CINXE.COM

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aria-labelledby="Investment Accounts">Investment Accounts</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentf425f2b1-c2f1-4000-9bb7-2233a2298437--2" class="sf-depth-4 header sf-no-children"><a href="/investors/investing/working-with-investment-professional" class="sf-depth-4" aria-labelledby="Working With an Investment Professional">Working With an Investment Professional</a></li></ol></li><li id="finra-homepage-nav-megamenus-new-menu-link-contenta983f7d0-3993-4f42-80d8-ed474e986f45--2" class="sf-depth-3 header menuparent"><a href="/investors/protect-your-money" class="sf-depth-3 menuparent" aria-labelledby="Protect Your Money">Protect Your Money</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content84745677-33ee-4917-b6d7-78f2d33ae64a--2" class="sf-depth-4 header sf-no-children"><a href="/investors/alerts" class="sf-depth-4" aria-labelledby="Investor Alerts">Investor Alerts</a></li><li 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0px;"><a href="https://ews.finra.org/auth/logon?realm=ews&goto=https%3A//gateway.finra.org/app/data%3FrcpRedirNum%3D1"><span>Login</span></a></div></div><div class="login-col" layout="col"><p class="login-subtitle"><span>For Industry Professionals</span></p><p class="login-title"><a href="https://finpro.finra.org/">FINPRO</a></p><p class="login-desc">Registered representatives can fulfill Continuing Education requirements, view their industry CRD record and perform other compliance tasks.</p><div class="login-btn" style="padding:5px 0px 14px 0px;"><a href="https://finpro.finra.org/"><span>Login</span></a></div></div><div class="login-col" layout="col"><p class="login-subtitle"><span>For Member Firms</span></p><p class="login-title"><a href="https://gateway.finra.org/">FINRA GATEWAY</a></p><p class="login-desc">Firm compliance professionals can access filings and requests, run reports and submit support tickets.</p><div class="login-btn" style="padding:5px 0px 14px 0px;"><a href="https://gateway.finra.org/"><span>Login</span></a></div></div><div class="login-col" layout="col"><p class="login-subtitle"><span>For Case Participants</span></p><p class="login-title"><a href="https://drportal.finra.org/">DR PORTAL</a></p><p class="login-desc">Arbitration and mediation case participants and FINRA neutrals can view case information and submit documents through this Dispute Resolution Portal.</p><div class="login-btn" style="padding:5px 0px 14px 0px;"><a href="https://drportal.finra.org/"><span>Login</span></a></div></div></div><div class="login-fourth"><p class="need-help" style="font-size:16px;"><a href="https://tools.finra.org/cc_support/">Need Help?</a> | <a href="/systems-status/">Check System Status</a></p><p class="other-systems" style="font-size:16px;"><a href="/filing-reporting/entitlement/systems">Log In to other FINRA systems</a></p></div></div></div> </div> </div> </section> </div> <div class="search-icon-custom"> <div class="wrapper_search"> <input class="custom-landing-search" maxlength="60" type="text" name='search_api_fulltext' placeholder="Search"/> <button><i class="far fa-search" aria-hidden="true" style="color: #0082D1"></i></button> </div> </div> </div> </div> <button class="navbar-toggler navbar-toggler-right" type="button" data-toggle="collapse" data-target="#CollapsingNavbar" aria-controls="CollapsingNavbar" aria-expanded="false" aria-label="Toggle navigation"> <span class="navbar-toggler-icon"></span> <span class="navbar-toggler-icon-mobile"></span> </button> </nav> </div> </div> </div> <div class="finra-container region-primary-title"> <div class="row"> <div class="col"> <section class="offset-lg-3 region region-primary-title"> <div id="block-pagetitle" data-block-plugin-id="page_title_block" class="page-title-block"> <h1 class="page-title">Contact FINRA</h1> </div> </section> </div> </div> </div> </header> <div id="main-wrapper" class="layout-main-wrapper clearfix"> <div id="main" class="container-fluid"> <div class="row row-offcanvas row-offcanvas-left clearfix"> <main class="main-content col main-content-landing" id="content" role="main"> <section class="section"> <a id="main-content" tabindex="-1"></a> <div id="block-finra-bootstrap-sass-system-main" data-block-plugin-id="system_main_block" class="block block-system block-system-main-block"> <div class="content"> <article class="node node--type-custom_landing_page node--view-mode-full clearfix node--promoted"> <div> <div class="landing-wrapper"> <div class="row"> <div class="col"> <div class="image-and-caption"> <div class="image"> <div class="block-region-image"><div data-block-plugin-id="entity_field:node:field_hero_image" class="block block-ctools-block block-entity-fieldnodefield-hero-image"> <div class="content"> <div class="field field--name-field-hero-image field--type-image field--label-hidden field__item"> <img src="/sites/default/files/styles/crop_hero_image/public/2019-04/contact.jpg?h=774d73bb&itok=or3WzBl9" width="2744" height="857" alt="Contact FINRA" loading="lazy" class="image-style-crop-hero-image" /> </div> </div> </div> <div data-block-plugin-id="block_content:1accf74d-41b7-4a49-b66e-ae01a1c65cff" class="block block-block-content block-block-content1accf74d-41b7-4a49-b66e-ae01a1c65cff"> <div class="content"> </div> </div> </div> </div> </div> </div> </div> <div class="finra-container"> <div class="row landing-content"> <div class="col-xl-3 menu-top"> <div class="nav-spacer menu-sticky sidebar finra-sidebar-first"> <div class="layout--left-nav"> <div onclick="this.classList.toggle('active')" class="d-sm-block d-xl-none left-nav-toggle arrow-down" data-toggle="collapse" data-target=".layout-collapse"> EXPLORE THIS SECTION </div> <div class="left-nav-collapse collapse layout-collapse"> <div class="block-region-left-rail"></div> </div> </div> </div> <div class="image-and-caption i-c-responsive"> <div class="hero-caption"> Contact FINRA </div> <div class="image"> <div class="block-region-image"><div data-block-plugin-id="entity_field:node:field_hero_image" class="block block-ctools-block block-entity-fieldnodefield-hero-image"> <div class="content"> <div class="field field--name-field-hero-image field--type-image field--label-hidden field__item"> <img src="/sites/default/files/styles/crop_hero_image/public/2019-04/contact.jpg?h=774d73bb&itok=or3WzBl9" width="2744" height="857" alt="Contact FINRA" loading="lazy" class="image-style-crop-hero-image" /> </div> </div> </div> <div data-block-plugin-id="block_content:1accf74d-41b7-4a49-b66e-ae01a1c65cff" class="block block-block-content block-block-content1accf74d-41b7-4a49-b66e-ae01a1c65cff"> <div class="content"> </div> </div> </div> </div> </div> </div> <div class="col-xl-9 main-body"> <div class="row"> <div class="hero-caption"> Contact FINRA </div> <div class="block-region-top"><div data-block-plugin-id="entity_field:node:body" class="block block-ctools-block block-entity-fieldnodebody"> <div class="content"> <div class="clearfix text-formatted field field--name-body field--type-text-with-summary field--label-hidden field__item"><style type="text/css"> /*<![CDATA[*/ /* HTML5 display-role reset for older browsers */ .vht-widget article, .vht-widget aside, .vht-widget details, .vht-widget figcaption, .vht-widget figure, .vht-widget footer, .vht-widget header, .vht-widget hgroup, .vht-widget menu, .vht-widget nav, .vht-widget section { display: block; } .vht-widget ol, .vht-widget ul { list-style: none; } .vht-widget blockquote, .vht-widget q { quotes: none; } .vht-widget blockquote:before, .vht-widget blockquote:after, .vht-widget q:before, .vht-widget q:after { content: ''; content: none; } .vht-widget table { border-collapse: collapse; border-spacing: 0; } .vht-conversation-bridge-popup { width: 100%; margin: 0px; max-width: none; border: none; padding: 0; font-size: 100%; font: inherit; vertical-align: baseline; } /*WIDGET STYLE OVERRIDES*/ .vht-widget, .vht-widget-intent, .vht-conversation-bridge-popup { 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class="column-container"><div class="half"><p><a href="/investors/have-problem/file-complaint"><strong>Investor Complaint Center</strong></a><br />FINRA investigates complaints against brokerage firms and their employees.聽FINRA is empowered to take disciplinary actions, including fines, suspensions and other sanctions.聽</p></div><div class="half"><p><a href="/investors/helpline-seniors"><strong>Securities Helpline for Seniors</strong></a><a href="/investors/finra-securities-helpline-seniors"><strong><sup>庐</sup></strong></a><br />Call toll-free with questions or concerns about brokerage accounts and investments.</p></div></div><hr /><h2>Regulatory Contacts</h2><div class="column-container"><div class="half"><p><a href="/contact-finra/risk-monitoring-program"><strong>FINRA Risk Monitoring Program</strong></a><br />A point of contact to address questions about rules, filing deadlines and compliance resources.</p></div><div class="half"><p><a href="/tools-calculators/small-firm-helpline"><strong>Small Firm Helpline</strong></a><br />Reach out for help with identifying the appropriate FINRA contact for assistance, navigating FINRA鈥檚 systems or finding online resources, or for general questions.</p></div></div><div class="column-container"><div class="half"><p><a href="/contact-finra/file-tip"><strong>File a Regulatory Tip</strong></a><br />FINRA encourages individuals with information about potentially fraudulent, illegal or unethical activity to submit a regulatory tip.</p></div><div class="half"><p>聽</p></div></div><hr /><h2>Additional Contacts</h2><div class="column-container"><div class="half"><p><a href="/about/office-ombuds"><strong>Office of the Ombuds</strong></a><br />A confidential forum for individuals and firms to voice their concerns about FINRA activities or staff.</p></div><div class="half"><p><a href="/contact-finra/permission-use-finra-copyrighted-material"><strong>Permission Requests</strong></a><br />Individuals and organizations interested in聽using FINRA-copyrighted material must obtain permission from FINRA.</p></div></div><div class="column-container"><div class="half"><p><a href="https://tools.finra.org/cc_support/" target="_blank"><strong>Problem With the Website?</strong></a><br />If you encounter a problem with one of FINRA's websites, please <a href="https://tools.finra.org/cc_support/" target="_blank">contact us</a>.</p></div><div class="half"><p><a href="/contact-finra/vulnerability-disclosure-program" target="_blank"><strong>Vulnerability Disclosure Program</strong></a><br />FINRA is committed to maintaining secure applications and infrastructure as we strive to protect the data we handle.</p></div></div></div> </div> </div> </div> </div> <div class="row"> <div class="col-lg"> <div class="block-region-middle"><div data-block-plugin-id="entity_field:node:field_create_card_lists_containe" class="block block-ctools-block 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