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What do terms like monophyletic, paraphyletic and polyphyletic mean?

<!DOCTYPE HTML PUBLIC "-//W3C//DTD HTML 4.0//EN" "http://www.w3.org/TR/REC-html40/strict.dtd"> <HTML> <HEAD> <TITLE>What do terms like monophyletic, paraphyletic and polyphyletic mean? </TITLE> <META name="Author" content="Mike Taylor"> <META name="Date" content="17th July 2003"> <LINK rel="stylesheet" href="/dino/faq/style.css" type="text/css"> </HEAD> <BODY> <H1>What do terms like monophyletic, paraphyletic and polyphyletic mean? </H1> <DIV align="center"> <SMALL>17th July 2003</SMALL> </DIV> <P> <DIV align="center"> <A href="/dino/faq/s-class/close/index.html">[&lt;&lt;]</A> <A href="/dino/faq/index.html">[Contents]</A> <A href="/dino/faq/search.html">[Search]</A> <A href="/dino/faq/s-class/clad/index.html">[&gt;&gt;]</A> </DIV> <P> <H2>Question</H2> What do terms like monophyletic, paraphyletic and polyphyletic mean? <H2>Answer</H2> These terms are used to describe groupings of organisms, and indicate the extent to which they can be considered as ``natural groups''. They are best explained using examples, so consider the following family-tree diagram: <BLOCKQUOTE><PRE> Aves / / Crocodilia / Mammalia \ Dinosauria \ \ / \ \ / \ \ / Synapsida Reptilia \ / \ / \ / Amniota </PRE></BLOCKQUOTE> <P> Here are examples of all three types of group: <UL> <LI>Consider the group consisting of all the animals in this diagram - that is, Amniota. This group is monophyletic because it consists of a single animal together with all of its descendants. The Dinosauria, including the modern birds, is another monophyletic group, sometimes defined as the most recent common ancestor of <I>Igunanodon</I> and <I>Megalosaurus</I> together with all its descendants. <P> Monophyletic groups are also called <I>clades</I>, and are generally considered as the only ``natural'' kind of group. They are very important in phylogenetic classification. <P> <LI>Now consider the group consisting of the non-avian dinosaurs (which is what people usually mean by the informal term ``dinosaurs''). This is a paraphyletic group, because it can't be defined simply as ``this animal plus all its descendants'', but must be described as one clade minus another: in this case, Dinosauria minus Aves. <P> The ``non-avian dinosaurs'' make up a singly paraphyletic group because only one clade need be omitted from its base definition. Groups may also be doubly paraphyletic, thrice paraphyletic, <I>etc.</I>, depending on how many sub-clades they omit. <P> <LI>Finally, consider the group of ``warm-blooded animals'', which consists of Mammalia and Aves. This is a polyphyletic group - a totally unnatural assemblage - because it can't even be expressed as a paraphyletic group, that is, a clade minus one or more of its subclades. Such groups are not used at all in phylogenetic work since they are a purely artificial construct. In terms of common descent, a ``warm-blooded animals'' grouping makes no more sense than a Synapsida-plus-Crocodilia group - though this is not to say the notion of a warm-blooded group may not be useful in some informal discussions. <P> </UL> <P> So far, so straightforward. The only wrinkle in this scheme is that some workers use the word ``monophyletic'' in a sense that includes what we have described here as paraphyletic groups. These people then use ``holophyletic'' to describe what are usually called monophyletic groups. It's tempting in the face of this ambiguity just to abandon the word ``monophyletic'' and use a holophyletic/paraphyletic dichotomy, but this terminological abuse is probably not widespread enough to merit such extreme measures. It's just something to be on the watch for. <P> Because clades are so important, there is common notation for specifying them (taken from the Phylocode: see note 9.4.1 in <a href="http://www.ohiou.edu/phylocode/art9.html">http://www.ohiou.edu/phylocode/art9.html</a>). <UL> <LI><B>Clade(A+B)</B> is a <I>node-based definition</I> meaning ``the most recent common ancestor of A and B, together with all its descendents'', or equivalently, ``the least inclusive clade containing A and B''. This may be extended to forms such as Clade(A+B+C), Clade(A+B+C+D), <I>etc.</I>, in the obvious way. <P> For example, Neosauropoda is defined as Clade(<I>Saltasaurus</I> + <I>Diplodocus</I>), that is, the most recent common ancestor of <I>Saltasaurus</I> and <I>Diplodocus</I> together with all its descendants. And Eutitanosauria, the ``true titanosaurs'' can be defined as Clade(<I>Saltasaurus</I> + <I>Argyrosaurus</I> + <I>Lirainosaurus</I>). <P> <LI><B>Clade(A&lt;--B)</B> is a <I>stem-based definition</I> meaning ``A together with everything that shares a more recent common ancestor with A than with B''. This too may be extended into forms such as Clade(A&lt;--B, C) <P> For example, Coelurosauria is often defined as Clade(Neornithes &lt;-- <I>Allosaurus</I>), that is, modern birds and everything sharing a more recent common ancestor with them than with <I>Allosaurus</I>. And Eusauropoda, the group of ``true sauropods'', is defined essentially by listing a lot of taxa that are <I>not</I> included in it, as Clade(<I>Saltasaurus</I> &lt;-- <I>Barapasaurus</I>, <I>Ohmdenosaurus</I>, <I>Vulcanodon</I>, <I>Zizhongosaurus</I>). <P> Stem-based clades are useful for neatly partitioning a node-based clade. For example, within the Avetheropoda, which is defined as Clade(Neornithes + <I>Allosaurus</I>), the two subgroups are the Carnosauria, defined as Clade(<I>Allosaurus</I> &lt;-- Neornithes), and the Coelurosauria, defined as its complement: Clade(Neornithes &lt;-- <I>Allosaurus</I>). <P> <LI><B>Clade(X in A)</B> is an <I>apomorphy-based definition</I> meaning ``the first species to possess character X synapomorphic with that in A, together with all its decendants.'' <P> Whatever the hell that means. </UL> <P> These notations are not standard in formal technical literature, but appear frequently on the Dinosaur Mailing List. <P> It's unfortunate that this notation is so clumsy. The following, more concise, alternative notation is sometimes used (notably in Mike Keesey's admirable <A href="http://dinosauricon.com/">Dinosauricon</A>): <UL> <LI><B>{A+B}</B> is equivalent to Clade(A+B) <LI><B>{A>B}</B> is equivalent to Clade(A<--B). (Yes, the arrow points in the opposite direction. That's a tragedy, but we seem to be stuck with it.) <LI>There's no way to indicate apomorphy-based definitions, but that's OK because no-one ever uses these anyway. <LI><B>{A-B}</B> can be used, in the absence of the prejuducial word ``Clade'' in the notation, to indicate the paraphyletic group formed by removing the clade B from the enclosing clade A. Mildly naughty, but pragmatic. </UL> <P> As examples of this last, we might describe the informal grouping ``non-avian dinosaurs'' as {Dinosauria-Aves}, and the ``traditional reptiles'' as {Reptilia-Aves}. <P> <DIV align="center"> <A href="/dino/faq/s-class/close/index.html">[&lt;&lt;]</A> <A href="/dino/faq/index.html">[Contents]</A> <A href="/dino/faq/search.html">[Search]</A> <A href="/dino/faq/s-class/clad/index.html">[&gt;&gt;]</A> </DIV> <P> <DIV align="center"> <SMALL> Any comments? Good! Please email them to <A href="mailto:dinofaq@indexdata.com" >dinofaq@indexdata.com</A> <BR> (See <A href="/dino/faq/s-preface/help/index.html">How can I help?</A> for more details.) <BR> <A href="/">[About the author]</A> </SMALL> </DIV> </BODY> </HTML>

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