Legal policies and incorporation

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Business practice manuals and operating procedures are also found here.</p></div> <div class="dropdown-desc-links"> </div> </div> <div class="col-lg-6 col-xxl-5_5 border-lg-left px-lg-4"> <div class="row">  <div class="col-lg-6"> <a class="dropdown-item " href="/legal-regulatory/tariff" >Tariff</a> <a class="dropdown-item " href="/legal-regulatory/regulatory-filings-orders" >Regulatory filings and orders</a> <a class="dropdown-item " href="/legal-regulatory/business-practice-manuals" >Business Practice Manuals</a> <a class="dropdown-item " href="/legal-regulatory/legal-policies" >Legal policies and incorporation</a> </div> <div class="col-lg-6"> <a class="dropdown-item " href="/legal-regulatory/contracts-agreements" >Contracts and agreements</a> <a class="dropdown-item " href="/legal-regulatory/compliance" >Compliance</a> <a class="dropdown-item " href="/legal-regulatory/operating-procedures" >Operating procedures</a> </div>  </div> </div> </div> </div> </li> <li class="nav-item search 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class="card-column-group"> <div class="container"> <div class="row"> <div class="d-none d-md-block col-md-4 col-xl-3 ps-md-5 order-2"> <div class="d-none d-md-block sticky-top"> <ul id="navbar-side-this-page" class="navbar-side side-right nav flex-md-column"> <li class="nav-item on-page"> On this page </li> <li class="nav-item"><a class="nav-link" href="#corporate-policies">Corporate polices</a></li> <li class="nav-item"><a class="nav-link" href="#dispute-policy">Dispute policy</a></li> <li class="nav-item"><a class="nav-link" href="#iso-incorporation">ISO incorporation</a></li> <li class="nav-item"><a class="nav-link" href="#tariff-bpm">Related ISO Tariff and BPM</a></li> <li class="nav-item"><a class="nav-link" href="#"></a></li> </ul> </div> </div> <div class="col-md-8 col-xl-9 order-1"> <div class="row"> <div class="col-12"><h1>Legal policies and incorporation</h1></div> </div> <div class="row"> <div data-block-type="content" class="col-12"id=""> <p class="lead">The ISO provides public notice of certain information as required legally and by ISO policies including alternative dispute resolution, government information requests, corporate records and open meetings.</p> </div>  <div data-block-type="doc-listing" class="col-12 doc-listing"> <h2 class="border-bottom" id="corporate-policies">Corporate policies</h2> <ul class="doc-list"> <li data-sort=""> <a href="/documents/corporate-governance-principles.pdf" >Corporate Governance Principles</a><span class="time">10/28/2024, 12:11 PM</span> </li> <li data-sort=""> <a href="/documents/board-selection-policy.pdf" >Board Selection Policy</a><span class="time">10/22/2024, 11:16 AM</span> </li> <li data-sort=""> <a href="/documents/open-meeting-policy.pdf" >Open Meeting Policy</a><span class="time">10/22/2024, 11:16 AM</span> </li> <li data-sort=""> <a href="/documents/" target="_blank" >Charter for Western Energy Imbalance Market Governance</a><span class="time">05/18/2024, 7:42 PM</span> </li> <li data-sort=""> <a href="/documents/" target="_blank" >Selection Policy for the WEIM Governing Body</a><span class="time">05/18/2024, 7:42 PM</span> </li> <li data-sort=""> <a href="/documents/recordsavailabilitypolicy.pdf" >California ISO Records Availability Policy</a><span class="time">05/14/2024, 2:19 PM</span> </li> <li data-sort=""> <a href="/documents/codeofconduct-ethicalprinciples.pdf" >Code of Conduct and Ethical Principles</a><span class="time">04/13/2023, 1:56 PM</span> </li> <li data-sort=""> <a href="/documents/standardproceduresappealprocessrecordsrequestdeterminations.pdf" >Standard Procedures for Appeal of Records Request Determinations</a><span class="time">09/29/2016, 1:05 PM</span> </li> </ul> </div>  <div data-block-type="doc-listing" class="col-12 doc-listing"> <h3 class="" ">Independent municipal advisor exemption</h3> <p>The ISO has retained Sperry Capital, Inc. as our independent registered municipal advisor in accordance with the independent registered municipal advisor exemption to the SEC Municipal Advisor Rule. Sperry Capital will provide us advice on proposals from financial services firms regarding issuance of municipal securities and municipal financial products (including investments of bond proceeds and escrow investments). This notice may be relied upon until July聽1, 2023.</p> </div> <div data-block-type="content" class="col-12"id=""> <h2 class="border-bottom"id="dispute-policy">Dispute policies</h2> <p>The settlement dispute process is detailed in the ISO Tariff Section 11 and the Business Practice Manual for Settlements and Billing.</p> </div>  <div data-block-type="doc-listing" class="col-12 doc-listing"> <h3 class="" ">Alternate dispute resolution</h3> <p>Most disputes under the tariff or agreements with the ISO are subject to the alternative dispute resolution procedure in Section 13 of the tariff. The first step in that procedure is negotiation under Section 13.2.1, sometimes known as good faith negotiations (GFN). If a dispute is not resolved through negotiations, a party may submit a Statement of Claim to commence further proceedings.</p> <ul class="doc-list"> <li data-sort=""> <a href="/documents/disputeresolutionprocedure.pdf" >Dispute Resolution Procedure</a><span class="time">10/24/2024, 10:10 AM</span> </li> <li data-sort=""> <a href="/documents/good-faith-negotiation-procedure.pdf" >Good Faith Negotiation Procedure</a><span class="time">10/22/2024, 11:16 AM</span> </li> </ul> </div> <div data-block-type="content" class="col-12"id=""> <h4 class="">Matters on appeal</h4> <p>The ISO posts notices of appeal for alternative dispute resolution matters, summarizes the claim and arbitration award for each matter on appeal, and contains the awards to the extent they have become publicly available.</p><p>THERE ARE CURRENTLY NO MATTERS ON APPEAL.</p><p><a href="/library/matters-on-appeal">View previous matters on appeals</a></p><h4>Matters in alternative dispute resolution</h4><p>The ISO posts information about claims currently in alternative dispute resolution, including a statement of claim summary, notices of demand for arbitration, identity of any additional participants and their petitions to intervene.</p><p>THERE ARE CURRENTLY NO MATTERS IN ALTERNATIVE DISPUTE RESOLUTION.</p><p><a href="/library/matters-in-alternative-dispute-resolution">View previous matters in alternative dispute resolution</a></p> </div>  <div data-block-type="doc-listing" class="col-12 doc-listing"> <h2 class="border-bottom" id="iso-incorporation">ISO Incorporation</h2> <p>The ISO is a nonprofit public benefit corporation operating under these bylaws, incorporation documents and enabling legislation. Our employees and the Board of Governors are subject to clear and well defined codes of conduct and policies.</p><ul><li><a href="/documents/amendment-isoarticles-incorporation.pdf">Amendment to ISO Articles of Incorporation</a>聽</li><li><a href="/documents/assemblybill1890.pdf">Assembly Bill 1890</a></li></ul> <ul class="doc-list"> <li data-sort=""> <a href="/documents/iso-corporate-bylaws-amended-and-restated.pdf" >ISO Corporate Bylaws (amended and restated)</a><span class="time">08/15/2024, 3:39 PM</span> </li> <li data-sort=""> <a href="/documents/isoarticles-incorporation.pdf" >ISO Articles of Incorporation</a><span class="time">10/11/2010, 10:39 AM</span> </li> </ul> </div> </div> </div> </div> </div> </div> </div> <div data-block-type="break" class="break mt-5 pt-5 bg-light-gray-warm" > <div class="container"> <div class="row"> <div class="col-lg-8"id=""> <div data-block-type="card" class="card "> <div class="row g-0 h-100"> <div class="col-md-4 d-flex justify-content-center align-content-center" style="background-color: #e5f0ee"> <svg id="sncodjgtls-Layer_1" class="icon icon-color-custom card-img-horizontal" width="50%" xmlns="http://www.w3.org/2000/svg" data-name="Layer 1" viewBox="0 0 25 25" fill="#00c7b1" style="margin: 25px auto; max-width: 50%;"> <path d="M17,6H9A.5.5,0,0,1,9,5h8a.5.5,0,0,1,0,1Z"></path> <path d="M17,8H9A.5.5,0,0,1,9,7h8a.5.5,0,0,1,0,1Z"></path> <path d="M17,10H9A.5.5,0,0,1,9,9h8a.5.5,0,0,1,0,1Z"></path> <path d="M11,12H9a.5.5,0,0,1,0-1h2a.5.5,0,0,1,0,1Z"></path> <path d="M10,14H9a.5.5,0,0,1,0-1h1a.5.5,0,0,1,0,1Z"></path> <path d="M19.5,8a.5.5,0,0,1-.5-.5V3H18a.5.5,0,0,1,0-1h1.5a.5.5,0,0,1,.5.5v5A.5.5,0,0,1,19.5,8Z"></path> <path d="M21.5,11a.5.5,0,0,1-.5-.5v-9a.45.45,0,0,0-.5-.5H7A.5.5,0,0,1,6.5.5.5.5,0,0,1,7,0H20.5A1.45,1.45,0,0,1,22,1.5v9A.5.5,0,0,1,21.5,11Z"></path> <path d="M16.6,20h-.09l-1-.18-1,.18a.49.49,0,0,1-.42-.11l-.74-.65-.92-.37a.51.51,0,0,1-.27-.27l-.37-.92-.65-.74a.5.5,0,0,1-.11-.42l.18-1-.18-1a.5.5,0,0,1,.11-.42l.65-.74.37-.92a.51.51,0,0,1,.27-.27l.92-.37.74-.65a.5.5,0,0,1,.42-.11l1,.18,1-.18a.5.5,0,0,1,.42.11l.74.65.92.37a.51.51,0,0,1,.27.27l.37.92.65.74a.5.5,0,0,1,.11.42l-.18,1,.18,1a.5.5,0,0,1-.11.42l-.65.74-.37.92a.51.51,0,0,1-.27.27l-.92.37-.74.65A.5.5,0,0,1,16.6,20Zm-1.1-1.2h.09l.86.15.62-.54.14-.08L18,18l.32-.81a.64.64,0,0,1,.08-.14l.54-.62-.15-.86a.54.54,0,0,1,0-.18l.15-.86-.54-.62a.64.64,0,0,1-.08-.14L18,13l-.81-.32-.14-.08L16.45,12l-.86.15h-.18L14.55,12l-.62.54-.14.08L13,13l-.32.81a.64.64,0,0,1-.08.14l-.54.62.15.86a.54.54,0,0,1,0,.18l-.15.86.54.62a.64.64,0,0,1,.08.14L13,18l.81.32.14.08.62.54.86-.15Z"></path> <path d="M15.5,18A2.5,2.5,0,1,1,18,15.5,2.5,2.5,0,0,1,15.5,18Zm0-4A1.5,1.5,0,1,0,17,15.5,1.5,1.5,0,0,0,15.5,14Z"></path> <path d="M19.5,18h-.75a.5.5,0,0,1,0-1H19V7.5a.5.5,0,0,1,1,0v10A.5.5,0,0,1,19.5,18Z"></path> <path d="M12.24,18H6.5a.5.5,0,0,1-.5-.5V2.5A.5.5,0,0,1,6.5,2H18a.5.5,0,0,1,0,1H7V17h5.24a.5.5,0,1,1,0,1Z"></path> <path d="M14.5,25a.49.49,0,0,1-.4-.2l-1.27-1.69L10.69,24a.5.5,0,0,1-.66-.62l1.88-5.64a.49.49,0,0,1,.63-.32.51.51,0,0,1,.32.63l-1.54,4.63,1.49-.6a.5.5,0,0,1,.59.16l.93,1.24,1.39-4.17a.5.5,0,1,1,1,.31L15,24.66a.49.49,0,0,1-.39.33Z"></path> <path d="M16.5,25h0a.51.51,0,0,1-.41-.28l-1.2-2.4a.5.5,0,0,1,.9-.44l.83,1.67,1-1.35a.5.5,0,0,1,.59-.16l1.27.51-1.88-3.78a.5.5,0,1,1,.89-.44l2.48,5a.5.5,0,0,1-.64.68l-2.14-.85L16.9,24.8A.49.49,0,0,1,16.5,25Z"></path> <path d="M20.5,20h-2a.5.5,0,0,1,0-1h2a.45.45,0,0,0,.5-.5v-9a.5.5,0,0,1,1,0v9A1.45,1.45,0,0,1,20.5,20Z"></path> <path d="M11.83,20H5.5A1.45,1.45,0,0,1,4,18.5V1.5A1.45,1.45,0,0,1,5.5,0h2A.5.5,0,0,1,8,.5a.5.5,0,0,1-.5.5h-2a.45.45,0,0,0-.5.5v17a.45.45,0,0,0,.5.5h6.33a.5.5,0,0,1,0,1Z"></path> </svg> </div> <div class="col-md-8"> <div class="card-body "> <h4 class="card-title " id="tariff-bpm">Related ISO Tariff and Business Practice Manuals</h4> <div class="card-text"><ul> <li> <a href="/legal-regulatory/tariff">ISO Tariff</a> </li> <li> <a href="/documents/Section11-CaliforniaISOSettlements-and-Billing-asof-Jun15-2021.pdf">ISO Tariff, Section 11 - California ISO Settlements and Billing</a> </li> <li> <a href="https://bpmcm.caiso.com/Pages/SnBBPMDetails.aspx?BPM=Settlements%20and%20Billing" target="_blank">Business Practice Manual for Settlements and Billing</a> </li> </ul></div> <ul class="doc-list"> </ul> </div> </div> </div> </div> </div> </div> </div> </div> </div> </div> </main> <footer id="footer"> <div class="fat-footer"> <div class="container"> <div class="row"> <div class="col-lg-5"> <h5>California ISO</h5> <ul class="row"> <li class="col-md-4 col-lg-6"> <a href="/about">About</a> </li> <li class="col-md-4 col-lg-6"> <a href="/emergency-notifications">Emergency notifications</a> </li> <li class="col-md-4 col-lg-6"> <a href="/about/news">Newsroom</a> </li> <li class="col-md-4 col-lg-6"> <a href="/legal-regulatory/business-practice-manuals">Business Practice Manuals</a> </li> <li class="col-md-4 col-lg-6"> <a href="/about/governance-committees">Governance and committees</a> </li> <li class="col-md-4 col-lg-6"> <a href="/legal-regulatory/tariff">Tariff</a> </li> <li class="col-md-4 col-lg-6"> <a href="/about/careers">Careers</a> </li> </ul> </div> <div class="col-md-8 col-lg-5"> <h5>Related websites</h5> <ul class="row"> <li class="col-md-6"> <a href="http://oasis.caiso.com/">OASIS</a> </li> <li class="col-md-6"> <a href="https://portal.caiso.com/">Market Participant Portal</a> </li> <li class="col-md-6"> <a href="https://www.westerneim.com/">Western Energy Markets</a> </li> <li class="col-md-6"> <a href="https://weim.caiso.com/">WEIM Portal</a> </li> <li class="col-md-6"> <a href="https://rc.caiso.com/">RC Portal</a> </li> </ul> </div> <div class="col-md-4 col-lg-2"> <h5>Support</h5> <ul class="row"> <li class="col-12"> <a href="/about/contact">Contact us</a> </li> <li class="col-12"> <a href="/stakeholder/training">Training center</a> </li> <li class="col-12"> <a href="https://developer.caiso.com/">Developer Portal</a> </li> </ul> </div> </div> </div> </div> <div class="bottom-footer"> <div class="container"> <div class="row"> <div class="col-md-12"> <div class="row notifications"> <div class="col-md-3"> <div class="iso-today"> <a href="/iso-today">ISO Today</a> <span class="desc">Free mobile app to monitor grid conditions, receive alerts and track calendar events.</span> </div> </div> <div class="col-md-3"> <div class="daily-briefing"> <a href="/daily-briefing">Daily Briefing</a> <span class="desc">Daily email summarizing the day's notices.</span> </div> </div> <div class="col-md-3"> <div class="news"> <a href="/about/news/news-releases">News releases</a> <span class="desc">Email with the latest Board of Governors decisions and breaking developments.</span> </div> </div> <div class="col-md-3"> <div class="flex-alert"> <a href="https://www.flexalert.org/">Flex Alert</a> <span class="desc">A call for consumers to voluntarily conserve electricity when there is a predicted shortage of energy supply.</span> </div> </div> </div> </div> <div class="col-md-12 text-center"> <div class="social-container"> <h5>Follow Us</h5> <ul class="social"> <li class="twitter"><a href="https://www.twitter.com/California_ISO/">Twitter</a></li> <li class="facebook"><a href="https://www.facebook.com/CaliforniaISO/">Facebook</a></li> <li class="youtube"><a href="https://www.youtube.com/CaliforniaISOFolsomCA">YouTube</a></li> </ul> <a href="/subscriptions" class="btn btn-xs btn-outline-gray mt-2 mt-md-0">Subscriptions</a> </div> </div> </div> <div class="row basement"> <div class="col-12"> <p class="copyright">Copyright © 2024 California Independent System Operator. 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