Registration body

<!DOCTYPE html>   <html>  <head> <link href="/Frontend/Finma/default.min.css" rel="stylesheet" type="text/css" /> <link href="/Frontend/Finma/app.min.css?v=3.5.0" rel="stylesheet" type="text/css" /> <meta http-equiv="X-UA-Compatible" content="IE=Edge,chrome=1" /> <title>Registration body | FINMA</title> <meta http-equiv="Content-Type" content="text/html; charset=utf-8" /> <meta name="rating" content="general" /> <meta name="distribution" content="global" /> <meta name="Content-Language" content="en" /> <meta name="language" content="en" /> <meta name="description" content="Under the Financial Services Act, client advisers of financial service providers which are not subject to prudential supervision must now sign up to an adviser register. The registration body manages the adviser register. " /> <meta name="keywords" content="" /> <meta name="author" content="Eidgenössische Finanzmarktaufsicht FINMA" /> <link rel="canonical" href="https://www.finma.ch/authorisation/registrierungsstelle/"> <link rel="alternate" hreflang="en" href="https://www.finma.ch/en/authorisation/registrierungsstelle/" /> <link rel="alternate" hreflang="de" href="https://www.finma.ch/de/bewilligung/registrierungsstelle/" /> <link rel="alternate" hreflang="fr" href="https://www.finma.ch/fr/autorisation/registrierungsstelle/" /> <link rel="alternate" hreflang="it" href="https://www.finma.ch/it/autorizzazione/registrierungsstelle/" /> <link rel="alternate" hreflang="x-default" href="https://www.finma.ch/authorisation/registrierungsstelle/" /> <meta name="viewport" id="viewport-meta" content="width=device-width, initial-scale=1.0, maximum-scale=1.0"> <link rel="shortcut icon" href="/Frontend/Finma/assets/img/icon/favicon.ico" type="image/x-icon" /> <link rel="apple-touch-icon" href="/Frontend/Finma/assets/img/icon/apple-touch-icon.png" /> <link rel="apple-touch-icon-precomposed" href="/Frontend/Finma/assets/img/icon/apple-touch-icon-precomposed.png" /> <link rel="shortcut icon" href="/Frontend/Finma/assets/img/icon/favicon.ico" type="image/x-icon" /> <link rel="apple-touch-icon" href="/Frontend/Finma/assets/img/icon/apple-touch-icon.png" /> <link rel="apple-touch-icon-precomposed" href="/Frontend/Finma/assets/img/icon/apple-touch-icon-precomposed.png" /> <meta name="application-name" content="FINMA" /> <meta name="msapplication-TileColor" content="#FFFFFF" /> <meta name="msapplication-TileImage" content="/Frontend/Finma/assets/img/icon/tile-icon.png" /> <meta name="msapplication-config" content="none" /> <script src="/Frontend/Finma/assets/js/app/modernizr.custom.js" type="text/javascript"></script>   <script> var _mtm = window._mtm = window._mtm || []; _mtm.push({'mtm.startTime': (new Date().getTime()), 'event': 'mtm.Start'}); _mtm.push({'page_type': "content", event: "mtm.pageView", }); var d=document, g=d.createElement('script'), s=d.getElementsByTagName('script')[0]; g.async=true; g.src='https://insights.finma.ch/js/container_bgMPmEU1.js'; s.parentNode.insertBefore(g,s); </script>   <meta name="twitter:card" content="summary"> <meta name="twitter:title" content="Registration body"> <meta name="twitter:description" content="Under the Financial Services Act, client advisers of financial service providers which are not subject to prudential supervision must now sign up to an adviser register. The registration body manages the adviser register. "> <meta name="twitter:image" content="https://www.finma.ch/~/media/finma/images/logo/finma-logo.png">  <meta property="og:type" content="website"> <meta property="og:url" content="https://www.finma.ch/en/authorisation/registrierungsstelle/"> <meta property="og:site_name" content="Eidgenössische Finanzmarktaufsicht FINMA"> <meta property="og:title" content="Registration body"> <meta property="og:description" content="Under the Financial Services Act, client advisers of financial service providers which are not subject to prudential supervision must now sign up to an adviser register. The registration body manages the adviser register. "> <meta property="og:image" content="https://www.finma.ch/~/media/finma/images/logo/finma-logo.png"> </head> <body class="mod mod-layout" data-culture="de-CH"> <div class="l-page"> <header class="l-head" role="banner"> <div class="l-wrap"> <a class="e-btn btn-search-mobile js-btn-search-mobile" href="/en/search/" aria-label="search icon"></a> <a href="javascript:;" class="e-btn btn-navmain-mobile js-btn-navmain-mobile" aria-label="mobile menu"></a> <div class="g-row l-service js-l-service"> <div class="g-cell left"> <div class="mod-nav-meta"> <ul class="nav-meta-list"> <li class="nav-meta-list-item"> <a class=" " href="/en/" title="Home" target=""> Home </a> </li> <li class="nav-meta-list-item"> <a class=" " href="/en/media/" title="Media" target=""> Media </a> </li> <li class="nav-meta-list-item"> <a class=" " href="/en/finma/working-at-finma/current-vacancies/" accesskey="0" title="Jobs" target=""> Jobs </a> </li> <li class="nav-meta-list-item"> <a class=" " href="/en/contact/" title="Contact" target=""> Contact </a> </li> <li class="nav-meta-list-item"> <a class=" " href="https://portal.finma.ch/auth-login/ui/app/auth/application/access?lang=en" title="FINMA portal" target="_blank"> FINMA portal </a> </li> </ul> </div> </div> <div class="g-cell right"> <div class="mod mod-nav-service"> <ul class="nav-service-list"> <li> <ul class="quick-btn-links"> <li> <a href="/en/news/" class="e-btn btn-navigation " accesskey="6" title="News" target=""> <i class="glyph-news"></i> News </a> </li> <li> <a href="/en/documents/" class="e-btn btn-navigation " title="Documents" target=""> <i class="glyph-documents"></i> Documents </a> </li> </ul> </li> <li class="service-links-item"> <ul class="service-links"> <li class="service-links-watchlist-item"> <a href="/en/personal-download-list/" class="service-icon-watchlist" title="Merkliste"> <div class="glyph-folder"> <span class="service-notification-circle"> <span class="service-notification-number" data-getcounturl="/api/watchlist/GetCount">0</span> </span> </div> </a> </li> <li class="service-links-lock-item"> <a class="icon-login" title="MyFINMA" href="/en/myfinma/">MyFINMA</a> </li> <li class="service-link-search-item"> <a href="/en/search/" class="icon-magnifier" accesskey="4" title="Search"><span class="glyph-search"></span></a> </li> <li class="service-link-language service-link-language-item js-service-link-language-item"> <ul class="service-link-language-list" accesskey="8" title="Language list"> <li><a class="service-link-language-item js-service-link-language-list active" href="javascript:;" title="EN"> EN </a></li> <li><a class="service-link-language-item js-service-link-language-list" href="/de/bewilligung/registrierungsstelle/" title="DE">DE</a></li> <li><a class="service-link-language-item js-service-link-language-list" href="/fr/autorisation/registrierungsstelle/" title="FR">FR</a></li> <li><a class="service-link-language-item js-service-link-language-list" href="/it/autorizzazione/registrierungsstelle/" title="IT">IT</a></li> </ul> </li> </ul> </li> </ul> </div> </div> </div> <div class="g-row l-logo"> <div class="mod-logo"> <a href="/en/" accesskey="0" title="Finma Logo"> <img src="/~/media/finma/images/logo/finma-logo.png?h=94&iar=0&w=412&hash=A19C8B9DCA22533F4FECCCAE2CBFFAA1" alt="FINMA" width="412" height="94" /> </a> </div> </div> <nav class="g-row l-nav js-l-nav"> <div class="mod mod-nav-main" data-page="home"> <ul class="nav-main-list js-nav-main-list" role="navigation"> <a href="#navigation" name="navigation" accesskey="1" title="Menu 1"></a> <li class="main-list-item js-main-list-item" role="presentation" aria-haspopup="true"> <h2 class="main-list-link js-main-list-link state-active">Authorisation</h2> <ul class="main-flyout js-main-flyout" role="menu" aria-expanded="false"> <li class="g-row" role="presentation"> <div class="g-cell s-1of3 flyout-column-left"> <div class="flyout-column-left-wrap e-text"> <div class="flyout-column-left-title">Authorised or registered institutions, persons and products</div> <div class="flyout-column-text-box"> <div class="text-image pull-left"> <img src="/~/media/finma/images/menuicons/finma_icon_bewilligung.png?h=64&iar=0&w=64&hash=C59AF4AB210953925B44A1CBEDE5FD8F" alt="Authorisation icon" width="64" height="64" /> </div> <div class="flyout-column-text">These companies, persons and products have a licence and are permitted to operate on the financial market.</div> </div> </div> </div> <div class="g-cell s-1of3 flyout-column-center"> <div class="flyout-column-center-wrap"> <span class="flyout-column-title">Getting authorised</span> <ul class="flyout-column-list" role="menu"> <li role="presentation"> <a href="/en/authorisation/authorisation-overview/" title="Authorisation" role="menuitem">Authorisation</a> </li> <li role="presentation"> <a href="/en/authorisation/types-of-licensing/" title="Types of authorisation" role="menuitem">Types of authorisation</a> </li> <li role="presentation"> <a href="/en/authorisation/banks-and-securities-firms/" title="Banks and securities firms" role="menuitem">Banks and securities firms</a> </li> <li role="presentation"> <a href="/en/authorisation/insurers/" title="Insurers" role="menuitem">Insurers</a> </li> <li role="presentation"> <a href="/en/authorisation/insurance-intermediaries/" title="Insurance intermediaries" role="menuitem">Insurance intermediaries</a> </li> <li role="presentation"> <a href="/en/authorisation/asset-management/" title="Asset management" role="menuitem">Asset management</a> </li> <li role="presentation"> <a href="/en/authorisation/portfolio-managers-and-trustees/" title="Portfolio managers and trustees" role="menuitem">Portfolio managers and trustees</a> </li> <li role="presentation"> <a href="/en/authorisation/supervisory-organisations/" title="Supervisory organisations" role="menuitem">Supervisory organisations</a> </li> <li role="presentation"> <a href="/en/authorisation/vertretungen-auslaendischer-finanzinstitute-gemaess-finig/" title="Representative offices of financial institutions based outside Switzerland under FinIA" role="menuitem">Representative offices of financial institutions based outside Switzerland under FinIA</a> </li> <li role="presentation"> <a href="/en/authorisation/self-regulatory-organisations-sros/" title="Self-regulatory organisations (SROs)" role="menuitem">Self-regulatory organisations (SROs)</a> </li> <li role="presentation"> <a href="/en/authorisation/financial-market-infrastructures-and-foreign-market-participants/" title="Financial market infrastructures and foreign market participants" role="menuitem">Financial market infrastructures and foreign market participants</a> </li> <li role="presentation"> <a href="/en/authorisation/rating-agencies/" title="Rating agencies" role="menuitem">Rating agencies</a> </li> <li role="presentation"> <a href="/en/authorisation/registrierungsstelle/" title="Registration body" role="menuitem">Registration body</a> </li> <li role="presentation"> <a href="/en/authorisation/ombudsmen-for-financial-service-providers/" title="Ombudsmen for financial service providers" role="menuitem">Ombudsmen for financial service providers</a> </li> <li role="presentation"> <a href="/en/authorisation/pruefstelle-fuer-prospekte/" title="Reviewing body for prospectuses" role="menuitem">Reviewing body for prospectuses</a> </li> <li role="presentation"> <a href="/en/authorisation/fintech/" title="FinTech" role="menuitem">FinTech</a> </li> </ul> </div> </div> <div class="g-cell s-1of3 flyout-column-right"> <div class="flyout-column-right-wrap"> <a class="flyout-column-link" href="/en/finma-public/authorised-institutions-individuals-and-products/">Authorised or registered institutions, persons and products</a> <div class="flyout-column-text">These companies, persons and products have a licence and are permitted to operate on the financial market.</div> <a class="flyout-column-link" href="/en/finma-public/warnungen/">Warning list</a> <div class="flyout-column-text">These companies are not authorised and may be engaging in financial market activity without the requisite licence.</div> </div> </div> </li> </ul> </li> <li class="main-list-item js-main-list-item" role="presentation" aria-haspopup="true"> <h2 class="main-list-link js-main-list-link">Supervision</h2> <ul class="main-flyout js-main-flyout" role="menu" aria-expanded="false"> <li class="g-row" role="presentation"> <div class="g-cell s-1of3 flyout-column-left"> <div class="flyout-column-left-wrap e-text"> <a class="flyout-column-link" href="/en/supervision/our-approach-to-supervision/">Our approach to supervision</a> <div class="flyout-column-text-box"> <div class="text-image pull-left"> <img src="/~/media/finma/images/menuicons/finma_icon_ueberwachung.png?h=64&iar=0&w=64&hash=EBB252A54B6BD7EA0CDB0475CA196855" alt="Supervision icon" width="64" height="64" /> </div> <div class="flyout-column-text">FINMA’s core task is prudential supervision of the financial market. It also uses private audit companies to extend its reach.</div> </div> </div> </div> <div class="g-cell s-1of3 flyout-column-center"> <div class="flyout-column-center-wrap"> <span class="flyout-column-title">Information about supervision of…</span> <ul class="flyout-column-list" role="menu"> <li role="presentation"> <a href="/en/supervision/our-approach-to-supervision/" title="Our approach to supervision" role="menuitem">Our approach to supervision</a> </li> <li role="presentation"> <a href="/en/supervision/cross-sector-issues/" title="Cross-sector issues" role="menuitem">Cross-sector issues</a> </li> <li role="presentation"> <a href="/en/supervision/banks-and-securities-firms/" title="Banks and securities firms" role="menuitem">Banks and securities firms</a> </li> <li role="presentation"> <a href="/en/supervision/insurers/" title="Insurers" role="menuitem">Insurers</a> </li> <li role="presentation"> <a href="/en/supervision/versicherungsvermittler/" title="Insurance intermediaries" role="menuitem">Insurance intermediaries</a> </li> <li role="presentation"> <a href="/en/supervision/asset-management/" title="Asset Management" role="menuitem">Asset Management</a> </li> <li role="presentation"> <a href="/en/supervision/portfolio-managers-and-trustees/" title="Portfolio managers and trustees" role="menuitem">Portfolio managers and trustees</a> </li> <li role="presentation"> <a href="/en/supervision/supervisory-organisations/" title="Supervisory organisations" role="menuitem">Supervisory organisations</a> </li> <li role="presentation"> <a href="/en/supervision/self-regulatory-organisations-sros/" title="Self-regulatory organisations (SROs)" role="menuitem">Self-regulatory organisations (SROs)</a> </li> <li role="presentation"> <a href="/en/supervision/financial-market-infrastructures/" title="Financial market infrastructures" role="menuitem">Financial market infrastructures</a> </li> <li role="presentation"> <a href="/en/supervision/central-mortgage-bond-institutions/" title="Central mortgage bond institutions" role="menuitem">Central mortgage bond institutions</a> </li> <li role="presentation"> <a href="/en/supervision/fintech/" title="FinTech" role="menuitem">FinTech</a> </li> </ul> </div> </div> <div class="g-cell s-1of3 flyout-column-right"> <div class="flyout-column-right-wrap"> <a class="flyout-column-link" href="/en/supervision/banks-and-securities-firms/categorisation/">Risk categories in the banking sector</a> <div class="flyout-column-text">FINMA assigns banks to different risk categories.</div> <a class="flyout-column-link" href="/en/supervision/insurers/categorisation/">Risk categories in the insurance sector</a> <div class="flyout-column-text">FINMA assigns insurers to different risk categories.</div> </div> </div> </li> </ul> </li> <li class="main-list-item js-main-list-item" role="presentation" aria-haspopup="true"> <h2 class="main-list-link js-main-list-link">Enforcement</h2> <ul class="main-flyout js-main-flyout" role="menu" aria-expanded="false"> <li class="g-row" role="presentation"> <div class="g-cell s-1of3 flyout-column-left"> <div class="flyout-column-left-wrap e-text"> <a class="flyout-column-link" href="/en/enforcement/all-about-enforcement/">Enforcing supervisory law</a> <div class="flyout-column-text-box"> <div class="text-image pull-left"> <img src="/~/media/finma/images/menuicons/finma_icon_durchsetzung.png?h=64&iar=0&w=64&hash=DD5B067C17728DE511F0D115D366BC67" alt="Enforcement icon" width="64" height="64" /> </div> <div class="flyout-column-text"><p style="margin: 0cm 0cm 0pt;">Where necessary, FINMA enforces supervisory law using coercive measures under administrative law. Find out about its powers, approach and measures for dealing with violations of the law here.</p></div> </div> </div> </div> <div class="g-cell s-1of3 flyout-column-center"> <div class="flyout-column-center-wrap"> <span class="flyout-column-title">Enforcement topics</span> <ul class="flyout-column-list" role="menu"> <li role="presentation"> <a href="/en/enforcement/all-about-enforcement/" title="All about Enforcement" role="menuitem">All about Enforcement</a> </li> <li role="presentation"> <a href="/en/enforcement/licence-holders/" title="Licence holders" role="menuitem">Licence holders</a> </li> <li role="presentation"> <a href="/en/enforcement/unauthorised-activities/" title="Unauthorised activities" role="menuitem">Unauthorised activities</a> </li> <li role="presentation"> <a href="/en/enforcement/market-supervision/" title="Market supervision" role="menuitem">Market supervision</a> </li> <li role="presentation"> <a href="/en/enforcement/enforcement-tools/" title="Enforcement tools" role="menuitem">Enforcement tools</a> </li> <li role="presentation"> <a href="/en/enforcement/database-for-assessing-fitness-and-propriety-requirements/" title="Database for assessing fitness and propriety requirements" role="menuitem">Database for assessing fitness and propriety requirements</a> </li> <li role="presentation"> <a href="/en/enforcement/national-and-international-cooperation/" title="National and international cooperation" role="menuitem">National and international cooperation</a> </li> <li role="presentation"> <a href="/en/enforcement/parties-rights-and-obligations/" title="Rights and obligations" role="menuitem">Rights and obligations</a> </li> <li role="presentation"> <a href="/en/enforcement/case-reports-and-court-decisions/" title="Case reports and court decisions" role="menuitem">Case reports and court decisions</a> </li> <li role="presentation"> <a href="/en/enforcement/recovery-und-resolution-n/" title="Recovery and resolution" role="menuitem">Recovery and resolution</a> </li> </ul> </div> </div> <div class="g-cell s-1of3 flyout-column-right"> <div class="flyout-column-right-wrap"> <a class="flyout-column-link" href="/en/documentation/finma-publications/kennzahlen-und-statistiken/statistiken/enforcement/">Enforcement report</a> <div class="flyout-column-text">The enforcement report contains anonymised case studies that offer a more in-depth insight into FINMA’s enforcement activities.</div> <a class="flyout-column-link" href="/en/finma-public/warnungen/">Warning list</a> <div class="flyout-column-text">This is a list of companies and individuals that may be operating without the requisite FINMA authorisation.</div> <a class="flyout-column-link" href="/en/enforcement/recovery-und-resolution-n/">Recovery and resolution</a> <div class="flyout-column-text">The section on recovery and resolution provides an insight into the measures available to FINMA in the event that institutions become destabilised. FINMA thereby contributes to ensuring financial stability.</div> </div> </div> </li> </ul> </li> <li class="main-list-item js-main-list-item" role="presentation" aria-haspopup="true"> <h2 class="main-list-link js-main-list-link">Documentation</h2> <ul class="main-flyout js-main-flyout" role="menu" aria-expanded="false"> <li class="g-row" role="presentation"> <div class="g-cell s-1of3 flyout-column-left"> <div class="flyout-column-left-wrap e-text"> <a class="flyout-column-link" href="/en/documentation/finma-s-legal-basis/">FINMA’s legal basis</a> <div class="flyout-column-text-box"> <div class="text-image pull-left"> <img src="/~/media/finma/images/menuicons/finma_icon_dokumentation.png?h=64&iar=0&w=64&hash=42C3971FE452D2643DEB60C25197EEC0" alt="Documentation icon" width="64" height="64" /> </div> <div class="flyout-column-text">The financial market laws and the Financial Market Supervision Act provide the basis for FINMA’s activities. FINMA reports in detail on the fulfilment of its aims.</div> </div> </div> </div> <div class="g-cell s-1of3 flyout-column-center"> <div class="flyout-column-center-wrap"> <span class="flyout-column-title">Information on…</span> <ul class="flyout-column-list" role="menu"> <li role="presentation"> <a href="/en/documentation/finma-s-legal-basis/" title="Legal basis for FINMA’s activities" role="menuitem">Legal basis for FINMA’s activities</a> </li> <li role="presentation"> <a href="/en/documentation/legal-basis/" title="Legal basis" role="menuitem">Legal basis</a> </li> <li role="presentation"> <a href="/en/documentation/circulars/" title="Circulars" role="menuitem">Circulars</a> </li> <li role="presentation"> <a href="/en/documentation/consultations/" title="Consultations and evaluations" role="menuitem">Consultations and evaluations</a> </li> <li role="presentation"> <a href="/en/documentation/finma-s-position/" title="FINMA position statements" role="menuitem">FINMA position statements</a> </li> <li role="presentation"> <a href="/en/documentation/finma-guidance/" title="FINMA Guidance" role="menuitem">FINMA Guidance</a> </li> <li role="presentation"> <a href="/en/documentation/finma-publications/" title="FINMA publications" role="menuitem">FINMA publications</a> </li> <li role="presentation"> <a href="/en/documentation/finma-videos/" title="FINMA videos" role="menuitem">FINMA videos</a> </li> <li role="presentation"> <a href="/en/documentation/dossier/" title="Dossiers" role="menuitem">Dossiers</a> </li> <li role="presentation"> <a href="/en/documentation/enforcement-reporting/" title="Enforcement reporting" role="menuitem">Enforcement reporting</a> </li> <li role="presentation"> <a href="/en/documentation/insurance-law-rulings/" title="Insurance law rulings" role="menuitem">Insurance law rulings</a> </li> <li role="presentation"> <a href="/en/documentation/self-regulation/" title="Self-regulation" role="menuitem">Self-regulation</a> </li> <li role="presentation"> <a href="/en/documentation/international-sanctions-and-combating-terrorism/" title="Sanctions and FATF statements" role="menuitem">Sanctions and FATF statements</a> </li> <li role="presentation"> <a href="/en/documentation/archiv/" title="Archive" role="menuitem">Archive</a> </li> </ul> </div> </div> <div class="g-cell s-1of3 flyout-column-right"> <div class="flyout-column-right-wrap"> <a class="flyout-column-link" target="_blank" rel="noopener noreferrer" href="http://www.admin.ch/opc/en/classified-compilation/20052624/index.html">Financial Market Supervision Act</a> <div class="flyout-column-text">The legal basis for FINMA as an authority, setting out its tasks and powers.</div> <a class="flyout-column-link" href="/en/documentation/finma-publications/annual-reports--and-financial-statements/">Annual report and financial statements</a> <div class="flyout-column-text">FINMA gives a full account of its activities in its annual report.</div> </div> </div> </li> </ul> </li> <li class="main-list-item js-main-list-item" role="presentation" aria-haspopup="true"> <h2 class="main-list-link js-main-list-link">FINMA</h2> <ul class="main-flyout js-main-flyout" role="menu" aria-expanded="false"> <li class="g-row" role="presentation"> <div class="g-cell s-1of3 flyout-column-left"> <div class="flyout-column-left-wrap e-text"> <a class="flyout-column-link" href="/en/finma/finma-an-overview/">FINMA – an overview</a> <div class="flyout-column-text-box"> <div class="text-image pull-left"> <img src="/~/media/finma/images/menuicons/finma_icon_behoerde.png?h=64&iar=0&w=64&hash=ED57AB81A75632D24584A132CD7D6DE6" alt="FINMA icon" width="64" height="64" /> </div> <div class="flyout-column-text">As an independent supervisor of the Swiss financial market, FINMA is institutionally, functionally and financially independent.</div> </div> </div> </div> <div class="g-cell s-1of3 flyout-column-center"> <div class="flyout-column-center-wrap"> <span class="flyout-column-title"></span> <ul class="flyout-column-list" role="menu"> <li role="presentation"> <a href="/en/finma/finma-an-overview/" title="FINMA – an overview " role="menuitem">FINMA – an overview </a> </li> <li role="presentation"> <a href="/en/finma/supervisory-objectives/" title="Supervisory objectives" role="menuitem">Supervisory objectives</a> </li> <li role="presentation"> <a href="/en/finma/organisation/" title="Organisation" role="menuitem">Organisation</a> </li> <li role="presentation"> <a href="/en/finma/working-at-finma/" title="Working at FINMA" role="menuitem">Working at FINMA</a> </li> <li role="presentation"> <a href="/en/finma/activities/" title="Activities" role="menuitem">Activities</a> </li> <li role="presentation"> <a href="/en/finma/auditing/" title="Auditing" role="menuitem">Auditing</a> </li> <li role="presentation"> <a href="/en/finma/finma-mandataries/" title="FINMA mandataries" role="menuitem">FINMA mandataries</a> </li> <li role="presentation"> <a href="/en/finma/national-cooperation/" title="National cooperation" role="menuitem">National cooperation</a> </li> <li role="presentation"> <a href="/en/finma/international-activities/" title="International activities" role="menuitem">International activities</a> </li> <li role="presentation"> <a href="/en/finma/digital-exchange/" title="Digital exchange" role="menuitem">Digital exchange</a> </li> <li role="presentation"> <a href="/en/finma/making-a-report/" title="Making a report" role="menuitem">Making a report</a> </li> </ul> </div> </div> <div class="g-cell s-1of3 flyout-column-right"> <div class="flyout-column-right-wrap"> <a class="flyout-column-link" target="_blank" rel="noopener noreferrer" href="/~/media/finma/dokumente/dokumentencenter/myfinma/6finmapublic/finma-ein-portraet.pdf?sc_lang=en&hash=0CADEB898C65A2CEAF6A410126A5190A">FINMA: A Portrait</a> <div class="flyout-column-text"><p style="margin: 0cm 0cm 0pt;"><span>Supervision of the financial sector calls for a strong, competent, independent regulator. This brochure illustrates how FINMA meets these criteria.</span></p></div> <a class="flyout-column-link" href="/en/documentation/finma-publications/annual-reports--and-financial-statements/">Annual Report</a> <div class="flyout-column-text">FINMA accounts for its supervisory activities in its annual report and annual financial statements.</div> </div> </div> </li> </ul> </li> <li class="finma-public-item" style="display: block;" role="presentation" aria-haspopup="true"> <a class="e-btn btn-finma-public" role="menuitem" title="FINMA Public" href="/en/finma-public/">FINMA Public</a> </li> </ul> </div> </nav> </div> </header> <div class="l-body l-sub"> <div class="l-background"> </div> <div class="l-content-wrapper l-wrap"> <div class="g-row"> <div class="l-bread"> <div class="mod-breadcrumb"> <ul class="breadcrumb-list"> <li><a href="/en/">Home </a></li> <li><a href="/en/authorisation/">Authorisation </a></li> <li><a href="/en/authorisation/registrierungsstelle/">Registration body </a></li> </ul> </div> </div> <div class="g-cell s-flex"> <div class="l-content l-right--left"> <div class="l-main"> <div class="e-text text-heading-underline"> <h1>Registration body</h1> </div> <div class="mod mod-content"> <div class="e-text"> <div class="text-lead-intro"> Under the <abbr data-addtext='Requirements for financial institutions that provide financial services and financial instruments' title='Requirements for financial institutions that provide financial services and financial instruments' class="e-text" rel="tooltip">Financial Services Act</abbr>, client advisers of financial service providers which are not subject to prudential supervision must now sign up to an adviser register. The registration body manages the adviser register. </div> </div> </div> <div class="mod mod-content"> <div class="e-text"> <p> The registration body must be licensed by FINMA before it can begin operations. FINMA may license several registration bodies, each of which manages one adviser register. A registration body must be organised in such a way that it can perform its tasks independently. The persons responsible for the management of the registration body must provide the guarantee of irreproachable business conduct, enjoy a good reputation and hold the necessary specialist qualifications. If more than one registration body is authorised, they must coordinate their practice. </p><h2>What a registration body does</h2><p>The registration body manages the adviser register and decides which client advisers to add to and delete from the register. Client advisers entered in the register must notify the registration body immediately of any changes in facts since registration.. </p><h2>Who is required to sign up to the register?</h2><p>Client advisers of Swiss financial service providers which are not subject to prudential supervision in Switzerland must sign up to an adviser register to carry out their activities. Financial service providers may also be individuals who offer financial services in Switzerland or to clients in Switzerland on a commercial basis. Client advisers of foreign financial service providers also have to sign up to a Swiss adviser register provided that the financial service provider is not subject to prudential supervision in its country of origin, or if the services are also offered to individuals in Switzerland.</p><p><br></p><p>Client advisers of foreign financial service providers must also be entered in a Swiss register of advisers if they offer services in Switzerland. By way of exception, foreign financial service providers who are subject to prudential supervision abroad <abbr data-addtext='Disclosure Office' title='Disclosure Office' class="e-text" rel="tooltip">do</abbr> not need to have their advisers entered in a register if the service is only provided to professional and institutional clients. Entry in the register of advisers is necessary, however, if foreign financial service providers who are subject to prudential supervision abroad also provide financial services to private clients in Switzerland. Private clients also include wealthy private clients who have declared that they wish to be treated as professional clients pursuant to Article 5 para. 1 <abbr data-addtext='Financial Services Act' title='Financial Services Act' class="e-text" rel="tooltip">FinSA</abbr>.</p><p><br></p><p>Since 1 August 2021, Swiss representative offices of foreign banks and foreign financial institutions must also enter their client advisers in a Swiss register of advisers if they intend to offer their financial services in Switzerland to private clients (Art. 7b <abbr data-addtext='Banking Ordinance' title='Banking Ordinance' class="e-text" rel="tooltip">BO</abbr> and Art. 82 para. 1 <abbr data-addtext='Financial Institutions Ordinance' title='Financial Institutions Ordinance' class="e-text" rel="tooltip">FinIO</abbr>). Here too, private clients also include wealthy private clients who have declared that they wish to be treated as professional clients pursuant to Article 5 para. 1 FinSA. </p><h2>Supervision by FINMA and notification of changes </h2><p>The registration body must notify FINMA in advance of any changes, such as a change to a member of ultimate management or changes to the organisational basis. However, they do not require approval from FINMA. </p><p> </p><p>FINMA does not monitor the registration body on an ongoing basis. However, if FINMA becomes aware that the registration body no longer fulfils the requirements and is not managing the adviser register properly, FINMA will instruct the registration body to take the necessary steps to correct the deficiencies. If the registration body is unable to correct the deficiencies within an appropriate period, FINMA may revoke authorisation as a registration body.</p><p> </p><p>The first registration body was authorised by FINMA on the 20th of July 2020.</p> </div> </div> <div class="mod mod-document-teaser"> <div class="document-teaser-box"> <a class="e-btn btn-icon icon-document xls" title="List of registration bodies licensed by FINMA" href="/en/~/media/finma/dokumente/bewilligungstraeger/xlsx/regst.xlsx?sc_lang=en&hash=523D816C0A161C58B645B6D028DD1DEF" target="_blank"></a> <div class="document-teaser-box-content"> <a class="document-teaser-box-title" title="List of registration bodies licensed by FINMA" href="/en/~/media/finma/dokumente/bewilligungstraeger/xlsx/regst.xlsx?sc_lang=en&hash=523D816C0A161C58B645B6D028DD1DEF" target="_blank"> List of registration bodies licensed by FINMA </a> <p class="document-teaser-box-text js-document-teaser-box-text"></p> <div class="document-teaser-box-info js-document-teaser-box-info"> <span class="document-teaser-box-update">Updated: 16.02.2025</span> <span class="document-teaser-box-size">Size: 0.11  MB</span> <ul class="document-teaser-language-list"> <li class="document-teaser-box-language-title">Language(s):</li> <li class="document-teaser-box-language-label"> <a target="_blank" title="List of registration bodies licensed by FINMA DE" href="/de/~/media/finma/dokumente/bewilligungstraeger/xlsx/regst.xlsx?la=de&hash=736C28F36D9AD7A01DE68A1B259E88A5" data-download-title="List of registration bodies licensed by FINMA" data-download-lang="DE">DE</a> </li> <li class="document-teaser-box-language-label"> <a target="_blank" title="List of registration bodies licensed by FINMA FR" href="/fr/~/media/finma/dokumente/bewilligungstraeger/xlsx/regst.xlsx?la=fr&hash=33525369116C87A0905C05886AD149A1" data-download-title="List of registration bodies licensed by FINMA" data-download-lang="FR">FR</a> </li> <li class="document-teaser-box-language-label"> <a target="_blank" title="List of registration bodies licensed by FINMA IT" href="/it/~/media/finma/dokumente/bewilligungstraeger/xlsx/regst.xlsx?la=it&hash=97CDF64EBCFBE66A097E87EB2342740B" data-download-title="List of registration bodies licensed by FINMA" data-download-lang="IT">IT</a> </li> <li class="document-teaser-box-language-label"> <a target="_blank" title="List of registration bodies licensed by FINMA EN" href="/en/~/media/finma/dokumente/bewilligungstraeger/xlsx/regst.xlsx?sc_lang=en&hash=523D816C0A161C58B645B6D028DD1DEF" data-download-title="List of registration bodies licensed by FINMA" data-download-lang="EN">EN</a> </li> </ul> </div> </div> <a class="e-btn btn-icon icon-notification js-icon-notification" data-id="{88E4C678-4711-4F48-9F6F-47756D376E3F}" href="javascript:;" rel="tooltip" title="Add to personal download list" data-addtext="Add to personal download list" data-removetext="Remove from personal download list" data-mobile-addalerttext="The document has been added to your personal download list." data-mobile-removealerttext="The document has been removed from your personal download list."> <span class="notification-text" data-deleteonewatchlisturl="/api/watchlist/DeleteDocument?id={88E4C678-4711-4F48-9F6F-47756D376E3F}" data-addwatchlist="/api/watchlist/PostWatchListDocument/{88E4C678-4711-4F48-9F6F-47756D376E3F}">Add to personal download list</span> </a> <span class="document-teaser-nav-mobile js-document-teaser-nav-mobile"></span> </div> </div> <div class="mod mod-document-teaser"> <div class="document-teaser-box"> <a class="e-btn btn-icon icon-document pdf" title="List of registration bodies licensed by FINMA" href="/en/~/media/finma/dokumente/bewilligungstraeger/pdf/regst.pdf?sc_lang=en&hash=86D5AAF4A086EE77DBC4CF1E15BE8EE3" target="_blank"></a> <div class="document-teaser-box-content"> <a class="document-teaser-box-title" title="List of registration bodies licensed by FINMA" href="/en/~/media/finma/dokumente/bewilligungstraeger/pdf/regst.pdf?sc_lang=en&hash=86D5AAF4A086EE77DBC4CF1E15BE8EE3" target="_blank"> List of registration bodies licensed by FINMA </a> <p class="document-teaser-box-text js-document-teaser-box-text"></p> <div class="document-teaser-box-info js-document-teaser-box-info"> <span class="document-teaser-box-update">Updated: 16.02.2025</span> <span class="document-teaser-box-size">Size: 0.18  MB</span> <ul class="document-teaser-language-list"> <li class="document-teaser-box-language-title">Language(s):</li> <li class="document-teaser-box-language-label"> <a target="_blank" title="List of registration bodies licensed by FINMA DE" href="/de/~/media/finma/dokumente/bewilligungstraeger/pdf/regst.pdf?la=de&hash=BA143D429FF51FB62FC207A78F2B2D60" data-download-title="List of registration bodies licensed by FINMA" data-download-lang="DE">DE</a> </li> <li class="document-teaser-box-language-label"> <a target="_blank" title="List of registration bodies licensed by FINMA FR" href="/fr/~/media/finma/dokumente/bewilligungstraeger/pdf/regst.pdf?la=fr&hash=44012BAF60FDF36A10BCFF8D0303E0ED" data-download-title="List of registration bodies licensed by FINMA" data-download-lang="FR">FR</a> </li> <li class="document-teaser-box-language-label"> <a target="_blank" title="List of registration bodies licensed by FINMA IT" href="/it/~/media/finma/dokumente/bewilligungstraeger/pdf/regst.pdf?la=it&hash=FC30E258D576E7E5C5D79B7183635BCE" data-download-title="List of registration bodies licensed by FINMA" data-download-lang="IT">IT</a> </li> <li class="document-teaser-box-language-label"> <a target="_blank" title="List of registration bodies licensed by FINMA EN" href="/en/~/media/finma/dokumente/bewilligungstraeger/pdf/regst.pdf?sc_lang=en&hash=86D5AAF4A086EE77DBC4CF1E15BE8EE3" data-download-title="List of registration bodies licensed by FINMA" data-download-lang="EN">EN</a> </li> </ul> </div> </div> <a class="e-btn btn-icon icon-notification js-icon-notification" data-id="{570660FB-451E-48DD-B7FE-B44266FF14FD}" href="javascript:;" rel="tooltip" title="Add to personal download list" data-addtext="Add to personal download list" data-removetext="Remove from personal download list" data-mobile-addalerttext="The document has been added to your personal download list." data-mobile-removealerttext="The document has been removed from your personal download list."> <span class="notification-text" data-deleteonewatchlisturl="/api/watchlist/DeleteDocument?id={570660FB-451E-48DD-B7FE-B44266FF14FD}" data-addwatchlist="/api/watchlist/PostWatchListDocument/{570660FB-451E-48DD-B7FE-B44266FF14FD}">Add to personal download list</span> </a> <span class="document-teaser-nav-mobile js-document-teaser-nav-mobile"></span> </div> </div> </div> <div class="l-sidebar"> <div class="mod mod-nav-sidebar"> <span class="nav-sidebar-mobile-title js-nav-sidebar-mobile-title">Registrierungsstelle</span> <ul class="nav-sidebar-list-level-1"> <li><a href="/en/authorisation/authorisation-overview/" title="Authorisation">Authorisation</a></li> <li><a href="/en/authorisation/types-of-licensing/" title="Types of authorisation">Types of authorisation</a></li> <li><a href="/en/authorisation/banks-and-securities-firms/" title="Banks and securities firms">Banks and securities firms</a></li> <ul class="nav-sidebar-list-level-2"> </ul> <li><a href="/en/authorisation/insurers/" title="Insurers">Insurers</a></li> <ul class="nav-sidebar-list-level-2"> </ul> <li><a href="/en/authorisation/insurance-intermediaries/" title="Insurance intermediaries">Insurance intermediaries</a></li> <ul class="nav-sidebar-list-level-2"> </ul> <li><a href="/en/authorisation/asset-management/" title="Asset management">Asset management</a></li> <ul class="nav-sidebar-list-level-2"> </ul> <li><a href="/en/authorisation/portfolio-managers-and-trustees/" title="Portfolio managers and trustees">Portfolio managers and trustees</a></li> <ul class="nav-sidebar-list-level-2"> </ul> <li><a href="/en/authorisation/supervisory-organisations/" title="Supervisory organisations">Supervisory organisations</a></li> <li><a href="/en/authorisation/vertretungen-auslaendischer-finanzinstitute-gemaess-finig/" title="Representative offices of financial institutions based outside Switzerland under FinIA">Representative offices of financial institutions based outside Switzerland under FinIA</a></li> <li><a href="/en/authorisation/self-regulatory-organisations-sros/" title="Self-regulatory organisations (SROs)">Self-regulatory organisations (SROs)</a></li> <ul class="nav-sidebar-list-level-2"> </ul> <li><a href="/en/authorisation/financial-market-infrastructures-and-foreign-market-participants/" title="Financial market infrastructures and foreign market participants">Financial market infrastructures and foreign market participants</a></li> <ul class="nav-sidebar-list-level-2"> </ul> <li><a href="/en/authorisation/rating-agencies/" title="Rating agencies">Rating agencies</a></li> <li class="state-active"><a href="javascript:;" title="Registration body">Registration body</a></li> <li><a href="/en/authorisation/ombudsmen-for-financial-service-providers/" title="Ombudsmen for financial service providers">Ombudsmen for financial service providers</a></li> <li><a href="/en/authorisation/pruefstelle-fuer-prospekte/" title="Reviewing body for prospectuses">Reviewing body for prospectuses</a></li> <li><a href="/en/authorisation/fintech/" title="FinTech">FinTech</a></li> <ul class="nav-sidebar-list-level-2"> </ul> </ul> </div> </div> </div> </div> </div> </div> <div class="l-background-image-container js-l-background-image-container"> <img class="l-background-image js-l-background-image" src="/Frontend/Finma/assets/img/content/background-image-grey.png" width="1920" height="620" alt="Backgroundimage" /> </div> </div> <footer class="l-footer-wrapper" role="contentinfo"> <div class="js-l-footer-scroll-anchor" style="height: 1px;"></div> <div class="l-footer l-wrap"> <div class="l-footer-top"> <div class="g-row"> <div class="g-cell s-3of5"> <div class="mod-footer">  <ul class="footer-adress-list"> <li> <span itemprop="name" class="footer-adress-title">Swiss Financial Market Supervisory Authority FINMA</span> </li> <li> <p itemprop="address" class="footer-adress-text" itemscope itemtype="http://data-vocabulary.org/Address"> <span itemprop="street-address">Laupenstrasse 27</span>, <span itemprop="postal-code">3003</span> <span itemprop="locality">Bern</span> </p> </li> <li> <p itemprop="tel" class="footer-adress-text"> <a href="tel:0041313279100">Phone +41 31 327 91 00</a>, <span>Fax +41 31 327 91 01</span> </p> </li> <li> <p itemprop="mail" class="footer-adress-mail"> <a href="mailto:info@finma.ch">info@finma.ch</a> </p> </li> </ul> </div> </div> <div class="g-cell s-2of5"> <div class="mod-footer">  <ul class="footer-search"> <li class="footer-search-title">Search site</li> <li class="footer-search-field"> <div class="mod mod-search skin-search-footer" data-url="/en/search"> <div class="search-formline"> <input class="js-search" type="text" placeholder="What are you looking for?"> <a class="e-btn btn-search" href="javascript:;"></a> </div> </div> </li> </ul> </div> </div> </div> </div> <div class="l-footer-list"> <div class="mod-footer"> <div class="g-row footer-linklist"> <div class="g-cell s-1of5"> <h3 class="footer-linklist-title">Authorisation</h3> <ul class="footer-linklist"> <li><a href="/en/authorisation/authorisation-overview/" title="Authorisation">Authorisation</a></li> <li><a href="/en/authorisation/types-of-licensing/" title="Types of authorisation">Types of authorisation</a></li> <li><a href="/en/authorisation/banks-and-securities-firms/" title="Banks and securities firms">Banks and securities firms</a></li> <li><a href="/en/authorisation/insurers/" title="Insurers">Insurers</a></li> <li><a href="/en/authorisation/insurance-intermediaries/" title="Insurance intermediaries">Insurance intermediaries</a></li> <li><a href="/en/authorisation/asset-management/" title="Asset management">Asset management</a></li> <li><a href="/en/authorisation/portfolio-managers-and-trustees/" title="Portfolio managers and trustees">Portfolio managers and trustees</a></li> <li><a href="/en/authorisation/supervisory-organisations/" title="Supervisory organisations">Supervisory organisations</a></li> <li><a href="/en/authorisation/vertretungen-auslaendischer-finanzinstitute-gemaess-finig/" title="Representative offices of financial institutions based outside Switzerland under FinIA">Representative offices of financial institutions based outside Switzerland under FinIA</a></li> <li><a href="/en/authorisation/self-regulatory-organisations-sros/" title="Self-regulatory organisations (SROs)">Self-regulatory organisations (SROs)</a></li> <li><a href="/en/authorisation/financial-market-infrastructures-and-foreign-market-participants/" title="Financial market infrastructures and foreign market participants">Financial market infrastructures and foreign market participants</a></li> <li><a href="/en/authorisation/rating-agencies/" title="Rating agencies">Rating agencies</a></li> <li><a href="/en/authorisation/registrierungsstelle/" title="Registration body">Registration body</a></li> <li><a href="/en/authorisation/ombudsmen-for-financial-service-providers/" title="Ombudsmen for financial service providers">Ombudsmen for financial service providers</a></li> <li><a href="/en/authorisation/pruefstelle-fuer-prospekte/" title="Reviewing body for prospectuses">Reviewing body for prospectuses</a></li> <li><a href="/en/authorisation/fintech/" title="FinTech">FinTech</a></li> </ul> </div> <div class="g-cell s-1of5"> <h3 class="footer-linklist-title">Supervision</h3> <ul class="footer-linklist"> <li><a href="/en/supervision/our-approach-to-supervision/" title="Our approach to supervision">Our approach to supervision</a></li> <li><a href="/en/supervision/cross-sector-issues/" title="Cross-sector issues">Cross-sector issues</a></li> <li><a href="/en/supervision/banks-and-securities-firms/" title="Banks and securities firms">Banks and securities firms</a></li> <li><a href="/en/supervision/insurers/" title="Insurers">Insurers</a></li> <li><a href="/en/supervision/versicherungsvermittler/" title="Insurance intermediaries">Insurance intermediaries</a></li> <li><a href="/en/supervision/asset-management/" title="Asset Management">Asset Management</a></li> <li><a href="/en/supervision/portfolio-managers-and-trustees/" title="Portfolio managers and trustees">Portfolio managers and trustees</a></li> <li><a href="/en/supervision/supervisory-organisations/" title="Supervisory organisations">Supervisory organisations</a></li> <li><a href="/en/supervision/self-regulatory-organisations-sros/" title="Self-regulatory organisations (SROs)">Self-regulatory organisations (SROs)</a></li> <li><a href="/en/supervision/financial-market-infrastructures/" title="Financial market infrastructures">Financial market infrastructures</a></li> <li><a href="/en/supervision/central-mortgage-bond-institutions/" title="Central mortgage bond institutions">Central mortgage bond institutions</a></li> <li><a href="/en/supervision/fintech/" title="FinTech">FinTech</a></li> </ul> </div> <div class="g-cell s-1of5"> <h3 class="footer-linklist-title">Enforcement</h3> <ul class="footer-linklist"> <li><a href="/en/enforcement/all-about-enforcement/" title="All about Enforcement">All about Enforcement</a></li> <li><a href="/en/enforcement/licence-holders/" title="Licence holders">Licence holders</a></li> <li><a href="/en/enforcement/unauthorised-activities/" title="Unauthorised activities">Unauthorised activities</a></li> <li><a href="/en/enforcement/market-supervision/" title="Market supervision">Market supervision</a></li> <li><a href="/en/enforcement/enforcement-tools/" title="Enforcement tools">Enforcement tools</a></li> <li><a href="/en/enforcement/database-for-assessing-fitness-and-propriety-requirements/" title="Database for assessing fitness and propriety requirements">Database for assessing fitness and propriety requirements</a></li> <li><a href="/en/enforcement/national-and-international-cooperation/" title="National and international cooperation">National and international cooperation</a></li> <li><a href="/en/enforcement/parties-rights-and-obligations/" title="Rights and obligations">Rights and obligations</a></li> <li><a href="/en/enforcement/case-reports-and-court-decisions/" title="Case reports and court decisions">Case reports and court decisions</a></li> <li><a href="/en/enforcement/recovery-und-resolution-n/" title="Recovery and resolution">Recovery and resolution</a></li> </ul> </div> <div class="g-cell s-1of5"> <h3 class="footer-linklist-title">Documentation</h3> <ul class="footer-linklist"> <li><a href="/en/documentation/finma-s-legal-basis/" title="Legal basis for FINMA’s activities">Legal basis for FINMA’s activities</a></li> <li><a href="/en/documentation/legal-basis/" title="Legal basis">Legal basis</a></li> <li><a href="/en/documentation/circulars/" title="Circulars">Circulars</a></li> <li><a href="/en/documentation/consultations/" title="Consultations and evaluations">Consultations and evaluations</a></li> <li><a href="/en/documentation/finma-s-position/" title="FINMA position statements">FINMA position statements</a></li> <li><a href="/en/documentation/finma-guidance/" title="FINMA Guidance">FINMA Guidance</a></li> <li><a href="/en/documentation/finma-publications/" title="FINMA publications">FINMA publications</a></li> <li><a href="/en/documentation/finma-videos/" title="FINMA videos">FINMA videos</a></li> <li><a href="/en/documentation/dossier/" title="Dossiers">Dossiers</a></li> <li><a href="/en/documentation/enforcement-reporting/" title="Enforcement reporting">Enforcement reporting</a></li> <li><a href="/en/documentation/insurance-law-rulings/" title="Insurance law rulings">Insurance law rulings</a></li> <li><a href="/en/documentation/self-regulation/" title="Self-regulation">Self-regulation</a></li> <li><a href="/en/documentation/international-sanctions-and-combating-terrorism/" title="Sanctions and FATF statements">Sanctions and FATF statements</a></li> <li><a href="/en/documentation/archiv/" title="Archive">Archive</a></li> </ul> </div> <div class="g-cell s-1of5"> <h3 class="footer-linklist-title">FINMA</h3> <ul class="footer-linklist"> <li><a href="/en/finma/finma-an-overview/" title="FINMA – an overview ">FINMA – an overview </a></li> <li><a href="/en/finma/supervisory-objectives/" title="Supervisory objectives">Supervisory objectives</a></li> <li><a href="/en/finma/organisation/" title="Organisation">Organisation</a></li> <li><a href="/en/finma/working-at-finma/" title="Working at FINMA">Working at FINMA</a></li> <li><a href="/en/finma/activities/" title="Activities">Activities</a></li> <li><a href="/en/finma/auditing/" title="Auditing">Auditing</a></li> <li><a href="/en/finma/finma-mandataries/" title="FINMA mandataries">FINMA mandataries</a></li> <li><a href="/en/finma/national-cooperation/" title="National cooperation">National cooperation</a></li> <li><a href="/en/finma/international-activities/" title="International activities">International activities</a></li> <li><a href="/en/finma/digital-exchange/" title="Digital exchange">Digital exchange</a></li> <li><a href="/en/finma/making-a-report/" title="Making a report">Making a report</a></li> </ul> <span class="footer-finmapublic-btn"> <a href="/en/finma-public/" class="e-btn btn-standard">FINMA Public</a> </span> <ul class="footer-linklist"> <li><a href="/en/finma-public/article-series,-c-,-finma-at-work/">Article series: FINMA at work</a></li> <li><a href="/en/finma-public/authorised-institutions-individuals-and-products/">Authorised companies</a></li> <li><a href="/en/finma-public/warnungen/">Warnings</a></li> <li><a href="/en/finma-public/meldung-erstatten/">Reporting information</a></li> </ul> </div> </div> </div> </div> <div class="l-footer-bottom"> <div class="g-cell left"> <div class="mod-footer"> <ul class="footer-language-links"> <li><a href="javascript:;" class="state-active">EN</a></li> <li><a href="/de/bewilligung/registrierungsstelle/">DE</a></li> <li><a href="/fr/autorisation/registrierungsstelle/">FR</a></li> <li><a href="/it/autorizzazione/registrierungsstelle/">IT</a></li> </ul> </div> <div class="mod mod-footer"> <ul class="footer-meta-links"> <li><span class="footer-copy">© 2025 FINMA</span></li> <li> <a href="/en/media/" title="Media">Media</a> </li> <li> <a href="/en/finma/working-at-finma/" title="Jobs and careers">Jobs and careers</a> </li> <li> <a href="/en/contact/" title="Contact">Contact</a> </li> <li> <a href="/en/finma-public/abbreviations/" title="Abbreviations">Abbreviations</a> </li> <li> <a href="/en/terms-and-conditions/" title="Terms and conditions">Terms and conditions</a> </li> <li> <a href="/en/impressum/" title="About this website">About this website</a> </li> <li> <a href="/en/sitemap/" title="Sitemap">Sitemap</a> </li> <li> <a href="/en/documentation/archiv/" title="Archive">Archive</a> </li> </ul> </div> </div> <div class="g-cell right"> <div class="mod-footer"> <ul class="footer-service-links"> <li><a href="/en/news/"> <span class="glyph-news"> </span> </a></li> <li><a href="/en/documents/"> <span class="glyph-documents"> </span> </a></li> </ul> </div> </div> </div> </div> <span class="footer-copy-extra">© 2025 FINMA</span> </footer> </div> <script src="/Frontend/Finma/app.min.js?v=3.5.0" type="text/javascript"></script> <script> (function ($) { $(document).ready(function () { var config = {}, $root = $('html'), application = new Tc.Application($root, config); application.registerModules(); application.start(); }); })(Tc.$); var MTUserId = 'a0f8c45a-ea03-4ebd-af89-6dbd56762821'; var MTFontIds = new Array(); MTFontIds.push("722105"); // Frutiger® W01 45 Light MTFontIds.push("722117"); // Frutiger® W01 55 Roman MTFontIds.push("722129"); // Frutiger® W01 65 Bold (function () { var mtTracking = document.createElement('script'); mtTracking.type = 'text/javascript'; mtTracking.async = 'true'; mtTracking.src = ('https:' == document.location.protocol ? 'https:' : 'http:') + '//fast.fonts.net/lt/trackingCode.js'; (document.getElementsByTagName('head')[0] || document.getElementsByTagName('body')[0]).appendChild(mtTracking); })(); </script> </body> </html>

CINXE.COM

Registration body | FINMA