CINXE.COM
For The Military Community | FINRA.org
<!DOCTYPE html> <html lang="en" dir="ltr" prefix="og: https://ogp.me/ns#"> <head> <script type="text/javascript" src="https://try.abtasty.com/1815f4bcb7f984090f9f3450ffb107c9.js"></script> <!-- Google Tag Manager --> <script>(function(w,d,s,l,i){w[l]=w[l]||[];w[l].push({'gtm.start': new Date().getTime(),event:'gtm.js'});var f=d.getElementsByTagName(s)[0], j=d.createElement(s),dl=l!='dataLayer'?'&l='+l:'';j.async=true;j.src= 'https://www.googletagmanager.com/gtm.js?id='+i+dl;f.parentNode.insertBefore(j,f); })(window,document,'script','dataLayer','GTM-PX5XDBN');</script> <!-- End Google Tag Manager --> <script defer src="//cdn.jsdelivr.net/bluebird/3.5.0/bluebird.min.js"></script> <script defer src="https://cdnjs.cloudflare.com/ajax/libs/fetch/2.0.3/fetch.js"></script> <meta charset="utf-8" /> <meta name="description" content="Whether on-base or deployed overseas, it is crucial that military service members have access to financial education information that enables them to make prudent saving and investing decisions for themselves and their families." /> <link rel="canonical" href="https://www.finra.org/investors/military" /> <link rel="image_src" href="https://www.finra.org/sites/default/files/2020-10/military-family-of-three-860x406.jpg" /> <meta name="google" content="p6aFpyERRdC4Ror_K0mTRRtXKjAsz35RTQl_MDv_nNg" /> <meta property="og:title" content="For The Military Community" /> <meta property="og:description" content="Whether on-base or deployed overseas, it is crucial that military service members have access to financial education information that enables them to make prudent saving and investing decisions for themselves and their families." /> <meta property="og:image" content="https://www.finra.org/sites/default/files/2020-10/military-family-of-three-860x406.jpg" /> <meta name="Generator" content="Drupal 10 (https://www.drupal.org)" /> <meta name="MobileOptimized" content="width" /> <meta name="HandheldFriendly" content="true" /> <meta name="viewport" content="width=device-width, initial-scale=1, shrink-to-fit=no" /> <meta http-equiv="x-ua-compatible" content="ie=edge" /> <link rel="icon" href="/themes/custom/finra_bootstrap_sass/favicon.ico" type="image/vnd.microsoft.icon" /> <script>window.a2a_config=window.a2a_config||{};a2a_config.callbacks=[];a2a_config.overlays=[];a2a_config.templates={};a2a_config.exclude_services = [ 'linkedin', 'facebook', 'twitter', 'email', 'amazon_wish_list', 'aol_mail', 'balatarin', 'bibsonomy', 'bitty_browser', 'blogger', 'blogmarks', 'bookmarks_fr', 'box_net', 'buffer', 'citeulike', 'copy_link', 'diary_ru', 'diaspora', 'digg', 'diigo', 'douban', 'draugiem', 'evernote', 'fark', 'flipboard', 'folkd', 'google_gmail', 'google_classroom', 'hacker_news', 'hatena', 'houzz', 'instapaper', 'known', 'line', 'livejournal', 'mail_ru', 'mendeley', 'meneame', 'mewe', 'mixi', 'myspace', 'odnoklassniki', 'outlook_com', 'papaly', 'pinboard', 'pinterest', 'plurk', 'pocket', 'print', 'printfriendly', 'pusha', 'kindle_it', 'qzone', 'rediff', 'refind', 'sina_weibo', 'sitejot', 'skype', 'slashdot', 'sms', 'snapchat', 'svejo', 'symbaloo_bookmarks', 'telegram', 'threema', 'trello', 'tumblr', 'twiddla', 'typepad_post', 'viber', 'vk', 'wechat', 'wordpress', 'wykop', 'xing', 'yahoo_mail', 'yummly' ];</script> <title>For The Military Community | FINRA.org</title> <link rel="stylesheet" media="all" href="/sites/default/files/css/css_5zNWm3r50BZM4xQPekk44hr2kEc5xK4Es0B0rzy9UoA.css?delta=0&language=en&theme=finra_bootstrap_sass&include=eJyNUNFqxDAM-yE3_qTDadw2kNjBTla6r7_2OOgYG9uLkG0hCVNKXUkOpDcJi6l0WE6gnV0r4xcedo7X6H8Kgm-5gh_euWIkZ1iyGD2iavdu1B5O7rgWjVQm70fJsv6s0cbiJP6LA3snmNUYZ61Nha_0WxTJLOs0zVfJLGzQyGg9T5tjstGohHsThrQRS_aNE3w3QdHE_4iKxpRmGzWCj8a2nHaYJXf4yLw7vjBUTaMwxEKfBxaldD7gCQrHniY" /> <link rel="stylesheet" media="all" href="https://use.fontawesome.com/releases/v5.7.2/css/all.css" /> <link rel="stylesheet" media="all" href="https://use.fontawesome.com/releases/v5.7.2/css/v4-shims.css" /> <link rel="stylesheet" media="all" href="/sites/default/files/css/css_7t_F2O5CtEfw013U43Fdh2xKre3DGwlw7AoIK5zaWPM.css?delta=3&language=en&theme=finra_bootstrap_sass&include=eJyNUNFqxDAM-yE3_qTDadw2kNjBTla6r7_2OOgYG9uLkG0hCVNKXUkOpDcJi6l0WE6gnV0r4xcedo7X6H8Kgm-5gh_euWIkZ1iyGD2iavdu1B5O7rgWjVQm70fJsv6s0cbiJP6LA3snmNUYZ61Nha_0WxTJLOs0zVfJLGzQyGg9T5tjstGohHsThrQRS_aNE3w3QdHE_4iKxpRmGzWCj8a2nHaYJXf4yLw7vjBUTaMwxEKfBxaldD7gCQrHniY" /> <link rel="stylesheet" media="all" href="/sites/default/files/css/css_AVGN9ev36MKSK-SNSE686OTAVI6TYil0IrLBQxUXzOc.css?delta=4&language=en&theme=finra_bootstrap_sass&include=eJyNUNFqxDAM-yE3_qTDadw2kNjBTla6r7_2OOgYG9uLkG0hCVNKXUkOpDcJi6l0WE6gnV0r4xcedo7X6H8Kgm-5gh_euWIkZ1iyGD2iavdu1B5O7rgWjVQm70fJsv6s0cbiJP6LA3snmNUYZ61Nha_0WxTJLOs0zVfJLGzQyGg9T5tjstGohHsThrQRS_aNE3w3QdHE_4iKxpRmGzWCj8a2nHaYJXf4yLw7vjBUTaMwxEKfBxaldD7gCQrHniY" /> <link rel="stylesheet" media="all" href="//fonts.googleapis.com/css?family=Open+Sans" /> <link rel="stylesheet" media="all" href="//fonts.googleapis.com/css?family=Open+Sans:300,300i,400,400i,600,600i,700,700i,800,800i" /> <link rel="stylesheet" media="all" href="//use.typekit.net/nba4hvp.css" /> </head> <body class="layout-two-sidebars page-node-178026"> <!-- Google Tag Manager (noscript) --> <noscript><iframe src="https://www.googletagmanager.com/ns.html?id=GTM-PX5XDBN" height="0" width="0" style="display:none;visibility:hidden"></iframe></noscript> <!-- End Google Tag Manager (noscript) --> <a href="#main-content" class="visually-hidden focusable"> Skip to main content </a> <div class="dialog-off-canvas-main-canvas" data-off-canvas-main-canvas> <div id="page-wrapper" class="page--type-article"> <div id="page"> <header id="Finra_homepage_header" class="header" role="banner" aria-label="Site header"> <div class="secondary-new-header"> <div class="secondary-header-row row"> <div class="secondary-menu" id = "desk_menu_sec"> <section class="region region-secondary-menu"> <nav role="navigation" aria-labelledby="block-finrautilitymenu-menu" id="block-finrautilitymenu" data-block-plugin-id="system_menu_block:finra-utility-menu" class="block block-menu navigation menu--finra-utility-menu"> <h2 class="sr-only visually-hidden" id="block-finrautilitymenu-menu">FINRA Utility Menu</h2> <ul id="block-finrautilitymenu" class="clearfix nav navbar-nav"> <li class="nav-item menu-item--collapsed"> <a href="/about" class="nav-link" aria-labelledby="About Us" data-drupal-link-system-path="node/135106">About Us</a> </li> <li class="nav-item menu-item--collapsed"> <a href="/careers" class="nav-link" aria-labelledby="Careers" data-drupal-link-system-path="node/135166">Careers</a> </li> <li class="nav-item"> <a href="https://brokercheck.finra.org" class="nav-link" aria-labelledby="BrokerCheck">BrokerCheck</a> </li> <li class="nav-item"> <a href="/finra-data" class="nav-link" aria-labelledby="Data" data-drupal-link-system-path="node/180426">Data</a> </li> <li class="nav-item menu-item--collapsed"> <a href="/media-center" class="nav-link" aria-labelledby="Media Center" data-drupal-link-system-path="node/340671">Media Center</a> </li> <li class="nav-item"> <a href="/member-firm-hub" class="nav-link" aria-labelledby="For Firms" data-drupal-link-system-path="node/342121">For Firms</a> </li> </ul> </nav> </section> </div> <div class="top-header-form"> <section class="region region-top-header-form"> <div id="block-finra-bootstrap-sass-loginoverlaynewhomepage-2" data-block-plugin-id="block_content:5f737dd3-a3ee-4d2a-b891-e115158ec6d9" class="block-content-basic block block-block-content block-block-content5f737dd3-a3ee-4d2a-b891-e115158ec6d9"> <div class="content"> <div class="clearfix text-formatted field field--name-body field--type-text-with-summary field--label-hidden field__item"><div class="test" aria-controls="loginCollapse" aria-expanded="false" data-toggle="collapse" href="#loginCollapse" id="login-icon" role="button"><p><svg viewBox="0 0 448 512"><!--!Font Awesome Free 6.5.1 by @fontawesome - https://fontawesome.com License - https://fontawesome.com/license/free Copyright 2024 Fonticons, Inc.--><path fill="currentColor" d="M304 128a80 80 0 1 0 -160 0 80 80 0 1 0 160 0zM96 128a128 128 0 1 1 256 0A128 128 0 1 1 96 128zM49.3 464H398.7c-8.9-63.3-63.3-112-129-112H178.3c-65.7 0-120.1 48.7-129 112zM0 482.3C0 383.8 79.8 304 178.3 304h91.4C368.2 304 448 383.8 448 482.3c0 16.4-13.3 29.7-29.7 29.7H29.7C13.3 512 0 498.7 0 482.3z" /></svg></p></div><div class="collapse" id="loginCollapse"><div class="login-responsive"> </div><div class="login-row" layout="row"><div class="login-col" layout="col"><p class="login-subtitle"><span>For the Public</span></p><p class="login-title"><a href="https://ews.finra.org/auth/logon?realm=ews&goto=https%3A//gateway.finra.org/app/data%3FrcpRedirNum%3D1">FINRA DATA</a></p><p class="login-desc">FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.</p><div class="login-btn" style="padding:5px 0px 14px;"><a href="https://ews.finra.org/auth/logon?realm=ews&goto=https%3A//gateway.finra.org/app/data%3FrcpRedirNum%3D1"><span>Login</span></a></div></div><div class="login-col" layout="col"><p class="login-subtitle"><span>For Industry Professionals</span></p><p class="login-title"><a href="https://finpro.finra.org/">FINPRO</a></p><p class="login-desc">Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.</p><div class="login-btn" style="padding:5px 0px 14px;"><a href="https://finpro.finra.org/"><span>Login</span></a></div></div><div class="login-col" layout="col"><p class="login-subtitle"><span>For Member Firms</span></p><p class="login-title"><a href="https://gateway.finra.org/">FINRA GATEWAY</a></p><p class="login-desc">Firm compliance professionals can access filings and requests, run reports and submit support tickets.</p><div class="login-btn" style="padding:5px 0px 14px;"><a href="https://gateway.finra.org/"><span>Login</span></a></div></div><div class="login-col" layout="col"><p class="login-subtitle"><span>For Case Participants</span></p><p class="login-title"><a href="https://drportal.finra.org/">DR PORTAL</a></p><p class="login-desc">Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.</p><div class="login-btn" style="padding:5px 0px 14px;"><a href="https://drportal.finra.org/"><span>Login</span></a></div></div></div><div class="login-fourth"><p class="need-help" style="font-size:16px;"><a href="https://tools.finra.org/cc_support/">Need Help?</a> | <a href="/filing-reporting/systems-status">Check System Status</a></p><p class="other-systems" style="font-size:16px;"><a href="/filing-reporting/entitlement/systems">Log In to other FINRA systems</a></p></div></div></div> </div> </div> </section> </div> </div> </div> <div class="finra-container region-second-header"> <div class="row"> <div class="page-header"> <section class="region region-header"> <a href="/" title="Home" rel="home" class="navbar-brand"> <img src="/sites/default/files/Finra_85th_logo_0.png" alt="Home" width="115px" height="42.5px" class="img-fluid d-inline-block align-top" /> </a> </section> </div> <div class="navbar-top"> <nav class="navbar navbar-dark bg-transparent" id="navbar-top"> <div class="header-menus col collapse" id="CollapsingNavbar"> <div class="primary-header-row row"> <div class="primary-menu"> <section class="region region-primary-menu"> <div id="block-finra-bootstrap-sass-finrahomepagenavmegamenusnew" data-block-plugin-id="superfish:finra-homepage-nav-megamenus-new" class="block block-superfish block-superfishfinra-homepage-nav-megamenus-new"> <div class="content"> <ul id="superfish-finra-homepage-nav-megamenus-new" class="menu sf-menu sf-finra-homepage-nav-megamenus-new sf-horizontal sf-style-none"> <li id="finra-homepage-nav-megamenus-new-menu-link-content1b4d9607-2d0a-4ba3-a6e7-4a6b1cbb6e82--2" class="sf-depth-1 header menuparent"><a href="/rules-guidance" class="sf-depth-1 menuparent" aria-labelledby="Rules & Guidance">Rules & Guidance</a><ul class="sf-multicolumn"><li class="sf-multicolumn-wrapper "><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content2b12b470-c7eb-4690-8fd4-f9b3e24e6e15--2" class="sf-depth-2 header sf-multicolumn-column menuparent"><div class="sf-multicolumn-column"><a href="/rules-guidance" class="sf-depth-2 menuparent" aria-labelledby="R&G Section 1">R&G Section 1</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content34143c81-286b-4cfe-96fd-1a36a135d75b--2" class="sf-depth-3 header menuparent"><a href="/rules-guidance/finra-manual" class="sf-depth-3 menuparent" aria-labelledby="FINRA Manual">FINRA Manual</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content3cd026de-017b-44ff-a42c-3d45c4adc2ba--2" class="sf-depth-4 header sf-no-children"><a href="/rules-guidance/rulebooks/updates" class="sf-depth-4" aria-labelledby="Updates">Updates</a></li></ol></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentcd534a29-dae6-4b27-954d-7f3f6aa5f95a--2" class="sf-depth-3 header menuparent"><a href="/rules-guidance/interpreting-rules" class="sf-depth-3 menuparent" aria-labelledby="Interpreting the Rules">Interpreting the Rules</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-contentbfc59af9-883c-4ce9-9508-07a74a3dbac5--2" class="sf-depth-4 header sf-no-children"><a href="/rules-guidance/notices" class="sf-depth-4" aria-labelledby="Notices">Notices</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contenta067da24-ce37-43a4-acbd-019db86020de--2" class="sf-depth-4 header sf-no-children"><a href="/rules-guidance/guidance" class="sf-depth-4" aria-labelledby="Guidance">Guidance</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content157e31e2-c14b-4fd7-8e33-01515c4ba0bf--2" class="sf-depth-4 header sf-no-children"><a href="/rules-guidance/guidance/faqs" class="sf-depth-4" aria-labelledby="Frequently Asked Questions">Frequently Asked Questions</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contente44c49ed-a2d7-4660-8937-8285e50fc411--2" class="sf-depth-4 header sf-no-children"><a href="/rules-guidance/key-topics" class="sf-depth-4" aria-labelledby="Key Topics">Key Topics</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contenta7c1dcca-4c7d-437a-a1ab-6f0b1aadb744--2" class="sf-depth-4 header sf-no-children"><a href="/rules-guidance/interpretive-questions" class="sf-depth-4" aria-labelledby="Interpretive Questions">Interpretive Questions</a></li></ol></li></ol></div></li><li id="finra-homepage-nav-megamenus-new-menu-link-content16a886d5-41e2-4e4e-820c-8b43ad12cf92--2" class="sf-depth-2 header sf-multicolumn-column menuparent"><div class="sf-multicolumn-column"><a href="/rules-guidance" class="sf-depth-2 menuparent" aria-labelledby="R&G Section 2">R&G Section 2</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content7bf9ad1b-48c9-46ea-aea1-0c8fedf6e76b--2" class="sf-depth-3 header menuparent"><a href="/rules-guidance/rulemaking-process" class="sf-depth-3 menuparent" aria-labelledby="The Rulemaking Process">The Rulemaking Process</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-contentbb8cb4dd-cc48-4206-9aa6-8c076743f2b9--2" class="sf-depth-4 header sf-no-children"><a href="/rules-guidance/rule-filings" class="sf-depth-4" aria-labelledby="Rule Filings">Rule Filings</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content0435d995-74bd-40da-b86a-40b62d41e5d9--2" class="sf-depth-4 header sf-no-children"><a href="https://tools.finra.org/rule_filings/" class="sf-depth-4 sf-external" aria-labelledby="Rule Filing Status Report">Rule Filing Status Report</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content5e4d2052-7c9f-43be-b9c9-b970f21d78fd--2" class="sf-depth-4 header sf-no-children"><a href="/rules-guidance/requests-for-comments" class="sf-depth-4" aria-labelledby="Requests for Comments">Requests for Comments</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content72741ca5-a482-40a7-ac2e-bfbcdb708594--2" class="sf-depth-4 header sf-no-children"><a href="/rules-guidance/rulebook-consolidation" class="sf-depth-4" aria-labelledby="Rulebook Consolidation">Rulebook Consolidation</a></li></ol></li></ol></div></li><li id="finra-homepage-nav-megamenus-new-menu-link-content47861d1e-f84c-48aa-a39c-7a264303694d--2" class="sf-depth-2 header sf-multicolumn-column menuparent"><div class="sf-multicolumn-column"><a href="/rules-guidance" class="sf-depth-2 menuparent" aria-labelledby="R&G Section 3">R&G Section 3</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content4d3988a6-9d3c-4b49-b08f-5ec10bd2378d--2" class="sf-depth-3 header menuparent"><a href="/rules-guidance/adjudication-decisions" class="sf-depth-3 menuparent" aria-labelledby="Adjudications & Decisions">Adjudications & Decisions</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-contentda0fdb33-e0ea-4e1a-b92c-cf7a90128e9b--2" class="sf-depth-4 header sf-no-children"><a href="/rules-guidance/adjudication-decisions/national-adjudicatory-council-nac" class="sf-depth-4" aria-labelledby="National Adjudicatory Council (NAC)">National Adjudicatory Council (NAC)</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentf37f3677-c5e1-403d-a87c-288b022fc036--2" class="sf-depth-4 header sf-no-children"><a href="/rules-guidance/adjudication-decisions/office-hearing-officers-oho/about" class="sf-depth-4" aria-labelledby="Office of Hearing Officers (OHO)">Office of Hearing Officers (OHO)</a></li></ol></li></ol></div></li><li id="finra-homepage-nav-megamenus-new-menu-link-content14293eb5-673b-4472-95fc-84c7b5a3c532--2" class="sf-depth-2 header sf-multicolumn-column menuparent"><div class="sf-multicolumn-column"><a href="/rules-guidance" class="sf-depth-2 menuparent" aria-labelledby="R&G Section 4">R&G Section 4</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-contente040ccaf-750c-4e7a-b1ac-b527a3b29bc1--2" class="sf-depth-3 header menuparent"><a href="/rules-guidance/enforcement" class="sf-depth-3 menuparent" aria-labelledby="Enforcement">Enforcement</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content3160b9d2-e42d-4588-b87c-fdd986d234de--2" class="sf-depth-4 header sf-no-children"><a href="https://www.finra.org/rules-guidance/oversight-enforcement/disciplinary-actions-online" class="sf-depth-4 sf-external" aria-labelledby="Disciplinary Actions Online">Disciplinary Actions Online</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content9bc2c3c1-6105-4a43-84e7-d3b87b38bbdd--2" class="sf-depth-4 header sf-no-children"><a href="/rules-guidance/oversight-enforcement/disciplinary-actions" class="sf-depth-4" aria-labelledby="Monthly Disciplinary Actions">Monthly Disciplinary Actions</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentdcdce396-9e20-4fba-9cf9-7c1822af7b43--2" class="sf-depth-4 header sf-no-children"><a href="/rules-guidance/oversight-enforcement/sanction-guidelines" class="sf-depth-4" aria-labelledby="Sanction Guidelines">Sanction Guidelines</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content7ae8b495-7bbc-4713-a3d1-393e757a4f7a--2" class="sf-depth-4 header sf-no-children"><a href="/rules-guidance/oversight-Oversight%20%26%20Enforcement/individuals-barred-finra" class="sf-depth-4" aria-labelledby="Individuals Barred by FINRA">Individuals Barred by FINRA</a></li></ol></li></ol></div></li></ol></li></ul></li><li id="finra-homepage-nav-megamenus-new-menu-link-content568be8c6-2749-4b61-afa4-e1aef3056650--2" class="sf-depth-1 header menuparent"><a href="/registration-exams-ce" class="sf-depth-1 menuparent" aria-labelledby="Registration, Exams & CE">Registration, Exams & CE</a><ul class="sf-multicolumn"><li class="sf-multicolumn-wrapper "><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content743dcab1-fa12-4078-9425-f1e5f9d0519a--2" class="sf-depth-2 header sf-multicolumn-column menuparent"><div class="sf-multicolumn-column"><a href="/registration-exams-ce" class="sf-depth-2 menuparent" aria-labelledby="Registration section 1">Registration section 1</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content4e8b3fa4-2b63-4dc6-9b06-3ec58bd3b6d6--2" class="sf-depth-3 header menuparent"><a href="/registration-exams-ce/registration" class="sf-depth-3 menuparent" aria-labelledby="Registration">Registration</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-contentf6878ec3-2a37-4286-b0ff-51f38f2ea5fd--2" class="sf-depth-4 header sf-no-children"><a href="/registration-exams-ce/broker-dealers" class="sf-depth-4" aria-labelledby="Broker Dealers">Broker Dealers</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content0ecbf1ea-6ca0-4bc8-8e9b-59e7cba90a62--2" class="sf-depth-4 header sf-no-children"><a href="/registration-exams-ce/capital-acquisition-brokers" class="sf-depth-4" aria-labelledby="Capital Acquisition Brokers">Capital Acquisition Brokers</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content01963f11-2411-4031-a5c9-8e73580648f3--2" class="sf-depth-4 header sf-no-children"><a href="/registration-exams-ce/funding-portals" class="sf-depth-4" aria-labelledby="Funding Portals">Funding Portals</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content45b769ff-9b3c-4cbc-befb-79380e5b6014--2" class="sf-depth-4 header sf-no-children"><a href="/registration-exams-ce/individuals" class="sf-depth-4" aria-labelledby="Individuals">Individuals</a></li></ol></li></ol></div></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentac0e3bb2-976c-4b6a-8fec-981489a9fdec--2" class="sf-depth-2 header sf-multicolumn-column menuparent"><div class="sf-multicolumn-column"><a href="/registration-exams-ce" class="sf-depth-2 menuparent" aria-labelledby="Registration Section 2">Registration Section 2</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content5b603fc0-12c2-44c3-bb60-0db5f114a14f--2" class="sf-depth-3 header menuparent"><a href="/registration-exams-ce/qualification-exams" class="sf-depth-3 menuparent" aria-labelledby="Qualification Exams">Qualification Exams</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content63752dac-c460-4619-b75a-0544d39f9e21--2" class="sf-depth-4 header sf-no-children"><a href="/registration-exams-ce/qualification-exams/securities-industry-essentials-exam-sie" class="sf-depth-4" aria-labelledby="Securities Industry Essentials Exam (SIE)">Securities Industry Essentials Exam (SIE)</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contenteba0ebc3-0134-40a1-869d-3a5a30f05306--2" class="sf-depth-4 header sf-no-children"><a href="/registration-exams-ce/qualification-exams/series7" class="sf-depth-4" aria-labelledby="Series 7">Series 7</a></li></ol></li><li id="finra-homepage-nav-megamenus-new-menu-link-content1d435c60-0a5d-4ac1-baac-6feb68ac1aa4--2" class="sf-depth-3 header menuparent"><a href="/registration-exams-ce/continuing-education" class="sf-depth-3 menuparent" aria-labelledby="Continuing Education (CE)">Continuing Education (CE)</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content12708005-03a9-4813-a1c4-b79ccb575e00--2" class="sf-depth-4 header sf-no-children"><a href="/registration-exams-ce/continuing-education/regulatory-element-topics" class="sf-depth-4" aria-labelledby="View a Regulatory Element Learning Plan">View a Regulatory Element Learning Plan</a></li></ol></li></ol></div></li><li id="finra-homepage-nav-megamenus-new-menu-link-content87ac70da-476d-497b-bee4-39d65e59ea5f--2" class="sf-depth-2 header sf-multicolumn-column menuparent"><div class="sf-multicolumn-column"><a href="/registration-exams-ce" class="sf-depth-2 menuparent" aria-labelledby="Registration Section 3">Registration Section 3</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content1f87e2bc-137c-4e76-ba12-921ac5400696--2" class="sf-depth-3 header menuparent"><a href="/registration-exams-ce/classic-crd" class="sf-depth-3 menuparent" aria-labelledby="Registration Systems">Registration Systems</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content74de55a6-970c-49a4-877f-6a3cd1584db9--2" class="sf-depth-4 header sf-no-children"><a href="/registration-exams-ce/classic-crd" class="sf-depth-4" aria-labelledby="Classic CRD">Classic CRD</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentc425811e-6944-4643-9a4b-21222d7ed44e--2" class="sf-depth-4 header sf-no-children"><a href="/registration-exams-ce/finpro" class="sf-depth-4" aria-labelledby="Financial Professional Gateway (FinPro)">Financial Professional Gateway (FinPro)</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content7afd209b-9193-484a-b160-9705bcd8e250--2" class="sf-depth-4 header sf-no-children"><a href="/registration-exams-ce/financial-industry-networking-directory" class="sf-depth-4" aria-labelledby="Financial Industry Networking Directory (FIND)">Financial Industry Networking Directory (FIND)</a></li></ol></li></ol></div></li></ol></li></ul></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentc47867f6-a419-4633-83aa-9fb4c8d8cda7--2" class="sf-depth-1 header menuparent"><a href="/events-training" class="sf-depth-1 menuparent" aria-labelledby="Events & Training">Events & Training</a><ul class="sf-multicolumn"><li class="sf-multicolumn-wrapper "><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content9cd640c1-feb7-4c4a-b67e-a3eaedacd028--2" class="sf-depth-2 header sf-multicolumn-column menuparent"><div class="sf-multicolumn-column"><a href="/events-training" class="sf-depth-2 menuparent" aria-labelledby="Events & Training Section 1">Events & Training Section 1</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-contentf380a1ac-d9fd-45e2-8f15-32b96331c18f--2" class="sf-depth-3 header sf-no-children"><a href="/events-training/conferences-events" class="sf-depth-3" aria-labelledby="Conferences & Events">Conferences & Events</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content9abdc27c-9497-426d-be8e-465a10d034ac--2" class="sf-depth-3 header sf-no-children"><a href="/events-training/finra-georgetown" class="sf-depth-3" aria-labelledby="FINRA Institute at Georgetown">FINRA Institute at Georgetown</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content81cc3c6b-ad65-4627-8b34-69f4bb5d3e5e--2" class="sf-depth-3 header sf-no-children"><a href="/events-training/flex" class="sf-depth-3" aria-labelledby="Financial Learning Experience (FLEX)">Financial Learning Experience (FLEX)</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content8febe617-8873-4d02-aca8-d13df4b6649e--2" class="sf-depth-3 header sf-no-children"><a href="/events-training/small-firm-briefing" class="sf-depth-3" aria-labelledby="Small Firm Briefing">Small Firm Briefing</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content911c7ec5-023c-4c98-953f-b121ff986fa3--2" class="sf-depth-3 header sf-no-children"><a href="/events-training/webinars" class="sf-depth-3" aria-labelledby="Webinars">Webinars</a></li></ol></div></li></ol></li></ul></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentf3f7bbdd-246d-45c1-af1c-960dc8ad074d--2" class="sf-depth-1 header menuparent"><a href="/filing-reporting" class="sf-depth-1 menuparent" aria-labelledby="Filing & Reporting">Filing & Reporting</a><ul class="sf-multicolumn"><li class="sf-multicolumn-wrapper "><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content296db8b3-7b22-4c23-a036-06be44277a69--2" class="sf-depth-2 header sf-multicolumn-column menuparent"><div class="sf-multicolumn-column"><a href="/filing-reporting" class="sf-depth-2 menuparent" aria-labelledby="Filing & Reporting Section 1">Filing & Reporting Section 1</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-contentf874a19d-557b-487f-88f1-3d84445f4bc9--2" class="sf-depth-3 header sf-no-children"><a href="/filing-reporting/finra-gateway" class="sf-depth-3" aria-labelledby="FINRA Gateway">FINRA Gateway</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentf6c4c3c6-93c8-42cf-ab58-476a92d01380--2" class="sf-depth-3 header sf-no-children"><a href="/filing-reporting/systems-status" class="sf-depth-3" aria-labelledby="Systems Status">Systems Status</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentd27e2150-fc22-4e07-98c1-2cce079184a8--2" class="sf-depth-3 header sf-no-children"><a href="/filing-reporting/entitlement" class="sf-depth-3" aria-labelledby="Entitlement Program">Entitlement Program</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content68c74d41-92b9-4e79-84e4-5c43beaf45dc--2" class="sf-depth-3 header sf-no-children"><a href="/filing-reporting/market-transparency-reporting" class="sf-depth-3" aria-labelledby="Market Transparency Reporting Tools">Market Transparency Reporting Tools</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentbb250ecd-0432-4ebc-bccf-a21e455fb617--2" class="sf-depth-3 header sf-no-children"><a href="/filing-reporting/regulatory-filing-systems" class="sf-depth-3" aria-labelledby="Regulatory Filing Systems">Regulatory Filing Systems</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content2de7e722-b3b2-471e-9cf2-587f649dd923--2" class="sf-depth-3 header sf-no-children"><a href="/filing-reporting/data-transfer-tools" class="sf-depth-3" aria-labelledby="Data Transfer Tools">Data Transfer Tools</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentec6d9be1-8ac6-4071-890c-52838b5490a2--2" class="sf-depth-3 header sf-no-children"><a href="/filing-reporting/e-bill" class="sf-depth-3" aria-labelledby="E-Bill">E-Bill</a></li></ol></div></li></ol></li></ul></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentabdfc859-e1e4-4071-9b99-9535c132ee72--2" class="sf-depth-1 header menuparent"><a href="/compliance-tools" class="sf-depth-1 menuparent" aria-labelledby="Compliance Tools">Compliance Tools</a><ul class="sf-multicolumn"><li class="sf-multicolumn-wrapper "><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content318c9740-343f-48dd-a32e-600f8c817211--2" class="sf-depth-2 header sf-multicolumn-column menuparent"><div class="sf-multicolumn-column"><a href="/compliance-tools" class="sf-depth-2 menuparent" aria-labelledby="Compliance Tools Section 1">Compliance Tools Section 1</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content2badcc82-a0ba-4813-a97b-5cde27a154a6--2" class="sf-depth-3 header sf-no-children"><a href="https://www.finra.org/compliance-tools/cybersecurity-checklist" class="sf-depth-3 sf-external" aria-labelledby="Cybersecurity Checklist">Cybersecurity Checklist</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content7f6b440c-bc36-49c7-900b-1fe8e36909db--2" class="sf-depth-3 header sf-no-children"><a href="/compliance-tools/compliance-calendar" class="sf-depth-3" aria-labelledby="Compliance Calendar">Compliance Calendar</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contente0f11415-45ff-4cf1-925e-cf2b1f5cecf9--2" class="sf-depth-3 header sf-no-children"><a href="/compliance-tools/weekly-archive" class="sf-depth-3" aria-labelledby="Weekly Update Email Archive">Weekly Update Email Archive</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content170de235-7c02-4852-984e-95eef4499125--2" class="sf-depth-3 header sf-no-children"><a href="/compliance-tools/peer-2-peer-compliance-library" class="sf-depth-3" aria-labelledby="Peer-2-Peer Compliance Library">Peer-2-Peer Compliance Library</a></li></ol></div></li></ol></li></ul></li><li id="finra-homepage-nav-megamenus-new-menu-link-content8a617041-43a3-43ff-9f58-6a2615970d47--2" class="active-trail sf-depth-1 header menuparent"><a href="/investors" class="sf-depth-1 menuparent" aria-labelledby="For Investors">For Investors</a><ul class="sf-multicolumn"><li class="sf-multicolumn-wrapper "><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content955b2de2-2baf-4187-9e39-086c21440220--2" class="sf-depth-2 header sf-multicolumn-column menuparent"><div class="sf-multicolumn-column"><a href="/investors" class="sf-depth-2 menuparent" aria-labelledby="For Investors Section 1">For Investors Section 1</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content1def6247-9eb1-41f1-a045-bbfc96316e74--2" class="sf-depth-3 header sf-no-children"><a href="/investors/insights" class="sf-depth-3" aria-labelledby="Investor Insights">Investor Insights</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content0f5c83d6-0199-481c-bdb8-4215fffb4371--2" class="sf-depth-3 header sf-no-children"><a href="/investors/tools-and-calculators" class="sf-depth-3" aria-labelledby="Tools & Calculators">Tools & Calculators</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content53f5080d-f916-4b0a-942e-129c5cf72090--2" class="sf-depth-3 header menuparent"><a href="/investors/personal-finance" class="sf-depth-3 menuparent" aria-labelledby="Personal Finance">Personal Finance</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content2cb22ba9-d516-490f-bd0e-bf9984550142--2" class="sf-depth-4 header sf-no-children"><a href="/investors/insights/set-time-frame-your-financial-goals-rot" class="sf-depth-4" aria-labelledby="Financial Goals">Financial Goals</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content7c320bbc-4fad-463a-97ee-024d99463fca--2" class="sf-depth-4 header sf-no-children"><a href="/investors/personal-finance/know-your-net-worth" class="sf-depth-4" aria-labelledby="Net Worth">Net Worth</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content26f056cf-1b99-4c9d-a97c-18cc65a4eb22--2" class="sf-depth-4 header sf-no-children"><a href="/investors/personal-finance/control-spending-calculate-cash-flow" class="sf-depth-4" aria-labelledby="Spending">Spending</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content2c662e03-9e1f-4e44-80e6-aba99155f167--2" class="sf-depth-4 header sf-no-children"><a href="/investors/personal-finance/manage-your-debt" class="sf-depth-4" aria-labelledby="Debt">Debt</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content2d5626b5-fe42-47bf-8088-a4996e53f73e--2" class="sf-depth-4 header sf-no-children"><a href="/investors/personal-finance/how-your-credit-score-impacts-your-financial-future" class="sf-depth-4" aria-labelledby="Credit Scores">Credit Scores</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content5388280f-edc8-40b9-a071-e4d109117508--2" class="sf-depth-4 header sf-no-children"><a href="/investors/personal-finance/start-emergency-fund" class="sf-depth-4" aria-labelledby="Emergency Funds">Emergency Funds</a></li></ol></li></ol></div></li><li id="finra-homepage-nav-megamenus-new-menu-link-content7d8f8a9d-8b19-4d7e-a8cd-586399b0e4f8--2" class="sf-depth-2 header sf-multicolumn-column menuparent"><div class="sf-multicolumn-column"><a href="/investors" class="sf-depth-2 menuparent" aria-labelledby="For Investors Section 2">For Investors Section 2</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content64f29299-b56d-4976-9c4d-c4cd58f933ba--2" class="sf-depth-3 header menuparent"><a href="/investors/investing" class="sf-depth-3 menuparent" aria-labelledby="Investing">Investing</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content3d6bebd0-cfbc-4d39-88f9-a401f33f597e--2" class="sf-depth-4 header sf-no-children"><a href="/investors/investing/investing-basics" class="sf-depth-4" aria-labelledby="Investing Basics">Investing Basics</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contente62ab252-c90e-43eb-b799-328c951f9680--2" class="sf-depth-4 header sf-no-children"><a href="/investors/investing/investment-products" class="sf-depth-4" aria-labelledby="Investment Products">Investment Products</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content4a8dd42d-00d4-4290-8ed4-e6224956af5f--2" class="sf-depth-4 header sf-no-children"><a href="/investors/investing/investment-accounts" class="sf-depth-4" aria-labelledby="Investment Accounts">Investment Accounts</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentf425f2b1-c2f1-4000-9bb7-2233a2298437--2" class="sf-depth-4 header sf-no-children"><a href="/investors/investing/working-with-investment-professional" class="sf-depth-4" aria-labelledby="Working With an Investment Professional">Working With an Investment Professional</a></li></ol></li><li id="finra-homepage-nav-megamenus-new-menu-link-contenta983f7d0-3993-4f42-80d8-ed474e986f45--2" class="sf-depth-3 header menuparent"><a href="/investors/protect-your-money" class="sf-depth-3 menuparent" aria-labelledby="Protect Your Money">Protect Your Money</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content84745677-33ee-4917-b6d7-78f2d33ae64a--2" class="sf-depth-4 header sf-no-children"><a href="/investors/alerts" class="sf-depth-4" aria-labelledby="Investor Alerts">Investor Alerts</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentbabb7a34-330b-432a-9c7a-3aed86cab6b3--2" class="sf-depth-4 header sf-no-children"><a href="/investors/protect-your-money/ask-and-check" class="sf-depth-4" aria-labelledby="Ask and Check">Ask and Check</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content75981642-a29c-4c2f-a04a-268dd98fd524--2" class="sf-depth-4 header sf-no-children"><a href="/investors/protect-your-money/avoid-fraud" class="sf-depth-4" aria-labelledby="Avoid Fraud">Avoid Fraud</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content773fb0c7-df7e-422b-a8f0-3689c3f58683--2" class="sf-depth-4 header sf-no-children"><a href="/investors/protect-your-money/protect-your-identity" class="sf-depth-4" aria-labelledby="Protect Your Identity">Protect Your Identity</a></li></ol></li></ol></div></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentf03d2691-6592-4649-b41d-6652712ef3d0--2" class="active-trail sf-depth-2 header sf-multicolumn-column menuparent"><div class="sf-multicolumn-column"><a href="/investors" class="sf-depth-2 menuparent" aria-labelledby="For Investors Section 3">For Investors Section 3</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-contentb0c88306-2bd6-4078-8a56-8766b2affe7f--2" class="active-trail sf-depth-3 header sf-no-children"><a href="/investors/military" class="is-active sf-depth-3" aria-labelledby="For the Military">For the Military</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content1b13b9ef-e483-4cb3-bce6-a5e1069fc45e--2" class="sf-depth-3 header menuparent"><a href="/investors/need-help" class="sf-depth-3 menuparent" aria-labelledby="Need Help?">Need Help?</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-contentf4bc73f1-2d52-4a24-9c44-7d956273b8fb--2" class="sf-depth-4 header sf-no-children"><a href="/investors/need-help/file-a-complaint" class="sf-depth-4" aria-labelledby="File a Complaint">File a Complaint</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentcca58141-8642-401c-acd4-a857dae74c57--2" class="sf-depth-4 header sf-no-children"><a href="/investors/need-help/helpline-seniors" class="sf-depth-4" aria-labelledby="FINRA Securities Helpline for Seniors">FINRA Securities Helpline for Seniors</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentb8670cad-ba33-4aff-a609-45c82362ed80--2" class="sf-depth-4 header sf-no-children"><a href="/arbitration-mediation" class="sf-depth-4" aria-labelledby="Dispute Resolution Services">Dispute Resolution Services</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentfb105b99-1a67-497d-8fd6-500d4c597267--2" class="sf-depth-4 header sf-no-children"><a href="/investors/need-help/your-rights-under-sipc-protection-rot" class="sf-depth-4" aria-labelledby="SIPC Protection">SIPC Protection</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content6b4ead9c-d440-41c5-af0b-aa0f20f66919--2" class="sf-depth-4 header sf-no-children"><a href="/investors/need-help/legitimate-avenues-recovery-investment-losses" class="sf-depth-4" aria-labelledby="Avenues for Recovery of Losses">Avenues for Recovery of Losses</a></li></ol></li></ol></div></li></ol></li></ul></li> </ul> </div> </div> </section> </div> <hr> <div id="mob_menu_sec" class="secondary-menu" style = "display:none"> <section class="region region-secondary-menu"> <nav role="navigation" aria-labelledby="block-finrautilitymenu-menu" id="block-finrautilitymenu" data-block-plugin-id="system_menu_block:finra-utility-menu" class="block block-menu navigation menu--finra-utility-menu"> <h2 class="sr-only visually-hidden" id="block-finrautilitymenu-menu">FINRA Utility Menu</h2> <ul id="block-finrautilitymenu" class="clearfix nav navbar-nav"> <li class="nav-item menu-item--collapsed"> <a href="/about" class="nav-link" aria-labelledby="About Us" data-drupal-link-system-path="node/135106">About Us</a> </li> <li class="nav-item menu-item--collapsed"> <a href="/careers" class="nav-link" aria-labelledby="Careers" data-drupal-link-system-path="node/135166">Careers</a> </li> <li class="nav-item"> <a href="https://brokercheck.finra.org" class="nav-link" aria-labelledby="BrokerCheck">BrokerCheck</a> </li> <li class="nav-item"> <a href="/finra-data" class="nav-link" aria-labelledby="Data" data-drupal-link-system-path="node/180426">Data</a> </li> <li class="nav-item menu-item--collapsed"> <a href="/media-center" class="nav-link" aria-labelledby="Media Center" data-drupal-link-system-path="node/340671">Media Center</a> </li> <li class="nav-item"> <a href="/member-firm-hub" class="nav-link" aria-labelledby="For Firms" data-drupal-link-system-path="node/342121">For Firms</a> </li> </ul> </nav> </section> <section class="region region-top-header-form"> <div id="block-finra-bootstrap-sass-loginoverlaynewhomepage-2" data-block-plugin-id="block_content:5f737dd3-a3ee-4d2a-b891-e115158ec6d9" class="block-content-basic block block-block-content block-block-content5f737dd3-a3ee-4d2a-b891-e115158ec6d9"> <div class="content"> <div class="clearfix text-formatted field field--name-body field--type-text-with-summary field--label-hidden field__item"><div class="test" aria-controls="loginCollapse" aria-expanded="false" data-toggle="collapse" href="#loginCollapse" id="login-icon" role="button"><p><svg viewBox="0 0 448 512"><!--!Font Awesome Free 6.5.1 by @fontawesome - https://fontawesome.com License - https://fontawesome.com/license/free Copyright 2024 Fonticons, Inc.--><path fill="currentColor" d="M304 128a80 80 0 1 0 -160 0 80 80 0 1 0 160 0zM96 128a128 128 0 1 1 256 0A128 128 0 1 1 96 128zM49.3 464H398.7c-8.9-63.3-63.3-112-129-112H178.3c-65.7 0-120.1 48.7-129 112zM0 482.3C0 383.8 79.8 304 178.3 304h91.4C368.2 304 448 383.8 448 482.3c0 16.4-13.3 29.7-29.7 29.7H29.7C13.3 512 0 498.7 0 482.3z" /></svg></p></div><div class="collapse" id="loginCollapse"><div class="login-responsive"> </div><div class="login-row" layout="row"><div class="login-col" layout="col"><p class="login-subtitle"><span>For the Public</span></p><p class="login-title"><a href="https://ews.finra.org/auth/logon?realm=ews&goto=https%3A//gateway.finra.org/app/data%3FrcpRedirNum%3D1">FINRA DATA</a></p><p class="login-desc">FINRA Data provides non-commercial use of data, specifically the ability to save data views and create and manage a Bond Watchlist.</p><div class="login-btn" style="padding:5px 0px 14px;"><a href="https://ews.finra.org/auth/logon?realm=ews&goto=https%3A//gateway.finra.org/app/data%3FrcpRedirNum%3D1"><span>Login</span></a></div></div><div class="login-col" layout="col"><p class="login-subtitle"><span>For Industry Professionals</span></p><p class="login-title"><a href="https://finpro.finra.org/">FINPRO</a></p><p class="login-desc">Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.</p><div class="login-btn" style="padding:5px 0px 14px;"><a href="https://finpro.finra.org/"><span>Login</span></a></div></div><div class="login-col" layout="col"><p class="login-subtitle"><span>For Member Firms</span></p><p class="login-title"><a href="https://gateway.finra.org/">FINRA GATEWAY</a></p><p class="login-desc">Firm compliance professionals can access filings and requests, run reports and submit support tickets.</p><div class="login-btn" style="padding:5px 0px 14px;"><a href="https://gateway.finra.org/"><span>Login</span></a></div></div><div class="login-col" layout="col"><p class="login-subtitle"><span>For Case Participants</span></p><p class="login-title"><a href="https://drportal.finra.org/">DR PORTAL</a></p><p class="login-desc">Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.</p><div class="login-btn" style="padding:5px 0px 14px;"><a href="https://drportal.finra.org/"><span>Login</span></a></div></div></div><div class="login-fourth"><p class="need-help" style="font-size:16px;"><a href="https://tools.finra.org/cc_support/">Need Help?</a> | <a href="/filing-reporting/systems-status">Check System Status</a></p><p class="other-systems" style="font-size:16px;"><a href="/filing-reporting/entitlement/systems">Log In to other FINRA systems</a></p></div></div></div> </div> </div> </section> </div> <div class="search-icon-custom"> <div class="wrapper_search"> <input class="custom-landing-search" maxlength="60" type="text" name='search_api_fulltext' placeholder="Search"/> <button><i class="far fa-search" aria-hidden="true" aria-label="search" style="color: #0082D1"></i></button> </div> </div> </div> </div> <button class="navbar-toggler navbar-toggler-right" type="button" data-toggle="collapse" data-target="#CollapsingNavbar" aria-controls="CollapsingNavbar" aria-expanded="false" aria-label="Toggle navigation"> <span class="navbar-toggler-icon"></span> <span class="navbar-toggler-icon-mobile"></span> </button> </nav> </div> </div> </div> <div class="finra-container region-primary-title"> <div class="row"> <div class="col"> </div> </div> </div> </header> <div id="main-wrapper" class="layout-main-wrapper clearfix"> <div id="main" class="container-fluid finra-container"> <section class="row"> <div class="col-lg-7 specific-crumbs region region-breadcrumb"> <div id="block-finra-bootstrap-sass-breadcrumbs" data-block-plugin-id="system_breadcrumb_block" class="breadcrumbs__container"> <nav role="navigation" aria-label="breadcrumb" style=""> <ol class="breadcrumb"> <li class="breadcrumb-item"> <a href="/investors">For Investors</a> </li> </ol> </nav> </div> </div> </section> <div class="row row-offcanvas row-offcanvas-left clearfix"> <div class="sidebar col-lg-3 finra-sidebar-first menu-top" id="sidebar_first"> <aside class="section menu-sticky" role="complementary"> <div class="layout--left-nav"> <div onclick="this.classList.toggle('active')" class="d-sm-block d-lg-none left-nav-toggle arrow-down" data-toggle="collapse" data-target=".layout-collapse"> EXPLORE THIS SECTION </div> <div class="left-nav-collapse collapse layout-collapse"> <nav role="navigation" aria-labelledby="block-finramainnavigation-2-menu" id="block-finramainnavigation-2" data-block-plugin-id="system_menu_block:finra-main-navigation" class="block block-menu navigation menu--finra-main-navigation"> <h2 class="sr-only visually-hidden" id="block-finramainnavigation-2-menu">FINRA Main Navigation</h2> <ul id="block-finramainnavigation-2" class="clearfix nav navbar-nav"> <li class="nav-item"> <a href="/investors/insights" class="nav-link" aria-labelledby="Investor Insights" data-drupal-link-system-path="node/137001">Investor Insights</a> </li> <li class="nav-item"> <a href="/investors/tools-and-calculators" class="nav-link" aria-labelledby="Tools & Calculators" data-drupal-link-system-path="node/84404">Tools & Calculators</a> </li> <li class="nav-item menu-item--expanded"> <div class="expando collapsed" data-toggle="collapse" data-target="#personal-finance-submenu"></div> <a href="/investors/personal-finance" class="nav-link adjust-for-expando" aria-labelledby="Personal Finance" data-drupal-link-system-path="node/84343">Personal Finance</a> <ul class="menu collapse " id="personal-finance-submenu"> <li class="nav-item"> <a href="/investors/personal-finance/know-your-net-worth" class="nav-link" aria-labelledby="Net Worth" data-drupal-link-system-path="node/10430">Net Worth</a> </li> <li class="nav-item"> <a href="/investors/personal-finance/control-spending-calculate-cash-flow" class="nav-link" aria-labelledby="Spending" data-drupal-link-system-path="node/10422">Spending</a> </li> <li class="nav-item"> <a href="/investors/personal-finance/manage-your-debt" class="nav-link" aria-labelledby="Debt" data-drupal-link-system-path="node/10432">Debt</a> </li> <li class="nav-item"> <a href="/investors/personal-finance/how-your-credit-score-impacts-your-financial-future" class="nav-link" aria-labelledby="Credit Scores" data-drupal-link-system-path="node/10431">Credit Scores</a> </li> <li class="nav-item"> <a href="/investors/personal-finance/start-emergency-fund" class="nav-link" aria-labelledby="Emergency Funds" data-drupal-link-system-path="node/10434">Emergency Funds</a> </li> </ul> </li> <li class="nav-item menu-item--expanded"> <div class="expando collapsed" data-toggle="collapse" data-target="#investing-submenu"></div> <a href="/investors/investing" class="nav-link adjust-for-expando" aria-labelledby="Investing" data-drupal-link-system-path="node/330016">Investing</a> <ul class="menu collapse " id="investing-submenu"> <li class="nav-item"> <a href="/investors/investing/investing-basics" class="nav-link" aria-labelledby="Investing Basics" data-drupal-link-system-path="node/329526">Investing Basics</a> </li> <li class="nav-item"> <a href="/investors/investing/investment-products" class="nav-link" aria-labelledby="Investment Products" data-drupal-link-system-path="node/332246">Investment Products</a> </li> <li class="nav-item"> <a href="/investors/investing/investment-accounts" class="nav-link" aria-labelledby="Investment Accounts" data-drupal-link-system-path="node/334661">Investment Accounts</a> </li> <li class="nav-item"> <a href="/investors/investing/working-with-investment-professional" class="nav-link" aria-labelledby="Working With an Investment Professional" data-drupal-link-system-path="node/340566">Working With an Investment Professional</a> </li> </ul> </li> <li class="nav-item menu-item--expanded"> <div class="expando collapsed" data-toggle="collapse" data-target="#protect-your-money-submenu"></div> <a href="/investors/protect-your-money" class="nav-link adjust-for-expando" aria-labelledby="Protect Your Money" data-drupal-link-system-path="node/136996">Protect Your Money</a> <ul class="menu collapse " id="protect-your-money-submenu"> <li class="nav-item"> <a href="/investors/protect-your-money/ask-and-check" class="nav-link" aria-labelledby="Ask and Check" data-drupal-link-system-path="node/10735">Ask and Check</a> </li> <li class="nav-item"> <a href="/investors/protect-your-money/avoid-fraud" class="nav-link" aria-labelledby="Avoid Fraud" data-drupal-link-system-path="node/9541">Avoid Fraud</a> </li> <li class="nav-item"> <a href="/investors/protect-your-money/protect-your-identity" class="nav-link" aria-labelledby="Protect Your Identity" data-drupal-link-system-path="node/2620">Protect Your Identity</a> </li> </ul> </li> <li class="nav-item menu-item--active-trail"> <a href="/investors/military" class="nav-link active is-active" aria-labelledby="For the Military" data-drupal-link-system-path="node/178026" aria-current="page">For the Military</a> </li> <li class="nav-item"> <a href="/investors/need-help" class="nav-link" aria-labelledby="Need Help?" data-drupal-link-system-path="node/201146">Need Help?</a> </li> </ul> </nav> </div> </div> </aside> </div> <main class="main-content col" id="content" role="main"> <section class="section"> <a id="main-content" tabindex="-1"></a> <div id="block-finra-bootstrap-sass-system-main" data-block-plugin-id="system_main_block" class="block block-system block-system-main-block"> <div class="content"> <article class="node node--type-article node--view-mode-full clearfix node--promoted"> <div> <div class="row finra-container"> <div class="col-lg"> <div class="row"> <div class="image-with-text"> <div class="image-caption"> <div class="caption"> <div class="block-region-image-caption"><div data-block-plugin-id="entity_field:node:title" class="block block-ctools-block block-entity-fieldnodetitle"> <div class="content"> <span class="field field--name-title field--type-string field--label-hidden"><h2>For The Military Community</h2></span> </div> </div> </div> <div class="by-section"> <div class="block-region-date"></div> <div class="block-region-author"></div> </div> </div> </div> <div class="image"> <div class="block-region-image"><div data-block-plugin-id="entity_field:node:field_core_desktop_image" class="block block-ctools-block block-entity-fieldnodefield-core-desktop-image"> <div class="content"> <div class="field field--name-field-core-desktop-image field--type-image field--label-hidden field__item"> <img src="/sites/default/files/2020-10/military-family-of-three-860x406.jpg" width="860" height="407" alt="Military Family of Three" loading="lazy" /> </div> </div> </div> </div> </div> </div> </div> <div class="layout__region--middle row"> <div class="block-region-middle"><div data-block-plugin-id="block_content:2a94c88d-0555-47e4-aec5-50e50db78a35" class="block-content-quicker_tabs block block-block-content block-block-content2a94c88d-0555-47e4-aec5-50e50db78a35"> <div class="content"> <nav id="tab-links" class="nav nav-tabs" role="tablist"> <a href="#overview" role="tab" data-toggle="tab" class="nav-link nav-item">Overview</a> <a href="#military-money" role="tab" data-toggle="tab" class="nav-link nav-item">Military & Money</a> <a href="#deployment-pcs" role="tab" data-toggle="tab" class="nav-link nav-item">Deployment & PCS</a> <a href="#retirement-transition" role="tab" data-toggle="tab" class="nav-link nav-item">Retirement & Transition</a> </nav> <div id="tabs" class="tab-content"> <div role="tabpanel" class="tab-pane fade" id="overview"> <div class="field field--name-field-tab-content field--type-block-field field--label-hidden field__items"> <div class="field__item"><div id="block-content" data-block-plugin-id="entity_block:node" class="block block-entity-block block-entity-blocknode"> <div class="content"> <article class="node node--type-article node--promoted node--view-mode-suppress-title clearfix"> <div class="node__content clearfix"> <div class="clearfix text-formatted field field--name-body field--type-text-with-summary field--label-hidden field__item"><p>The FINRA Investor Education Foundation delivers free, unbiased financial education tools and training to service members, their spouses and on-base financial educators through a variety of projects and public awareness initiatives. Use the tabs above to access financial readiness resources intended to help military families manage their money with confidence.</p> <p><!---------------------- TOP 3 COLS ------------------></p> <h3 class="text-align-center"><br> Making the Most of Your Military Money: Save, Save, Save</h3> <div class="videoWrapper text-align-center"><iframe allowfullscreen frameborder="0" height="360" mozallowfullscreen src="https://player.vimeo.com/video/299934655" webkitallowfullscreen width="640"></iframe></div> <p>The FINRA Foundation holds a Department of Defense Financial Readiness Network Statement of Support and holds a USCG Qualified Organization Designation. Learn more about the FINRA Foundation's <a href="https://www.finrafoundation.org/networks-we-strengthen/military-financial-educators" target="_blank">Military Financial Readiness Project</a>.</p> </div> </div> </article> </div> </div> </div> </div> </div> <div role="tabpanel" class="tab-pane fade" id="military-money"> <div class="field field--name-field-tab-content field--type-block-field field--label-hidden field__items"> <div class="field__item"><div id="block-content--2" data-block-plugin-id="entity_block:node" class="block block-entity-block block-entity-blocknode"> <div class="content"> <article class="node node--type-article node--promoted node--view-mode-suppress-title clearfix"> <div class="node__content clearfix"> <div class="clearfix text-formatted field field--name-body field--type-text-with-summary field--label-hidden field__item"><p>These resources can help you with the basics of saving, spending, and planning for a bright financial future.</p><div class="column-container"><div class="half"><p><br><a href="/investors/personal-finance/military/money/activate-your-gi-bill-benefits"><strong>Activate Your GI Bill Benefits</strong></a><br>GI Bill benefits help you pay for college, graduate school, and training programs. Learn more from the U.S. Department of Veterans Affairs.</p></div><div class="half"><p><br><a href="https://saveandinvest.org/military-military-financial-educators-credit-score-analysis-tool-frequently-asked-questions/free"><strong>Free Credit Score and Analysis Tool</strong></a><br>The FINRA Foundation makes FICO<sup>®</sup> credit scores and tools available free of charge to active duty service members and their spouses.</p></div></div><div class="column-container"><div class="half"><p><br><a href="/investors/personal-finance/military/money/shop-mortgage"><strong>How to Shop for a Mortgage</strong></a><br>Before you can buy a house, you will need to shop for—and qualify for—a home loan.</p></div><div class="half"><p><br><a href="/investors/personal-finance/military/money/tax-help"><strong>Free Tax Help for Military Families</strong></a><br>Special tax rules, exclusions, extensions, and deployment can make tax season difficult for military members and their families.</p></div></div><p><br><a href="/rules-guidance/rulebooks/making-most-military-benefits-and-lump-sum-payments"><strong>Make the Most of Lump Sum Payments</strong></a><br>One-time lump sum payments for injuries, loss of life, insurance, or lawsuit proceeds can replace lost future income. Take steps to ensure that they provide a long-term benefit for your family.</p><p><br><a href="/investors/affinity-fraud"><strong>Military Affinity Fraud</strong></a><br>Military ties can be used to commit financial fraud. Hear one veteran's story and learn to protect yourself from scams. </p><p><br><a href="/investors/personal-finance"><strong>Personal Finance Basics</strong></a><br>Learn how to set your financial goals, get a handle on your cash flow, control spending, manage debt, and get on the path to saving and investing.</p><p><br><a href="/investors/learn-to-invest/smart-investing-courses"><strong>Learn to Invest</strong></a><br>Want to get smarter about investing? These quick courses build essential investment knowledge and skills. Try a course today.</p><div class="column-container"><div class="half" style="border:1px solid #ddd;margin-top:2em;padding:1em;"><h4 class="text-align-center">Take Control of Your Finances</h4><p><a href="/investors/insights/adulting"><img src="/sites/default/files/core_desktop/Woman-saving-in-jars_880x415.jpg" width="640"></a></p><p>Here are <a href="/investors/insights/5-steps-control-finances">five steps</a> to help you manage your finances and start investing.</p></div><div class="half" style="border:1px solid #ddd;margin-top:2em;padding:1em;"><h4 class="text-align-center">Tools and Calculators</h4><p><a href="/investors/tools-and-calculators"><img src="/sites/default/files/core_desktop/Stock-Quotes-with-magnifier-and-calculator_800x415.jpg" width="640"></a></p><p>Make <a href="/investors/tools-and-calculators">informed financial decisions</a> based on your own personal circumstances and financial needs.</p></div></div><p> </p></div> </div> </article> </div> </div> </div> </div> </div> <div role="tabpanel" class="tab-pane fade" id="deployment-pcs"> <div class="field field--name-field-tab-content field--type-block-field field--label-hidden field__items"> <div class="field__item"><div id="block-content--3" data-block-plugin-id="entity_block:node" class="block block-entity-block block-entity-blocknode"> <div class="content"> <article class="node node--type-article node--promoted node--view-mode-suppress-title clearfix"> <div class="node__content clearfix"> <div class="clearfix text-formatted field field--name-body field--type-text-with-summary field--label-hidden field__item"><p>A life in the military means a life of change—including changes in duty stations and deployments around the world. And while it includes many positive experiences, this life of moves is also very stressful.</p> <div class="column-container"> <div class="coupon" style="margin-top:2em; padding:1em;"><strong><a href="/sites/default/files/2020-12/making-the-most-of-your-military-money.pdf"><img align="right" src="/sites/default/files/2021-01/military-moving-guide-thumbnail.png" style="height:215px"></a></strong> <h4>Making the Most of Your Military Money:<br> Moving Guide for Military Personnel and Families</h4> <p><br> The difference between a painful move and a positive one often depends on your family’s level of readiness—especially financial readiness.</p> <p>This <a href="/sites/default/files/2020-12/making-the-most-of-your-military-money.pdf">guide</a> from the FINRA Foundation offers steps you can take to protect your family and your finances—before, during, and after your move or whenever duty calls.</p> </div> </div> <!----------------------------------------- -------------------------------------> <div class="column-container"> <div class="half"> <p><br> <a href="/investors/personal-finance/military/deployment/financial-tips-your-next-pcs-move"><strong>Financial Tips for Your Next PCS Move</strong></a><br> To prepare for a life of moves, you need to know what to expect both before and after a move.</p> </div> <div class="half"> <p><br> <a href="/investors/personal-finance/military/deployment/preparing-your-finances-deployment"><strong>Preparing Your Finances for Deployment</strong></a><br> Developing a deployment financial plan and saving regularly will allow you to concentrate on your upcoming duties.</p> </div> </div> <div class="column-container"> <div class="half"> <p><br> <a href="/investors/personal-finance/military/deployment/talk-your-spouse-about-money"><strong>Talk to Your Spouse About Money</strong></a><br> Talking about money issues can be stressful. Talking about them while a service member is deployed to a remote location can be more so.</p> </div> <div class="half"> <p><br> <a href="/investors/personal-finance/military/deployment/participate-savings-deposit-program"><strong>Participate in the Savings Deposit Program</strong></a><br> The SDP was designed to provide members of the uniformed services in designated combat zones an opportunity to build their financial savings.</p> </div> </div> <div class="column-container"> <div class="half"> <p><br> <a href="/investors/personal-finance/military/deployment/investing-real-estate-inadvertent-landlord"><strong>Investing in Real Estate: The Inadvertent Landlord</strong></a><br> Managing real estate from afar can be a challenge for a family living the military lifestyle. You should approach real estate with the same care you would take before making any investment.</p> </div> <div class="half"> <p><br> <a href="/investors/personal-finance/military/deployment/know-servicemembers-civil-relief-act-scra"><strong>Getting to Know the Servicemembers Civil Relief Act (SCRA)</strong></a><br> SCRA offers a variety of provisions to help active duty personnel meet their legal and financial obligations. But relief under the SCRA is not always automatic.</p> </div> </div> <h3 class="text-align-center"><br> Quick Tips on Preparing for Deployment</h3> <div class="videoWrapper text-align-center"><iframe allowfullscreen frameborder="0" height="360" mozallowfullscreen src="https://player.vimeo.com/video/299256929" webkitallowfullscreen width="640"></iframe></div> </div> </div> </article> </div> </div> </div> </div> </div> <div role="tabpanel" class="tab-pane fade" id="retirement-transition"> <div class="field field--name-field-tab-content field--type-block-field field--label-hidden field__items"> <div class="field__item"><div id="block-content--4" data-block-plugin-id="entity_block:node" class="block block-entity-block block-entity-blocknode"> <div class="content"> <article class="node node--type-article node--promoted node--view-mode-suppress-title clearfix"> <div class="node__content clearfix"> <div class="clearfix text-formatted field field--name-body field--type-text-with-summary field--label-hidden field__item"><p>Whether you’re saving for long-term goals (including traditional retirement from the workforce) or transitioning to civilian employment after separating or retiring from the military, planning ahead is an important step in the path to a secure financial future. </p> <div class="column-container"> <div class="half"> <p><br> <a href="/investors/personal-finance/military/retirement/understand-your-thrift-savings-plan"><strong>Understand Your Thrift Savings Plan</strong></a><br> Service members have access to one of the lowest-cost ways to save for retirement. Make the most of your TSP savings opportunity.</p> </div> <div class="half"> <p><br> <a href="/investors/personal-finance/military/retirement/rolling-over-funds-tsp"><strong>Rolling Over Funds from TSP</strong></a><br> If you are thinking about rolling over money from your TSP into an IRA, take some time to consider your options.</p> </div> </div> <div class="column-container"> <div class="half"> <p><br> <a href="https://finred.usalearning.gov/Benefits" target="_blank"><strong>Get to Know the BRS</strong></a><br> Explore the Uniformed Services Blended Retirement System (BRS), from eligibility to benefits to resources, using these tools from the Department of Defense.</p> </div> <div class="half"> <p><br> <a href="/investors/personal-finance/military/retirement/retirement-savings-spouses"><strong>Retirement Savings for Spouses</strong></a><br> Saving for retirement can get complicated for military spouses on the move, but you can still make the most of tax-advantaged retirement savings plans.</p> </div> </div> <p><br> <a href="/investors/personal-finance/military/retirement/benefits-checkup"><strong>Benefits Checkup</strong></a><br> Before you leave the military, take advantage of the many benefits the service provides, and make decisions about replacing those you may lose.</p> <p><br> <a href="/investors/personal-finance/military/retirement/housing-after-military"><strong>Housing After the Military</strong></a><br> If you plan to move after the military, keep these points in mind when making your housing decisions.<br> </p> <div class="column-container"> <div class="half" style="margin-top:2em; padding:1em; border: 1px solid #ddd;"> <h4 class="text-align-center">Careers in the<br> Securities Industry</h4> <p><a href="/registration-exams-ce/qualification-exams/securities-industry-essentials-exam/sie-information-military"><img src="/sites/default/files/SIE_at_Glance.jpg"></a></p> Are you considering a post-military <a href="/registration-exams-ce/qualification-exams/securities-industry-essentials-exam/sie-information-military">career</a> in the securities industry? Taking the Securities Industry Essentials exam is your first step. </div> <div class="half" style="margin-top:2em; padding:1em; border: 1px solid #ddd;"> <h4 class="text-align-center">Military<br> OneSource</h4> <p><a href="https://www.militaryonesource.mil/military-life-cycle/separation-transition/" target="_blank"><img src="/sites/default/files/2019-11/Father-observes-as-army-soldier-son-discusses-loan.jpg"></a></p> Military OneSource has the <a href="https://www.militaryonesource.mil/military-life-cycle/separation-transition/" target="_blank">information you need</a> to have a smooth military separation and a successful return to civilian life.</div> </div> </div> </div> </article> </div> </div> </div> </div> </div> </div> </div> </div> </div> </div> </div> </div> </div> </article> </div> </div> </section> </main> <div class="sidebar col-lg-2 finra-sidebar-second"> <aside class="section" role="complementary"> <section class="layout--right-nav region region-sidebar-second"> <div id="block-finra-bootstrap-sass-relatedlinkdetails" data-block-plugin-id="entity_field:node:field_link_details" class="block block-ctools-block block-entity-fieldnodefield-link-details field__label_fixed related_links"> <h2>Related Links</h2> <div class="content"> <div class="content field__label_fixed"> <div class="field field--name-field-link-details field--type-entity-reference-revisions field--label-hidden field__items"> <div class="field__item"> <div class="paragraph paragraph--type--field-link-details paragraph--view-mode--default"> <div class="field field--name-field-link-list-url field--type-link field--label-hidden field__item"><a href="/investors/free-investor-publications">Order Publications</a></div> </div> </div> <div class="field__item"> <div class="paragraph paragraph--type--field-link-details paragraph--view-mode--default"> </div> </div> </div> </div> </div> </div> <div id="block-investorsmilitaryrightrailfinancialeducators" data-block-plugin-id="block_content:1211eeb0-273c-49ec-a98a-b79e7f677fac" class="block-content-links_list_with_image_summary block block-block-content block-block-content1211eeb0-273c-49ec-a98a-b79e7f677fac"> <div class="content"> <div class="clearfix text-formatted field field--name-field-link-list-summary field--type-text-long field--label-hidden field__item"><h2>Military Financial Educators</h2> <p><a href="https://www.finrafoundation.org/networks-we-strengthen/military-financial-educators">Resources</a> to help in your work with service members and their families.</p> </div> </div> </div> <div id="block-investorsmilitaryrightrailspousefellowshipprogramportal" data-block-plugin-id="block_content:6d85e2dc-011a-4584-a5c2-c2a110512257" class="block-content-links_list_with_image_summary block block-block-content block-block-content6d85e2dc-011a-4584-a5c2-c2a110512257"> <div class="content"> <div class="clearfix text-formatted field field--name-field-link-list-summary field--type-text-long field--label-hidden field__item"><h2>Spouse Fellowship Program Portal</h2><p>Information for applicants, participants, and graduates.</p><p><a href="https://finrafoundation.org/networks-we-strengthen/military-spouse-fellowship" target="_blank">View more</a>.</p></div> </div> </div> <div id="block-investorsmilitarycontactus" data-block-plugin-id="block_content:8bd859c6-07f6-473b-ab4b-df7d4377a9f2" class="block-content-basic block block-block-content block-block-content8bd859c6-07f6-473b-ab4b-df7d4377a9f2"> <div class="content"> <div class="clearfix text-formatted field field--name-body field--type-text-with-summary field--label-hidden field__item"><h2>Contact Us</h2> <p><strong>Shay Cook, MS, AFC<sup>®</sup>, FFC<sup>®</sup></strong><br> Financial Readiness Manager<br> FINRA Investor Education Foundation<br> <a href="javascript:email(1839,'Shay Cook');">Email</a></p> </div> </div> </div> </section> </aside> </div> </div> </div> </div> <div id = "article-columns" class="adjustable-columns"> <div class="full-width finra-container"> <section class="region-wrapper-full-width full-width" data-component-id="bootstrap_barrio:container" style=""> <div class="container"> <div class="row full-width"> <div class="views-element-container block block-views block-views-blockalert-investor-insights-block-5" id="block-views-block-alert-investor-insights-block-5" data-block-plugin-id="views_block:alert_investor_insights-block_5"> <div class="content"> <div><div class="view view-alert-investor-insights view-id-alert_investor_insights view-display-id-block_5 js-view-dom-id-134318de4aaec20e2d9d1fefedc0d5f9166caff2267b6f1b368a3a4e5a133b65"> <div class="view-content"> <div class="slider-recommended__wrapper newsroom-slider__wrapper view-slider slider-recommended__3"> <div class="slider-recommended__arrows container"> <div class="slider-recommended__previous">Recent Investor Insights</div> <div class="slider-recommended__next"></div> </div> <div class="js-slider-recommended slider-recommended container"> <div class="slide-recommended"> <div class="slide-recommended__image_wrapper"> <div class="slide-recommended__image"> <div data-b-token="b-fad89ca398a" class="media media--blazy media--image is-b-loading"><img alt="investors" decoding="async" class="media__element b-lazy" loading="lazy" data-src="/sites/default/files/2025-02/iStock-1372099648-640x302.jpg" src="data:image/svg+xml;charset=utf-8,%3Csvg%20xmlns%3D'http%3A%2F%2Fwww.w3.org%2F2000%2Fsvg'%20viewBox%3D'0%200%201%201'%2F%3E" width="640" height="302" /> </div> </div> </div> <div class="slide-recommended__content"> <h4 class="slide-recommended__title"><a href="/investors/insights/keep-harmony-alive-discuss-money-investing-with-partner" hreflang="en">Keep the Harmony Alive: Discussing Money and Investing With Your Partner</a></h4> <div class="slide-recommended__timestamp"><time datetime="2025-02-14T12:00:00Z" class="datetime">February 14, 2025</time> </div> </div> </div> <div class="slide-recommended"> <div class="slide-recommended__image_wrapper"> <div class="slide-recommended__image"> <div data-b-token="b-68617000394" class="media media--blazy media--image is-b-loading"><img alt="Rising steps made of one american dollar banknotes" title="Rising steps made of one american dollar banknotes" decoding="async" class="media__element b-lazy" loading="lazy" data-src="/sites/default/files/core_desktop/Rising-steps-made-of-one-american-dollar-banknotes_880x415.jpg" src="data:image/svg+xml;charset=utf-8,%3Csvg%20xmlns%3D'http%3A%2F%2Fwww.w3.org%2F2000%2Fsvg'%20viewBox%3D'0%200%201%201'%2F%3E" width="640" height="301" /> </div> </div> </div> <div class="slide-recommended__content"> <h4 class="slide-recommended__title"><a href="/investors/insights/pay-raise-tips" hreflang="und">Tips to Make the Most of Your Pay Raise</a></h4> <div class="slide-recommended__timestamp"><time datetime="2025-01-31T12:00:00Z" class="datetime">January 31, 2025</time> </div> </div> </div> <div class="slide-recommended"> <div class="slide-recommended__image_wrapper"> <div class="slide-recommended__image"> <div data-b-token="b-0ba8e5898d0" class="media media--blazy media--image is-b-loading"><img alt="©iStockphoto.com/nito100" title="©iStockphoto.com/nito100" decoding="async" class="media__element b-lazy" loading="lazy" data-src="/sites/default/files/core_desktop/Time-is-Money_880x415.jpg" src="data:image/svg+xml;charset=utf-8,%3Csvg%20xmlns%3D'http%3A%2F%2Fwww.w3.org%2F2000%2Fsvg'%20viewBox%3D'0%200%201%201'%2F%3E" width="640" height="301" /> </div> </div> </div> <div class="slide-recommended__content"> <h4 class="slide-recommended__title"><a href="/investors/insights/interval-funds" hreflang="und">Interval Funds—6 Things to Know Before You Invest</a></h4> <div class="slide-recommended__timestamp"><time datetime="2025-01-29T12:00:00Z" class="datetime">January 29, 2025</time> </div> </div> </div> <div class="slide-recommended"> <div class="slide-recommended__image_wrapper"> <div class="slide-recommended__image"> <div data-b-token="b-20c5c4218a8" class="media media--blazy media--image is-b-loading"><img alt="Wildfire" decoding="async" class="media__element b-lazy" loading="lazy" data-src="/sites/default/files/2023-08/iStock-1362017486-Scams-Natural-Disaster.jpg" src="data:image/svg+xml;charset=utf-8,%3Csvg%20xmlns%3D'http%3A%2F%2Fwww.w3.org%2F2000%2Fsvg'%20viewBox%3D'0%200%201%201'%2F%3E" width="640" height="302" /> </div> </div> </div> <div class="slide-recommended__content"> <h4 class="slide-recommended__title"><a href="/investors/insights/natural-disaster-fraud" hreflang="en">Beware of Stock Fraud in the Wake of Natural Disasters</a></h4> <div class="slide-recommended__timestamp"><time datetime="2025-01-23T12:00:00Z" class="datetime">January 23, 2025</time> </div> </div> </div> <div class="slide-recommended"> <div class="slide-recommended__image_wrapper"> <div class="slide-recommended__image"> <div data-b-token="b-92fe7db7f8a" class="media media--blazy media--image is-b-loading"><img alt="required minimum distributions" decoding="async" class="media__element b-lazy" loading="lazy" data-src="/sites/default/files/2025-01/iStock-1900634585-640x302.jpg" src="data:image/svg+xml;charset=utf-8,%3Csvg%20xmlns%3D'http%3A%2F%2Fwww.w3.org%2F2000%2Fsvg'%20viewBox%3D'0%200%201%201'%2F%3E" width="640" height="302" /> </div> </div> </div> <div class="slide-recommended__content"> <h4 class="slide-recommended__title"><a href="/investors/insights/required-minimum-distributions" hreflang="en">Required Minimum Distributions: Know Your Deadlines</a></h4> <div class="slide-recommended__timestamp"><time datetime="2025-01-22T12:00:00Z" class="datetime">January 22, 2025</time> </div> </div> </div> <div class="slide-recommended newsroom-slide__see-more"> <div class="slide-recommended__noimage"> <svg id="slide-recommended__mask"> <defs> <clipPath id="clip-square"> <polygon points="0 0, 360 0, 360 252, 285 252, 285 187, 0 187" /> </clipPath> </defs> </svg> </div> <div class="slide-recommended__content"> <div class="more-link"><a href="/investors/insights">View All</a></div> </div> </div> </div> </div> </div> </div> </div> </div> </div> </div> </div> </section> </div> </div> <footer id="FINRA_footer" class="site-footer"> <div class="container-fluid"> <div class="finra-footer--brand"> <section class="region region-footer-brand"> <a href="/" title="Home" rel="home" class="navbar-brand"> <img src="/themes/custom/finra_bootstrap_sass/images/FINRA_Logo.svg" alt="Home"> </a> </section> </div> <div class="finra-footer--menus-wrapper"> <div class="finra-footer--menus"> <div class="finra-footer-links"> <section class=" -4 region region-footer-first"> <nav role="navigation" aria-labelledby="block-finrautilitymenu-2-menu" id="block-finrautilitymenu-2" data-block-plugin-id="system_menu_block:finra-utility-menu" class="block block-menu navigation menu--finra-utility-menu"> <h2 class="sr-only visually-hidden" id="block-finrautilitymenu-2-menu">FINRA Utility Menu</h2> <ul id="block-finrautilitymenu-2" class="clearfix nav navbar-nav"> <li class="nav-item menu-item--collapsed"> <a href="/about" class="nav-link" aria-labelledby="About Us" data-drupal-link-system-path="node/135106">About Us</a> </li> <li class="nav-item menu-item--collapsed"> <a href="/careers" class="nav-link" aria-labelledby="Careers" data-drupal-link-system-path="node/135166">Careers</a> </li> <li class="nav-item"> <a href="https://brokercheck.finra.org" class="nav-link" aria-labelledby="BrokerCheck">BrokerCheck</a> </li> <li class="nav-item"> <a href="/finra-data" class="nav-link" aria-labelledby="Data" data-drupal-link-system-path="node/180426">Data</a> </li> <li class="nav-item menu-item--collapsed"> <a href="/media-center" class="nav-link" aria-labelledby="Media Center" data-drupal-link-system-path="node/340671">Media Center</a> </li> <li class="nav-item"> <a href="/member-firm-hub" class="nav-link" aria-labelledby="For Firms" data-drupal-link-system-path="node/342121">For Firms</a> </li> </ul> </nav> <nav role="navigation" aria-labelledby="block-finramainnavigation-3-menu" id="block-finramainnavigation-3" data-block-plugin-id="system_menu_block:finra-main-navigation" class="block block-menu navigation menu--finra-main-navigation"> <h2 class="sr-only visually-hidden" id="block-finramainnavigation-3-menu">FINRA Main Navigation</h2> <ul id="block-finramainnavigation-3" class="clearfix nav navbar-nav"> <li class="nav-item menu-item--collapsed"> <a href="/rules-guidance" class="nav-link" aria-labelledby="Rules & Guidance" data-drupal-link-system-path="node/105256">Rules & Guidance</a> </li> <li class="nav-item menu-item--collapsed"> <a href="/registration-exams-ce" class="nav-link" aria-labelledby="Registration, Exams & CE" data-drupal-link-system-path="node/126826">Registration, Exams & CE</a> </li> <li class="nav-item menu-item--collapsed"> <a href="/events-training" class="nav-link" aria-labelledby="Events & Training" data-drupal-link-system-path="node/105306">Events & Training</a> </li> <li class="nav-item menu-item--collapsed"> <a href="/filing-reporting" class="nav-link" aria-labelledby="Filing & Reporting" data-drupal-link-system-path="node/135036">Filing & Reporting</a> </li> <li class="nav-item menu-item--collapsed"> <a href="/compliance-tools" class="nav-link" aria-labelledby="Compliance Tools" data-drupal-link-system-path="node/136611">Compliance Tools</a> </li> <li class="nav-item menu-item--collapsed menu-item--active-trail"> <a href="/investors" class="nav-link active" aria-labelledby="For Investors" data-drupal-link-system-path="node/126766">For Investors</a> </li> </ul> </nav> </section> </div> <div class="finra-footer--contacts-menus"> <div class="region region-footer-second"> <section class="-lg-5 -md-12 -sm-12 region region-footer-second"> <div id="block-footercontacts1" data-block-plugin-id="block_content:c0b288c4-fa43-4f28-869e-1e7dbba541f9" class="block-content-basic block block-block-content block-block-contentc0b288c4-fa43-4f28-869e-1e7dbba541f9"> <div class="content"> <div class="clearfix text-formatted field field--name-body field--type-text-with-summary field--label-hidden field__item"><div class="contact-item"><p><a class="footer-link" href="/contact-finra/">General Inquiries</a></p><p><span>301-590-6500</span></p></div><div class="contact-item"><p><a class="footer-link" href="/investors/have-a-problem/helpline-seniors">Securities Helpline for Seniors<sup>®</sup></a></p><p><span>844-574-3577 (Mon-Fri 9am-5pm ET)</span></p></div><div class="contact-item"><p><a class="footer-link" href="/contact-finra/file-tip">File a Regulatory Tip</a></p><p><span>To report on abuse or fraud in the industry</span></p></div><div class="contact-item"><p><a class="footer-link" href="/arbitration-mediation">Arbitration & Mediation</a></p><p><span>FINRA operates the largest securities dispute resolution forum in the United States</span></p></div></div> </div> </div> </section> </div> <div class="region region-footer-third"> <section class="-lg-5 -md-12 -sm-12 region region-footer-third"> <div id="block-footercontacts2" data-block-plugin-id="block_content:0d011e02-69eb-47fd-994a-587fbeb7b81e" class="block-content-basic block block-block-content block-block-content0d011e02-69eb-47fd-994a-587fbeb7b81e"> <div class="content"> <div class="clearfix text-formatted field field--name-body field--type-text-with-summary field--label-hidden field__item"><div class="contact-item"><p><a class="footer-link" href="/investors/need-help/file-a-complaint">File an Investor Complaint</a></p><p><span>File a complaint about fraud or unfair practices.</span></p></div><div class="contact-item"><p><a class="footer-link" href="/compliance-tools/finra-small-firm-helpline">Small Firm Help Line</a></p><p><span>833-26-FINRA (Mon-Fri 9am-6pm ET)</span></p></div><div class="contact-item"><p><a class="footer-link" href="/about/office-ombuds">Office of the Ombuds</a></p><p><span>Report a concern about FINRA at 888-700-0028</span></p></div></div> </div> </div> </section> <section class="col-lg-5 order-lg-12 order-md-1 order-sm region region-footer-sixth"> <div id="block-finrasociallinks" data-block-plugin-id="block_content:79395185-afca-4832-b562-50b574a57497" class="block-content-basic block block-block-content block-block-content79395185-afca-4832-b562-50b574a57497"> <div class="content"> <div class="clearfix text-formatted field field--name-body field--type-text-with-summary field--label-hidden field__item"><div> <p> <a href="https://www.twitter.com/finra" aria-label="X"><span class="fontawesome-icon-inline"><span class="twitter-x-icon"></span></span></a> <a href="https://www.linkedin.com/company/finra/" aria-label="linkedin"><span alt="LinkedIn" class="fontawesome-icon-inline"><span class="fa-2x fa-linkedin fab"></span></span></a> <a href="https://www.facebook.com/FinancialIndustryRegulatoryAuthority/" aria-label="facebook"><span alt="Facebook" class="fontawesome-icon-inline"><span class="fa-2x fa-facebook fab"></span></span></a> <a href="https://www.instagram.com/finraofficial/" aria-label="Instagram"><span class="fontawesome-icon-inline"><span class="fa-2x fab fa-instagram"></span></span></a> <a href="https://www.youtube.com/@finra" aria-label="YouTube"><span class="fontawesome-icon-inline"><span class="fa-2x fa-youtube fab"></span></span></a> </p> </div></div> </div> </div> </section> </div> <div class="region region-footer-fifth"> <div id="block-finrasociallinks1"> <section class="col-lg-5 order-lg-12 order-md-1 order-sm region region-footer-sixth"> <div id="block-finrasociallinks" data-block-plugin-id="block_content:79395185-afca-4832-b562-50b574a57497" class="block-content-basic block block-block-content block-block-content79395185-afca-4832-b562-50b574a57497"> <div class="content"> <div class="clearfix text-formatted field field--name-body field--type-text-with-summary field--label-hidden field__item"><div> <p> <a href="https://www.twitter.com/finra" aria-label="X"><span class="fontawesome-icon-inline"><span class="twitter-x-icon"></span></span></a> <a href="https://www.linkedin.com/company/finra/" aria-label="linkedin"><span alt="LinkedIn" class="fontawesome-icon-inline"><span class="fa-2x fa-linkedin fab"></span></span></a> <a href="https://www.facebook.com/FinancialIndustryRegulatoryAuthority/" aria-label="facebook"><span alt="Facebook" class="fontawesome-icon-inline"><span class="fa-2x fa-facebook fab"></span></span></a> <a href="https://www.instagram.com/finraofficial/" aria-label="Instagram"><span class="fontawesome-icon-inline"><span class="fa-2x fab fa-instagram"></span></span></a> <a href="https://www.youtube.com/@finra" aria-label="YouTube"><span class="fontawesome-icon-inline"><span class="fa-2x fa-youtube fab"></span></span></a> </p> </div></div> </div> </div> </section> </div> </div> </div> </div> </div> <div class="finra-footer--trademarks"> <section class="-lg-7 order-lg-1 order-md-12 order-sm region region-footer-seventh"> <nav role="navigation" aria-labelledby="block-footerlegallinks-menu" id="block-footerlegallinks" data-block-plugin-id="system_menu_block:footer-legal-links" class="block block-menu navigation menu--footer-legal-links"> <h2 class="sr-only visually-hidden" id="block-footerlegallinks-menu">Footer Legal Links</h2> <ul id="block-footerlegallinks" class="clearfix nav navbar-nav"> <li class="nav-item"> <a href="/site-map" class="nav-link" aria-labelledby="Site Map" data-drupal-link-system-path="node/139246">Site Map</a> </li> <li class="nav-item"> <a href="/privacy-policy" class="nav-link" aria-labelledby="Privacy Policy" data-drupal-link-system-path="node/135876">Privacy Policy</a> </li> <li class="nav-item"> <a href="/terms-of-use" class="nav-link" aria-labelledby="Terms of Use" data-drupal-link-system-path="node/139951">Terms of Use</a> </li> <li class="nav-item"> <a href="/translate" class="nav-link" aria-labelledby="Translate" data-drupal-link-system-path="node/343381">Translate</a> </li> <li class="nav-item"> <a href="/contact-finra" class="nav-link" aria-labelledby="Contact Us" data-drupal-link-system-path="node/135416">Contact Us</a> </li> </ul> </nav> <div id="block-finracopyright" data-block-plugin-id="block_content:150cdc5c-6b33-477b-95ac-565605bddbb3" class="block-content-basic block block-block-content block-block-content150cdc5c-6b33-477b-95ac-565605bddbb3"> <div class="content"> <div class="clearfix text-formatted field field--name-body field--type-text-with-summary field--label-hidden field__item"><p class="all-rights-reserved">© 2025 FINRA. All Rights Reserved.</p><p class="trademark">FINRA is a Registered Trademark of the Financial Industry Regulatory Authority, Inc.</p></div> </div> </div> </section> </div> </div> </footer> </div> </div> </div> <script type="application/json" data-drupal-selector="drupal-settings-json">{"path":{"baseUrl":"\/","pathPrefix":"","currentPath":"node\/178026","currentPathIsAdmin":false,"isFront":false,"currentLanguage":"en"},"pluralDelimiter":"\u0003","suppressDeprecationErrors":true,"ajaxPageState":{"libraries":"eJyNk91yhCAMhV9I5WE601snSFyzC4RJsFv79EXr_rTFaW-Yk5wPRk8AnMsMcTGwi24UjrmxHj4WY4k7OMP7rVzXXQ8eVD3pDfUMbpeJ_TKS97dSOJDiXgmMu7qiTY1lzpoFUm9BhNicUDP0nDAqRK34ni34VvPiKZ5--6V7qWyL7LAZWNAMHBJHjFm7n1TbWkFwg8zB_gMeSlBAEaUZKQr0D0JLNgZSat0SIdDQCiaWvH5wFR2YL4TtlimNNEAmjnV0y-fA-h7NEaMKsrwSXrWO3LOvuoIlk4DRoXvx5I5-PoM9lxPWhK6oHNA86a6Mfi3_BjqdKDQJBE7l6EmNkzmB7x6dbo5ptuUiTuganRPKWLS5q1qvn_gNhWIug636m9LZ6pGbWGmbkS6aMRgL5YK_rZmabf16Nc-NwG72-AkEQF4K","theme":"finra_bootstrap_sass","theme_token":null},"ajaxTrustedUrl":[],"superfish":{"superfish-finra-homepage-nav-megamenus-new":{"id":"superfish-finra-homepage-nav-megamenus-new","sf":{"animation":{"opacity":"show","height":"show"},"speed":"slow","autoArrows":false},"plugins":{"supposition":true,"supersubs":{"minWidth":15,"maxWidth":20}}}},"elasticSearch":{"url":"https:\/\/searchapi.dev.finra.org\/search"},"views":{"ajax_path":"\/views\/ajax","ajaxViews":{"views_dom_id:134318de4aaec20e2d9d1fefedc0d5f9166caff2267b6f1b368a3a4e5a133b65":{"view_name":"alert_investor_insights","view_display_id":"block_5","view_args":"","view_path":"\/node\/10717","view_base_path":null,"view_dom_id":"134318de4aaec20e2d9d1fefedc0d5f9166caff2267b6f1b368a3a4e5a133b65","pager_element":0}}},"alert_investor_insights":{"slides":3,"dots":false,"infinite":false},"blazy":{"loadInvisible":false,"offset":100,"saveViewportOffsetDelay":50,"validateDelay":25,"loader":true,"unblazy":false,"visibleClass":false},"blazyIo":{"disconnect":false,"rootMargin":"0px","threshold":[0,0.25,0.5,0.75,1]},"ajax":[],"user":{"uid":0,"permissionsHash":"06852c58f9e46b513508dc4c0cc6dc8499b45d14f6c54674948644fb96137613"}}</script> <script src="/modules/contrib/blazy/js/polyfill/blazy.polyfill.min.js?srhfhn"></script> <script src="/core/assets/vendor/jquery/jquery.min.js?v=3.7.1"></script> <script src="/modules/contrib/blazy/js/polyfill/blazy.classlist.min.js?srhfhn"></script> <script src="/modules/contrib/blazy/js/polyfill/blazy.promise.min.js?srhfhn"></script> <script src="/modules/contrib/blazy/js/polyfill/blazy.raf.min.js?srhfhn"></script> <script src="/core/assets/vendor/once/once.min.js?v=1.0.1"></script> <script src="/core/misc/drupalSettingsLoader.js?v=10.3.10"></script> <script src="/core/misc/drupal.js?v=10.3.10"></script> <script src="/core/misc/drupal.init.js?v=10.3.10"></script> <script src="/core/misc/debounce.js?v=10.3.10"></script> <script src="/core/assets/vendor/jquery.ui/ui/version-min.js?v=10.3.10"></script> <script src="/core/assets/vendor/jquery.ui/ui/data-min.js?v=10.3.10"></script> <script src="/core/assets/vendor/jquery.ui/ui/disable-selection-min.js?v=10.3.10"></script> <script src="/core/assets/vendor/jquery.ui/ui/form-min.js?v=10.3.10"></script> <script src="/core/assets/vendor/jquery.ui/ui/jquery-patch-min.js?v=10.3.10"></script> <script src="/core/assets/vendor/jquery.ui/ui/scroll-parent-min.js?v=10.3.10"></script> <script src="/core/assets/vendor/jquery.ui/ui/unique-id-min.js?v=10.3.10"></script> <script src="/core/assets/vendor/jquery.ui/ui/focusable-min.js?v=10.3.10"></script> <script src="/core/assets/vendor/jquery.ui/ui/ie-min.js?v=10.3.10"></script> <script src="/core/assets/vendor/jquery.ui/ui/keycode-min.js?v=10.3.10"></script> <script src="/core/assets/vendor/jquery.ui/ui/plugin-min.js?v=10.3.10"></script> <script src="/core/assets/vendor/jquery.ui/ui/safe-active-element-min.js?v=10.3.10"></script> <script src="/core/assets/vendor/jquery.ui/ui/safe-blur-min.js?v=10.3.10"></script> <script src="/core/assets/vendor/jquery.ui/ui/widget-min.js?v=10.3.10"></script> <script src="/core/assets/vendor/jquery.ui/ui/labels-min.js?v=10.3.10"></script> <script src="/core/assets/vendor/jquery.ui/ui/widgets/controlgroup-min.js?v=10.3.10"></script> <script src="/core/assets/vendor/jquery.ui/ui/form-reset-mixin-min.js?v=10.3.10"></script> <script src="/core/assets/vendor/jquery.ui/ui/widgets/mouse-min.js?v=10.3.10"></script> <script src="/core/assets/vendor/jquery.ui/ui/widgets/checkboxradio-min.js?v=10.3.10"></script> <script src="/core/assets/vendor/jquery.ui/ui/widgets/draggable-min.js?v=10.3.10"></script> <script src="/core/assets/vendor/jquery.ui/ui/widgets/resizable-min.js?v=10.3.10"></script> <script src="/core/assets/vendor/jquery.ui/ui/widgets/button-min.js?v=10.3.10"></script> <script src="/core/assets/vendor/jquery.ui/ui/widgets/dialog-min.js?v=10.3.10"></script> <script src="/modules/contrib/blazy/js/dblazy.min.js?srhfhn"></script> <script src="/modules/contrib/blazy/js/plugin/blazy.once.min.js?srhfhn"></script> <script src="/modules/contrib/blazy/js/plugin/blazy.sanitizer.min.js?srhfhn"></script> <script src="/modules/contrib/blazy/js/plugin/blazy.dom.min.js?srhfhn"></script> <script src="/modules/contrib/blazy/js/base/blazy.base.min.js?srhfhn"></script> <script src="/modules/contrib/blazy/js/plugin/blazy.dataset.min.js?srhfhn"></script> <script src="/modules/contrib/blazy/js/plugin/blazy.viewport.min.js?srhfhn"></script> <script src="/modules/contrib/blazy/js/plugin/blazy.xlazy.min.js?srhfhn"></script> <script src="/modules/contrib/blazy/js/plugin/blazy.observer.min.js?srhfhn"></script> <script src="/modules/contrib/blazy/js/plugin/blazy.loading.min.js?srhfhn"></script> <script src="/modules/contrib/blazy/js/polyfill/blazy.webp.min.js?srhfhn"></script> <script src="/modules/contrib/blazy/js/base/blazy.min.js?srhfhn"></script> <script src="/modules/contrib/blazy/js/base/io/bio.min.js?srhfhn"></script> <script src="/modules/contrib/blazy/js/base/io/bio.media.min.js?srhfhn"></script> <script src="/modules/contrib/blazy/js/base/blazy.drupal.min.js?srhfhn"></script> <script src="/modules/contrib/blazy/js/blazy.load.min.js?srhfhn"></script> <script src="/modules/contrib/blazy/js/blazy.compat.min.js?srhfhn"></script> <script src="/core/assets/vendor/tabbable/index.umd.min.js?v=6.2.0"></script> <script src="/core/assets/vendor/tua-body-scroll-lock/tua-bsl.umd.min.js?v=10.3.10"></script> <script src="/themes/custom/finra_bootstrap_sass/js/cookie-preferences.js?srhfhn"></script> <script src="/themes/custom/finra_bootstrap_sass/js/cookie-banner-config.js?srhfhn"></script> <script src="https://static.addtoany.com/menu/page.js" defer></script> <script src="/modules/contrib/addtoany/js/addtoany.js?v=10.3.10"></script> <script src="/core/misc/progress.js?v=10.3.10"></script> <script src="/core/assets/vendor/loadjs/loadjs.min.js?v=4.3.0"></script> <script src="/core/misc/announce.js?v=10.3.10"></script> <script src="/core/misc/message.js?v=10.3.10"></script> <script src="/themes/contrib/bootstrap_barrio/js/messages.js?srhfhn"></script> <script src="/core/misc/ajax.js?v=10.3.10"></script> <script src="/core/misc/displace.js?v=10.3.10"></script> <script src="/core/misc/jquery.tabbable.shim.js?v=10.3.10"></script> <script src="/core/misc/position.js?v=10.3.10"></script> <script src="/core/misc/dialog/dialog-deprecation.js?v=10.3.10"></script> <script src="/core/misc/dialog/dialog.js?v=10.3.10"></script> <script src="/core/misc/dialog/dialog.position.js?v=10.3.10"></script> <script src="/core/misc/dialog/dialog.jquery-ui.js?v=10.3.10"></script> <script src="/core/modules/ckeditor5/js/ckeditor5.dialog.fix.js?v=10.3.10"></script> <script src="/modules/custom/finra_cvent_block/js/cvent_widget_handler.js?srhfhn"></script> <script src="/themes/custom/finra_bootstrap_sass/js/popper.min.js?srhfhn"></script> <script src="/themes/custom/finra_bootstrap_sass/js/bootstrap-multiselect.js?srhfhn"></script> <script src="/themes/custom/finra_bootstrap_sass/js/bootstrap.min.js?srhfhn"></script> <script src="/themes/custom/finra_bootstrap_sass/js/global.js?srhfhn"></script> <script src="/themes/custom/finra_bootstrap_sass/js/breadcrumb.js?srhfhn"></script> <script src="/themes/custom/finra_bootstrap_sass/js/odometer.js?srhfhn"></script> <script src="/themes/custom/finra_bootstrap_sass/js/transactionWidget.js?srhfhn"></script> <script src="/themes/custom/finra_bootstrap_sass/js/finra-core-functions.js?srhfhn"></script> <script src="/themes/custom/finra_bootstrap_sass/js/flag_change.js?srhfhn"></script> <script src="/themes/custom/finra_bootstrap_sass/js/sidebar.js?srhfhn"></script> <script src="/themes/custom/finra_bootstrap_sass/js/embed_whitespace.js?srhfhn"></script> <script src="/themes/custom/finra_bootstrap_sass/node_modules/%40fortawesome/fontawesome-pro/js/all.min.js?srhfhn"></script> <script src="/themes/custom/finra_bootstrap_sass/js/tabjs.js?srhfhn"></script> <script src="/libraries/drupal-superfish/superfish.js?srhfhn"></script> <script src="/libraries/drupal-superfish/jquery.hoverIntent.minified.js?srhfhn"></script> <script src="/libraries/drupal-superfish/supposition.js?srhfhn"></script> <script src="/libraries/drupal-superfish/supersubs.js?srhfhn"></script> <script src="/modules/contrib/superfish/js/superfish.js?v=2.0"></script> <script src="https://ddwa-cdn-us-east-1.ddwa.finra.org/ctl-common/ctl-common.js"></script> <script src="https://ddwa-cdn-us-east-1.ddwa.finra.org/ctl-grid/ctl-grid.js"></script> <script src="https://ddwa-cdn-us-east-1.ddwa.finra.org/app-dynamic-reporting/app-dynamic-reporting.js"></script> <script src="https://ddwa-cdn-us-east-1.ddwa.finra.org/ctl-common/assets/icons/pro-light-svg-icons/faSearch.js"></script> <script src="/modules/contrib/blazy/js/base/io/bio.ajax.min.js?srhfhn"></script> <script src="/core/misc/jquery.form.js?v=4.3.0"></script> <script src="/core/modules/views/js/base.js?v=10.3.10"></script> <script src="/core/modules/views/js/ajax_view.js?v=10.3.10"></script> <script src="/themes/custom/finra_bootstrap_sass/js/glossary-view.js?srhfhn"></script> <script src="/libraries/slick-carousel/slick/slick.min.js?srhfhn"></script> <script src="/themes/custom/finra_bootstrap_sass/js/recommendedSlider.js?srhfhn"></script> <script>(function(){function c(){var b=a.contentDocument||a.contentWindow.document;if(b){var d=b.createElement('script');d.innerHTML="window.__CF$cv$params={r:'91360de74930c90f',t:'MTczOTc5ODIxMi4wMDAwMDA='};var a=document.createElement('script');a.nonce='';a.src='/cdn-cgi/challenge-platform/scripts/jsd/main.js';document.getElementsByTagName('head')[0].appendChild(a);";b.getElementsByTagName('head')[0].appendChild(d)}}if(document.body){var a=document.createElement('iframe');a.height=1;a.width=1;a.style.position='absolute';a.style.top=0;a.style.left=0;a.style.border='none';a.style.visibility='hidden';document.body.appendChild(a);if('loading'!==document.readyState)c();else if(window.addEventListener)document.addEventListener('DOMContentLoaded',c);else{var e=document.onreadystatechange||function(){};document.onreadystatechange=function(b){e(b);'loading'!==document.readyState&&(document.onreadystatechange=e,c())}}}})();</script></body> </html>