a></li> <li><a class="reference internal" href="#iterator-objects">Iterator objects</a></li> <li><a class="reference internal" href="#set-based-dynamic-views">Set based dynamic views</a></li> </ul> </li> <li><a class="reference internal" href="#migrating-directly-to-python-3">Migrating directly to Python 3</a></li> <li><a class="reference internal" href="#migrating-to-the-common-subset-of-python-2-and-3">Migrating to the common subset of Python 2 and 3</a></li> <li><a class="reference internal" href="#migrating-from-python-3-to-the-common-subset-with-python-2-7">Migrating from Python 3 to the common subset with Python 2.7</a></li> <li><a class="reference internal" href="#possible-changes-to-python-3-5">Possible changes to Python 3.5+</a></li> <li><a class="reference internal" href="#discussion">Discussion</a></li> <li><a class="reference internal" href="#acknowledgements">Acknowledgements</a></li> <li><a class="reference internal" href="#copyright">Copyright</a></li> </ul> <br> <a id="source" href="https://github.com/python/peps/blob/main/peps/pep-0469.rst">Page Source (GitHub)</a> </nav> </section> <script src="../_static/colour_scheme.js"></script> <script src="../_static/wrap_tables.js"></script> <script src="../_static/sticky_banner.js"></script> </body> </html>

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