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CSWP 30, Automation Support for Control Assessments: Project Update and Vision | CSRC

<!DOCTYPE html> <html lang="en-us" xml:lang="en-us"> <head> <meta charset="utf-8" /> <title>CSWP 30, Automation Support for Control Assessments: Project Update and Vision | CSRC</title> <meta http-equiv="content-type" content="text/html; charset=UTF-8" /> <meta http-equiv="content-style-type" content="text/css" /> <meta http-equiv="content-script-type" content="text/javascript" /> <meta name="viewport" content="width=device-width, initial-scale=1.0" /> <meta name="msapplication-config" content="/CSRC/Media/images/favicons/browserconfig.xml" /> <meta name="theme-color" content="#000000" /> <meta name="google-site-verification" content="xbrnrVYDgLD-Bd64xHLCt4XsPXzUhQ-4lGMj4TdUUTA" /> <meta description="In 2017, the National Institute of Standards and Technology (NIST) published a methodology for supporting the automation of Special Publication (SP) 800-53 control assessments in the form of Interagency Report (IR) 8011. IR 8011 is a multi-volume series that starts with an overview of the methodology (volume 1) and provides guidance and specifications for automating the assessment of controls that support specific information security continuous monitoring security capabilities, one volume per capability. Four volumes have been released so far, and more volumes are in development. In 2023, the NIST Risk Management Framework project — responsible for the development and maintenance of Federal Information Security Modernization Act (FISMA)-supporting technical publications and the IR 8011 series — performed an internal review of the IR 8011 project. This review yielded results that offered the IR 8011 Development Team opportunities to improve the current IR 8011 methodology, facilitate its adoption, and more. This cybersecurity white paper summarizes some of the findings from this internal review." /> <!-- dcterms meta information --> <meta name="dcterms.title" content="Automation Support for Control Assessments: Project Update and Vision" /> <meta name="dcterms.description" content="In 2017, the National Institute of Standards and Technology (NIST) published a methodology for supporting the automation of Special Publication (SP) 800-53 control assessments in the form of Interagency Report (IR) 8011. IR 8011 is a multi-volume series that starts with an overview of the methodology (volume 1) and provides guidance and specifications for automating the assessment of controls that support specific information security continuous monitoring security capabilities, one volume per capability. Four volumes have been released so far, and more volumes are in development. In 2023, the NIST Risk Management Framework project — responsible for the development and maintenance of Federal Information Security Modernization Act (FISMA)-supporting technical publications and the IR 8011 series — performed an internal review of the IR 8011 project. This review yielded results that offered the IR 8011 Development Team opportunities to improve the current IR 8011 methodology, facilitate its adoption, and more. This cybersecurity white paper summarizes some of the findings from this internal review." /> <!-- dcterms authors --> <meta name="dcterms.creator" content="Author: Eduardo Takamura (NIST)" /> <meta name="dcterms.creator" content="Author: Jeremy Licata (NIST)" /> <meta name="dcterms.creator" content="Author: Victoria Pillitteri (NIST)" /> <!-- dcterms editors --> <meta name="dcterms.date.created" schema="ISO8601" content="2023-12-06" /> <meta name="dcterms.identifier" content="https://csrc.nist.gov/pubs/cswp/30/automation-support-for-control-assessments-project/final" /> <meta name="dcterms.language" scheme="DCTERMS.RFC1766" content="EN-US" /> <!--Google Scholar Info--> <meta name="citation_title" content="Automation Support for Control Assessments: Project Update and Vision" /> <meta name="citation_publication_date" content="2023/12/06" /> <meta name="citation_doi" content="https://doi.org/10.6028/NIST.CSWP.30" /> <meta name="citation_technical_report_number" content="NIST CSWP 30" /> <meta name="citation_technical_report_institution" content="U.S. Department of Commerce" /> <meta name="citation_keywords" content="actual state,assessment,attack,automation,capability,community of interest,CoI,control,control assessment,control item,defect,defect check,defend,desired state specification,FISMA,information security continuous monitoring,ISCM,methodology,monitoring,ongoing assessment,privacy,risk,risk management,security,security automation" /> <meta name="citation_language" content="en" /> <meta name="citation_pdf_url" content="https://doi.org/10.6028/NIST.CSWP.30" /> <meta name="citation_abstract_html_url" content="https://csrc.nist.gov/pubs/cswp/30/automation-support-for-control-assessments-project/final" /> <!--Google Scholar Authors--> <meta name="citation_author" content="Takamura, Eduardo" /> <meta name="citation_author" content="Licata, Jeremy" /> <meta name="citation_author" content="Pillitteri, Victoria" /> <!-- Facebook OpenGraph --> <meta name="og:site_name" content="CSRC | NIST" /> <meta name="og:type" content="article" /> <meta name="og:url" content="https://csrc.nist.gov/pubs/cswp/30/automation-support-for-control-assessments-project/final" /> <meta name="og:title" content="Automation Support for Control Assessments: Project Update and Vision" /> <meta name="og:description" content="In 2017, the National Institute of Standards and Technology (NIST) published a methodology for supporting the automation of Special Publication (SP) 800-53 control assessments in the form of Interagency Report (IR) 8011. IR 8011 is a multi-volume series that starts with an overview of the methodology (volume 1) and provides guidance and specifications for automating the assessment of controls that support specific information security continuous monitoring security capabilities, one volume per capability. Four volumes have been released so far, and more volumes are in development. In 2023, the NIST Risk Management Framework project — responsible for the development and maintenance of Federal Information Security Modernization Act (FISMA)-supporting technical publications and the IR 8011 series — performed an internal review of the IR 8011 project. This review yielded results that offered the IR 8011 Development Team opportunities to improve the current IR 8011 methodology, facilitate..." /> <meta name="article:author" content="Takamura, Eduardo" /> <meta name="article:author" content="Licata, Jeremy" /> <meta name="article:author" content="Pillitteri, Victoria" /> <meta name="article:tag" content="actual state,assessment,attack,automation,capability,community of interest,CoI,control,control assessment,control item,defect,defect check,defend,desired state specification,FISMA,information security continuous monitoring,ISCM,methodology,monitoring,ongoing assessment,privacy,risk,risk management,security,security automation" /> <meta name="article:published_time" content="2023-12-06" /> <link rel="apple-touch-icon" sizes="180x180" href="/images/icons/apple-touch-icon.png" /> <link rel="icon" type="image/png" href="/images/icons/favicon-32x32.png" sizes="32x32" /> <link rel="icon" type="image/png" href="/images/icons/favicon-16x16.png" sizes="16x16" /> <link rel="manifest" href="/images/icons/manifest.json" /> <link rel="mask-icon" href="/images/icons/safari-pinned-tab.svg" color="#000000" /> <link href="/CSRC/Media/images/favicons/favicon.ico" type="image/x-icon" rel="shortcut icon" /> <link href="/CSRC/Media/images/favicons/favicon.ico" type="image/x-icon" rel="icon" /> <link href="/dist/app.css" rel="stylesheet" /> <!-- Highlight.js --> <link href="/dist/highlight-js/github.css" rel="stylesheet" /> <!-- USWDS Top --> <link href="/dist/uswds/css/uswds.css" type="text/css" rel="stylesheet" /> <script type="text/javascript" src="/dist/uswds/js/uswds-init.min.js"></script> <!-- reCAPTCHA v3 --> <style> .grecaptcha-badge { visibility: hidden; } </style> <script async type="text/javascript" id="_fed_an_ua_tag" src="https://dap.digitalgov.gov/Universal-Federated-Analytics-Min.js?agency=nist&subagency=csrc&pua=UA-66610693-15&yt=true&exts=xsd,xml,wav,mpg,mpeg,avi,rtf,webm,ogg,ogv,oga,map,otf,eot,svg,ttf,woff"></script> <style id="antiClickjackCss"> body > * { display: none !important; } #antiClickjack { display: block !important; } </style> <noscript> <style id="antiClickjackNoScript"> body > * { display: block !important; } #antiClickjack { display: none !important; } </style> </noscript> <script type="text/javascript" id="antiClickjackScript"> if (self === top) { // no clickjacking var antiClickjack = document.getElementById("antiClickjackCss"); antiClickjack.parentNode.removeChild(antiClickjack); } else { setTimeout(tryForward(), 5000); } function tryForward() { top.location = self.location; } </script> <!-- Google tag (gtag.js) --> <script async src="https://www.googletagmanager.com/gtag/js?id=G-TSQ0PLGJZP"></script> <script>   window.dataLayer = window.dataLayer || [];   function gtag(){dataLayer.push(arguments);}   gtag('js', new Date());   gtag('config', 'G-TSQ0PLGJZP'); </script> <!-- Google Tag Manager --> <script>(function(w,d,s,l,i){w[l]=w[l]||[];w[l].push({'gtm.start':new Date().getTime(),event:'gtm.js'});var f=d.getElementsByTagName(s)[0],j=d.createElement(s),dl=l!='dataLayer'?'&l='+l:'';j.async=true;j.src='https://www.googletagmanager.com/gtm.js?id='+i+dl;f.parentNode.insertBefore(j,f);})(window,document,'script','dataLayer','GTM-MZQC4NCJ');</script> <!-- End Google Tag Manager --> </head> <body> <!-- Google Tag Manager (noscript) --> <noscript><iframe src="https://www.googletagmanager.com/ns.html?id=GTM-MZQC4NCJ" height="0" width="0" style="display:none;visibility:hidden"></iframe></noscript> <!-- End Google Tag Manager (noscript) --> <div id="antiClickjack" style="display: none;"> <strong style="font-size: 1.6rem;">You are viewing this page in an unauthorized frame window.</strong> <p>This is a potential security issue, you are being redirected to <a href="https://csrc.nist.gov">https://csrc.nist.gov</a>.</p> </div> <section class="usa-banner" aria-label="Official website of the United States government"> <div class="usa-accordion"> <header class="usa-banner__header"> <noscript> <p style="font-size: 0.85rem; font-weight: bold;">You have JavaScript disabled. 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href="https://www.facebook.com/sharer/sharer.php?u=https%3A%2F%2Fcsrc.nist.gov%2Fpubs%2Fcswp%2F30%2Fautomation-support-for-control-assessments-project%2Ffinal" class="social-facebook"><i class="fa fa-facebook fa-fw" aria-hidden="true"></i><span class="sr-only">Share to Facebook</span></a> <a href="https://twitter.com/share?url=https%3A%2F%2Fcsrc.nist.gov%2Fpubs%2Fcswp%2F30%2Fautomation-support-for-control-assessments-project%2Ffinal" class="social-twitter"><i class="fa fa-twitter fa-fw" aria-hidden="true"></i><span class="sr-only">Share to Twitter</span></a> <a href="https://www.linkedin.com/shareArticle?mini=true&amp;url=https%3A%2F%2Fcsrc.nist.gov%2Fpubs%2Fcswp%2F30%2Fautomation-support-for-control-assessments-project%2Ffinal&amp;source=csrc.nist.gov" class="social-linked-in"><i class="fa fa-linkedin fa-fw" aria-hidden="true"></i><span class="sr-only">Share to LinkedIn</span></a> <a href="mailto:?subject=csrc.nist.gov&amp;body=Check out this site https://csrc.nist.gov/pubs/cswp/30/automation-support-for-control-assessments-project/final" class="social-email"><i class="fa fa-envelope fa-fw" aria-hidden="true"></i><span class="sr-only">Share ia Email</span></a> </div> <p class="hidden-lg hidden-md"> &nbsp;&nbsp;&nbsp; <a href="#pubs-documentation" class="btn btn-lg btn-info" id="pub-topics-anchor-sm">Documentation</a> &nbsp;&nbsp;&nbsp; <a href="#pubs-topics" class="btn btn-lg btn-info" id="pub-topics-anchor-sm">Topics</a> </p> <div class="row"> <div class="col-md-8 col-sm-12 publication-panel"> <p> <strong>Date Published:</strong> <span id="pub-release-date" data-date-type="citation">December 6, 2023</span><br /> </p> <h4>Author(s)</h4> <p id="pub-authors-container" data-total="3"> <span id="pub-author-0">Eduardo Takamura (NIST)</span>, <span id="pub-author-1">Jeremy Licata (NIST)</span>, <span id="pub-author-2">Victoria Pillitteri (NIST)</span> </p> <div class="bs-callout bs-callout-success pub-abstract-callout"> <h4 id="pubs-abstract-header">Abstract</h4> <div class="hidden-sm hidden-xs hidden-xxs" id="pub-detail-abstract-info"><p>In 2017, the National Institute of Standards and Technology (NIST) published a methodology for supporting the automation of Special Publication (SP) 800-53 control assessments in the form of Interagency Report (IR) 8011. IR 8011 is a multi-volume series that starts with an overview of the methodology (volume 1) and provides guidance and specifications for automating the assessment of controls that support specific information security continuous monitoring security capabilities, one volume per capability. Four volumes have been released so far, and more volumes are in development. In 2023, the NIST Risk Management Framework project — responsible for the development and maintenance of Federal Information Security Modernization Act (FISMA)-supporting technical publications and the IR 8011 series — performed an internal review of the IR 8011 project. This review yielded results that offered the IR 8011 Development Team opportunities to improve the current IR 8011 methodology, facilitate its adoption, and more. This cybersecurity white paper summarizes some of the findings from this internal review.</p></div> <div class="hidden-lg hidden-md"> <div id="pub-detail-abstract-min"> In 2017, the National Institute of Standards and Technology (NIST) published a methodology for supporting the automation of Special Publication (SP) 800-53 control assessments in the form of Interagency Report (IR) 8011. IR 8011 is a multi-volume series that starts with an overview of the... <a href="#pubs-abstract-header" id="pub-detail-abs-show">See full abstract</a> </div> <div id="pub-detail-abstract-all" style="display: none;"> <p>In 2017, the National Institute of Standards and Technology (NIST) published a methodology for supporting the automation of Special Publication (SP) 800-53 control assessments in the form of Interagency Report (IR) 8011. IR 8011 is a multi-volume series that starts with an overview of the methodology (volume 1) and provides guidance and specifications for automating the assessment of controls that support specific information security continuous monitoring security capabilities, one volume per capability. Four volumes have been released so far, and more volumes are in development. In 2023, the NIST Risk Management Framework project — responsible for the development and maintenance of Federal Information Security Modernization Act (FISMA)-supporting technical publications and the IR 8011 series — performed an internal review of the IR 8011 project. This review yielded results that offered the IR 8011 Development Team opportunities to improve the current IR 8011 methodology, facilitate its adoption, and more. This cybersecurity white paper summarizes some of the findings from this internal review.</p><br /> <a href="#pubs-abstract-header" id="pub-detail-abs-hide">Hide full abstract</a> </div> </div> <h4>Keywords</h4> <span id='pub-keywords-container' data-total='25'> <span id="pub-keyword-0">actual state</span>; <span id="pub-keyword-1">assessment</span>; <span id="pub-keyword-2">attack</span>; <span id="pub-keyword-3">automation</span>; <span id="pub-keyword-4">capability</span>; <span id="pub-keyword-5">community of interest</span>; <span id="pub-keyword-6">CoI</span>; <span id="pub-keyword-7">control</span>; <span id="pub-keyword-8">control assessment</span>; <span id="pub-keyword-9">control item</span>; <span id="pub-keyword-10">defect</span>; <span id="pub-keyword-11">defect check</span>; <span id="pub-keyword-12">defend</span>; <span id="pub-keyword-13">desired state specification</span>; <span id="pub-keyword-14">FISMA</span>; <span id="pub-keyword-15">information security continuous monitoring</span>; <span id="pub-keyword-16">ISCM</span>; <span id="pub-keyword-17">methodology</span>; <span id="pub-keyword-18">monitoring</span>; <span id="pub-keyword-19">ongoing assessment</span>; <span id="pub-keyword-20">privacy</span>; <span id="pub-keyword-21">risk</span>; <span id="pub-keyword-22">risk management</span>; <span id="pub-keyword-23">security</span>; <span id="pub-keyword-24">security automation</span> </span> </div> <h5>Control Families</h5> <p> <span id="pub-control-fam-container" data-total="0">None selected</span> </p> </div> <div class="col-md-4 col-sm-12"> <div class="bs-callout bs-callout-success" id="pubs-documentation"> <h4>Documentation</h4> <p> <strong>Publication:</strong><br /> <a href="https://doi.org/10.6028/NIST.CSWP.30" id="pub-doi-link"> <i class="fa fa-external-link" aria-hidden="true"></i> https://doi.org/10.6028/NIST.CSWP.30 </a><br /> <a href="https://nvlpubs.nist.gov/nistpubs/CSWP/NIST.CSWP.30.pdf" id="pub-local-download-link"> <i class="fa fa-download"></i> Download URL </a><br /> </p> <p> <strong>Supplemental Material:</strong><br /> <span id="pub-supp-container" data-total="0">None available</span><br /> </p> <p> <strong>Document History:</strong><br /> <span id="pub-history-container" data-total="1"> 12/06/23: <span id="pub-history-link-0" data-current-document='true'>CSWP 30 (Final)</span><br /> </span> </p> </div> <div class="bs-callout bs-callout-danger" id="topicsCallout-lg"> <h4>Topics</h4> <strong id="pub-cat-0">Security and Privacy</strong> <p> <a id="pub-cat-top-0-0" href="/topics/security-and-privacy/security-programs-and-operations/asset-management">asset management</a>, <a id="pub-cat-top-0-1" href="/topics/security-and-privacy/security-programs-and-operations/audit-and-accountability">audit &amp; accountability</a>, <a id="pub-cat-top-0-2" href="/topics/security-and-privacy/risk-management/continuous-monitoring">continuous monitoring</a>, <a id="pub-cat-top-0-3" href="/topics/security-and-privacy/risk-management/controls/controls-assessment">controls assessment</a>, <a id="pub-cat-top-0-4" href="/topics/security-and-privacy/risk-management/risk-assessment">risk assessment</a>, <a id="pub-cat-top-0-5" href="/topics/security-and-privacy/security-programs-and-operations/security-automation">security automation</a>, <a id="pub-cat-top-0-6" href="/topics/security-and-privacy/risk-management/controls/security-controls">security controls</a> </p> </div> </div> </div> </div> <div id="footer-pusher"></div> </div> <footer id="footer"> <div class="container"> <div class="row"> <div class="col-sm-6"> <span class="hidden-xs"> <a href="https://www.nist.gov" title="National Institute of Standards and Technology" rel="home" target="_blank" class="footer-nist-logo" id="footer-nist-logo-link"> <img src="/CSRC/Media/images/nist-logo-brand-white.svg" alt="National Institute of Standards and Technology logo" id="footer-nist-logo" /> </a> </span> <div class="row footer-contact-container"> <div class="col-sm-12" id="footer-address"> <strong>HEADQUARTERS</strong><br> 100 Bureau Drive<br> Gaithersburg, MD 20899 </div> </div> </div> <div class="col-sm-6"> <ul class="social-list text-right" style="display: block;"> <li class="field-item service-twitter list-horiz"> <a href="https://twitter.com/NISTCyber" class="social-btn social-btn--large extlink ext" id="footer-social-twitter-link"> <i class="fa fa-twitter fa-fw"><span class="element-invisible">twitter</span></i><span class="ext"><span class="element-invisible"> (link is external)</span></span> </a> </li> <li class="field-item service-facebook list-horiz"> <a href="https://www.facebook.com/NIST" class="social-btn social-btn--large extlink ext" id="footer-social-facebook-link"> <i class="fa fa-facebook fa-fw"><span class="element-invisible">facebook</span></i><span class="ext"><span class="element-invisible"> (link is external)</span></span> </a> </li> <li class="field-item service-linkedin list-horiz"> <a href="https://www.linkedin.com/company/nist" class="social-btn social-btn--large extlink ext" id="footer-social-linkedin-link"> <i class="fa fa-linkedin fa-fw"><span class="element-invisible">linkedin</span></i><span class="ext"><span class="element-invisible"> (link is external)</span></span> </a> </li> <li class="field-item service-instagram list-horiz"> <a href="https://www.instagram.com/usnistgov/" class="social-btn social-btn--large extlink ext" id="footer-social-instagram-link"> <i class="fa fa-instagram fa-fw"><span class="element-invisible">instagram</span></i> <span class="ext"><span class="element-invisible"> (link is external)</span></span> </a> </li> <li class="field-item service-youtube list-horiz"> <a href="https://www.youtube.com/user/USNISTGOV" class="social-btn social-btn--large extlink ext" id="footer-social-youtube-link"> <i class="fa fa-youtube fa-fw"><span class="element-invisible">youtube</span></i><span class="ext"><span class="element-invisible"> (link is external)</span></span> </a> </li> <li class="field-item service-rss list-horiz"> <a href="https://www.nist.gov/news-events/nist-rss-feeds" class="social-btn social-btn--large extlink" id="footer-social-rss-link"> <i class="fa fa-rss fa-fw"><span class="element-invisible">rss</span></i> </a> </li> <li class="field-item service-govdelivery list-horiz last"> <a href="https://public.govdelivery.com/accounts/USNIST/subscriber/new?qsp=USNIST_3" class="social-btn social-btn--large extlink ext" title="Subscribe to CSRC and publication updates, and other NIST cybersecurity news" id="footer-social-govdelivery-link"> <i class="fa fa-envelope fa-fw"><span class="element-invisible">govdelivery</span></i><span class="ext"><span class="element-invisible"> (link is external)</span></span> </a> </li> </ul> <p class="text-right"> Want updates about CSRC and our publications? <a href="https://public.govdelivery.com/accounts/USNIST/subscriber/new?qsp=USNIST_3" class="btn btn-lg btn-primary" style="background-color: #12659c!important; 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