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aria-labelledby="Qualification Exams">Qualification Exams</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content63752dac-c460-4619-b75a-0544d39f9e21--2" class="sf-depth-4 header sf-no-children"><a href="/registration-exams-ce/qualification-exams/securities-industry-essentials-exam-sie" class="sf-depth-4" aria-labelledby="Securities Industry Essentials Exam (SIE)">Securities Industry Essentials Exam (SIE)</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contenteba0ebc3-0134-40a1-869d-3a5a30f05306--2" class="sf-depth-4 header sf-no-children"><a href="/registration-exams-ce/qualification-exams/series7" class="sf-depth-4" aria-labelledby="Series 7">Series 7</a></li></ol></li><li id="finra-homepage-nav-megamenus-new-menu-link-content1d435c60-0a5d-4ac1-baac-6feb68ac1aa4--2" class="sf-depth-3 header menuparent"><a href="/registration-exams-ce/continuing-education" class="sf-depth-3 menuparent" aria-labelledby="Continuing Education (CE)">Continuing Education (CE)</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content12708005-03a9-4813-a1c4-b79ccb575e00--2" class="sf-depth-4 header sf-no-children"><a href="/registration-exams-ce/continuing-education/regulatory-element-topics" class="sf-depth-4" aria-labelledby="View a Regulatory Element Learning Plan">View a Regulatory Element Learning Plan</a></li></ol></li></ol></div></li><li id="finra-homepage-nav-megamenus-new-menu-link-content87ac70da-476d-497b-bee4-39d65e59ea5f--2" class="sf-depth-2 header sf-multicolumn-column menuparent"><div class="sf-multicolumn-column"><a href="/registration-exams-ce" class="sf-depth-2 menuparent" aria-labelledby="Registration Section 3">Registration Section 3</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content1f87e2bc-137c-4e76-ba12-921ac5400696--2" class="sf-depth-3 header menuparent"><a href="/registration-exams-ce/classic-crd" class="sf-depth-3 menuparent" aria-labelledby="Registration Systems">Registration Systems</a><ol><li 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id="finra-homepage-nav-megamenus-new-menu-link-content9abdc27c-9497-426d-be8e-465a10d034ac--2" class="sf-depth-3 header sf-no-children"><a href="/events-training/finra-georgetown" class="sf-depth-3" aria-labelledby="FINRA Institute at Georgetown">FINRA Institute at Georgetown</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content81cc3c6b-ad65-4627-8b34-69f4bb5d3e5e--2" class="sf-depth-3 header sf-no-children"><a href="/events-training/flex" class="sf-depth-3" aria-labelledby="Financial Learning Experience (FLEX)">Financial Learning Experience (FLEX)</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content8febe617-8873-4d02-aca8-d13df4b6649e--2" class="sf-depth-3 header sf-no-children"><a href="/compliance-tools/small-firms-information/small-firm-report" class="sf-depth-3" aria-labelledby="Small Firm Conference Call">Small Firm Conference Call</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content911c7ec5-023c-4c98-953f-b121ff986fa3--2" class="sf-depth-3 header sf-no-children"><a href="/events-training/webinars" class="sf-depth-3" aria-labelledby="Webinars">Webinars</a></li></ol></div></li></ol></li></ul></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentf3f7bbdd-246d-45c1-af1c-960dc8ad074d--2" class="sf-depth-1 header menuparent"><a href="/filing-reporting" class="sf-depth-1 menuparent" aria-labelledby="Filing &amp; Reporting">Filing &amp; Reporting</a><ul class="sf-multicolumn"><li class="sf-multicolumn-wrapper "><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content296db8b3-7b22-4c23-a036-06be44277a69--2" class="sf-depth-2 header sf-multicolumn-column menuparent"><div class="sf-multicolumn-column"><a href="/filing-reporting" class="sf-depth-2 menuparent" aria-labelledby="Filing &amp; Reporting Section 1">Filing &amp; Reporting Section 1</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-contentf874a19d-557b-487f-88f1-3d84445f4bc9--2" class="sf-depth-3 header sf-no-children"><a href="/filing-reporting/finra-gateway" class="sf-depth-3" aria-labelledby="FINRA Gateway">FINRA Gateway</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentf6c4c3c6-93c8-42cf-ab58-476a92d01380--2" class="sf-depth-3 header sf-no-children"><a href="/filing-reporting/systems-status" class="sf-depth-3" aria-labelledby="Systems Status">Systems Status</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentd27e2150-fc22-4e07-98c1-2cce079184a8--2" class="sf-depth-3 header sf-no-children"><a href="/filing-reporting/entitlement" class="sf-depth-3" aria-labelledby="Entitlement Program">Entitlement Program</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content68c74d41-92b9-4e79-84e4-5c43beaf45dc--2" class="sf-depth-3 header sf-no-children"><a href="/filing-reporting/market-transparency-reporting" class="sf-depth-3" aria-labelledby="Market Transparency Reporting Tools">Market Transparency Reporting Tools</a></li><li 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class="sf-depth-3" aria-labelledby="Compliance Calendar">Compliance Calendar</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contente0f11415-45ff-4cf1-925e-cf2b1f5cecf9--2" class="sf-depth-3 header sf-no-children"><a href="/compliance-tools/weekly-archive" class="sf-depth-3" aria-labelledby="Weekly Update Email Archive">Weekly Update Email Archive</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content170de235-7c02-4852-984e-95eef4499125--2" class="sf-depth-3 header sf-no-children"><a href="/compliance-tools/peer-2-peer-compliance-library" class="sf-depth-3" aria-labelledby="Peer-2-Peer Compliance Library">Peer-2-Peer Compliance Library</a></li></ol></div></li></ol></li></ul></li><li id="finra-homepage-nav-megamenus-new-menu-link-content8a617041-43a3-43ff-9f58-6a2615970d47--2" class="active-trail sf-depth-1 header menuparent"><a href="/investors" class="sf-depth-1 menuparent" aria-labelledby="For Investors">For Investors</a><ul class="sf-multicolumn"><li 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class="sf-depth-4" aria-labelledby="Debt">Debt</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content2d5626b5-fe42-47bf-8088-a4996e53f73e--2" class="sf-depth-4 header sf-no-children"><a href="/investors/personal-finance/how-your-credit-score-impacts-your-financial-future" class="sf-depth-4" aria-labelledby="Credit Scores">Credit Scores</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content5388280f-edc8-40b9-a071-e4d109117508--2" class="sf-depth-4 header sf-no-children"><a href="/investors/personal-finance/start-emergency-fund" class="sf-depth-4" aria-labelledby="Emergency Funds">Emergency Funds</a></li></ol></li></ol></div></li><li id="finra-homepage-nav-megamenus-new-menu-link-content7d8f8a9d-8b19-4d7e-a8cd-586399b0e4f8--2" class="sf-depth-2 header sf-multicolumn-column menuparent"><div class="sf-multicolumn-column"><a href="/investors" class="sf-depth-2 menuparent" aria-labelledby="For Investors Section 2">For Investors Section 2</a><ol><li 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aria-labelledby="Investment Accounts">Investment Accounts</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentf425f2b1-c2f1-4000-9bb7-2233a2298437--2" class="sf-depth-4 header sf-no-children"><a href="/investors/investing/working-with-investment-professional" class="sf-depth-4" aria-labelledby="Working With an Investment Professional">Working With an Investment Professional</a></li></ol></li><li id="finra-homepage-nav-megamenus-new-menu-link-contenta983f7d0-3993-4f42-80d8-ed474e986f45--2" class="sf-depth-3 header menuparent"><a href="/investors/protect-your-money" class="sf-depth-3 menuparent" aria-labelledby="Protect Your Money">Protect Your Money</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content84745677-33ee-4917-b6d7-78f2d33ae64a--2" class="sf-depth-4 header sf-no-children"><a href="/investors/alerts" class="sf-depth-4" aria-labelledby="Investor Alerts">Investor Alerts</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentbabb7a34-330b-432a-9c7a-3aed86cab6b3--2" class="sf-depth-4 header sf-no-children"><a href="/investors/protect-your-money/ask-and-check" class="sf-depth-4" aria-labelledby="Ask and Check">Ask and Check</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content75981642-a29c-4c2f-a04a-268dd98fd524--2" class="sf-depth-4 header sf-no-children"><a href="/investors/protect-your-money/avoid-fraud" class="sf-depth-4" aria-labelledby="Avoid Fraud">Avoid Fraud</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content773fb0c7-df7e-422b-a8f0-3689c3f58683--2" class="sf-depth-4 header sf-no-children"><a href="/investors/protect-your-money/protect-your-identity" class="sf-depth-4" aria-labelledby="Protect Your Identity">Protect Your Identity</a></li></ol></li></ol></div></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentf03d2691-6592-4649-b41d-6652712ef3d0--2" class="sf-depth-2 header sf-multicolumn-column menuparent"><div class="sf-multicolumn-column"><a href="/investors" class="sf-depth-2 menuparent" aria-labelledby="For Investors Section 3">For Investors Section 3</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-contentb0c88306-2bd6-4078-8a56-8766b2affe7f--2" class="sf-depth-3 header sf-no-children"><a href="/investors/military" class="sf-depth-3" aria-labelledby="For the Military">For the Military</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content1b13b9ef-e483-4cb3-bce6-a5e1069fc45e--2" class="sf-depth-3 header menuparent"><a href="/investors/need-help" class="sf-depth-3 menuparent" aria-labelledby="Need Help?">Need Help?</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-contentf4bc73f1-2d52-4a24-9c44-7d956273b8fb--2" class="sf-depth-4 header sf-no-children"><a href="/investors/need-help/file-a-complaint" class="sf-depth-4" aria-labelledby="File a Complaint">File a Complaint</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentcca58141-8642-401c-acd4-a857dae74c57--2" class="sf-depth-4 header sf-no-children"><a href="/investors/need-help/helpline-seniors" class="sf-depth-4" aria-labelledby="FINRA Securities Helpline for Seniors">FINRA Securities Helpline for Seniors</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentb8670cad-ba33-4aff-a609-45c82362ed80--2" class="sf-depth-4 header sf-no-children"><a href="/arbitration-mediation" class="sf-depth-4" aria-labelledby="Dispute Resolution">Dispute Resolution</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content6b4ead9c-d440-41c5-af0b-aa0f20f66919--2" class="sf-depth-4 header sf-no-children"><a href="/investors/need-help/legitimate-avenues-recovery-investment-losses" class="sf-depth-4" aria-labelledby="Avenues for Recovery of Losses">Avenues for Recovery of Losses</a></li></ol></li></ol></div></li></ol></li></ul></li> </ul> </div> </div> </section> </div> <hr> <div id="mob_menu_sec" 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href="/investors/protect-your-money/avoid-fraud" class="nav-link" aria-labelledby="Avoid Fraud" data-drupal-link-system-path="node/9541">Avoid Fraud</a> </li> <li class="nav-item"> <a href="/investors/protect-your-money/protect-your-identity" class="nav-link" aria-labelledby="Protect Your Identity" data-drupal-link-system-path="node/2620">Protect Your Identity</a> </li> </ul> </li> <li class="nav-item"> <a href="/investors/military" class="nav-link" aria-labelledby="For the Military" data-drupal-link-system-path="node/178026">For the Military</a> </li> <li class="nav-item"> <a href="/investors/need-help" class="nav-link" aria-labelledby="Need Help?" data-drupal-link-system-path="node/201146">Need Help?</a> </li> </ul> </nav> </div> </div> </aside> </div> <main class="main-content col" id="content" role="main"> <section class="section"> <a id="main-content" tabindex="-1"></a> <div id="block-finra-bootstrap-sass-system-main" data-block-plugin-id="system_main_block" class="block block-system block-system-main-block"> <div class="content"> <article class="node node--type-article node--view-mode-full clearfix node--promoted"> <div> <div class="layout layout--twocol-bricks"> <div class="row"> <div class="layout__region layout__region--top col-md-12"> <div class="block-region-top"><div data-block-plugin-id="entity_field:node:title" class="block block-ctools-block block-entity-fieldnodetitle"> <div class="content"> <span class="field field--name-title field--type-string field--label-hidden"><h1>Investor Insights</h1></span> </div> </div> </div> </div> </div> <div class="finra-container"> <div class="row"> </div> </div> <div class="finra-container"> <div class="row"> </div> </div> <div class="row"> <div class="layout__region layout__region--middle col-md-12"> <div class="block-region-middle"><div data-block-plugin-id="entity_field:node:body" class="block block-ctools-block block-entity-fieldnodebody"> <div class="content"> <div class="clearfix text-formatted field 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form-item-combine form-group"> <label for="edit-combine">Keywords</label> <input data-drupal-selector="edit-combine" type="text" id="edit-combine" name="combine" value="" size="30" maxlength="128" class="form-control" /> </fieldset> <fieldset class="js-form-item js-form-type-select form-type-select js-form-item-field-core-invest-issue-tax-target-id form-item-field-core-invest-issue-tax-target-id form-group"> <label for="edit-field-core-invest-issue-tax-target-id">Insight Topic</label> <select data-placeholder="Filter by Topic" data-drupal-selector="edit-field-core-invest-issue-tax-target-id" multiple="multiple" name="field_core_invest_issue_tax_target_id[]" id="edit-field-core-invest-issue-tax-target-id" size="9" class="form-select form-control"><option value="4776">401(k)s</option><option value="4786">529 College Savings Plan Expense Analyzer</option><option value="4785">529 Plans</option><option value="4608">Alternative and Complex Investments</option><option value="152116">Alternative and Emerging Products</option><option value="151951">Annuities</option><option value="4799">Annuities &amp; Insurance</option><option value="4724">Arbitration &amp; Mediation</option><option value="4749">Asset Allocation</option><option value="151911">Asset Allocation and Diversification</option><option value="151906">Asset Allocation, Diversification and Rebalancing</option><option value="151946">Avoid Fraud</option><option value="148441">Bond Facts</option><option value="148576">Bond Funds</option><option value="3758">Bonds</option><option value="4725">Brokerage Accounts</option><option value="4736">BrokerCheck</option><option value="164066">Brokers</option><option value="166051">Buying and Selling</option><option value="148386">Choosing an Investment Professional</option><option value="4804">Commodities</option><option value="11">Complaints</option><option value="148476">Crowdfunding</option><option value="4968">Cryptocurrencies</option><option 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type="submit" id="edit-submit-alert-investor-insights" value="Apply" class="button js-form-submit form-submit btn btn-primary" /> </div> </div> </form> </div> <div class="view-content"> <div class="views-view-grid horizontal cols-2 clearfix col"> <div class="views-row clearfix row"> <div class="views-col col-lg-6"> <div class="views-field views-field-nothing"><span class="field-content"><div class="podcast-header--image article--teaser-image"> <a href="/investors/insights/three-resources-for-senior-investors"> <img src="/sites/default/files/2024-11/iStock-1887469204-860x406.jpg" width="860" height="406" alt="Resources for Senior Investors" loading="lazy" /> <div class="overlay--text"> <div class="article--teaser-category"> Avoid Fraud </div> <div class="article--teaser-title"> Three Resources for Senior Investors </div> </div> </a> </div></span></div> </div> <div class="views-col col-lg-6"> <div class="views-field views-field-nothing"><span class="field-content"><div class="podcast-header--image article--teaser-image"> <a href="/investors/insights/guardrails-market-volatility"> <img src="/sites/default/files/2024-11/iStock-1195455865-640.jpg" width="1254" height="598" alt="Guardrails for Market Volatility" loading="lazy" /> <div class="overlay--text"> <div class="article--teaser-category"> Volatility </div> <div class="article--teaser-title"> Guardrails for Market Volatility </div> </div> </a> </div></span></div> </div> </div> <div class="views-row clearfix row"> <div class="views-col col-lg-6"> <div class="views-field views-field-nothing"><span class="field-content"><div class="podcast-header--image article--teaser-image"> <a href="/investors/insights/tips-turbulent-market"> <img src="/sites/default/files/2022-06/investor-insight-640x302.jpg" width="640" height="302" alt="investor" loading="lazy" /> <div class="overlay--text"> <div class="article--teaser-category"> Volatility </div> <div class="article--teaser-title"> Investor Tips for Turbulent Markets </div> </div> </a> </div></span></div> </div> <div class="views-col col-lg-6"> <div class="views-field views-field-nothing"><span class="field-content"><div class="podcast-header--image article--teaser-image"> <a href="/investors/insights/checking-trade-confirmations"> <img src="/sites/default/files/2024-11/iStock-1397496424-640.jpg" width="1254" height="598" alt="Are You Checking Your Trade Confirmations?" loading="lazy" /> <div class="overlay--text"> <div class="article--teaser-category"> Investment Accounts </div> <div class="article--teaser-title"> Are You Checking Your Trade Confirmations? </div> </div> </a> </div></span></div> </div> </div> <div class="views-row clearfix row"> <div class="views-col col-lg-6"> <div class="views-field views-field-nothing"><span class="field-content"><div class="podcast-header--image article--teaser-image"> <a href="/investors/insights/how-mergers-acquisitions-impact-investors"> <img src="/sites/default/files/2024-11/shutterstock_271906976-640.jpg" width="1000" height="471" alt="How Mergers and Acquisitions Impact Investors" loading="lazy" /> <div class="overlay--text"> <div class="article--teaser-category"> Stocks </div> <div class="article--teaser-title"> How Mergers and Acquisitions Impact Investors </div> </div> </a> </div></span></div> </div> <div class="views-col col-lg-6"> <div class="views-field views-field-nothing"><span class="field-content"><div class="podcast-header--image article--teaser-image"> <a href="/investors/insights/guide-to-equity-sectors"> <img src="/sites/default/files/2024-11/GettyImages-469646268-640.jpg" width="724" height="341" alt="A Guide to Equity Market Sectors" loading="lazy" /> <div class="overlay--text"> <div class="article--teaser-category"> Stocks </div> <div class="article--teaser-title"> A Guide to Equity Market Sectors </div> </div> </a> </div></span></div> </div> </div> <div class="views-row clearfix row"> <div 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