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'bookmarks_fr', 'box_net', 'buffer', 'citeulike', 'copy_link', 'diary_ru', 'diaspora', 'digg', 'diigo', 'douban', 'draugiem', 'evernote', 'fark', 'flipboard', 'folkd', 'google_gmail', 'google_classroom', 'hacker_news', 'hatena', 'houzz', 'instapaper', 'known', 'line', 'livejournal', 'mail_ru', 'mendeley', 'meneame', 'mewe', 'mixi', 'myspace', 'odnoklassniki', 'outlook_com', 'papaly', 'pinboard', 'pinterest', 'plurk', 'pocket', 'print', 'printfriendly', 'pusha', 'kindle_it', 'qzone', 'rediff', 'refind', 'sina_weibo', 'sitejot', 'skype', 'slashdot', 'sms', 'snapchat', 'svejo', 'symbaloo_bookmarks', 'telegram', 'threema', 'trello', 'tumblr', 'twiddla', 'typepad_post', 'viber', 'vk', 'wechat', 'wordpress', 'wykop', 'xing', 'yahoo_mail', 'yummly' ];</script> <title>Careers</title> <link rel="stylesheet" media="all" 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aria-labelledby="Investment Accounts">Investment Accounts</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentf425f2b1-c2f1-4000-9bb7-2233a2298437--2" class="sf-depth-4 header sf-no-children"><a href="/investors/investing/working-with-investment-professional" class="sf-depth-4" aria-labelledby="Working With an Investment Professional">Working With an Investment Professional</a></li></ol></li><li id="finra-homepage-nav-megamenus-new-menu-link-contenta983f7d0-3993-4f42-80d8-ed474e986f45--2" class="sf-depth-3 header menuparent"><a href="/investors/protect-your-money" class="sf-depth-3 menuparent" aria-labelledby="Protect Your Money">Protect Your Money</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content84745677-33ee-4917-b6d7-78f2d33ae64a--2" class="sf-depth-4 header sf-no-children"><a href="/investors/alerts" class="sf-depth-4" aria-labelledby="Investor Alerts">Investor Alerts</a></li><li 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id="finra-homepage-nav-megamenus-new-menu-link-contentcca58141-8642-401c-acd4-a857dae74c57--2" class="sf-depth-4 header sf-no-children"><a href="/investors/need-help/helpline-seniors" class="sf-depth-4" aria-labelledby="FINRA Securities Helpline for Seniors">FINRA Securities Helpline for Seniors</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentb8670cad-ba33-4aff-a609-45c82362ed80--2" class="sf-depth-4 header sf-no-children"><a href="/arbitration-mediation" class="sf-depth-4" aria-labelledby="Dispute Resolution">Dispute Resolution</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content6b4ead9c-d440-41c5-af0b-aa0f20f66919--2" class="sf-depth-4 header sf-no-children"><a href="/investors/need-help/legitimate-avenues-recovery-investment-losses" class="sf-depth-4" aria-labelledby="Avenues for Recovery of Losses">Avenues for Recovery of Losses</a></li></ol></li></ol></div></li></ol></li></ul></li> </ul> </div> </div> </section> </div> <hr> <div id="mob_menu_sec" 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Watchlist.</p><div class="login-btn" style="padding:5px 0px 14px 0px;"><a href="https://ews.finra.org/auth/logon?realm=ews&goto=https%3A//gateway.finra.org/app/data%3FrcpRedirNum%3D1"><span>Login</span></a></div></div><div class="login-col" layout="col"><p class="login-subtitle"><span>For Industry Professionals</span></p><p class="login-title"><a href="https://finpro.finra.org/">FINPRO</a></p><p class="login-desc">Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.</p><div class="login-btn" style="padding:5px 0px 14px 0px;"><a href="https://finpro.finra.org/"><span>Login</span></a></div></div><div class="login-col" layout="col"><p class="login-subtitle"><span>For Member Firms</span></p><p class="login-title"><a href="https://gateway.finra.org/">FINRA GATEWAY</a></p><p class="login-desc">Firm compliance professionals can access filings and requests, run reports and submit support tickets.</p><div class="login-btn" style="padding:5px 0px 14px 0px;"><a href="https://gateway.finra.org/"><span>Login</span></a></div></div><div class="login-col" layout="col"><p class="login-subtitle"><span>For Case Participants</span></p><p class="login-title"><a href="https://drportal.finra.org/">DR PORTAL</a></p><p class="login-desc">Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.</p><div class="login-btn" style="padding:5px 0px 14px 0px;"><a href="https://drportal.finra.org/"><span>Login</span></a></div></div></div><div class="login-fourth"><p class="need-help" style="font-size:16px;"><a href="https://tools.finra.org/cc_support/">Need Help?</a> | <a href="/systems-status/">Check System Status</a></p><p class="other-systems" style="font-size:16px;"><a href="/filing-reporting/entitlement/systems">Log In to other FINRA systems</a></p></div></div></div> </div> </div> </section> </div> <div class="search-icon-custom"> <div class="wrapper_search"> <input class="custom-landing-search" maxlength="60" type="text" name='search_api_fulltext' placeholder="Search"/> <button><i class="far fa-search" aria-hidden="true" style="color: #0082D1"></i></button> </div> </div> </div> </div> <button class="navbar-toggler navbar-toggler-right" type="button" data-toggle="collapse" data-target="#CollapsingNavbar" aria-controls="CollapsingNavbar" aria-expanded="false" aria-label="Toggle navigation"> <span class="navbar-toggler-icon"></span> <span class="navbar-toggler-icon-mobile"></span> </button> </nav> </div> </div> </div> <div class="finra-container region-primary-title"> <div class="row"> <div class="col"> <section class="offset-lg-3 region region-primary-title"> <div id="block-pagetitle" data-block-plugin-id="page_title_block" class="page-title-block"> <h1 class="page-title">Careers</h1> </div> </section> </div> </div> </div> </header> <div id="main-wrapper" class="layout-main-wrapper clearfix"> <div id="main" class="container-fluid"> <div class="row row-offcanvas row-offcanvas-left clearfix"> <main class="main-content col main-content-landing" id="content" role="main"> <section class="section"> <a id="main-content" tabindex="-1"></a> <div id="block-finra-bootstrap-sass-system-main" data-block-plugin-id="system_main_block" class="block block-system block-system-main-block"> <div class="content"> <article class="node node--type-custom_landing_page node--view-mode-full clearfix node--promoted"> <div> <div class="landing-wrapper"> <div class="row"> <div class="col"> <div class="image-and-caption"> <div class="image"> <div class="block-region-image"><div data-block-plugin-id="entity_field:node:field_hero_image" class="block block-ctools-block block-entity-fieldnodefield-hero-image"> <div class="content"> <div class="field field--name-field-hero-image field--type-image field--label-hidden field__item"> <img src="/sites/default/files/styles/crop_hero_image/public/2019-04/Careers.jpg?h=052e676e&itok=V7GeOjyS" width="2678" height="837" alt="Careers" loading="lazy" class="image-style-crop-hero-image" /> </div> </div> </div> </div> </div> </div> </div> </div> <div class="finra-container"> <div class="row landing-content"> <div class="col-xl-3 menu-top"> <div class="nav-spacer menu-sticky sidebar finra-sidebar-first"> <div class="layout--left-nav"> <div onclick="this.classList.toggle('active')" class="d-sm-block d-xl-none left-nav-toggle arrow-down" data-toggle="collapse" data-target=".layout-collapse"> EXPLORE THIS SECTION </div> <div class="left-nav-collapse collapse layout-collapse"> <div class="block-region-left-rail"><nav role="navigation" aria-labelledby="-menu" data-block-plugin-id="system_menu_block:finra-utility-menu" class="block block-menu navigation menu--finra-utility-menu"> <h2 class="sr-only visually-hidden" id="-menu">FINRA Utility Menu</h2> <ul class="clearfix top-level nav navbar-nav"> <li class="nav-item"> <a href="/careers/working-at-finra" class="nav-link" aria-labelledby="Working at FINRA" data-drupal-link-system-path="node/135906">Working at FINRA</a> </li> <li class="nav-item"> <a href="/careers/diversity-statement" class="nav-link" aria-labelledby="Diversity Statement" data-drupal-link-system-path="node/135971">Diversity Statement</a> </li> <li class="nav-item"> <a href="/careers/internships" class="nav-link" aria-labelledby="Internships" data-drupal-link-system-path="node/135936">Internships</a> </li> <li class="nav-item"> <a href="/careers/alumni" class="nav-link" aria-labelledby="Alumni" data-drupal-link-system-path="node/135941">Alumni</a> </li> <li class="nav-item"> <a href="/careers/awards-recognition" class="nav-link" aria-labelledby="Awards & Recognition" data-drupal-link-system-path="node/135951">Awards & Recognition</a> </li> <li class="nav-item"> <a href="/careers/recent-grads" class="nav-link" aria-labelledby="Programs for New Hires and Recent Grads" data-drupal-link-system-path="node/359101">Programs for New Hires and Recent Grads</a> </li> <li class="nav-item"> <a href="https://finra.wd1.myworkdayjobs.com/FINRA" class="nav-link" aria-labelledby="Current Opportunities">Current Opportunities</a> </li> </ul> </nav> </div> </div> </div> </div> <div class="image-and-caption i-c-responsive"> <div class="hero-caption"> Careers </div> <div class="image"> <div class="block-region-image"><div data-block-plugin-id="entity_field:node:field_hero_image" class="block block-ctools-block block-entity-fieldnodefield-hero-image"> <div class="content"> <div class="field field--name-field-hero-image field--type-image field--label-hidden field__item"> <img src="/sites/default/files/styles/crop_hero_image/public/2019-04/Careers.jpg?h=052e676e&itok=V7GeOjyS" width="2678" height="837" alt="Careers" loading="lazy" class="image-style-crop-hero-image" /> </div> </div> </div> </div> </div> </div> </div> <div class="col-xl-9 main-body"> <div class="row"> <div class="hero-caption"> Careers </div> <div class="block-region-top"><div data-block-plugin-id="entity_field:node:body" class="block block-ctools-block block-entity-fieldnodebody"> <div class="content"> <div class="clearfix text-formatted field field--name-body field--type-text-with-summary field--label-hidden field__item"><p>As a FINRA employee, you join a committed and talented team of industry leaders who help maintain market integrity and protect investors. Our mission-driven organization oversees more than 634,000 brokers across the country, analyzes billions of daily market events, innovates with AI and machine learning technologies, and works together to ensure fair and vibrant capital markets within the United States. </p><p><a href="https://finra.wd1.myworkdayjobs.com/FINRA">All Opportunities</a> | <a href="https://www.myworkday.com/finra/d/task/1422$1420.htmld">For Current Employees</a></p><hr /><div class="text--small"><p class="text--small">Please note: </p><ul><li>FINRA never requires applicants to pay a fee during the recruiting and onboarding process, including but not limited to fees to apply for a position or conduct a background screening, obtain equipment to work at FINRA, or cash a check in exchange for reimbursement.</li><li>All recruiting communications are sent directly from FINRA email addresses.</li><li>All offers of employment will be accompanied by a formal written offer letter, sent via our job portal.</li></ul><p class="text--small">If you suspect you have received fraudulent emails or have been targeted by someone impersonating a hiring manager or recruiter, please report the activity to the Federal Trade Commission at: <a href="https://reportfraud.ftc.gov/#/form/main">https://reportfraud.ftc.gov/#/form/main</a></p></div></div> </div> </div> </div> </div> <div class="row"> <div class="col-lg"> <div class="block-region-middle"></div> </div> </div> <div class="layout--sidebar"> <div class="row sidecar-row"> <div id="layout--sidecar" class="col-lg layout--sidecar"> <div class="block-region-widget-block"><div data-block-plugin-id="entity_field:node:field_sidecar_content" class="block block-ctools-block block-entity-fieldnodefield-sidecar-content"> <div class="content"> <div class="field field--name-field-sidecar-content field--type-entity-reference-revisions field--label-hidden field__item"> <div class="paragraph paragraph--type--call-to-action paragraph--view-mode--default"> <div class="field field--name-field-cta-title field--type-string field--label-hidden field__item">Now Hiring</div> <div class="clearfix text-formatted field field--name-field-body field--type-text-long field--label-hidden field__item"><p>Search job listings, create your candidate profile, and apply to become a part of FINRA.</p></div> <div class="field field--name-field-cta-link field--type-link field--label-hidden field__item"><a href="https://finra.wd1.myworkdayjobs.com/FINRA">EXPLORE OPPORTUNITIES</a></div> </div> </div> </div> </div> </div> </div> </div> </div> </div> </div> </div> <div class="row"> <div class="col-lg"> <div class="row finra-container"> </div> <div class="row finra-container"> <div class="col-lg"> <div class="block-region-fixed-width-bottom"><div data-block-plugin-id="block_content:35d72267-bbc4-4392-a3f6-70119e992512" class="block block-block-content block-block-content35d72267-bbc4-4392-a3f6-70119e992512"> <div class="content"> <div class="field field--name-field-paragraph-reference field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="video-banner__card-format card-block"> <div class="video-wrapper"> <div class="video-banner__play"> <i class="fal fa-play-circle"></i> </div> <div class="video-banner__media-wrapper field__item"><div class="video-embed-field-provider-vimeo video-embed-field-responsive-video"><iframe title="Inside the Offices of FINRA" width="854" height="480" frameborder="0" allowfullscreen="allowfullscreen" allow="autoplay" src="https://player.vimeo.com/video/342845272?api=1" id="vimeo-iframe"></iframe> </div> </div> </div> <div class="video-banner__video-card-title"> <h4 class="video-banner__title">A Day Inside FINRA Offices</h4> </div> </div> </div> </div> </div> </div> <div data-block-plugin-id="block_content:525f72f9-1327-4d06-8e5b-0965a059d68f" class="block block-block-content block-block-content525f72f9-1327-4d06-8e5b-0965a059d68f"> <div class="content"> <div class="field field--name-field-paragraph-reference field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div id="meet-finra-employees" class="slider-recommended__wrapper slider-recommended__"> <div class="slider-recommended__arrows container"> <div class="slider-recommended__previous"> Meet FINRA Employees </div> <div class="slider-recommended__next"></div> </div> <div class="js-slider-recommended slider-recommended container" data-paragraph-id="32496"> <div class="slide-recommended video-slide-recommended" rel="100351"> <div class="slide-recommended__image_wrapper"> <div class="slide-recommended__image"> <img src="/sites/default/files/2019-08/Meet-Finra-Employees-Dylan.jpg_.JPG" alt="" loading="lazy"/> </div> <div class="video-slide-recommend__icon"></div> </div> <div class="slide-recommended__content"> <h4 class="video-slide-recommended__title"> <div class="field field--name-field-slide-title field--type-string field--label-hidden field__item">Dylan</div> </h4> <p class="video-slide-recommended__description"> Associate Principal Examiner, Risk & Operational Regulation </p> </div> <div class="video-slide-recommended__video" id="100351"> <div class="field field--name-field-video-slide field--type-entity-reference field--label-hidden field__item"><div> <div class="field field--name-name field--type-string field--label-hidden field__item">Meet FINRA Employees: Dylan</div> <div class="field field--name-created field--type-created field--label-hidden field__item"><time datetime="2019-06-25T12:45:46-04:00" title="Tuesday, June 25, 2019 - 12:45" class="datetime">Tue, 06/25/2019 - 12:45</time> </div> <div class="field field--name-uid field--type-entity-reference field--label-hidden field__item"><span>K28162</span></div> <div class="media-video field__item"><div class="video-embed-field-provider-vimeo video-embed-field-responsive-video"><iframe title="Meet FINRA Employees: Dylan" width="854" height="480" frameborder="0" allowfullscreen="allowfullscreen" allow="autoplay" src="https://player.vimeo.com/video/342843983?api=1" id="vimeo-iframe"></iframe> </div> </div> </div> </div> </div> </div> <div class="slide-recommended video-slide-recommended" rel="100356"> <div class="slide-recommended__image_wrapper"> <div class="slide-recommended__image"> <img src="/sites/default/files/2019-09/FINRA%2012-20-17_Day%201_Interviews_Stills_101_1212_IMG_0139.JPG" alt="" loading="lazy"/> </div> <div class="video-slide-recommend__icon"></div> </div> <div class="slide-recommended__content"> <h4 class="video-slide-recommended__title"> <div class="field field--name-field-slide-title field--type-string field--label-hidden field__item">Katherine</div> </h4> <p class="video-slide-recommended__description"> Associate Principal Examiner, Anti-Money Laundering </p> </div> <div class="video-slide-recommended__video" id="100356"> <div class="field field--name-field-video-slide field--type-entity-reference field--label-hidden field__item"><div> <div class="field field--name-name field--type-string field--label-hidden field__item">Meet FINRA Employees: Katherine</div> <div class="field field--name-created field--type-created field--label-hidden field__item"><time datetime="2019-06-25T12:49:41-04:00" title="Tuesday, June 25, 2019 - 12:49" class="datetime">Tue, 06/25/2019 - 12:49</time> </div> <div class="field field--name-uid field--type-entity-reference field--label-hidden field__item"><span>K28162</span></div> <div class="media-video field__item"><div class="video-embed-field-provider-vimeo video-embed-field-responsive-video"><iframe title="Meet FINRA Employees: Katherine" width="854" height="480" frameborder="0" allowfullscreen="allowfullscreen" allow="autoplay" src="https://player.vimeo.com/video/342847310?api=1" id="vimeo-iframe"></iframe> </div> </div> </div> </div> </div> </div> <div class="slide-recommended video-slide-recommended" rel="100361"> <div class="slide-recommended__image_wrapper"> <div class="slide-recommended__image"> <img src="/sites/default/files/2019-09/FINRA%2012-20-17_Day%201_Interviews_Stills_101_1212_IMG_0135.JPG" alt="" loading="lazy"/> </div> <div class="video-slide-recommend__icon"></div> </div> <div class="slide-recommended__content"> <h4 class="video-slide-recommended__title"> <div class="field field--name-field-slide-title field--type-string field--label-hidden field__item">Jonah</div> </h4> <p class="video-slide-recommended__description"> Senior Examiner </p> </div> <div class="video-slide-recommended__video" id="100361"> <div class="field field--name-field-video-slide field--type-entity-reference field--label-hidden field__item"><div> <div class="field field--name-name field--type-string field--label-hidden field__item">Meet FINRA Employees: Jonah</div> <div class="field field--name-created field--type-created field--label-hidden field__item"><time datetime="2019-06-25T14:46:26-04:00" title="Tuesday, June 25, 2019 - 14:46" class="datetime">Tue, 06/25/2019 - 14:46</time> </div> <div class="field field--name-uid field--type-entity-reference field--label-hidden field__item"><span>K28162</span></div> <div class="media-video field__item"><div class="video-embed-field-provider-vimeo video-embed-field-responsive-video"><iframe title="Meet FINRA Employees: Jonah" width="854" height="480" frameborder="0" allowfullscreen="allowfullscreen" allow="autoplay" src="https://player.vimeo.com/video/342846764?api=1" id="vimeo-iframe"></iframe> </div> </div> </div> </div> </div> </div> <div class="slide-recommended video-slide-recommended" rel="100366"> <div class="slide-recommended__image_wrapper"> <div class="slide-recommended__image"> <img src="/sites/default/files/2019-09/Laura.jpg" alt="" loading="lazy"/> </div> <div class="video-slide-recommend__icon"></div> </div> <div class="slide-recommended__content"> <h4 class="video-slide-recommended__title"> <div class="field field--name-field-slide-title field--type-string field--label-hidden field__item">Laura</div> </h4> <p class="video-slide-recommended__description"> Associate Director, Trading & Financial Compliance Examinations </p> </div> <div class="video-slide-recommended__video" id="100366"> <div class="field field--name-field-video-slide field--type-entity-reference field--label-hidden field__item"><div> <div class="field field--name-name field--type-string field--label-hidden field__item">Meet FINRA Employees: Laura</div> <div class="field field--name-created field--type-created field--label-hidden field__item"><time datetime="2019-06-25T14:47:54-04:00" title="Tuesday, June 25, 2019 - 14:47" class="datetime">Tue, 06/25/2019 - 14:47</time> </div> <div class="field field--name-uid field--type-entity-reference field--label-hidden field__item"><span>K28162</span></div> <div class="media-video field__item"><div class="video-embed-field-provider-vimeo video-embed-field-responsive-video"><iframe title="Meet FINRA Employees: Laura" width="854" height="480" frameborder="0" allowfullscreen="allowfullscreen" allow="autoplay" src="https://player.vimeo.com/video/342847808?api=1" id="vimeo-iframe"></iframe> </div> </div> </div> </div> </div> </div> </div> </div> </div> </div> </div> </div> <div data-block-plugin-id="block_content:47187adf-413f-48c6-aeb7-45d9c91021b2" class="block block-block-content block-block-content47187adf-413f-48c6-aeb7-45d9c91021b2"> <div class="content"> <div class="field field--name-field-paragraph-reference field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="sixty-forty-block container"> <div class="sixty-forty-block__left"> <div class="field field--name-field-img field--type-image field--label-hidden field__item"> <img src="/sites/default/files/2019-09/FINRA_ROCKVILLE_050819_Testimonial%20Photos_Michael%20J_A6502096.jpg" width="1920" height="1080" alt="Pay It Forward" loading="lazy" /> </div> </div> <div class="sixty-forty-block__right"> <h3 class="sixty-forty-block__title">Pay it Forward</h3> <div class="sixty-forty-block__body"> <div class="clearfix text-formatted field field--name-field-formatted-body field--type-text-long field--label-hidden field__item"><p>People at FINRA feel fortunate to work for a company that not only supports their growth and development, but also encourages them to "pay forward" their happiness and success. To that end, each employee is awarded up to two paid days off each year to volunteer at an organization of their choice. In addition, every year FINRA designates a service month where employees are free to arrange group or individual initiatives for issues they feel passionate about, like walking shelter dogs or passing out groceries at local food pantries</p> </div> </div> </div> </div> </div> </div> </div> </div> <div data-block-plugin-id="block_content:de19374a-b022-4a93-b427-44ad10f80736" class="block block-block-content block-block-contentde19374a-b022-4a93-b427-44ad10f80736"> <div class="content"> <div class="field field--name-field-paragraph-reference field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="sixty-forty-block container sixty-forty-block--reverse"> <div class="sixty-forty-block__left"> <div class="field field--name-field-img field--type-image field--label-hidden field__item"> <img src="/sites/default/files/2019-05/sie_header_860x406_0.png" width="860" height="406" alt="careers" loading="lazy" /> </div> </div> <div class="sixty-forty-block__right"> <h3 class="sixty-forty-block__title">Work-Life Balance and Employee Development</h3> <div class="sixty-forty-block__body"> <div class="clearfix text-formatted field field--name-field-formatted-body field--type-text-long field--label-hidden field__item"><p>FINRA recognizes how important it is to keep work and life in balance, and it strives to help employees achieve that through a variety of work-life programs. They include flexible work arrangements, because FINRA understands that supporting diverse work styles and scheduling needs can be an important factor in the satisfaction and productivity of its teams. FINRA also partners with Bright Horizons, a leading back-up care provider, for center-based child, home-based child, and adult back-up care. </p> </div> </div> </div> </div> </div> </div> </div> </div> <div data-block-plugin-id="block_content:43efd182-715a-46af-ae01-212f4c62fd31" class="block block-block-content block-block-content43efd182-715a-46af-ae01-212f4c62fd31"> <div class="content"> <div class="field field--name-field-paragraph-reference field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="sixty-forty-block container"> <div class="sixty-forty-block__left"> <div class="field field--name-field-img field--type-image field--label-hidden field__item"> <img src="/sites/default/files/2019-09/FINRA_ROCKVILLE_050819_Testimonial%20Photos_Kosiso_DSC00092.jpg" width="1920" height="973" alt="FINRA Exchange" loading="lazy" /> </div> </div> <div class="sixty-forty-block__right"> <h3 class="sixty-forty-block__title">The FINRA Exchange</h3> <div class="sixty-forty-block__body"> <div class="clearfix text-formatted field field--name-field-formatted-body field--type-text-long field--label-hidden field__item"><p>The FINRA Exchange is an internal forum designed to help drive collaboration and innovation across the organization. Employees are invited to post their ideas on the Exchange—usually guided by a specific question or “challenge” that centers on a business or corporate culture issue. 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