Code of Ethics and Standards of Professional Conduct

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</li> <li class="tertiary-nav-list-item"> <a href="/en/about/universities/university-affiliation" >University Affiliation Program</a> </li> <li class="tertiary-nav-list-item"> <a href="/en/about/universities/professors" >Resources for Professors</a> </li> </ul> </li> <li class="secondary-nav-list-item"> <a href="/en/about/careers" class="secondary-nav-list-item-expand" aria-expanded="false" aria-haspopup="true" >Careers at CFA Institute</a> </li> </ul> </div> </li> </ul> </nav>   </header>   <main id="main" tabindex="-1">  <nav id="breadcrumb-nav" class="breadcrumb-nav"> <ol id="breadcrumb" class="breadcrumb"> <li><a href=/en/>CFA Institute</a></li> <li><a href=/en/ethics-standards>Ethics & Standards</a></li> <li><a href=/en/ethics-standards/ethics>Ethics for the Investment Management Profession</a></li> <li class="current-page">Code of Ethics and Standards of Professional Conduct</li> </ol> </nav>  <section class="section-placeholder grid-container hero-one has-background"> <div class="section-placeholder-text"> <h2 class="section-placeholder-title h1">Code of Ethics and Standards of Professional Conduct</h2> <div class="section-placeholder-description"><p>The benchmark for professional conduct for investment professionals around the globe. As a CFA Institute member, CFA Program candidate, or CIPM Program candidate, you are required to follow the CFA Institute Code of Ethics and Standards of Professional Conduct (Code and Standards).<br /> <br /> The CFA Institute Board of Governors approved updates to the Code of Ethics and Standards of Professional Conduct effective 1 January 2024.</p></div> <div class="section-placeholder-buttons"> </div> </div> <picture class="section-placeholder-image"> <img src="/-/media/images/hero/Two-Column-Images/GettyImages-1159005258-Hero.jpg" alt="Collaboration"> </picture> </section> <article class="grid-container full-width"> <section> <div id="GDPR-modal" class="cfa-modal" aria-hidden="true" role="dialog"> <div class="cfa-modal-dialog">  <div class="modal-content"> <h5 class="modal-title alt" tabindex="0">Privacy Settings</h5> <div class="modal-body"> <p><strong>Functional cookies</strong>, which are necessary for basic site functionality like keeping you logged in, are <strong>always enabled</strong>.</p> <form> <p> <label for="analytics" class="indent-label"> <input id="analytics" class="indent-checkbox" type="checkbox" /> <strong>Allow analytics tracking.</strong> Analytics help us understand how the site is used, and which pages are the most popular. Read the <a href="/en/about/governance/policies/privacy-policy">Privacy Policy</a> to learn how this information is used. </label> </p> </form> </div> <div class="modal-footer"> <button id="privacySave">Save Settings</button> </div> </div> <button id="closePrivacyModal" class="modal-close click-to-close cfaicon-x"> <span class="screen-reader-only">Close Modal</span> </button> </div> </div> </section> <section class="grid-container"></section> <section class="grid-container "> <div class="section-content"> <figure class="image-figure"> <div class="video-container"> <video style="width: 100%; height: 100%; position: absolute; top: 0px; bottom: 0px; right: 0px; left: 0px;" data-video-id=6345948846112 data-account=1183701590001 data-player=S1pWTjxJM data-embed="default" class="video-js" controls></video> <script type='text/javascript' src='//players.brightcove.net/1183701590001/S1pWTjxJM_default/index.min.js'></script> </div> <figcaption> <p><p class="MsoNormal"><o:p></o:p></p><span style="font-size: 1.125rem;">Listen to CFA Institute CEO, Marg Franklin, talk about the Code of Ethics and Standards of Professional Conduct.  Read the blog titled, “</span><a href="https://rpc.cfainstitute.org/en/blogpage#q=155dc3ac7e51bc40757fbfd684648231f9d3c63b7814ba4e7bb544cde5f5" style="background-color: rgb(245, 245, 245); font-size: 1.125rem;">Revisions to the CFA Institute Code of Ethics and Standards of Professional Conduct</a><span style="font-size: 1.125rem;">” for more information.</span></p> </figcaption> </figure> </div> </section> <section class="grid-container "> <h2 class="section-title h1">Code and Standards and Interpretive Guidance</h2> <div class="section-content"> <ul class="rich-list no-border list-unstyled"> <li> <div class="media"> <div class="media-left"> <img src="/-/media/images/icon/Book-Bookmark/Book-Bookmark_5949A7_Solid.svg" class="image" alt="book with bookmark icon"> </div> <div class="media-body"> <span class="list-item-title"> <a href="/-/media/documents/ethics-in-practice/code_of_ethics_and_standards_of_professional_conduct_2024.pdf" > Code of Ethics and Standards of Professional Conduct </a> </span> (PDF) <p><p>Read the Code of Ethics and Standards of Professional Conduct effective 1 January 2024.</p></p> </div> </div> </li> <li> <div class="media"> <div class="media-left"> <img src="/-/media/images/icon/Map/Map_5949A7_Solid.svg" class="image" alt="map icon"> </div> <div class="media-body"> <span class="list-item-title"> <a href="/en/ethics-standards/ethics/code-of-ethics-standards-of-professional-conduct-application-guidance" >Guidance for the Code and Standards</a> </span> <p>Read the most recent interpretive guidance and examples for the CFA Institute Code of Ethics and Standards of Professional Conduct.</p> </div> </div> </li> <li> <div class="media"> <div class="media-left"> <img src="/-/media/images/icon/Book-Open/Book-Open_5949A7_Solid.svg" class="image" alt="open book icon"> </div> <div class="media-body"> <span class="list-item-title"> <a href="/-/media/documents/code/code-ethics-standards/standards-practice-handbook-12th-edition.pdf" >Standards of Practice Handbook (12th edition, 2024)</a> </span> (PDF) <p><p> Contains the current version of the Code and Standards and the guidance that supports the changes. You can find the PDF of the prior version, 11th edition of the Standards of Practice Handbook, <a href="https://www.cfainstitute.org/-/media/documents/code/code-ethics-standards/standards-practice-handbook-11th-ed-eff-July-2014-corr-sept-2014.pdf">here</a>. The 12th edition of the Standards of Practice Handbook is available for purchase on <a href="https://www.amazon.com/dp/B0CZQ5X475">Amazon</a>.  </p></p> </div> </div> </li> <li> <div class="media"> <div class="media-left"> <img src="/-/media/images/icon/Book-Open/Book-Open_5949A7_Solid.svg" class="image" alt="open book icon"> </div> <div class="media-body"> <span class="list-item-title"> <a href="/-/media/documents/ethics-in-practice/ethics-in-practice-casebook-2nd-edition-web.pdf" >Ethics in Practice Casebook (2nd edition)</a> </span> (PDF) <p>Test your application of the Code and Standards with short cases based on real-world scenarios.</p> </div> </div> </li> </ul> </div> </section> <section class="grid-container "> <h2 class="section-title h1">Tools and Resources</h2> <div class="section-content">  <div>The following resources assist Members to understand and apply the Code of Ethics and Standards of Professional Conduct.</div>  <ul class="rich-list no-border list-unstyled"> <li> <div class="media"> <div class="media-left"> <img src="/-/media/images/icon/Laptop/Laptop_5949A7_Solid.svg" class="image" alt="laptop icon"> </div> <div class="media-body"> <span class="list-item-title"> <a href="https://bcove.video/3siUvn8" >Changes to the CFA Institute Code of Ethics and Standards of Professional Conduct – Webinar</a> </span> <p>On 24 October CFA Institute hosted a webinar which provided an overview of the changes to the CFA Institute Code of Ethics and Standards of Professional Conduct. These changes apply for all charterholders, CFA Institute members, and candidates in the CFA Program, effective 1 January 2024. You may view the recording of the webinar along with the accompanying <a href="/-/media/documents/ethics-in-practice/changes-to-the-code-and-standards-24-oct-webinar-slides.pdf">slide deck</a>. Q&As from the webinar can be found <a href="/-/media/documents/code-standards-professional-conduct/code-and-standards-webinar-questions.pdf">here</a>.</p> </div> </div> </li> <li> <div class="media"> <div class="media-left"> <img src="/-/media/images/icon/Envelope/Envelope_5949A7_Solid.svg" class="image" alt="envelope icon"> </div> <div class="media-body"> <span class="list-item-title"> <a href="/cdn-cgi/l/email-protection#5134253938322211323730383f222538252425347f3e23366e2224333b3432256c0024342225383e3f22713e3f7125393471123e3534713e377114253938322271303f35710225303f3530233522713e377101233e37342222383e3f303d71123e3f35243225">Helpdesk</a> </span> <p>Questions? Email us.</p> </div> </div> </li> <li> <div class="media"> <div class="media-left"> <img src="/-/media/images/icon/Three-People/Three-People_5949A7_Solid.svg" class="image" alt="three people icon"> </div> <div class="media-body"> <span class="list-item-title"> <a href="/en/ethics-standards/conduct" >Learn more about the Professional Conduct Program</a> </span> <p>To protect the integrity of CFA Institute membership, designations, and exam programs, CFA Institute upholds the Code and Standards, all exam rules and regulations, and the CFA Institute Bylaws through enforcement by the Professional Conduct Program.</p> </div> </div> </li> <li> <div class="media"> <div class="media-left"> <img src="/-/media/images/icon/Raising-Hand-2/Raising-Hand-2_5949A7_Solid.svg" class="image" alt="hand raise icon"> </div> <div class="media-body"> <span class="list-item-title"> <a href="/en/ethics-standards/conduct" >Report Misconduct</a> </span> <p>You can help protect the integrity of CFA Institute membership and designations by reporting conduct that does not meet our standards.</p> </div> </div> </li> <li> <div class="media"> <div class="media-left"> <img src="/-/media/images/icon/Government/Government_5949A7_Solid.svg" class="image" alt="government building icon"> </div> <div class="media-body"> <span class="list-item-title"> <a href="/en/ethics-standards/ethics/code-of-ethics-standards-of-conduct-guidance/ethics-and-investement-industry" >Why Ethics Matter to the Investment Industry</a> </span> <p>Read why ethics matter to the investment industry.</p> </div> </div> </li> </ul> </div> </section> </article> </main>   <div class="sharing-card" style="top: 39vh;"> <a href="https://www.facebook.com/sharer/sharer.php?u=https://old.cfainstitute.org/en/ethics-standards/ethics/code-of-ethics-standards-of-conduct-guidance&t=Code of Ethics and Standards of Professional Conduct" class="fb-link" title="Share on Facebook" target="_blank"> <span class="sr-only">Share on Facebook</span> </a> <a href="http://service.weibo.com/share/share.php?url=https://old.cfainstitute.org/en/ethics-standards/ethics/code-of-ethics-standards-of-conduct-guidance&appkey=PUTAPPKEYHERE&title=Code of Ethics and Standards of Professional Conduct&language=zh_cn" class="sn-link" title="Share on Weibo" target="_blank"> <span class="sr-only">Share on Weibo</span> </a> <a href="https://twitter.com/intent/tweet?url=https://old.cfainstitute.org/en/ethics-standards/ethics/code-of-ethics-standards-of-conduct-guidance&text=Code of Ethics and Standards of Professional Conduct" class="t-link" title="Share on Twitter" target="_blank"> <span class="sr-only">Share on Twitter</span> </a> <a href="http://www.linkedin.com/shareArticle?mini=true&url=https://old.cfainstitute.org/en/ethics-standards/ethics/code-of-ethics-standards-of-conduct-guidance&title=Code of Ethics and Standards of Professional Conduct" class="li-link" title="Share on LinkedIn" target="_blank"> <span class="sr-only">Share on LinkedIn</span> </a> </div>    <footer> <div class="site-footer flex-placeholder"> <ul class="list-inline footer-links"> <li> <a href="https://profile.cfainstitute.org/ContactUs" >Contact Us</a> </li> <li> <a href="/en/ethics-standards/conduct/report-misconduct" title="Report Misconduct" >Report Misconduct</a> </li> <li> <a href="https://www.cfainstitute.org/about/careers" title="Posted Careers" >Careers at CFA Institute</a> </li> <li> <a href="/en/utility/accessibility" >Accessibility</a> </li> <li> <a href="/en/about/governance/policies/privacy-policy" title="Privacy Policy" >Privacy Policy</a> </li> <li> <a href="/en/about/governance/policies/terms-conditions" title="Terms and Conditions" >Terms & Conditions</a> </li> <li> <a href="/en/utility/sitemap" title="Sitemap" >Sitemap</a> </li> <li class="copyright">© 2024 CFA Institute. 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