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class="left_content"> <nav class="mod-breadcrumbs__wrapper" aria-label="Breadcrumb"> <ol class="mod-breadcrumbs breadcrumb px-3 py-2"> <li class="mod-breadcrumbs__divider float-start"> <span class="divider icon-location icon-fw" aria-hidden="true"></span> </li> <li class="mod-breadcrumbs__item breadcrumb-item"><a href="/" class="pathway"><span>Home</span></a></li><li class="mod-breadcrumbs__item breadcrumb-item"><a href="/about-our-company.html" class="pathway"><span>About Our Company</span></a></li><li class="mod-breadcrumbs__item breadcrumb-item active"><span>Safety of Client Assets</span></li> </ol> </nav> <div class="content_in"> <div class="com-content-article item-page"> <meta itemprop="inLanguage" content="en-GB"> <div class="page-header"> <h1> Safety of Client Assets </h1> </div> <div class="com-content-article__body"> <h2>The safety of client assets is our #1 priority</h2> <p>The safety of our client’s assets is our #1 priority, so we selected <a href="/files/Pershing_at_a_glance.pdf" target="_blank"><strong>Pershing LLC</strong></a> – a subsidiary of The Bank of New York Mellon as our custodian for client brokerage account assets. Consider some of the many advantages:</p> <ul class="normal"> <li>Pershing’s parent company, <strong>The Bank of New York Mellon</strong>, is the world’s largest custodial bank with over $33 trillion in assets under custody and a top, global asset management firm with nearly $2 trillion in assets under management.</li> <li>As an introducing broker-dealer, Nationwide Planning <strong>does not hold client assets</strong>.  All client brokerage assets are held at Pershing (or at approved third party money managers).</li> <li>To further protect your assets, Pershing provides <strong><a href="/files/pershing_protection-of-client-assets.pdf" target="_blank" rel="noopener">excess SIPC coverage</a></strong> that goes beyond normal SIPC limits.</li> </ul> <h3>Pershing has won many awards and recognitions:</h3> <ul class="normal"> <li>Ranked the #1 US Clearing Firm from 2008 through 2017 (by <em>“Investment News”</em>) and is one of the world’s strongest global financial institutions.</li> <li>Rated as having the #1 client brokerage statement, ranked among independent broker-dealers (DALBAR, Inc., 2009 through 2017).</li> <li>Pershing won BISA Technology Innovation Award, which recognizes leadership in the advancement of the financial services industry's products, services and platforms through technology innovation.</li> </ul> <h3>Important Facts About Pershing’s Parent Company — <a href="/files/BNY_at_a_glance.pdf" target="_blank">BNY Mellon</a>:</h3> <ul class="normal"> <li>Best in Collateral Management (<em>Triple A Asset Servicing Awards, The Asset 2017</em>)</li> <li>#1 Versus Peers - The Experts, Rest of the World, Banks (<em>R&M, globocustody.net, Investor Services Survey, 2017</em>)</li> <li>Best Private Bank in the U.S. for Customer Service (<em>Financial Times Publications PWM/The Banker, 2017</em>)</li> </ul> </div> </div> <div id="mod-custom168" class="mod-custom custom"> <div class="top_sTwo">Other Related Topics...</div> <div class="wrap_link"> <ul class="wrap_link_style2"> <li><a href="/about-our-company/mission-statement.html" class="">Mission Statement</a></li> <li><a href="/about-our-company/what-we-do.html" class="">What We Do</a></li> <li><a href="/about-our-company/safety-of-client-assets.html" class="">Safety of Client Assets</a></li> </ul> <ul class="wrap_link_style2 list_indent"> <li><a href="/about-our-company/quick-facts.html" class="">Quick Facts</a></li> <li><a href="/about-our-company/our-culture-.html" class="">Our Culture</a></li> <li><a href="/about-our-company/words-from-our-staff.html" class="">Words From Our Staff</a></li> </ul> <ul class="wrap_link_style2"> <li><a href="/about-our-company/our-leadership.html" class="">Our Leadership</a></li> <li><a href="/about-our-company/ceos-letter.html" class="bottomMenuActive">Chief Executive Officer's Letter</a></li> </ul> </div></div> </div> </div> <div class="right_block_header"> <div id="mod-custom112" class="mod-custom custom"> <div class="wrapper-box"> <div id="box-quick-facts" class="inner-box"> <h3>Quick Facts</h3> <div class="bottom_green"><a href="/about-our-company/quick-facts.html">Learn More</a></div> </div> </div> <div class="wrapper-box"> <div id="box-products-services" class="inner-box"> <h3>Products & Services</h3> <div class="bottom_green"><a href="/financial-institutions/products-a-services.html">Learn More</a></div> </div> </div></div> </div> <div class="right_column"> </div> </div> <footer class="container-footer footer full-width"> <div class="grid-child"> <ul class="mod-menu mod-list nav "> <li class="nav-item item-3"><a href="/" >Home</a></li><li class="nav-item item-22"><a href="/investors.html" >Investors</a></li><li class="nav-item item-26"><a href="/financial-advisors.html" >Financial Advisors</a></li><li class="nav-item item-58"><a href="/financial-institutions.html" >Financial Institutions</a></li><li class="nav-item item-59 alias-parent-active"><a href="/about-our-company.html" >About Our Company</a></li><li class="nav-item item-88"><a href="/privacy-policy.html" >Privacy Policy</a></li><li class="nav-item item-87"><a href="/disclosures.html" >Disclosures</a></li></ul> <div id="mod-custom156" class="mod-custom custom"> <p>© 2024 Nationwide Planning Associates, Inc. | Member <a href="http://www.finra.org/" target="_blank" rel="noopener">FINRA</a>, <a href="http://www.sipc.org/" target="_blank" rel="noopener">SIPC</a> | All Rights Reserved<br /> National Headquarters: 32-16 Broadway Ave, 2nd Floor, Fair Lawn, NJ 07410 | Phone: (877) 522-2104 | Fax: (201) 476-0132</p></div> </div> </footer> <a href="#top" id="back-top" class="back-to-top-link" aria-label="Back to Top"> <span class="icon-arrow-up icon-fw" aria-hidden="true"></span> </a> </div> </div> </body> </html>