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<!doctype html> <html lang="en"> <head> <meta charset="utf-8" /> <title> Legal and regulatory | California ISO</title> <meta name="description" content="Legal and regulatory policies and notices about ISO contracts and agreements. 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class="d-none d-lg-block dropdown-title">Legal and regulatory</div> <div class="dropdown-desc"><p>Research legal policies, notices as well as ISO contracts and agreements. Business practice manuals and operating procedures are also found here.</p></div> <div class="dropdown-desc-links"> </div> </div> <div class="col-lg-6 col-xxl-5_5 border-lg-left px-lg-4"> <div class="row"> <!--<div class="col-sm-6">--> <div class="col-lg-6"> <a class="dropdown-item " href="/legal-regulatory/tariff" >Tariff</a> <a class="dropdown-item " href="/legal-regulatory/regulatory-filings-orders" >Regulatory filings and orders</a> <a class="dropdown-item " href="/legal-regulatory/business-practice-manuals" >Business Practice Manuals</a> <a class="dropdown-item " href="/legal-regulatory/legal-policies" >Legal policies and incorporation</a> </div> <div class="col-lg-6"> <a class="dropdown-item " href="/legal-regulatory/contracts-agreements" >Contracts and agreements</a> <a class="dropdown-item " href="/legal-regulatory/compliance" >Compliance</a> <a class="dropdown-item " href="/legal-regulatory/operating-procedures" >Operating procedures</a> </div> <!--</div>--> </div> </div> </div> </div> </li> <li class="nav-item search d-none d-lg-block align-content-center"> <a class="nav-link d-none d-md-block d-xl-none" href="/search" id="searchNav"> Search </a> <form action="/search" method="GET" class="d-none d-xl-block" id="search-navbar-main-form"> <div class="input-group input-group-sm"> <input id="search-navbar-main-input" type="search" name="q" class="form-control" placeholder="Search..." autocomplete="off" autocorrect="off" autocapitalize="off" enterkeyhint="search" spellcheck="false" aria-label="Search"> <span class="input-group-text p-0"><input id="search-navbar-main-submit" type="submit" /></span> </div> </form> </li> </ul> </div> </div> </nav> </section> <div class="jumbotron hero " > <img class="jumbotron-image" src="https://www.caiso.com/content/images/pages/legal-and-regulatory/legal-regulatory-16-9-ratio.jpg" alt=""/> <div class="container h-100 pb-0"> <div class="h-100 jumbotron-item d-flex flex-column justify-content-center"> <div class="jumbotron-caption right" > <div class="jumbotron-caption-back" style="background-image:url(https://www.caiso.com/content/images/pages/legal-and-regulatory/legal-regulatory-16-9-ratio.jpg);"></div> <div class="jumbotron-caption-content" > <div class="row"> <div class="col-lg-10"> <h4><strong>Research legal policies, notices as well as ISO contracts and agreements. Business practice manuals and operating procedures are also found here.</strong></h4> <a href="" class=" me-1"></a> </div> </div> </div> </div> </div> </div> </div> <main id="content" class="card-column-group"> <div class="container"> <div class="row"> <div class="col-12"> <div class="row"> <div class="col-12"><h1>Legal and regulatory</h1></div> </div> <div class="row"> <div class="col-md-3"id=""> <a data-block-type="card" href="https://www.caiso.com/legal-regulatory/tariff" class="card "> <div class="card-body "> <div class="card-title " >Tariff</div> <div class="card-text"><p class="MsoNormal">The California ISO operates under the terms and conditions of its FERC-approved tariff, which is modified, amended, supplemented or restated as needed. Read about how sections of the tariff are maintained and updated and how they interact with existing ISO contracts, and more.</p></div> <ul class="doc-list"> </ul> </div> </a> </div> <div class="col-md-3"id=""> <a data-block-type="card" href="https://www.caiso.com/legal-regulatory/regulatory-filings-orders" class="card "> <div class="card-body "> <div class="card-title " >Regulatory filings and orders</div> <div class="card-text"><p class="MsoNormal">All publicly available California ISO-authored filings and FERC orders are available.</p></div> <ul class="doc-list"> </ul> </div> </a> </div> <div class="col-md-3"id=""> <a data-block-type="card" href="https://www.caiso.com/legal-regulatory/business-practice-manuals" class="card "> <div class="card-body "> <div class="card-title " >Business Practice Manuals</div> <div class="card-text"><p class="MsoNormal">Business Practice Manuals (BPMs) provide detailed rules, procedures and examples for the administration, operation, planning, and accounting requirements of the California ISO and the market that are consistent with the ISO tariff. Find the BPM document library, BPM change management application, and the BPM change management process.</p></div> <ul class="doc-list"> </ul> </div> </a> </div> <div class="col-md-3"id=""> <a data-block-type="card" href="https://www.caiso.com/legal-regulatory/legal-policies" class="card "> <div class="card-body "> <div class="card-title " >Legal policies and incorporation</div> <div class="card-text"><p>The ISO provides public notice of certain information as required legally and by ISO policies including alternative dispute resolution, government information requests, corporate records and open meetings.</p></div> <ul class="doc-list"> </ul> </div> </a> </div> <div class="col-md-3"id=""> <a data-block-type="card" href="https://www.caiso.com/legal-regulatory/contracts-agreements" class="card "> <div class="card-body "> <div class="card-title " >Contracts and agreements</div> <div class="card-text"><p class="MsoNormal">The ISO enters into agreements with market participants to define the rates, terms and conditions of service that are administered by the ISO in accordance with our tariff. Find standard forms of agreement for service, as well as non-standard forms that generally are specifically negotiated, such as the transmission control agreement.</p></div> <ul class="doc-list"> </ul> </div> </a> </div> <div class="col-md-3"id=""> <a data-block-type="card" href="https://www.caiso.com/legal-regulatory/compliance" class="card "> <div class="card-body "> <div class="card-title " >Compliance</div> <div class="card-text"><p class="MsoNormal">Maintaining the highest professional standards for honest and ethical conduct helps the ISO meet its core values. It drives our reputation as a transparent and trustworthy organization. <span style="font-family:Calibri, sans-serif;font-size:11pt;line-height:107%;">Learn how this requires constant vigilance from all ISO employees to ensure compliance.</span></p></div> <ul class="doc-list"> </ul> </div> </a> </div> <div class="col-md-3"id=""> <a data-block-type="card" href="https://www.caiso.com/legal-regulatory/operating-procedures" class="card "> <div class="card-body "> <div class="card-title " >Operating procedures</div> <div class="card-text"><p class="MsoNormal">Operating procedures implement the policies and authorities contained in the California ISO Tariff and Business Practice Manuals. 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