In re: Commodity Exchange, Inc., Gold Futures and Options Trading Litigation, 1:14-md-02548

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Document</a></li> </ul> </div> </div> <p class="bottom"> <span class="meta-data-header">Last Updated:</span> <span class="meta-data-value cursor-help dotted" data-toggle="tooltip" data-placement="right" data-html="true" title="This docket was collected as part of the RECAP Project. Therefore, it is updated when users of the RECAP Extension download the docket from PACER. To see the most up to date version of this docket, click the button above to "View on PACER." The date shown here is <strong>not</strong> the date of the latest filing in this case.">Oct. 11, 2024, 1:10 p.m.</span> </p> <p class="bottom"> <span class="meta-data-header">Assigned To:</span> <span class="meta-data-value"> <a href="/person/532/valerie-elaine-caproni/">Valerie Elaine Caproni</a> </span> </p> <p class="bottom" > <span class="meta-data-header" >Citation:</span> <span class="meta-data-value select-all">In re: Commodity Exchange, Inc., Gold Futures and Options Trading Litigation, 1:14-md-02548, (S.D.N.Y.)</span> </p> <p class="bottom"> <span class="meta-data-header">Date Filed:</span> <span class="meta-data-value">Aug. 14, 2014</span> </p> <p class="bottom"> <span class="meta-data-header">Date Terminated:</span> <span class="meta-data-value">Aug. 9, 2022</span> </p> <p class="bottom"> <span class="meta-data-header">Date of Last Known Filing:</span> <span class="meta-data-value">Oct. 11, 2024</span> </p> <p class="bottom"> <span class="meta-data-header">Cause:</span> <span class="meta-data-value"> <a href="/?type=r&cause="15:1 Antitrust Litigation (Monopolizing Trade)"" rel="nofollow" >15:1 Antitrust Litigation (Monopolizing Trade)</a> </span> </p> <p class="bottom"> <span class="meta-data-header">Nature of Suit:</span> <span class="meta-data-value"> <a href="/?type=r&nature_of_suit="410 Anti-Trust"" rel="nofollow" >410 Anti-Trust</a> </span> </p> <p class="bottom"> <span class="meta-data-header">Jury Demand:</span> <span class="meta-data-value"> <a href="/?type=r&q=juryDemand:"None"" rel="nofollow" >None</a> </span> </p> <p class="bottom"> <span class="meta-data-header">Jurisdiction Type:</span> <span class="meta-data-value">Federal Question</span> </p> </div> <div class="col-xs-12"> <ul class="nav nav-tabs v-offset-below-2 v-offset-above-3" role="tablist"> <li class="active" role="presentation"> <a href="/docket/4354015/in-re-commodity-exchange-inc-gold-futures-and-options-trading/"><i class="fa fa-th-list gray"></i> Docket Entries (Page 1 of 4) 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class="htmx-indicator fa fa-spinner fa-spin fa-lg"></i> </span> </div> </div> <div class="flex justify-content-end col-sm-7 hidden-xs"> <span id="export-csv-error" class="text-danger hidden"> <i class="fa fa-info-circle"></i> There was a problem. Try again later. </span>   <a hx-get="/docket/4354015/download/" hx-swap="none" hx-indicator="#export-csv-spinner" hx-trigger="click" class="btn btn-default hidden-xs export-csv"> <div class="flex align-items-center"> <i class="fa fa-download gray hidden-lg"></i> <i class="fa fa-download fa-lg gray visible-lg"></i>  <span>Export CSV</span>   <span id="export-csv-spinner" class="htmx-hidden-indicator" > <i class="fa fa-spinner fa-spin hidden-lg"></i> <i class="fa fa-spinner fa-spin fa-lg visible-lg"></i> </span> </div> </a> </div> </div> <div class="row odd" id="entry-1" > <div class="col-xs-1 text-center"><p>1</p></div> <div class="col-xs-3 col-sm-2"><p> Aug 14, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>CERTIFIED TRUE COPY OF CONDITIONAL MDL TRANSFER IN ORDER FROM THE MDL PANEL... transferring this action from the United States District Court - that pursuant to 28 U.S.C. 1407, the actions listed on the attached schedule A and pending in the District of California and New York, and the same hereby are, transferred to the Southern District of New York, with the consent of that court, assigned to the Honorable Judge Valerie E. Caproni, for coordinated or consolidated pretrial proceedings with the actions pending in that district and listed on Schedule A. (Signed by MDL Panel on 8/13/2014) (sjo) (Entered: 08/14/2014)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> <a href="/docket/4354015/1/in-re-commodity-exchange-inc-gold-futures-and-options-trading/" rel="nofollow">Main Doc<span class="hidden-xs hidden-sm">ument</span></a> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.1.0.pdf" rel="nofollow" role="button" class="btn btn-primary btn-xs" title="Uploaded Aug. 20, 2014, 12:26 p.m." > Download PDF </a> <button type="button" class="btn btn-primary btn-xs dropdown-toggle" data-toggle="dropdown" aria-haspopup="true" aria-expanded="false"> <span class="caret"></span> <span class="sr-only">Toggle Dropdown</span> </button> <ul class="dropdown-menu"> <li> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.1.0.pdf" rel="nofollow">From CourtListener</a> </li> <li> <a href="https://www.archive.org/download/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.1.0.pdf" rel="nofollow">From Internet Archive</a> </li> <li role="separator" class="divider"></li> <li> <a href="https://ecf.nysd.uscourts.gov/doc1/127014666201?caseid=431184" class="open_buy_pacer_modal" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow"> Buy on PACER ($0.30) </a> </li> </ul> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.1.0.pdf" role="button" class="btn btn-primary btn-xs" rel="nofollow" title="Download PDF"><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-1" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="minute-entry-50124251" > <div class="col-xs-1 text-center"><p></p></div> <div class="col-xs-3 col-sm-2"><p> Aug 14, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>Magistrate Judge Kevin Nathaniel Fox is so designated. (sjo)</p> <div class="row recap-documents"> <div class="col-xs-8 col-lg-7"> <p></p> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#minute-entry-50124251" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="minute-entry-50124252" > <div class="col-xs-1 text-center"><p></p></div> <div class="col-xs-3 col-sm-2"><p> Aug 14, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>Case Designated ECF. (sjo)</p> <div class="row recap-documents"> <div class="col-xs-8 col-lg-7"> <p></p> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#minute-entry-50124252" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="minute-entry-50124253" > <div class="col-xs-1 text-center"><p></p></div> <div class="col-xs-3 col-sm-2"><p> Aug 14, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>CASES ORIGINATING FROM THE SOUTHERN DISTRICT OF NEW YORK: 1:14-cv-01459 (VEC), 1:14-cv-01634 (VEC), 1:14-cv-01638 (VEC), 1:14-cv-01642 (VEC), 1:14-cv-01644 (VEC), 1:14-cv-01701 (VEC), 1:14-cv-01707 (VEC), 1:14-cv01964 (VEC), 1:14-cv-02102 (VEC), 1:14-cv-02108 (VEC), 1:14-cv-02124 (VEC), 1:14-cv-02134 (VEC), 1:14-cv-02135 (VEC), 1:14-cv-02213 (VEC), 1:14-cv-02214 (VEC), 1:14-cv-02310 (VEC), 1:14-cv-02391 (VEC). (sjo)</p> <div class="row recap-documents"> <div class="col-xs-8 col-lg-7"> <p></p> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#minute-entry-50124253" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-2" > <div class="col-xs-1 text-center"><p>2</p></div> <div class="col-xs-3 col-sm-2"><p> Aug 20, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>STANDING ORDER IN RE PILOT PROJECT REGARDING CASE MANAGEMENT TECHNIQUES FOR COMPLEX CIVIL CASES IN THE SOUTHERN DISTRICT OF NEW YORK (See M-10-468 Order filed November 1, 2011). This case is hereby designated for inclusion in the Pilot Project Regarding Case Management Techniques for Complex Civil Cases in the Southern District of New York (the Pilot Project), unless the judge to whom this case is assigned determines otherwise. This case is designated for inclusion in the Pilot Project because it is a class action, an MDL action, or is in one of the following Nature of Suit categories: 160, 245, 315, 355, 365, 385, 410, 830, 840, 850, 893, or 950. The presiding judge in a case that does not otherwise qualify for inclusion in the Pilot Project may nevertheless designate the case for inclusion in the Pilot Project by issuing an order directing that the case be included in the Pilot Project. The description of the Pilot Project, including procedures to be followed, is attached to this Order. Filed In Associated Cases: 1:14-cv-06734(VEC), 1:14-md-02548(VEC). (Signed by Judge Loretta A. Preska on 10/31/2011) (sjo) (Entered: 08/20/2014)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127014690944?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127014690944?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-2" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-3" > <div class="col-xs-1 text-center"><p>3</p></div> <div class="col-xs-3 col-sm-2"><p> Aug 20, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>ORDER NO. 1: The provisions of this Order shall govern the practice and procedure in: (1) those actions transferred to this Court by the JPML pursuant to its August 13, 2013 Order; (2) all related actions against the Bank of Nova Scotia, Scotiamocatta, Scotia Capital (USA) Inc., Barclays Bank PLC, Barclays Capital Inc., Barclays PLC, Deutsche Bank, AG, Deutsche Bank Securities, Inc., HSBC Holdings PLC, HSBC USA, Inc., Socit Gnrale, Socit Gnrale S.A., SG Americas Securities, LLC, the London Gold Market Fixing Ltd., or any combination thereof, alleging anticompetitive behavior or violations of the Commodities Exchange Act, that were filed in the Southern District of New York and have previously been or will be transferred to MDL-2548; and (3) any "tag-along" actions later filed in, removed to, or transferred to this Court. The Clerk will send a copy of this Order to counsel for any plaintiffs or newly-named defendants in any case newly-filed or transferred to this Court. This Order vacates any case management or scheduling order issued prior to the transfer of a case to MDL-2548. The Clerk of the Court is respectfully directed to open a master case file bearing docket number 14-MC-2548. Any filing fees associated with opening the master case file docket are waived. The caption shall read "In re: Commodity Exchange, Inc., Gold Futures and Options Trading Litigation." For administrative purposes only, in 14-MC-2548, Plaintiffs shall be listed as "London Gold Fixing Plaintiffs" and Defendants shall be listed as "London Gold Fixing Defendants." The Clerk of the Court is respectfully directed to transfer Docket No. 1 (Transfer Order) from 14-MD-2548 to 14-MC-2548, to be followed by this Order No. 1. This Order shall also be docketed in 14-MD-2548 and all matters consolidated therewith. This Order and all subsequent entries docketed in 14-MC-2548 are to be docketed simultaneously in 14-MD-2548. The Clerk of the Court is respectfully directed to de-designate all member cases from inclusion in the Pilot Project and not to designate any cases transferred to or made part of this MDL in the future for inclusion in the Pilot Project. The Court will conduct an Initial Conference on October 2, 2014, at 4:30 p.m. in Courtroom 443 of the Thurgood Marshall United States Courthouse, 40 Foley Square, New York, New York, and as further set forth in this order. (Signed by Judge Valerie E. Caproni on 8/20/2014) Filed In Associated Cases: 1:14-md-02548-VEC et al. (tn) (Entered: 08/20/2014)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127014694424?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127014694424?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-3" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="minute-entry-50124254" > <div class="col-xs-1 text-center"><p></p></div> <div class="col-xs-3 col-sm-2"><p> Aug 20, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>Transmission to Docket Assistant Clerk. Transmitted re: (31 in 1:14-cv-01459-VEC) Order, to the Docket Assistant Clerk for case processing. Filed In Associated Cases: 1:14-md-02548-VEC et al.(tn)</p> <div class="row recap-documents"> <div class="col-xs-8 col-lg-7"> <p></p> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#minute-entry-50124254" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="minute-entry-50124255" > <div class="col-xs-1 text-center"><p></p></div> <div class="col-xs-3 col-sm-2"><p> Aug 20, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>Set/Reset Hearings: Initial Conference set for 10/2/2014 at 04:30 PM in Courtroom 443, 40 Centre Street, New York, NY 10007 before Judge Valerie E. Caproni. Associated Cases: 1:14-md-02548-VEC et al.(tn)</p> <div class="row recap-documents"> <div class="col-xs-8 col-lg-7"> <p></p> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#minute-entry-50124255" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="minute-entry-50124256" > <div class="col-xs-1 text-center"><p></p></div> <div class="col-xs-3 col-sm-2"><p> Aug 20, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>Mailed a copy of (12 in 1:14-cv-02851-VEC, 11 in 1:14-cv-02550-VEC, 10 in 1:14-cv-02807-VEC, 9 in 1:14-cv-03111-VEC, 7 in 1:14-cv-04095-VEC, 10 in 1:14-cv-02948-VEC, 28 in 1:14-cv-01642-VEC, 30 in 1:14-cv-02213-VEC, 15 in 1:14-cv-02135-VEC, 3 in 1:14-md-02548-VEC, 12 in 1:14-cv-02102-VEC, 12 in 1:14-cv-02134-VEC, 21 in 1:14-cv-01634-VEC, 18 in 1:14-cv-01964-VEC, 19 in 1:14-cv-06734-VEC, 43 in 1:14-cv-02391-VEC, 11 in 1:14-cv-05135-VEC, 17 in 1:14-cv-02310-VEC, 7 in 1:14-cv-05153-VEC, 47 in 1:14-cv-01644-VEC, 10 in 1:14-cv-03006-VEC, 18 in 1:14-cv-02214-VEC, 13 in 1:14-cv-01701-VEC, 12 in 1:14-cv-02108-VEC, 31 in 1:14-cv-01459-VEC, 19 in 1:14-cv-01707-VEC, 12 in 1:14-cv-01638-VEC, 13 in 1:14-cv-02124-VEC) Order Vacating Designation re Complex Civil Case, to Monique Alonso Gross & Belsky LLP 180 Montgomery Street, Ste 2200 San Francisco, CA 94104 / R Alexander Saveri Saveri and Saveri, Inc 706 Sansome Street San Francisco, CA 94111 /Susan R. Schwaiger Grant & Eisenhofer, PA. 485 Lexington Avenue 29th Floor New York, NY 10017 / Zachary D. Caplan 1622 Locust STreet Philadelphia, PA 19103. Filed In Associated Cases: 1:14-md-02548-VEC et al.(ca)</p> <div class="row recap-documents"> <div class="col-xs-8 col-lg-7"> <p></p> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#minute-entry-50124256" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-4" > <div class="col-xs-1 text-center"><p>4</p></div> <div class="col-xs-3 col-sm-2"><p> Aug 29, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>CERTIFIED TRUE COPY OF CONDITIONAL MDL TRANSFER IN ORDER FROM THE MDL PANEL (CTO-1)transferring this action from the United States District Court - that pursuant to 28 U.S.C. 1407, the actions listed on the attached schedule A and pending in the District of New Jersey, and the same hereby are, transferred to the Southern District of New York, with the consent of that court, assigned to the Honorable Judge Valerie E. Caproni, for coordinated or consolidated pretrial proceedings with the actions pending in that district and listed on Schedule A. (Signed by MDL Panel on 8/27/2014) (sjo) (Entered: 08/29/2014)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> <a href="/docket/4354015/4/in-re-commodity-exchange-inc-gold-futures-and-options-trading/" rel="nofollow">Main Doc<span class="hidden-xs hidden-sm">ument</span></a> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.4.0.pdf" rel="nofollow" role="button" class="btn btn-primary btn-xs" title="Uploaded Sept. 2, 2014, 9:10 a.m." > Download PDF </a> <button type="button" class="btn btn-primary btn-xs dropdown-toggle" data-toggle="dropdown" aria-haspopup="true" aria-expanded="false"> <span class="caret"></span> <span class="sr-only">Toggle Dropdown</span> </button> <ul class="dropdown-menu"> <li> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.4.0.pdf" rel="nofollow">From CourtListener</a> </li> <li> <a href="https://www.archive.org/download/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.4.0.pdf" rel="nofollow">From Internet Archive</a> </li> <li role="separator" class="divider"></li> <li> <a href="https://ecf.nysd.uscourts.gov/doc1/127014738624?caseid=431184" class="open_buy_pacer_modal" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow"> Buy on PACER ($0.20) </a> </li> </ul> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.4.0.pdf" role="button" class="btn btn-primary btn-xs" rel="nofollow" title="Download PDF"><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-4" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="minute-entry-50124257" > <div class="col-xs-1 text-center"><p></p></div> <div class="col-xs-3 col-sm-2"><p> Sep 11, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>Received returned mail re: 3 Order Vacating Designation re Complex Civil Case. Mail was addressed to Monique Alonso Gross & Belsky LLP 180 Montgomery Street, Ste 2200 San Francisco, CA 94104 and was returned for the following reason(s): Attempted - Not Known. (ca)</p> <div class="row recap-documents"> <div class="col-xs-8 col-lg-7"> <p></p> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#minute-entry-50124257" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-5" > <div class="col-xs-1 text-center"><p>5</p></div> <div class="col-xs-3 col-sm-2"><p> Sep 25, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>MOTION for Brian C. Gudmundson to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10142612. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Nando, Inc.. (Attachments: # 1 Exhibit 1 - Certificate of Good Standing, # 2 Text of Proposed Order)Filed In Associated Cases: 1:14-md-02548-VEC, 1:14-cv-04095-VEC(Gudmundson, Brian) (Entered: 09/25/2014)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127014879362?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127014879362?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-5" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="minute-entry-50124258" > <div class="col-xs-1 text-center"><p></p></div> <div class="col-xs-3 col-sm-2"><p> Sep 25, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. (8 in 1:14-cv-04095-VEC, 5 in 1:14-md-02548-VEC) MOTION for Brian C. Gudmundson to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10142612. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. Filed In Associated Cases: 1:14-md-02548-VEC, 1:14-cv-04095-VEC(wb)</p> <div class="row recap-documents"> <div class="col-xs-8 col-lg-7"> <p></p> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#minute-entry-50124258" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-6" > <div class="col-xs-1 text-center"><p>6</p></div> <div class="col-xs-3 col-sm-2"><p> Sep 25, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>ORDER FOR ADMISSION PRO HAC VICE granting (8) Motion for Brian C. Gudmundson to Appear Pro Hac Vice in case 1:14-cv-04095-VEC; granting (5) Motion for Brian C. Gudmundson to Appear Pro Hac Vice in case 1:14-md-02548-VEC. (Signed by Judge Valerie E. Caproni on 9/25/2014) Filed In Associated Cases: 1:14-md-02548-VEC, 1:14-cv-04095-VEC (mro) (Entered: 09/26/2014)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127014880577?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127014880577?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-6" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-7" > <div class="col-xs-1 text-center"><p>7</p></div> <div class="col-xs-3 col-sm-2"><p> Sep 26, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>JOINT LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett and Merrill G. Davidoff dated September 26, 2014 re: Conference Agenda and Pretrial Schedule. Document filed by Patricia Benvenuto, Thomas Galligher, Duane Lewis, Larry Dean Lewis, Thomas Moran.Filed In Associated Cases: 1:14-md-02548-VEC et al.(Brockett, Daniel) (Entered: 09/26/2014)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127014885835?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127014885835?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-7" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-8" > <div class="col-xs-1 text-center"><p>8</p></div> <div class="col-xs-3 col-sm-2"><p> Oct 1, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>NOTICE OF APPEARANCE by Matthew James Galvin on behalf of HSBC USA, Inc.. (Galvin, Matthew) (Entered: 10/01/2014)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127014907195?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127014907195?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-8" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-9" > <div class="col-xs-1 text-center"><p>9</p></div> <div class="col-xs-3 col-sm-2"><p> Oct 1, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>NOTICE OF APPEARANCE by Denae Marie Thomas on behalf of SG Americas Securities, LLC, Societe Generale. (Thomas, Denae) (Entered: 10/01/2014)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127014909969?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127014909969?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-9" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-12" > <div class="col-xs-1 text-center"><p>12</p></div> <div class="col-xs-3 col-sm-2"><p> Oct 2, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>ORDER NO. 2: Pursuant to the Court's October 2, 2014 conference, the Court has determined the following: I. CONSOLIDATED PLEADINGS Plaintiffs' Consolidated Amended Complaint shall be due December 15, 2014. This deadline shall not be extended. II. MOTION TO DISMISS Defendants' deadline to answer, move with respect to, or otherwise respond to the Consolidated Amended Complaint shall be February 13, 2015. Plaintiffs' response to any such motions shall be submitted not later than March 30, 2015, and Defendants' reply not later than April 29, 2015. These deadlines will not be extended absent particularly good cause. The Court will consider reasonable requests to expand the Court's standard page limits for the briefs. III. DISCOVERY Third-party document preservation requests may be served at any time. Not later than October 10, 2014, at 6:00 p.m., the Plaintiffs may submit one letter, not to exceed five pages, in support of their argument that limited discovery, including third-party document subpoenas, jurisdictional discovery, and Rule 30(b)(6) depositions, should proceed upon the filing of a Consolidated Amended Complaint.Not later than October 10, 2014, at 6:00 p.m., the Defendants may submit one letter, not to exceed five pages, in support of their argument that all discovery aside from preservation notices should be stayed pending resolution of any contemplated motion to dismiss. IV. DEFENDANTS' LIAISON COUNSEL. The parties agreed that Stephen Ehrenberg of Sullivan & Cromwell LLP would serve as the Defendants' Liaison Counsel to facilitate communication.V. COMMUNICATIONS WITH THE COURT No schedule for regular updates is required at this time; the Court will set a schedule for regular updates when discovery begins. (Amended Pleadings due by 12/15/2014., Motions due by 2/13/2015. Responses due by 3/30/2015, Replies due by 4/29/2015.) (Signed by Judge Valerie E. Caproni on 10/2/2014) (djc) Modified on 10/3/2014 (djc). (Entered: 10/03/2014)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127014921937?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127014921937?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-12" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="minute-entry-50124259" > <div class="col-xs-1 text-center"><p></p></div> <div class="col-xs-3 col-sm-2"><p> Oct 2, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>Minute Entry for proceedings held before Judge Valerie E. Caproni: Initial Pretrial Conference held on 10/2/2014. Refer to court's order for scheduling and deadlines. (Court Reporter Linda Fellis) Associated Cases: 1:14-md-02548-VEC et al.(Brantley, Michael)</p> <div class="row recap-documents"> <div class="col-xs-8 col-lg-7"> <p></p> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#minute-entry-50124259" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-10" > <div class="col-xs-1 text-center"><p>10</p></div> <div class="col-xs-3 col-sm-2"><p> Oct 3, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Joseph J. DePalma to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10169858. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Trieste Matte. Return Date set for 10/15/2014 at 10:00 AM. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order)Filed In Associated Cases: 1:14-md-02548-VEC, 1:14-cv-07235-VEC(DePalma, Joseph) Modified on 10/3/2014 (sdi). (Entered: 10/03/2014)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127014920768?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127014920768?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-10" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="minute-entry-50124260" > <div class="col-xs-1 text-center"><p></p></div> <div class="col-xs-3 col-sm-2"><p> Oct 3, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>>>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice regarding Document No. (9 in 1:14-cv-07235-VEC, 10 in 1:14-md-02548-VEC) MOTION for Joseph J. DePalma to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10169858. Motion and supporting papers to be reviewed by Clerk's Office staff.. The wrong case number is listed on the documents. Please list the correct case number in the documents and refile the Motion for Pro Hac Vice. Filed In Associated Cases: 1:14-md-02548-VEC, 1:14-cv-07235-VEC(sdi)</p> <div class="row recap-documents"> <div class="col-xs-8 col-lg-7"> <p></p> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#minute-entry-50124260" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-11" > <div class="col-xs-1 text-center"><p>11</p></div> <div class="col-xs-3 col-sm-2"><p> Oct 3, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>MOTION for Joseph J. DePalma to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Trieste Matte. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order)Filed In Associated Cases: 1:14-md-02548-VEC, 1:14-cv-07235-VEC(DePalma, Joseph) (Entered: 10/03/2014)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127014921537?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127014921537?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-11" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="minute-entry-50124261" > <div class="col-xs-1 text-center"><p></p></div> <div class="col-xs-3 col-sm-2"><p> Oct 3, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. (11 in 1:14-md-02548-VEC, 10 in 1:14-cv-07235-VEC) MOTION for Joseph J. DePalma to Appear Pro Hac Vice . Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. Filed In Associated Cases: 1:14-md-02548-VEC, 1:14-cv-07235-VEC(wb)</p> <div class="row recap-documents"> <div class="col-xs-8 col-lg-7"> <p></p> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#minute-entry-50124261" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-13" > <div class="col-xs-1 text-center"><p>13</p></div> <div class="col-xs-3 col-sm-2"><p> Oct 6, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>MOTION for Jeremy D. Andersen to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10176418. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Patricia Benvenuto, Thomas Galligher, Duane Lewis, Larry Dean Lewis, Thomas Moran, Thomas Galligher, Thomas Moran. (Attachments: # 1 Exhibit Certificate of Good Standing, # 2 Text of Proposed Order)Filed In Associated Cases: 1:14-md-02548-VEC, 1:14-cv-02213-VEC(Andersen, Jeremy) (Entered: 10/06/2014)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127014929887?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127014929887?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-13" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="minute-entry-50124262" > <div class="col-xs-1 text-center"><p></p></div> <div class="col-xs-3 col-sm-2"><p> Oct 6, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. (32 in 1:14-cv-02213-VEC, 13 in 1:14-md-02548-VEC) MOTION for Jeremy D. Andersen to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10176418. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. Filed In Associated Cases: 1:14-md-02548-VEC, 1:14-cv-02213-VEC(wb)</p> <div class="row recap-documents"> <div class="col-xs-8 col-lg-7"> <p></p> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#minute-entry-50124262" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-14" > <div class="col-xs-1 text-center"><p>14</p></div> <div class="col-xs-3 col-sm-2"><p> Oct 7, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>ORDER FOR ADMISSION PRO HAC VICE granting 13 Motion for Jeremy D. Andersen to Appear Pro Hac Vice. (Signed by Judge Valerie E. Caproni on 10/7/2014) (mro) (Entered: 10/07/2014)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127014936120?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127014936120?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-14" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-15" > <div class="col-xs-1 text-center"><p>15</p></div> <div class="col-xs-3 col-sm-2"><p> Oct 7, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>ORDER FOR ADMISSION PRO HAC VICE granting 11 Motion for Joseph J. DePalma to Appear Pro Hac Vice. (Signed by Judge Valerie E. Caproni on 10/7/2014) (mro) (Entered: 10/07/2014)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127014936343?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127014936343?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-15" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-16" > <div class="col-xs-1 text-center"><p>16</p></div> <div class="col-xs-3 col-sm-2"><p> Oct 10, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>LETTER addressed to Judge Valerie E. Caproni from Stephen Ehrenberg dated October 10, 2014 re: In re: Cmty. Exch., Inc., Gold Futures & Options Trading Litig., No. 14-md-2548 (VEC) (All Actions). Document filed by Bank of Nova Scotia.Filed In Associated Cases: 1:14-md-02548-VEC et al.(Ehrenberg, Stephen) (Entered: 10/10/2014)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> <a href="/docket/4354015/16/in-re-commodity-exchange-inc-gold-futures-and-options-trading/" rel="nofollow">Main Doc<span class="hidden-xs hidden-sm">ument</span></a> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.16.0.pdf" rel="nofollow" role="button" class="btn btn-primary btn-xs" title="Uploaded Oct. 13, 2014, 1:09 p.m." > Download PDF </a> <button type="button" class="btn btn-primary btn-xs dropdown-toggle" data-toggle="dropdown" aria-haspopup="true" aria-expanded="false"> <span class="caret"></span> <span class="sr-only">Toggle Dropdown</span> </button> <ul class="dropdown-menu"> <li> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.16.0.pdf" rel="nofollow">From CourtListener</a> </li> <li> <a href="https://www.archive.org/download/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.16.0.pdf" rel="nofollow">From Internet Archive</a> </li> <li role="separator" class="divider"></li> <li> <a href="https://ecf.nysd.uscourts.gov/doc1/127014962125?caseid=431184" class="open_buy_pacer_modal" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow"> Buy on PACER ($0.50) </a> </li> </ul> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.16.0.pdf" role="button" class="btn btn-primary btn-xs" rel="nofollow" title="Download PDF"><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-16" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-17" > <div class="col-xs-1 text-center"><p>17</p></div> <div class="col-xs-3 col-sm-2"><p> Oct 10, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>LETTER addressed to Judge Valerie E. Caproni from Merrill G. Davidoff and Daniel L. Brockett dated October 10, 2014 re: In re: Commodity Exchange, Inc., Gold Futures and Options Trading Litig., No. 14-md-2548 (VEC) (All Actions). Document filed by Patricia Benvenuto, Thomas Galligher, Duane Lewis, Larry Dean Lewis, Thomas Moran.(Davidoff, Merrill) (Entered: 10/10/2014)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> <a href="/docket/4354015/17/in-re-commodity-exchange-inc-gold-futures-and-options-trading/" rel="nofollow">Main Doc<span class="hidden-xs hidden-sm">ument</span></a> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.17.0.pdf" rel="nofollow" role="button" class="btn btn-primary btn-xs" title="Uploaded Oct. 13, 2014, 1:11 p.m." > Download PDF </a> <button type="button" class="btn btn-primary btn-xs dropdown-toggle" data-toggle="dropdown" aria-haspopup="true" aria-expanded="false"> <span class="caret"></span> <span class="sr-only">Toggle Dropdown</span> </button> <ul class="dropdown-menu"> <li> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.17.0.pdf" rel="nofollow">From CourtListener</a> </li> <li> <a href="https://www.archive.org/download/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.17.0.pdf" rel="nofollow">From Internet Archive</a> </li> <li role="separator" class="divider"></li> <li> <a href="https://ecf.nysd.uscourts.gov/doc1/127014963028?caseid=431184" class="open_buy_pacer_modal" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow"> Buy on PACER ($0.50) </a> </li> </ul> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.17.0.pdf" role="button" class="btn btn-primary btn-xs" rel="nofollow" title="Download PDF"><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-17" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-18" > <div class="col-xs-1 text-center"><p>18</p></div> <div class="col-xs-3 col-sm-2"><p> Oct 15, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>TRANSCRIPT of Proceedings re: conference held on 10/2/2014 before Judge Valerie E. Caproni. Court Reporter/Transcriber: Lisa Picciano Fellis, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 11/10/2014. Redacted Transcript Deadline set for 11/20/2014. Release of Transcript Restriction set for 1/16/2015.Filed In Associated Cases: 1:14-md-02548-VEC et al.(McGuirk, Kelly) (Entered: 10/15/2014)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127014977805?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127014977805?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-18" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-19" > <div class="col-xs-1 text-center"><p>19</p></div> <div class="col-xs-3 col-sm-2"><p> Oct 15, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a conference proceeding held on 10/2/14 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:14-md-02548-VEC et al.(McGuirk, Kelly) (Entered: 10/15/2014)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127014977813?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127014977813?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-19" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-20" > <div class="col-xs-1 text-center"><p>20</p></div> <div class="col-xs-3 col-sm-2"><p> Oct 17, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>NOTICE OF CHANGE OF ADDRESS by Elizabeth Cheryl Pritzker on behalf of John Murphy. New Address: PRITZKER LEVINE LLP, 180 Grand Avenue, Suite 1390, Oakland, CA, 94612, (415) 692-0772. (Pritzker, Elizabeth) (Entered: 10/17/2014)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127014994326?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127014994326?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-20" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-21" > <div class="col-xs-1 text-center"><p>21</p></div> <div class="col-xs-3 col-sm-2"><p> Oct 17, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>NOTICE OF CHANGE OF ADDRESS by Shiho Yamamoto on behalf of John Murphy. New Address: PRITZKER LEVINE LLP, 180 Grand Avenue, Suite 1390, Oakland, CA, 94612, (415) 692-0772. (Yamamoto, Shiho) (Entered: 10/17/2014)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127014994396?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127014994396?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-21" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-22" > <div class="col-xs-1 text-center"><p>22</p></div> <div class="col-xs-3 col-sm-2"><p> Oct 20, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>ORDER NO. 3: Pursuant to the Court's Order 2 (Dkt. 12), the parties submitted letters as to whether the Court should permit limited discovery to move forward upon the filing of the Consolidated Amended Complaint or whether, apart from the service of third-party document preservation notices, the operative stay of all discovery should remain in place, and as further set forth herein. The Court notes that the Defendants have represented that Plaintiffs will suffer no prejudice from awaiting th[e] Court's decision on [D]efendants' motions to dismiss. Dkt. 16 at 3. Although discovery is stayed pending the Court's decision on the motions to dismiss, the Defendants have been on notice of the substance of Plaintiffs' allegations since at least March 3, 2014; they will be expected to comply expeditiously with their discovery obligations following the Court's decision. Defendants are also encouraged to assist Plaintiffs' efforts to ensure that third party custodians preserve all relevant documents. (Signed by Judge Valerie E. Caproni on 10/20/2014) Filed In Associated Cases: 1:14-md-02548-VEC et al.(djc) Modified on 10/28/2014 (djc). (Entered: 10/21/2014)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015010876?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015010876?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-22" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-23" > <div class="col-xs-1 text-center"><p>23</p></div> <div class="col-xs-3 col-sm-2"><p> Oct 29, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>NOTICE OF APPEARANCE by Jonathan K. Levine on behalf of John Murphy. (Levine, Jonathan) (Entered: 10/29/2014)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015055034?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015055034?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-23" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-24" > <div class="col-xs-1 text-center"><p>24</p></div> <div class="col-xs-3 col-sm-2"><p> Nov 17, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>MOTION for Jordan L. Estes to Withdraw as Attorney and Proposed Order. Document filed by SG Americas Securities, LLC, Societe Generale.(Estes, Jordan) (Entered: 11/17/2014)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> <a href="/docket/4354015/24/in-re-commodity-exchange-inc-gold-futures-and-options-trading/" rel="nofollow">Main Doc<span class="hidden-xs hidden-sm">ument</span></a> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.24.0.pdf" rel="nofollow" role="button" class="btn btn-primary btn-xs" title="Uploaded Sept. 29, 2016, 6:11 a.m." > Download PDF </a> <button type="button" class="btn btn-primary btn-xs dropdown-toggle" data-toggle="dropdown" aria-haspopup="true" aria-expanded="false"> <span class="caret"></span> <span class="sr-only">Toggle Dropdown</span> </button> <ul class="dropdown-menu"> <li> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.24.0.pdf" rel="nofollow">From CourtListener</a> </li> <li> <a href="https://www.archive.org/download/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.24.0.pdf" rel="nofollow">From Internet Archive</a> </li> <li role="separator" class="divider"></li> <li> <a href="https://ecf.nysd.uscourts.gov/doc1/127015145467?caseid=431184" class="open_buy_pacer_modal" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow"> Buy on PACER ($0.10) </a> </li> </ul> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.24.0.pdf" role="button" class="btn btn-primary btn-xs" rel="nofollow" title="Download PDF"><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-24" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-25" > <div class="col-xs-1 text-center"><p>25</p></div> <div class="col-xs-3 col-sm-2"><p> Nov 17, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>DECLARATION of Jordan L. Estes in Support re: 24 MOTION for Jordan L. Estes to Withdraw as Attorney and Proposed Order.. Document filed by SG Americas Securities, LLC, Societe Generale. (Estes, Jordan) (Entered: 11/17/2014)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> <a href="/docket/4354015/25/in-re-commodity-exchange-inc-gold-futures-and-options-trading/" rel="nofollow">Main Doc<span class="hidden-xs hidden-sm">ument</span></a> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.25.0.pdf" rel="nofollow" role="button" class="btn btn-primary btn-xs" title="Uploaded Sept. 7, 2017, 7:09 a.m." > Download PDF </a> <button type="button" class="btn btn-primary btn-xs dropdown-toggle" data-toggle="dropdown" aria-haspopup="true" aria-expanded="false"> <span class="caret"></span> <span class="sr-only">Toggle Dropdown</span> </button> <ul class="dropdown-menu"> <li> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.25.0.pdf" rel="nofollow">From CourtListener</a> </li> <li> <a href="https://www.archive.org/download/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.25.0.pdf" rel="nofollow">From Internet Archive</a> </li> <li role="separator" class="divider"></li> <li> <a href="https://ecf.nysd.uscourts.gov/doc1/127015145478?caseid=431184" class="open_buy_pacer_modal" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow"> Buy on PACER ($0.10) </a> </li> </ul> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.25.0.pdf" role="button" class="btn btn-primary btn-xs" rel="nofollow" title="Download PDF"><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-25" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-26" > <div class="col-xs-1 text-center"><p>26</p></div> <div class="col-xs-3 col-sm-2"><p> Nov 17, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>MEMO ENDORSEMENT granting (24) Motion to Withdraw as Attorney. ENDORSEMENT: SO ORDERED. Attorney Jordan Lancaster Estes terminated. (Signed by Judge Valerie E. Caproni on 11/17/2014) Filed In Associated Cases: 1:14-md-02548-VEC et al, pursuant to instructions from Chambers. (mro) (Entered: 11/17/2014)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015147392?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015147392?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-26" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-27" > <div class="col-xs-1 text-center"><p>27</p></div> <div class="col-xs-3 col-sm-2"><p> Dec 15, 2014 </p></div> <div class="col-xs-8 col-lg-7"> <p>AMENDED COMPLAINT against Barclays Bank PLC, Duetsche Bank, AG, HSBC Bank PLC, Societe Generale S.A., The Bank of Nova Scotia, The London Gold Market Fixing LTD. with JURY DEMAND.Document filed by Edward R. Derksen, Patricia Benvenuto, Duane Lewis, Nando, Inc., Kevin Maher, Thomas Galligher, Trieste Matte, David Markun, Thomas Moran, American Precious Metals, Ltd., Eric Nalven, J. Scott Nicholson, Richard White, Steve E. Summer, Larry Dean Lewis, White Oak Fund LP, Quitman D. Fulmer, Ken Peters, KPFF Investment, Inc., Norman Bailey, Michel de Chabert-Ostland, David Windmiller, Frank Flanagan, Robert Marechal, Albert Semrau, Santiago Gold Fund LP, Kelly McKennon, Blanche McKennon. (Attachments: # 1 Appendix Appendix A, # 2 Appendix Appendix B, # 3 Appendix Appendix C, # 4 Appendix Appendix D, # 5 Appendix Appendix E, # 6 Appendix Appendix F, # 7 Appendix Appendix G, # 8 Appendix Appendix H, # 9 Appendix Appendix I)(Brockett, Daniel) (Entered: 12/15/2014)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> <a href="/docket/4354015/27/in-re-commodity-exchange-inc-gold-futures-and-options-trading/" rel="nofollow">Main Doc<span class="hidden-xs hidden-sm">ument</span></a> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.27.0.pdf" rel="nofollow" role="button" class="btn btn-primary btn-xs" title="Uploaded Jan. 21, 2015, 10:11 a.m." > Download PDF </a> <button type="button" class="btn btn-primary btn-xs dropdown-toggle" data-toggle="dropdown" aria-haspopup="true" aria-expanded="false"> <span class="caret"></span> <span class="sr-only">Toggle Dropdown</span> </button> <ul class="dropdown-menu"> <li> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.27.0.pdf" rel="nofollow">From CourtListener</a> </li> <li> <a href="https://www.archive.org/download/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.27.0.pdf" rel="nofollow">From Internet Archive</a> </li> <li role="separator" class="divider"></li> <li> <a href="https://ecf.nysd.uscourts.gov/doc1/127015289383?caseid=431184" class="open_buy_pacer_modal" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow"> Buy on PACER ($3.00) </a> </li> </ul> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.27.0.pdf" role="button" class="btn btn-primary btn-xs" rel="nofollow" title="Download PDF"><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-27" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-28" > <div class="col-xs-1 text-center"><p>28</p></div> <div class="col-xs-3 col-sm-2"><p> Jan 29, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>MOTION for Bonny E. Sweeney to Withdraw as Attorney . Document filed by Alaska Electrical Pension Fund.Filed In Associated Cases: 1:14-md-02548-VEC, 1:14-cv-02391-VEC(Mitchell, David) (Entered: 01/29/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015495307?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015495307?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-28" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-29" > <div class="col-xs-1 text-center"><p>29</p></div> <div class="col-xs-3 col-sm-2"><p> Jan 29, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>LETTER addressed to Judge Valerie E. Caproni from Stephen Ehrenberg dated January 29, 2015 Document filed by Bank of Nova Scotia, Scotia Capital (USA) Inc., Scotiamocatta, The Bank of Nova Scotia.(Ehrenberg, Stephen) (Entered: 01/29/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> <a href="/docket/4354015/29/in-re-commodity-exchange-inc-gold-futures-and-options-trading/" rel="nofollow">Main Doc<span class="hidden-xs hidden-sm">ument</span></a> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.29.0.pdf" rel="nofollow" role="button" class="btn btn-primary btn-xs" title="Uploaded Jan. 30, 2015, 11:05 a.m." > Download PDF </a> <button type="button" class="btn btn-primary btn-xs dropdown-toggle" data-toggle="dropdown" aria-haspopup="true" aria-expanded="false"> <span class="caret"></span> <span class="sr-only">Toggle Dropdown</span> </button> <ul class="dropdown-menu"> <li> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.29.0.pdf" rel="nofollow">From CourtListener</a> </li> <li> <a href="https://www.archive.org/download/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.29.0.pdf" rel="nofollow">From Internet Archive</a> </li> <li role="separator" class="divider"></li> <li> <a href="https://ecf.nysd.uscourts.gov/doc1/127015495475?caseid=431184" class="open_buy_pacer_modal" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow"> Buy on PACER ($0.20) </a> </li> </ul> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.29.0.pdf" role="button" class="btn btn-primary btn-xs" rel="nofollow" title="Download PDF"><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-29" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-30" > <div class="col-xs-1 text-center"><p>30</p></div> <div class="col-xs-3 col-sm-2"><p> Jan 30, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>ORDER granting (28) Motion to Withdraw as Attorney. WHEREAS on January 29, 2015, Plaintiff moved the Court pursuant to Local Civil Rule 1.4 for leave to withdraw the appearance of Bonny E. Sweeney, and WHEREAS Plaintiff has shown satisfactory reasons for her withdrawal, it is hereby ORDERED that Bonny E. Sweeney be removed from the docket in this matter. The Clerk of the Court is respectfully directed to terminate Ms. Sweeney from the docket and to close Dkt. 28. Attorney Bonny E. Sweeney terminated. (Signed by Judge Valerie E. Caproni on 1/30/2015) Filed In Associated Cases: 1:14-md-02548-VEC et al, Pursuant to instructions from Chambers. (mro) Modified on 2/3/2015 (mro). (Entered: 02/02/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015505329?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015505329?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-30" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-31" > <div class="col-xs-1 text-center"><p>31</p></div> <div class="col-xs-3 col-sm-2"><p> Jan 30, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>MEMO ENDORSEMENT on re: (29 in 1:14-md-02548-VEC) Letter filed by The Bank of Nova Scotia, Bank of Nova Scotia, Scotia Capital (USA) Inc., Scotiamocatta. ENDORSEMENT: Application GRANTED. There will be no additional expansions of the page limits. (Signed by Judge Valerie E. Caproni on 1/30/2015) Filed In Associated Cases: 1:14-md-02548-VEC et al, Pursuant to instructions from Chambers. (mro) (Entered: 02/02/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015505347?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015505347?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-31" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-32" > <div class="col-xs-1 text-center"><p>32</p></div> <div class="col-xs-3 col-sm-2"><p> Feb 10, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>MOTION for John F. Terzaken to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10583141. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Barclays Bank PLC. (Attachments: # 1 Exhibit Certificates of Good Standing, # 2 Text of Proposed Order)(Terzaken, John) (Entered: 02/10/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015554351?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015554351?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-32" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="minute-entry-50124263" > <div class="col-xs-1 text-center"><p></p></div> <div class="col-xs-3 col-sm-2"><p> Feb 10, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. 32 MOTION for John F. Terzaken to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10583141. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (sdi)</p> <div class="row recap-documents"> <div class="col-xs-8 col-lg-7"> <p></p> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#minute-entry-50124263" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-33" > <div class="col-xs-1 text-center"><p>33</p></div> <div class="col-xs-3 col-sm-2"><p> Feb 10, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>ORDER FOR ADMISSION PRO HAC VICE granting (32) Motion for John F. Terzaken to Appear Pro Hac Vice in case 1:14-md-02548-VEC. (Signed by Judge Valerie E. Caproni on 2/10/2015) Filed In Associated Cases: 1:14-md-02548-VEC et al, Pursuant to instructions from Chambers. (mro) (Entered: 02/10/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015556210?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015556210?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-33" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-34" > <div class="col-xs-1 text-center"><p>34</p></div> <div class="col-xs-3 col-sm-2"><p> Feb 13, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>NOTICE OF APPEARANCE by John Joseph Hughes, III on behalf of The Bank of Nova Scotia. (Hughes, John) (Entered: 02/13/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015578270?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015578270?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-34" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-35" > <div class="col-xs-1 text-center"><p>35</p></div> <div class="col-xs-3 col-sm-2"><p> Feb 13, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>MOTION to Dismiss Consolidated Amended Class Action Complaint. Document filed by Barclays Bank PLC, Duetsche Bank, AG, HSBC Bank PLC, Societe Generale S.A., The Bank of Nova Scotia.(Ehrenberg, Stephen) (Entered: 02/13/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015578297?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015578297?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-35" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-36" > <div class="col-xs-1 text-center"><p>36</p></div> <div class="col-xs-3 col-sm-2"><p> Feb 13, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>MEMORANDUM OF LAW in Support re: 35 MOTION to Dismiss Consolidated Amended Class Action Complaint. . Document filed by Barclays Bank PLC, Duetsche Bank, AG, HSBC Bank PLC, Societe Generale S.A., The Bank of Nova Scotia. (Ehrenberg, Stephen) (Entered: 02/13/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015578353?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015578353?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-36" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-37" > <div class="col-xs-1 text-center"><p>37</p></div> <div class="col-xs-3 col-sm-2"><p> Feb 13, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>DECLARATION of Stephen Ehrenberg in Support re: 35 MOTION to Dismiss Consolidated Amended Class Action Complaint.. Document filed by Barclays Bank PLC, Duetsche Bank, AG, HSBC Bank PLC, Societe Generale S.A., The Bank of Nova Scotia. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit 19, # 20 Exhibit 20, # 21 Exhibit 21)(Ehrenberg, Stephen) (Entered: 02/13/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015578441?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015578441?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-37" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-38" > <div class="col-xs-1 text-center"><p>38</p></div> <div class="col-xs-3 col-sm-2"><p> Feb 13, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by The London Gold Market Fixing LTD..(Madigan, R.) (Entered: 02/13/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> <a href="/docket/4354015/38/in-re-commodity-exchange-inc-gold-futures-and-options-trading/" rel="nofollow">Main Doc<span class="hidden-xs hidden-sm">ument</span></a> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.38.0.pdf" rel="nofollow" role="button" class="btn btn-primary btn-xs" title="Uploaded July 29, 2015, 11:26 a.m." > Download PDF </a> <button type="button" class="btn btn-primary btn-xs dropdown-toggle" data-toggle="dropdown" aria-haspopup="true" aria-expanded="false"> <span class="caret"></span> <span class="sr-only">Toggle Dropdown</span> </button> <ul class="dropdown-menu"> <li> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.38.0.pdf" rel="nofollow">From CourtListener</a> </li> <li> <a href="https://www.archive.org/download/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.38.0.pdf" rel="nofollow">From Internet Archive</a> </li> <li role="separator" class="divider"></li> <li> <a href="https://ecf.nysd.uscourts.gov/doc1/127015578473?caseid=431184" class="open_buy_pacer_modal" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow"> Buy on PACER ($0.10) </a> </li> </ul> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.38.0.pdf" role="button" class="btn btn-primary btn-xs" rel="nofollow" title="Download PDF"><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-38" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-39" > <div class="col-xs-1 text-center"><p>39</p></div> <div class="col-xs-3 col-sm-2"><p> Feb 13, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>MOTION to Dismiss for Lack of Jurisdiction / Notice of Motion to Dismiss the Consolidated Amended Class Action Complaint Pursuant to Fed. R. Civ. P. 12(b)(2). Document filed by The London Gold Market Fixing LTD..(Madigan, R.) (Entered: 02/13/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015578479?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015578479?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-39" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-40" > <div class="col-xs-1 text-center"><p>40</p></div> <div class="col-xs-3 col-sm-2"><p> Feb 13, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>MEMORANDUM OF LAW in Support re: 39 MOTION to Dismiss for Lack of Jurisdiction / Notice of Motion to Dismiss the Consolidated Amended Class Action Complaint Pursuant to Fed. R. Civ. P. 12(b)(2). / The London Gold Market Fixing Limited's Supplemental Memorandum of Law in Support of its Motion to Dismiss for Lack of Personal Jurisdiction. Document filed by The London Gold Market Fixing LTD.. (Attachments: # 1 Appendix of Unreported Cases Cited in the London Gold Market Fixing Limited's Supplemental Memorandum of Law in Support of its Motion to Dismiss for Lack of Personal Jurisdiction)(Madigan, R.) (Entered: 02/13/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015578485?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015578485?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> <div class="row recap-documents"> <div class="col-xs-3"> <p> Att<span class="hidden-xs hidden-sm">achment</span> 1 </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015578486?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015578486?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-40" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-41" > <div class="col-xs-1 text-center"><p>41</p></div> <div class="col-xs-3 col-sm-2"><p> Feb 20, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett dated February 20, 2015 re: Deadline for Consolidated Amended Complaint. Document filed by American Precious Metals, Ltd., Norman Bailey, Patricia Benvenuto, Edward R. Derksen, Frank Flanagan, Quitman D. Fulmer, Thomas Galligher, KPFF Investment, Inc., Duane Lewis, Larry Dean Lewis, Kevin Maher, Robert Marechal, David Markun, Trieste Matte, Blanche McKennon, Kelly McKennon, Thomas Moran, Eric Nalven, Nando, Inc., J. Scott Nicholson, Ken Peters, Santiago Gold Fund LP, Albert Semrau, Steve E. Summer, Richard White, White Oak Fund LP, David Windmiller, Michel de Chabert-Ostland.Filed In Associated Cases: 1:14-md-02548-VEC et al.(Brockett, Daniel) (Entered: 02/20/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015612257?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015612257?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-41" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-42" > <div class="col-xs-1 text-center"><p>42</p></div> <div class="col-xs-3 col-sm-2"><p> Feb 23, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>ORDER NO. 4 finding as moot (35) Motion to Dismiss; finding as moot (39) Motion to Dismiss for Lack of Jurisdiction in case 1:14-md-02548-VEC. WHEREAS Plaintiffs have indicated that they intend to amend the Consolidated Amended Complaint, consistent with the Undersigned's Individual Rule 3.E.i and with Federal Rule of Civil Procedure 15(a)(1)(B); WHEREAS Plaintiffs have requested an additional 10 days to file a Second Consolidated Amended Complaint; and WHEREAS Defendants do not object; IT IS HEREBY ORDERED that: 1. Plaintiffs' Second Consolidated Amended Complaint shall be filed no later than March 16, 2015. 2. No later than April 30, 2015, Defendants shall answer, move with respect to, or otherwise respond to the Second Consolidated Amended Complaint. 3. If Defendants move to dismiss the Second Consolidated Amended Complaint, Plaintiffs' response shall be filed no later than June 15, 2015, and Defendants' reply no later than July 14, 2015. 4. The Clerk of the Court is directed to terminate Dkt. 35 and Dkt. 39 as moot. (Signed by Judge Valerie E. Caproni on 2/23/2015) Filed In Associated Cases: 1:14-md-02548-VEC et al., Pursuant to instructions from Chambers. (mro) (Entered: 02/23/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> <a href="/docket/4354015/42/in-re-commodity-exchange-inc-gold-futures-and-options-trading/" rel="nofollow">Main Doc<span class="hidden-xs hidden-sm">ument</span></a> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.42.0.pdf" rel="nofollow" role="button" class="btn btn-primary btn-xs" title="Uploaded Feb. 23, 2015, 11:23 a.m." > Download PDF </a> <button type="button" class="btn btn-primary btn-xs dropdown-toggle" data-toggle="dropdown" aria-haspopup="true" aria-expanded="false"> <span class="caret"></span> <span class="sr-only">Toggle Dropdown</span> </button> <ul class="dropdown-menu"> <li> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.42.0.pdf" rel="nofollow">From CourtListener</a> </li> <li> <a href="https://www.archive.org/download/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.42.0.pdf" rel="nofollow">From Internet Archive</a> </li> <li role="separator" class="divider"></li> <li> <a href="https://ecf.nysd.uscourts.gov/doc1/127015616475?caseid=431184" class="open_buy_pacer_modal" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow"> Buy on PACER ($0.20) </a> </li> </ul> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.42.0.pdf" role="button" class="btn btn-primary btn-xs" rel="nofollow" title="Download PDF"><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-42" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="minute-entry-50124264" > <div class="col-xs-1 text-center"><p></p></div> <div class="col-xs-3 col-sm-2"><p> Feb 23, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>Set/Reset Deadlines: Amended Pleadings due by 3/16/2015. Motions due by 4/30/2015. Responses due by 6/15/2015 Replies due by 7/14/2015. Associated Cases: 1:14-md-02548-VEC et al.(mro)</p> <div class="row recap-documents"> <div class="col-xs-8 col-lg-7"> <p></p> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#minute-entry-50124264" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-43" > <div class="col-xs-1 text-center"><p>43</p></div> <div class="col-xs-3 col-sm-2"><p> Feb 27, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>NOTICE of FIRM NAME CHANGE. Document filed by Justin Diamond. (Cera, Solomon) (Entered: 02/27/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015653548?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015653548?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-43" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-44" > <div class="col-xs-1 text-center"><p>44</p></div> <div class="col-xs-3 col-sm-2"><p> Mar 16, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>SECOND AMENDED COMPLAINT amending 27 Amended Complaint,,, against Barclays Bank PLC, Duetsche Bank, AG, HSBC Bank PLC, Societe Generale S.A., The Bank of Nova Scotia, The London Gold Market Fixing LTD., UBS AG, UBS Securities LLC with JURY DEMAND.Document filed by Patricia Benvenuto, Norman Bailey, Nando, Inc., Thomas Galligher, KPFF Investment, Inc., Trieste Matte, American Precious Metals, Ltd., Santiago Gold Fund LP, Blanche McKennon, J. Scott Nicholson, Albert Semrau, Quitman D. Fulmer, Frank Flanagan, White Oak Fund LP, Edward R. Derksen, Duane Lewis, Ken Peters, Kevin Maher, Michel de Chabert-Ostland, Robert Marechal, David Markun, Kelly McKennon, Thomas Moran, Eric Nalven, Richard White, Steve E. Summer, David Windmiller, Larry Dean Lewis. (Attachments: # 1 Appendix A, # 2 Appendix B, # 3 Appendix C, # 4 Appendix D, # 5 Appendix E, # 6 Appendix F, # 7 Appendix G, # 8 Appendix H, # 9 Appendix I)(Brockett, Daniel) (Entered: 03/16/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> <a href="/docket/4354015/44/in-re-commodity-exchange-inc-gold-futures-and-options-trading/" rel="nofollow">Main Doc<span class="hidden-xs hidden-sm">ument</span></a> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.44.0.pdf" rel="nofollow" role="button" class="btn btn-primary btn-xs" title="Uploaded Sept. 8, 2017, 12:14 p.m." > Download PDF </a> <button type="button" class="btn btn-primary btn-xs dropdown-toggle" data-toggle="dropdown" aria-haspopup="true" aria-expanded="false"> <span class="caret"></span> <span class="sr-only">Toggle Dropdown</span> </button> <ul class="dropdown-menu"> <li> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.44.0.pdf" rel="nofollow">From CourtListener</a> </li> <li> <a href="https://www.archive.org/download/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.44.0.pdf" rel="nofollow">From Internet Archive</a> </li> <li role="separator" class="divider"></li> <li> <a href="https://ecf.nysd.uscourts.gov/doc1/127015745638?caseid=431184" class="open_buy_pacer_modal" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow"> Buy on PACER ($3.00) </a> </li> </ul> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.44.0.pdf" role="button" class="btn btn-primary btn-xs" rel="nofollow" title="Download PDF"><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-44" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-45" > <div class="col-xs-1 text-center"><p>45</p></div> <div class="col-xs-3 col-sm-2"><p> Mar 16, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>REQUEST FOR ISSUANCE OF SUMMONS as to UBS AG, re: 44 Amended Complaint,,,. Document filed by UBS AG. (Brockett, Daniel) (Entered: 03/16/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> <a href="/docket/4354015/45/in-re-commodity-exchange-inc-gold-futures-and-options-trading/" rel="nofollow">Main Doc<span class="hidden-xs hidden-sm">ument</span></a> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.45.0.pdf" rel="nofollow" role="button" class="btn btn-primary btn-xs" title="Uploaded March 17, 2015, 2:16 p.m." > Download PDF </a> <button type="button" class="btn btn-primary btn-xs dropdown-toggle" data-toggle="dropdown" aria-haspopup="true" aria-expanded="false"> <span class="caret"></span> <span class="sr-only">Toggle Dropdown</span> </button> <ul class="dropdown-menu"> <li> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.45.0.pdf" rel="nofollow">From CourtListener</a> </li> <li> <a href="https://www.archive.org/download/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.45.0.pdf" rel="nofollow">From Internet Archive</a> </li> <li role="separator" class="divider"></li> <li> <a href="https://ecf.nysd.uscourts.gov/doc1/127015745650?caseid=431184" class="open_buy_pacer_modal" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow"> Buy on PACER ($0.20) </a> </li> </ul> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.45.0.pdf" role="button" class="btn btn-primary btn-xs" rel="nofollow" title="Download PDF"><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-45" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-46" > <div class="col-xs-1 text-center"><p>46</p></div> <div class="col-xs-3 col-sm-2"><p> Mar 16, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>REQUEST FOR ISSUANCE OF SUMMONS as to UBS Securities LLC, re: 44 Amended Complaint,,,. Document filed by UBS Securities LLC. (Brockett, Daniel) (Entered: 03/16/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015745653?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015745653?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-46" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-47" > <div class="col-xs-1 text-center"><p>47</p></div> <div class="col-xs-3 col-sm-2"><p> Mar 19, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>ELECTRONIC SUMMONS ISSUED as to UBS Securities LLC. (laq) (Entered: 03/19/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015765241?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015765241?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-47" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-48" > <div class="col-xs-1 text-center"><p>48</p></div> <div class="col-xs-3 col-sm-2"><p> Mar 19, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>ELECTRONIC SUMMONS ISSUED as to UBS AG. (laq) (Entered: 03/19/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> <a href="/docket/4354015/48/in-re-commodity-exchange-inc-gold-futures-and-options-trading/" rel="nofollow">Main Doc<span class="hidden-xs hidden-sm">ument</span></a> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.48.0.pdf" rel="nofollow" role="button" class="btn btn-primary btn-xs" title="Uploaded March 19, 2015, 10:51 a.m." > Download PDF </a> <button type="button" class="btn btn-primary btn-xs dropdown-toggle" data-toggle="dropdown" aria-haspopup="true" aria-expanded="false"> <span class="caret"></span> <span class="sr-only">Toggle Dropdown</span> </button> <ul class="dropdown-menu"> <li> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.48.0.pdf" rel="nofollow">From CourtListener</a> </li> <li> <a href="https://www.archive.org/download/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.48.0.pdf" rel="nofollow">From Internet Archive</a> </li> <li role="separator" class="divider"></li> <li> <a href="https://ecf.nysd.uscourts.gov/doc1/127015765259?caseid=431184" class="open_buy_pacer_modal" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow"> Buy on PACER ($0.20) </a> </li> </ul> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.48.0.pdf" role="button" class="btn btn-primary btn-xs" rel="nofollow" title="Download PDF"><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-48" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-49" > <div class="col-xs-1 text-center"><p>49</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 8, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>NOTICE OF APPEARANCE by Peter Sullivan on behalf of UBS AG, UBS Securities LLC. (Sullivan, Peter) (Entered: 04/08/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015878937?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015878937?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-49" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-50" > <div class="col-xs-1 text-center"><p>50</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 8, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent UBS AG, Corporate Parent UBS Americas, Inc. for UBS Securities LLC; Corporate Parent UBS Group AG for UBS AG. Document filed by UBS AG, UBS Securities LLC.(Sullivan, Peter) (Entered: 04/08/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015879004?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015879004?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-50" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-51" > <div class="col-xs-1 text-center"><p>51</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 8, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>MOTION for Joel S. Sanders to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10795573. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by UBS AG, UBS Securities LLC. (Attachments: # 1 Certificate of Good Standing, # 2 Proposed Order)(Sanders, Joel) (Entered: 04/08/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015880334?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015880334?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-51" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="minute-entry-50124265" > <div class="col-xs-1 text-center"><p></p></div> <div class="col-xs-3 col-sm-2"><p> Apr 9, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. 51 MOTION for Joel S. Sanders to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10795573. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)</p> <div class="row recap-documents"> <div class="col-xs-8 col-lg-7"> <p></p> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#minute-entry-50124265" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-52" > <div class="col-xs-1 text-center"><p>52</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 9, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>ORDER FOR ADMISSION PRO HAC VICE granting 51 Motion for Joel S. Sanders to Appear Pro Hac Vice. (Signed by Judge Valerie E. Caproni on 4/9/2015) (spo) (Entered: 04/09/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015881599?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015881599?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-52" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-53" > <div class="col-xs-1 text-center"><p>53</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 9, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>MOTION for Michelle C. Zolnoski to Withdraw as Attorney . Document filed by Citra Trading Corporation. (Attachments: # 1 Text of Proposed Order)(Aranoff, Ronald) (Entered: 04/09/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015883066?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015883066?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-53" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-54" > <div class="col-xs-1 text-center"><p>54</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 9, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>ORDER granting 53 Motion to Withdraw as Attorney. Hereby ORDERED that Michelle C. Zolnoski be removed from the docket in this matter. The Clerk of the Court is respectfully directed to terminate Ms. Zolnoski from the docket and to close Dkt. 53. Attorney Michelle C. Zolnoski terminated. (Signed by Judge Valerie E. Caproni on 4/9/2015) (spo) (Entered: 04/09/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015886026?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015886026?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-54" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-55" > <div class="col-xs-1 text-center"><p>55</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 9, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>NOTICE OF APPEARANCE by Indraneel Sur on behalf of UBS AG, UBS Securities LLC. (Sur, Indraneel) (Entered: 04/09/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015886524?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015886524?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-55" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-56" > <div class="col-xs-1 text-center"><p>56</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 10, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>MOTION for Melanie L. Katsur to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10801032. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by UBS AG, UBS Securities LLC. (Attachments: # 1 Certificates of Good Standing, # 2 Proposed Order)(Katsur, Melanie) (Entered: 04/10/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015889285?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015889285?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-56" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-57" > <div class="col-xs-1 text-center"><p>57</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 10, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>MOTION for David Jarrett Arp to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10801075. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by UBS AG, UBS Securities LLC. (Attachments: # 1 Certificate of Good Standing, # 2 Proposed Order)(Arp, David) (Entered: 04/10/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015889324?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015889324?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-57" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="minute-entry-50124266" > <div class="col-xs-1 text-center"><p></p></div> <div class="col-xs-3 col-sm-2"><p> Apr 10, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. 57 MOTION for David Jarrett Arp to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10801075. Motion and supporting papers to be reviewed by Clerk's Office staff., 56 MOTION for Melanie L. Katsur to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10801032. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)</p> <div class="row recap-documents"> <div class="col-xs-8 col-lg-7"> <p></p> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#minute-entry-50124266" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-58" > <div class="col-xs-1 text-center"><p>58</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 10, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>ORDER FOR ADMISSION PRO HAC VICE granting 57 Motion for D. Jarrett Arp to Appear Pro Hac Vice. (Signed by Judge Valerie E. Caproni on 4/10/2015) (spo) (Entered: 04/10/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015890597?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015890597?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-58" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-59" > <div class="col-xs-1 text-center"><p>59</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 10, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>ORDER FOR ADMISSION PRO HAC VICE granting 56 Motion for Melanie L. Katsur to Appear Pro Hac Vice. (Signed by Judge Valerie E. Caproni on 4/10/2015) (spo) (Entered: 04/10/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015890617?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015890617?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-59" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-60" > <div class="col-xs-1 text-center"><p>60</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 15, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>NOTICE OF APPEARANCE by Michael Lacovara on behalf of HSBC Bank PLC. (Lacovara, Michael) (Entered: 04/15/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015916613?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015916613?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-60" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-61" > <div class="col-xs-1 text-center"><p>61</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 15, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent HSBC Holdings plc for HSBC Bank PLC. Document filed by HSBC Bank PLC.(Lacovara, Michael) (Entered: 04/15/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015916675?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015916675?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-61" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-62" > <div class="col-xs-1 text-center"><p>62</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 15, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>NOTICE OF APPEARANCE by Leah Friedman on behalf of HSBC Bank PLC. (Friedman, Leah) (Entered: 04/15/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015916690?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015916690?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-62" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-63" > <div class="col-xs-1 text-center"><p>63</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 15, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>NOTICE OF APPEARANCE by Scott Andrew Eisman on behalf of HSBC Bank PLC. (Eisman, Scott) (Entered: 04/15/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015916706?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015916706?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-63" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-64" > <div class="col-xs-1 text-center"><p>64</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 20, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>AFFIDAVIT OF SERVICE of Summons and Amended Complaint,,,. UBS AG served on 3/20/2015, answer due 4/10/2015. Service was accepted by Maria Valle, Paralegal. Document filed by Patricia Benvenuto; Norman Bailey; Nando, Inc.; Thomas Galligher; KPFF Investment, Inc.; Trieste Matte; American Precious Metals, Ltd.; Santiago Gold Fund LP; Blanche McKennon; J. Scott Nicholson; Albert Semrau; Quitman D. Fulmer; Frank Flanagan; White Oak Fund LP; Edward R. Derksen; Duane Lewis; Ken Peters; Kevin Maher; Michel de Chabert-Ostland; Robert Marechal; David Markun; Kelly McKennon; Thomas Moran; Eric Nalven; Richard White; Steve E. Summer; Edward Derksen; David Windmiller; Larry Dean Lewis. (Brockett, Daniel) (Entered: 04/20/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015937830?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015937830?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-64" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-65" > <div class="col-xs-1 text-center"><p>65</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 20, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>AFFIDAVIT OF SERVICE of Summons and Amended Complaint,,,. UBS Securities LLC served on 3/23/2015, answer due 4/13/2015. Service was accepted by Sally Castro, Assistant Legal Department. Document filed by Patricia Benvenuto; Norman Bailey; Nando, Inc.; Thomas Galligher; KPFF Investment, Inc.; Trieste Matte; American Precious Metals, Ltd.; Santiago Gold Fund LP; Blanche McKennon; J. Scott Nicholson; Albert Semrau; Quitman D. Fulmer; Frank Flanagan; White Oak Fund LP; Edward R. Derksen; Duane Lewis; Ken Peters; Kevin Maher; Michel de Chabert-Ostland; Robert Marechal; David Markun; Kelly McKennon; Thomas Moran; Eric Nalven; Steve E. Summer; Edward Derksen; David Windmiller; Larry Dean Lewis. (Brockett, Daniel) (Entered: 04/20/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015937937?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015937937?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-65" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-66" > <div class="col-xs-1 text-center"><p>66</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 20, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>LETTER addressed to Judge Valerie E. Caproni from Joel S. Sanders dated April 20, 2015 re: Request for Expansion of Page Limits. Document filed by UBS AG, UBS Securities LLC.(Sanders, Joel) (Entered: 04/20/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> <a href="/docket/4354015/66/in-re-commodity-exchange-inc-gold-futures-and-options-trading/" rel="nofollow">Main Doc<span class="hidden-xs hidden-sm">ument</span></a> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.66.0.pdf" rel="nofollow" role="button" class="btn btn-primary btn-xs" title="Uploaded April 21, 2015, 2:38 p.m." > Download PDF </a> <button type="button" class="btn btn-primary btn-xs dropdown-toggle" data-toggle="dropdown" aria-haspopup="true" aria-expanded="false"> <span class="caret"></span> <span class="sr-only">Toggle Dropdown</span> </button> <ul class="dropdown-menu"> <li> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.66.0.pdf" rel="nofollow">From CourtListener</a> </li> <li> <a href="https://www.archive.org/download/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.66.0.pdf" rel="nofollow">From Internet Archive</a> </li> <li role="separator" class="divider"></li> <li> <a href="https://ecf.nysd.uscourts.gov/doc1/127015941269?caseid=431184" class="open_buy_pacer_modal" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow"> Buy on PACER ($0.20) </a> </li> </ul> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.66.0.pdf" role="button" class="btn btn-primary btn-xs" rel="nofollow" title="Download PDF"><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-66" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-67" > <div class="col-xs-1 text-center"><p>67</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 20, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>MEMO ENDORSEMENT on re: 66 Letter request for Expansion of Page Limits, filed by UBS Securities LLC, UBS AG. ENDORSEMENT: Application GRANTED. (Signed by Judge Valerie E. Caproni on 4/20/2015) (spo) (Entered: 04/21/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015944057?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015944057?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-67" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-68" > <div class="col-xs-1 text-center"><p>68</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 29, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>NOTICE OF CHANGE OF ADDRESS by Linda P. Nussbaum on behalf of Kevin Maher, Eric Nalven. New Address: Nussbaum Law Group, P.C., 570 Lexington Avenue, 19th Floor, New York, New York, 10022, (212) 702-7053. (Nussbaum, Linda) (Entered: 04/29/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015992405?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015992405?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-68" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-69" > <div class="col-xs-1 text-center"><p>69</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 29, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>NOTICE OF APPEARANCE by Brian Thomas Fitzpatrick on behalf of Barclays Bank PLC. (Fitzpatrick, Brian) (Entered: 04/29/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015993219?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015993219?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-69" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-70" > <div class="col-xs-1 text-center"><p>70</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 30, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>MOTION for Thomas G. Hungar to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10871282. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by UBS AG, UBS Securities LLC. (Attachments: # 1 Certificates of Good Standing, # 2 Proposed Order)(Hungar, Thomas) (Entered: 04/30/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015996445?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127015996445?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-70" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="minute-entry-50124268" > <div class="col-xs-1 text-center"><p></p></div> <div class="col-xs-3 col-sm-2"><p> Apr 30, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. 70 MOTION for Thomas G. Hungar to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-10871282. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb)</p> <div class="row recap-documents"> <div class="col-xs-8 col-lg-7"> <p></p> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#minute-entry-50124268" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-71" > <div class="col-xs-1 text-center"><p>71</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 30, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>MOTION to Dismiss Under FRCP 12(b)(6) & 12(f). Document filed by UBS AG, UBS Securities LLC. Responses due by 6/15/2015(Sanders, Joel) (Entered: 04/30/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016002560?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016002560?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-71" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-72" > <div class="col-xs-1 text-center"><p>72</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 30, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>MEMORANDUM OF LAW in Support re: 71 MOTION to Dismiss Under FRCP 12(b)(6) & 12(f). . Document filed by UBS AG, UBS Securities LLC. (Sanders, Joel) (Entered: 04/30/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> <a href="/docket/4354015/72/in-re-commodity-exchange-inc-gold-futures-and-options-trading/" rel="nofollow">Main Doc<span class="hidden-xs hidden-sm">ument</span></a> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.72.0.pdf" rel="nofollow" role="button" class="btn btn-primary btn-xs" title="Uploaded May 1, 2015, 12:35 p.m." > Download PDF </a> <button type="button" class="btn btn-primary btn-xs dropdown-toggle" data-toggle="dropdown" aria-haspopup="true" aria-expanded="false"> <span class="caret"></span> <span class="sr-only">Toggle Dropdown</span> </button> <ul class="dropdown-menu"> <li> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.72.0.pdf" rel="nofollow">From CourtListener</a> </li> <li> <a href="https://www.archive.org/download/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.72.0.pdf" rel="nofollow">From Internet Archive</a> </li> <li role="separator" class="divider"></li> <li> <a href="https://ecf.nysd.uscourts.gov/doc1/127016002612?caseid=431184" class="open_buy_pacer_modal" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow"> Buy on PACER ($1.40) </a> </li> </ul> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.72.0.pdf" role="button" class="btn btn-primary btn-xs" rel="nofollow" title="Download PDF"><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-72" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-73" > <div class="col-xs-1 text-center"><p>73</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 30, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>MOTION to Dismiss Second Consolidated Amended Class Action Complaint. Document filed by Barclays Bank PLC, Duetsche Bank, AG, HSBC Bank PLC, Societe Generale, The Bank of Nova Scotia.(Ehrenberg, Stephen) (Entered: 04/30/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016003701?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016003701?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-73" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-74" > <div class="col-xs-1 text-center"><p>74</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 30, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>MEMORANDUM OF LAW in Support re: 73 MOTION to Dismiss Second Consolidated Amended Class Action Complaint. . Document filed by Barclays Bank PLC, Duetsche Bank, AG, HSBC Bank PLC, Societe Generale, The Bank of Nova Scotia. (Ehrenberg, Stephen) (Entered: 04/30/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> <a href="/docket/4354015/74/in-re-commodity-exchange-inc-gold-futures-and-options-trading/" rel="nofollow">Main Doc<span class="hidden-xs hidden-sm">ument</span></a> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.74.0.pdf" rel="nofollow" role="button" class="btn btn-primary btn-xs" title="Uploaded May 1, 2015, 12:35 p.m." > Download PDF </a> <button type="button" class="btn btn-primary btn-xs dropdown-toggle" data-toggle="dropdown" aria-haspopup="true" aria-expanded="false"> <span class="caret"></span> <span class="sr-only">Toggle Dropdown</span> </button> <ul class="dropdown-menu"> <li> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.74.0.pdf" rel="nofollow">From CourtListener</a> </li> <li> <a href="https://www.archive.org/download/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.74.0.pdf" rel="nofollow">From Internet Archive</a> </li> <li role="separator" class="divider"></li> <li> <a href="https://ecf.nysd.uscourts.gov/doc1/127016003857?caseid=431184" class="open_buy_pacer_modal" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow"> Buy on PACER ($3.00) </a> </li> </ul> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.74.0.pdf" role="button" class="btn btn-primary btn-xs" rel="nofollow" title="Download PDF"><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-74" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-75" > <div class="col-xs-1 text-center"><p>75</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 30, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>MOTION to Dismiss for Lack of Jurisdiction [Notice of Motion to Dismiss the Second Consolidated Amended Class Action Complaint Pursuant to Fed. R. Civ. P. 12(b)(2)]. Document filed by The London Gold Market Fixing LTD..(Masella, James) (Entered: 04/30/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016003874?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016003874?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-75" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-76" > <div class="col-xs-1 text-center"><p>76</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 30, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>MEMORANDUM OF LAW in Support re: 75 MOTION to Dismiss for Lack of Jurisdiction [Notice of Motion to Dismiss the Second Consolidated Amended Class Action Complaint Pursuant to Fed. R. Civ. P. 12(b)(2)]. [The London Gold Market Fixing Limited's Memorandum of Law in Support of its Motion to Dismiss for Lack of Personal Jurisdiction]. Document filed by The London Gold Market Fixing LTD.. (Attachments: # 1 Appendix of Unreported Cases Cited in The London Gold Market Fixing Limited's Memorandum of Law In Support of its Motion to Dismiss for Lack of Personal Jurisdiction)(Masella, James) (Entered: 04/30/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> <a href="/docket/4354015/76/in-re-commodity-exchange-inc-gold-futures-and-options-trading/" rel="nofollow">Main Doc<span class="hidden-xs hidden-sm">ument</span></a> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.76.0.pdf" rel="nofollow" role="button" class="btn btn-primary btn-xs" title="Uploaded May 1, 2015, 12:38 p.m." > Download PDF </a> <button type="button" class="btn btn-primary btn-xs dropdown-toggle" data-toggle="dropdown" aria-haspopup="true" aria-expanded="false"> <span class="caret"></span> <span class="sr-only">Toggle Dropdown</span> </button> <ul class="dropdown-menu"> <li> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.76.0.pdf" rel="nofollow">From CourtListener</a> </li> <li> <a href="https://www.archive.org/download/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.76.0.pdf" rel="nofollow">From Internet Archive</a> </li> <li role="separator" class="divider"></li> <li> <a href="https://ecf.nysd.uscourts.gov/doc1/127016003877?caseid=431184" class="open_buy_pacer_modal" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow"> Buy on PACER ($1.60) </a> </li> </ul> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.76.0.pdf" role="button" class="btn btn-primary btn-xs" rel="nofollow" title="Download PDF"><i class="fa fa-download"></i> </a> </div> </div> <div class="row recap-documents"> <div class="col-xs-3"> <p> Att<span class="hidden-xs hidden-sm">achment</span> 1 </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016003878?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016003878?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-76" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-77" > <div class="col-xs-1 text-center"><p>77</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 30, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>DECLARATION of Stephen Ehrenberg in Support re: 73 MOTION to Dismiss Second Consolidated Amended Class Action Complaint.. Document filed by Barclays Bank PLC, Duetsche Bank, AG, HSBC Bank PLC, Societe Generale, The Bank of Nova Scotia. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14)(Ehrenberg, Stephen) (Entered: 04/30/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016003960?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016003960?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-77" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-78" > <div class="col-xs-1 text-center"><p>78</p></div> <div class="col-xs-3 col-sm-2"><p> May 5, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>ORDER FOR ADMISSION PRO HAC VICE granting 70 Motion for Thomas G. Hungar to Appear Pro Hac Vice. (Signed by Judge Valerie E. Caproni on 5/5/2015) (spo) (Entered: 05/05/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016023093?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016023093?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-78" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-79" > <div class="col-xs-1 text-center"><p>79</p></div> <div class="col-xs-3 col-sm-2"><p> May 7, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>NOTICE OF APPEARANCE by Lawrence Jay Zweifach on behalf of UBS AG, UBS Securities LLC. (Zweifach, Lawrence) (Entered: 05/07/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016040112?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016040112?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-79" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-80" > <div class="col-xs-1 text-center"><p>80</p></div> <div class="col-xs-3 col-sm-2"><p> Jun 2, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>NOTICE OF APPEARANCE by Hugh Daniel Sandler on behalf of Kevin Maher, Eric Nalven. (Sandler, Hugh) (Entered: 06/02/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016170990?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016170990?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-80" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-81" > <div class="col-xs-1 text-center"><p>81</p></div> <div class="col-xs-3 col-sm-2"><p> Jun 10, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>JOINT ORDER NO. 1: 1. After meeting and conferring, the parties in the above-captioned cases shall submit a joint letter of no more than 5 pages by July 1, 2015 setting forth the parties' proposal for presenting such a tutorial to the Court. The letter shall include a proposed agenda of topics to be addressed and suggested dates for the tutorial. The topics suggested above are not intended to be mandatory nor all-inclusive; the parties should instead propose any topic that would be helpful for the Court to better understand the relevant markets. Interim class counsel in both MDLs and Defendants' Liaison Counsel in the Gold MDL should take the lead in facilitating input from the parties. While the Court anticipates that certain subjects may be unique to the gold or silver market, to the extent possible, subjects that are relevant to both markets should be addressed jointly. The content of the tutorial should be confined to factual background information and should not include the merits of the parties' arguments: to the extent there are material factual disputes, it may be necessary for Plaintiffs and Defendants to present separately on particular topics. 2. Any party wishing to respond to the July 1, 2015 joint submission shall file a letter of no more than 2 pages by July 10, 2015. (Signed by Judge Valerie E. Caproni on 6/10/2015) Filed In Associated Cases: 1:14-md-02548-VEC et al. (spo) (Entered: 06/10/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016214447?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016214447?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-81" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-82" > <div class="col-xs-1 text-center"><p>82</p></div> <div class="col-xs-3 col-sm-2"><p> Jun 15, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>MEMORANDUM OF LAW in Opposition re: (73 in 1:14-md-02548-VEC) MOTION to Dismiss Second Consolidated Amended Class Action Complaint. . Document filed by American Precious Metals, Ltd., Norman Bailey, Patricia Benvenuto, Edward R. Derksen, Frank Flanagan, Quitman D. Fulmer, Thomas Galligher, KPFF Investment, Inc., Duane Lewis, Larry Dean Lewis, Kevin Maher, Robert Marechal, David Markun, Trieste Matte, Blanche McKennon, Kelly McKennon, Thomas Moran, Eric Nalven, Nando, Inc., J. Scott Nicholson, Ken Peters, Santiago Gold Fund LP, Albert Semrau, Steve E. Summer, Richard White, White Oak Fund LP, David Windmiller, Michel de Chabert-Ostland. Filed In Associated Cases: 1:14-md-02548-VEC et al.(Brockett, Daniel) (Entered: 06/15/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> <a href="/docket/4354015/82/in-re-commodity-exchange-inc-gold-futures-and-options-trading/" rel="nofollow">Main Doc<span class="hidden-xs hidden-sm">ument</span></a> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.82.0.pdf" rel="nofollow" role="button" class="btn btn-primary btn-xs" title="Uploaded June 16, 2015, 1:46 p.m." > Download PDF </a> <button type="button" class="btn btn-primary btn-xs dropdown-toggle" data-toggle="dropdown" aria-haspopup="true" aria-expanded="false"> <span class="caret"></span> <span class="sr-only">Toggle Dropdown</span> </button> <ul class="dropdown-menu"> <li> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.82.0.pdf" rel="nofollow">From CourtListener</a> </li> <li> <a href="https://www.archive.org/download/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.82.0.pdf" rel="nofollow">From Internet Archive</a> </li> <li role="separator" class="divider"></li> <li> <a href="https://ecf.nysd.uscourts.gov/doc1/127016240840?caseid=431184" class="open_buy_pacer_modal" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow"> Buy on PACER ($3.00) </a> </li> </ul> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.82.0.pdf" role="button" class="btn btn-primary btn-xs" rel="nofollow" title="Download PDF"><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-82" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-83" > <div class="col-xs-1 text-center"><p>83</p></div> <div class="col-xs-3 col-sm-2"><p> Jun 15, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>MEMORANDUM OF LAW in Opposition re: (71 in 1:14-md-02548-VEC) MOTION to Dismiss Under FRCP 12(b)(6) & 12(f). . Document filed by American Precious Metals, Ltd., Norman Bailey, Patricia Benvenuto, Edward R. Derksen, Frank Flanagan, Quitman D. Fulmer, Thomas Galligher, KPFF Investment, Inc., Duane Lewis, Larry Dean Lewis, Kevin Maher, Robert Marechal, David Markun, Trieste Matte, Blanche McKennon, Kelly McKennon, Thomas Moran, Eric Nalven, Nando, Inc., J. Scott Nicholson, Ken Peters, Santiago Gold Fund LP, Albert Semrau, Steve E. Summer, Richard White, White Oak Fund LP, David Windmiller, Michel de Chabert-Ostland. Filed In Associated Cases: 1:14-md-02548-VEC et al.(Brockett, Daniel) (Entered: 06/15/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> <a href="/docket/4354015/83/in-re-commodity-exchange-inc-gold-futures-and-options-trading/" rel="nofollow">Main Doc<span class="hidden-xs hidden-sm">ument</span></a> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.83.0.pdf" rel="nofollow" role="button" class="btn btn-primary btn-xs" title="Uploaded June 16, 2015, 1:47 p.m." > Download PDF </a> <button type="button" class="btn btn-primary btn-xs dropdown-toggle" data-toggle="dropdown" aria-haspopup="true" aria-expanded="false"> <span class="caret"></span> <span class="sr-only">Toggle Dropdown</span> </button> <ul class="dropdown-menu"> <li> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.83.0.pdf" rel="nofollow">From CourtListener</a> </li> <li> <a href="https://www.archive.org/download/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.83.0.pdf" rel="nofollow">From Internet Archive</a> </li> <li role="separator" class="divider"></li> <li> <a href="https://ecf.nysd.uscourts.gov/doc1/127016240855?caseid=431184" class="open_buy_pacer_modal" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow"> Buy on PACER ($1.40) </a> </li> </ul> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.83.0.pdf" role="button" class="btn btn-primary btn-xs" rel="nofollow" title="Download PDF"><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-83" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-84" > <div class="col-xs-1 text-center"><p>84</p></div> <div class="col-xs-3 col-sm-2"><p> Jun 15, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>MEMORANDUM OF LAW in Opposition re: (75 in 1:14-md-02548-VEC) MOTION to Dismiss for Lack of Jurisdiction [Notice of Motion to Dismiss the Second Consolidated Amended Class Action Complaint Pursuant to Fed. R. Civ. P. 12(b)(2)]. . Document filed by American Precious Metals, Ltd., Norman Bailey, Patricia Benvenuto, Edward R. Derksen, Frank Flanagan, Quitman D. Fulmer, Thomas Galligher, KPFF Investment, Inc., Duane Lewis, Larry Dean Lewis, Kevin Maher, Robert Marechal, David Markun, Trieste Matte, Blanche McKennon, Kelly McKennon, Thomas Moran, Eric Nalven, Nando, Inc., J. Scott Nicholson, Ken Peters, Santiago Gold Fund LP, Albert Semrau, Steve E. Summer, Richard White, White Oak Fund LP, David Windmiller, Michel de Chabert-Ostland. Filed In Associated Cases: 1:14-md-02548-VEC et al.(Brockett, Daniel) (Entered: 06/15/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> <a href="/docket/4354015/84/in-re-commodity-exchange-inc-gold-futures-and-options-trading/" rel="nofollow">Main Doc<span class="hidden-xs hidden-sm">ument</span></a> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.84.0.pdf" rel="nofollow" role="button" class="btn btn-primary btn-xs" title="Uploaded June 16, 2015, 1:50 p.m." > Download PDF </a> <button type="button" class="btn btn-primary btn-xs dropdown-toggle" data-toggle="dropdown" aria-haspopup="true" aria-expanded="false"> <span class="caret"></span> <span class="sr-only">Toggle Dropdown</span> </button> <ul class="dropdown-menu"> <li> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.84.0.pdf" rel="nofollow">From CourtListener</a> </li> <li> <a href="https://www.archive.org/download/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.84.0.pdf" rel="nofollow">From Internet Archive</a> </li> <li role="separator" class="divider"></li> <li> <a href="https://ecf.nysd.uscourts.gov/doc1/127016240872?caseid=431184" class="open_buy_pacer_modal" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow"> Buy on PACER ($1.60) </a> </li> </ul> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.84.0.pdf" role="button" class="btn btn-primary btn-xs" rel="nofollow" title="Download PDF"><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-84" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-85" > <div class="col-xs-1 text-center"><p>85</p></div> <div class="col-xs-3 col-sm-2"><p> Jun 15, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>DECLARATION of Daniel L. Brockett in Opposition re: (75 in 1:14-md-02548-VEC) MOTION to Dismiss for Lack of Jurisdiction [Notice of Motion to Dismiss the Second Consolidated Amended Class Action Complaint Pursuant to Fed. R. Civ. P. 12(b)(2)]., (71 in 1:14-md-02548-VEC) MOTION to Dismiss Under FRCP 12(b)(6) & 12(f)., (73 in 1:14-md-02548-VEC) MOTION to Dismiss Second Consolidated Amended Class Action Complaint.. Document filed by American Precious Metals, Ltd., Norman Bailey, Patricia Benvenuto, Edward R. Derksen, Frank Flanagan, Quitman D. Fulmer, Thomas Galligher, KPFF Investment, Inc., Duane Lewis, Larry Dean Lewis, Kevin Maher, Robert Marechal, David Markun, Trieste Matte, Blanche McKennon, Kelly McKennon, Thomas Moran, Eric Nalven, Nando, Inc., J. Scott Nicholson, Ken Peters, Santiago Gold Fund LP, Albert Semrau, Steve E. Summer, Richard White, White Oak Fund LP, David Windmiller, Michel de Chabert-Ostland. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit 19, # 20 Exhibit 20, # 21 Exhibit 21, # 22 Exhibit 22, # 23 Exhibit 23, # 24 Exhibit 24, # 25 Exhibit 25)Filed In Associated Cases: 1:14-md-02548-VEC et al.(Brockett, Daniel) (Entered: 06/15/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016240885?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016240885?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-85" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-86" > <div class="col-xs-1 text-center"><p>86</p></div> <div class="col-xs-3 col-sm-2"><p> Jul 1, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>JOINT LETTER addressed to Judge Valerie E. Caproni from Plaintiffs and Defendants dated July 1, 2015 re: the June 10, 2015 Order. Document filed by Alaska Electrical Pension Fund, American Precious Metals, Ltd., Norman Bailey, Oliver Barker, Richard Benedetti, Patricia Benvenuto, Citra Trading Corporation, Christopher T. Courtiol, Peter Denigris, Christopher Depaoli, Edward R. Derksen, Edward Derksen, Justin Diamond, Frank Flanagan, Quitman D. Fulmer, Thomas Galligher, Gold Buyers, Inc., KPFF Investment, Inc., A. Harry Lamborn, Duane Lewis, Larry Dean Lewis, Kevin Maher, Robert Marechal, David Markun, Trieste Matte, Blanche McKennon, Kelly McKennon, Thomas Moran, Michael Bradford Moss, John Murphy, Eric Nalven, Nando, Inc., J. Scott Nicholson, Ken Peters, Port 22, LLC, Santiago Gold Fund LP, Albert Semrau, Steve E. Summer, Robert L. Teel, Don Q. Tran, Richard White, White Oak Fund LP, David Windmiller, Robert Wolffe, William S. Young, Michel de Chabert-Ostland.(Brockett, Daniel) (Entered: 07/01/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016345203?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016345203?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-86" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-87" > <div class="col-xs-1 text-center"><p>87</p></div> <div class="col-xs-3 col-sm-2"><p> Jul 6, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>MEMO ENDORSEMENT re: 86 JOINT LETTER addressed to Judge Valerie E. Caproni from Plaintiffs and Defendants dated July 1, 2015 re: the June 10, 2015 Order. in Case No. 14md2548. ENDORSEMENT: The Court appreciates the parties' efforts in designing a tutorial to assist the Court in understanding the markets involved in these cases. The Court requests that the parties reconsider the proposal to have litigating attorneys be the presenters rather than having subject matter experts present. (The Court would be prepared to order that no statements made during the tutorial can be considered as evidence or used for cross examination.) In all other respects, the Court approves of the parties' joint proposal as set forth above. All parties participating in the tutorial shall appear before the Court on September 9, 2015 at 10:00 a.m. in Courtroom 443 of the Thurgood Marshall U.S. Courthouse, 40 Foley Square, New York, New York, 10007. With respect to contested topics, the Court agrees with Defendants that it shall be sufficient for the parties to exchange demonstratives no less than 10 days prior to the tutorial; the objecting party shall have an opportunity to respond at the conclusion of the proposing party's presentation. (Status Conference set for 9/9/2015 at 10:00 AM in Courtroom 443, 40 Centre Street, New York, NY 10007 before Judge Valerie E. Caproni.) (Signed by Judge Valerie E. Caproni on 7/6/2015) Filed In Associated Cases: 1:14-md-02548-VEC et al. (spo) (Entered: 07/06/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016363058?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016363058?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-87" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-88" > <div class="col-xs-1 text-center"><p>88</p></div> <div class="col-xs-3 col-sm-2"><p> Jul 14, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>REPLY MEMORANDUM OF LAW in Support re: (71 in 1:14-md-02548-VEC) MOTION to Dismiss Under FRCP 12(b)(6) & 12(f). . Document filed by UBS AG, UBS Securities LLC. Filed In Associated Cases: 1:14-md-02548-VEC et al.(Hungar, Thomas) (Entered: 07/14/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016414123?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016414123?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-88" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-89" > <div class="col-xs-1 text-center"><p>89</p></div> <div class="col-xs-3 col-sm-2"><p> Jul 14, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>NOTICE OF CHANGE OF ADDRESS by Peter Joseph Isajiw on behalf of Deutsche Bank AG, Deutsche Bank Securities, Inc., Duetsche Bank, AG. New Address: King & Spalding LLP, 1185 Avenue of the Americas, New York, New York, USA 10036, 212-556-2100. Filed In Associated Cases: 1:14-md-02548-VEC, 1:14-cv-01644-VEC(Isajiw, Peter) (Entered: 07/14/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016415169?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016415169?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-89" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-90" > <div class="col-xs-1 text-center"><p>90</p></div> <div class="col-xs-3 col-sm-2"><p> Jul 14, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>NOTICE OF CHANGE OF ADDRESS by Joseph J. DePalma on behalf of Trieste Matte. New Address: Lite DePalma Greenberg, LLC, 570 Broad Street, Suite 1201, Newark, New Jersey, 07102, 973-623-3000. (DePalma, Joseph) (Entered: 07/14/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016415668?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016415668?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-90" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-91" > <div class="col-xs-1 text-center"><p>91</p></div> <div class="col-xs-3 col-sm-2"><p> Jul 14, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>REPLY MEMORANDUM OF LAW in Support re: 75 MOTION to Dismiss for Lack of Jurisdiction [Notice of Motion to Dismiss the Second Consolidated Amended Class Action Complaint Pursuant to Fed. R. Civ. P. 12(b)(2)]. [The London Gold Market Fixing Limiteds Reply Memorandum of Law in Support of its Motion to Dismiss for Lack of Personal Jurisdiction]. Document filed by The London Gold Market Fixing LTD.. (Attachments: # 1 Appendix Appendix of Unreported Cases Cited in the London Gold Market Fixing Limiteds Reply Memorandum of Law In Support of its Motion to Dismiss for Lack of Personal Jurisdiction)(Masella, James) (Entered: 07/14/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016416995?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016416995?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-91" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-92" > <div class="col-xs-1 text-center"><p>92</p></div> <div class="col-xs-3 col-sm-2"><p> Jul 14, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>REPLY MEMORANDUM OF LAW in Support re: 73 MOTION to Dismiss Second Consolidated Amended Class Action Complaint. . Document filed by Barclays Bank PLC, Duetsche Bank, AG, HSBC Bank PLC, Societe Generale, The Bank of Nova Scotia. (Ehrenberg, Stephen) (Entered: 07/14/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016417077?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016417077?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-92" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-93" > <div class="col-xs-1 text-center"><p>93</p></div> <div class="col-xs-3 col-sm-2"><p> Jul 17, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>NOTICE of of Withdrawal of Matthew Galvin. Document filed by HSBC Bank PLC, HSBC USA, Inc.. (Lacovara, Michael) (Entered: 07/17/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016436833?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016436833?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-93" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-94" > <div class="col-xs-1 text-center"><p>94</p></div> <div class="col-xs-3 col-sm-2"><p> Jul 20, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>MEMO ENDORSEMENT on re: 93 Notice (Other), filed by HSBC Bank PLC, HSBC USA, Inc. ENDORSEMENT: Application GRANTED. The Clerk of Court is respectfully requested to terminate Mr. Galvin from the docket. Attorney Matthew James Galvin terminated. (Signed by Judge Valerie E. Caproni on 7/20/2015) (spo) (Entered: 07/20/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016447772?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016447772?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-94" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-95" > <div class="col-xs-1 text-center"><p>95</p></div> <div class="col-xs-3 col-sm-2"><p> Jul 24, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>JOINT LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett dated July 24, 2015 re: joint submission regarding tutorial topics. Document filed by Alaska Electrical Pension Fund, American Precious Metals, Ltd., Norman Bailey, Oliver Barker, Richard Benedetti, Patricia Benvenuto, Citra Trading Corporation, Christopher T. Courtiol, Peter Denigris, Christopher Depaoli, Edward R. Derksen, Edward Derksen, Justin Diamond, Frank Flanagan, Quitman D. Fulmer, Thomas Galligher, Gold Buyers, Inc., KPFF Investment, Inc., A. Harry Lamborn, Duane Lewis, Larry Dean Lewis, Kevin Maher, Robert Marechal, David Markun, Trieste Matte, Blanche McKennon, Kelly McKennon, Thomas Moran, Michael Bradford Moss, John Murphy, Eric Nalven, Nando, Inc., J. Scott Nicholson, Ken Peters, Port 22, LLC, Santiago Gold Fund LP, Albert Semrau, Steve E. Summer, Robert L. Teel, Don Q. Tran, Richard White, White Oak Fund LP, David Windmiller, Robert Wolffe, William S. Young, Michel de Chabert-Ostland. (Attachments: # 1 Appendix List of topics)(Brockett, Daniel) (Entered: 07/24/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016483577?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016483577?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-95" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-96" > <div class="col-xs-1 text-center"><p>96</p></div> <div class="col-xs-3 col-sm-2"><p> Jul 24, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett dated July 24, 2015 re: Plaintiffs' separate submission regarding tutorial topics. Document filed by Alaska Electrical Pension Fund, American Precious Metals, Ltd., Norman Bailey, Oliver Barker, Richard Benedetti, Patricia Benvenuto, Citra Trading Corporation, Christopher T. Courtiol, Peter Denigris, Christopher Depaoli, Edward R. Derksen, Edward Derksen, Justin Diamond, Frank Flanagan, Quitman D. Fulmer, Thomas Galligher, Gold Buyers, Inc., KPFF Investment, Inc., A. Harry Lamborn, Duane Lewis, Larry Dean Lewis, Kevin Maher, Robert Marechal, David Markun, Trieste Matte, Blanche McKennon, Kelly McKennon, Thomas Moran, Michael Bradford Moss, John Murphy, Eric Nalven, Nando, Inc., J. Scott Nicholson, Ken Peters, Port 22, LLC, Santiago Gold Fund LP, Albert Semrau, Steve E. Summer, Robert L. Teel, Don Q. Tran, Richard White, White Oak Fund LP, David Windmiller, Robert Wolffe, William S. Young, Michel de Chabert-Ostland.(Brockett, Daniel) (Entered: 07/24/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016483649?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016483649?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-96" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-97" > <div class="col-xs-1 text-center"><p>97</p></div> <div class="col-xs-3 col-sm-2"><p> Jul 24, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>LETTER addressed to Judge Valerie E. Caproni from Stephen Ehrenberg dated July 24, 2015 re: Gold and Silver Tutorial. Document filed by Bank of Nova Scotia, Barclays Bank PLC, Duetsche Bank, AG, HSBC Bank PLC, Societe Generale, UBS AG.(Ehrenberg, Stephen) (Entered: 07/24/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> <a href="/docket/4354015/97/in-re-commodity-exchange-inc-gold-futures-and-options-trading/" rel="nofollow">Main Doc<span class="hidden-xs hidden-sm">ument</span></a> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.97.0.pdf" rel="nofollow" role="button" class="btn btn-primary btn-xs" title="Uploaded July 27, 2015, 12:03 p.m." > Download PDF </a> <button type="button" class="btn btn-primary btn-xs dropdown-toggle" data-toggle="dropdown" aria-haspopup="true" aria-expanded="false"> <span class="caret"></span> <span class="sr-only">Toggle Dropdown</span> </button> <ul class="dropdown-menu"> <li> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.97.0.pdf" rel="nofollow">From CourtListener</a> </li> <li> <a href="https://www.archive.org/download/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.97.0.pdf" rel="nofollow">From Internet Archive</a> </li> <li role="separator" class="divider"></li> <li> <a href="https://ecf.nysd.uscourts.gov/doc1/127016483655?caseid=431184" class="open_buy_pacer_modal" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow"> Buy on PACER ($0.30) </a> </li> </ul> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.97.0.pdf" role="button" class="btn btn-primary btn-xs" rel="nofollow" title="Download PDF"><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-97" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-98" > <div class="col-xs-1 text-center"><p>98</p></div> <div class="col-xs-3 col-sm-2"><p> Jul 30, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>MOTION for Martin I. Twersky to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11216158. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Norman Bailey, Patricia Benvenuto, Frank Flanagan, Quitman D. Fulmer, Thomas Galligher, KPFF Investment, Inc., Duane Lewis, Larry Dean Lewis, Robert Marechal, Blanche McKennon, Kelly McKennon, Thomas Moran, Ken Peters, Albert Semrau, David Windmiller. (Attachments: # 1 Exhibit A - Certificate of Good Standing, # 2 Text of Proposed Order)(Twersky, Martin) (Entered: 07/30/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016510570?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016510570?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-98" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="minute-entry-262214133" > <div class="col-xs-1 text-center"><p></p></div> <div class="col-xs-3 col-sm-2"><p> <span title="July 30, 2015, 11:31 a.m.">Jul 30, 2015</span> </p></div> <div class="col-xs-8 col-lg-7"> <div class="row recap-documents"> <div class="col-xs-8 col-lg-7"> <p>Notice Regarding Pro Hac Vice Motion</p> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#minute-entry-262214133" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="minute-entry-50124269" > <div class="col-xs-1 text-center"><p></p></div> <div class="col-xs-3 col-sm-2"><p> Jul 30, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>>>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. 98 MOTION for Martin I. Twersky to Appear Pro Hac Vice . Filing fee $ 200.00, receipt number 0208-11216158. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu)</p> <div class="row recap-documents"> <div class="col-xs-8 col-lg-7"> <p></p> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#minute-entry-50124269" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-99" > <div class="col-xs-1 text-center"><p>99</p></div> <div class="col-xs-3 col-sm-2"><p> Aug 5, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>JOINT ORDER NO. 2: After reviewing the parties' submissions, the Court agrees that all of the Jointly-Proposed Topics should be presented, along with some, but not all, of the Disputed Topics. In particular, the Court finds that the following Disputed Topics should be presented in the order in which they appear in the parties' list of proposed topics: Relationship Between Spot and Futures Markets; Data Available to Market Participants; Volume & Nominal Value Traded on Each Venue; Trading Volume in Futures at COMEX Market Open/Close, AM Fixing, PM Fixing; Hedgers vs. Speculators on COMEX; Use of One Kind of Gold/Silver Instrument to Hedge Risks from Another Kind of Gold/Silver Instrument; and Information Available During the Fixing Process (to the extent necessary to understand the feedback loop that occurs during the fix). (As further set forth in this Order) (Signed by Judge Valerie E. Caproni on 8/5/2015) Filed In Associated Cases: 1:14-md-02548-VEC et al.(kl) (Entered: 08/05/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016547381?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016547381?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-99" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-100" > <div class="col-xs-1 text-center"><p>100</p></div> <div class="col-xs-3 col-sm-2"><p> Aug 6, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>ORDER FOR ADMISSION PRO HAC VICE granting 98 Motion for Martin I. Twersky to Appear Pro Hac Vice. (As further set forth in this Order) (Signed by Judge Valerie E. Caproni on 8/6/2015) (kl) (Entered: 08/06/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016552114?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016552114?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-100" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-101" > <div class="col-xs-1 text-center"><p>101</p></div> <div class="col-xs-3 col-sm-2"><p> Aug 11, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>NOTICE OF APPEARANCE by Martin I. Twersky on behalf of Norman Bailey, Patricia Benvenuto, Frank Flanagan, Quitman D. Fulmer, Thomas Galligher, KPFF Investment, Inc., Duane Lewis, Larry Dean Lewis, Robert Marechal, Blanche McKennon, Kelly McKennon, Thomas Moran, Ken Peters, Albert Semrau, David Windmiller. (Twersky, Martin) (Entered: 08/11/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016578272?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016578272?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-101" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-102" > <div class="col-xs-1 text-center"><p>102</p></div> <div class="col-xs-3 col-sm-2"><p> Sep 1, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>NOTICE OF APPEARANCE by Kenneth M. Raisler on behalf of Bank of Nova Scotia. (Raisler, Kenneth) (Entered: 09/01/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016697259?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016697259?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-102" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-103" > <div class="col-xs-1 text-center"><p>103</p></div> <div class="col-xs-3 col-sm-2"><p> Sep 4, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>ORDER: the following attorney(s) are authorized to bring the Personal Electronic Device(s) and/or the General Purpose Computing Device(s) (collectively, "Devices") listed below into the Courthouse for use in a proceeding or trial in the action captioned In re Commodity Exchange, Inc., Gold Futures and Options Trading Litigation No.14-md-2548. The date(s) for which such authorization is provided is (are)September 9, 2015. Attorney: 1. Merrill G. Davidoff. Device(s) iPhone and cellphone. Attorney: 2. Michael Dell'Angelo. Device(s) iPhone and Laptop. Attorney: 3. Martin I. Twersky. Deivce(s) iPhone. (As is further set forth in this Order.) (Signed by Judge Valerie E. Caproni on 9/4/2015) (spo) Modified on 9/8/2015 (spo). (Entered: 09/04/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016720197?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016720197?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-103" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-104" > <div class="col-xs-1 text-center"><p>104</p></div> <div class="col-xs-3 col-sm-2"><p> Sep 8, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>ORDER: The following attorney(s) are authorized to bring the Personal Electronic Device(s) and/or the General Purpose Computing Device(s) (collectively, "Devices") listed below into the Courthouse for use in a proceeding or trial in the action captioned In re Commodity Exchange, Inc., Gold Futures and Options Trading Litigation No.14-md-2548. The date(s) for which such authorization is provided is (are)September 9, 2015. Attorney: 1. Daniel L. Brockett. Device(s) iPhone and cellphone. Attorney: 2. Jeremy D. Andersen. Device(s) android phone and laptop. Attorney: 3. Chris R. Barker. Deivce(s) iPhone and laptop. (As is further set forth in this Order.) (Signed by Judge Valerie E. Caproni on 9/8/2015) (spo) (Entered: 09/08/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> <a href="/docket/4354015/104/in-re-commodity-exchange-inc-gold-futures-and-options-trading/" rel="nofollow">Main Doc<span class="hidden-xs hidden-sm">ument</span></a> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.104.0.pdf" rel="nofollow" role="button" class="btn btn-primary btn-xs" title="Uploaded Sept. 9, 2015, 11:10 p.m." > Download PDF </a> <button type="button" class="btn btn-primary btn-xs dropdown-toggle" data-toggle="dropdown" aria-haspopup="true" aria-expanded="false"> <span class="caret"></span> <span class="sr-only">Toggle Dropdown</span> </button> <ul class="dropdown-menu"> <li> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.104.0.pdf" rel="nofollow">From CourtListener</a> </li> <li> <a href="https://www.archive.org/download/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.104.0.pdf" rel="nofollow">From Internet Archive</a> </li> <li role="separator" class="divider"></li> <li> <a href="https://ecf.nysd.uscourts.gov/doc1/127016725217?caseid=431184" class="open_buy_pacer_modal" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow"> Buy on PACER ($0.10) </a> </li> </ul> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.104.0.pdf" role="button" class="btn btn-primary btn-xs" rel="nofollow" title="Download PDF"><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-104" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-105" > <div class="col-xs-1 text-center"><p>105</p></div> <div class="col-xs-3 col-sm-2"><p> Sep 8, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>ORDER. It is hereby ORDERED that the following attorney(s) are authorized to bring the Personal Electronic Device(s) and/or the General Purpose Computing Device(s) (collectively, "Devices") listed below into the Courthouse for use in a proceeding or trial in the action captioned In re: Commodity Exchange, Inc., Gold Futures and Options Trading Litigation, No. 14-md-2548. The date(s) for which such authorization is provided is (are) September 9, 2015. Attorney: See Attached Extra Sheet. Device(s), and as further set for in this Order as specified on the Extra Sheet for Personal Electronic Devices. (Signed by Judge Valerie E. Caproni on 9/8/2015) (rjm) (Entered: 09/08/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016725734?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016725734?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-105" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-106" > <div class="col-xs-1 text-center"><p>106</p></div> <div class="col-xs-3 col-sm-2"><p> Sep 8, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>ORDER: It is hereby ORDERED that the following attorney(s) are authorized to bring the Personal Electronic Device(s) and/or the General Purpose Computing Device(s) (collectively, "Devices") listed below into the Courthouse for use in a proceeding or trial in the action captioned In re: Commodity Exchange, Inc., Gold Futures and Options Trading Litigation, No. 14-md-2548. The date(s) for which such authorization is provided is (are) September 9, 2015 as further set forth in this order. (Signed by Judge Valerie E. Caproni on 9/8/2015) (lmb) (Entered: 09/08/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016731833?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016731833?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-106" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="minute-entry-50124270" > <div class="col-xs-1 text-center"><p></p></div> <div class="col-xs-3 col-sm-2"><p> Sep 9, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>Minute Entry for proceedings held before Judge Valerie E. Caproni: Case Management Conference held on 9/9/2015. Re: Tutorial (Brantley, Michael)</p> <div class="row recap-documents"> <div class="col-xs-8 col-lg-7"> <p></p> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#minute-entry-50124270" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-107" > <div class="col-xs-1 text-center"><p>107</p></div> <div class="col-xs-3 col-sm-2"><p> Oct 21, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>NOTICE OF APPEARANCE by Joseph Serino, JR on behalf of Deutsche Bank Securities, Inc, Duetsche Bank, AG, Deutsche Bank AG New York Branch, Deutsche Bank Trust Corporation, Deutsche Bank Trust Company Americas, Deutsche Bank Americas Holding Corporation, DB U.S. Financial Markets Holding Corporation. (Serino, Joseph) (Entered: 10/21/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016988919?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016988919?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-107" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-108" > <div class="col-xs-1 text-center"><p>108</p></div> <div class="col-xs-3 col-sm-2"><p> Oct 21, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>NOTICE OF APPEARANCE by Robert S. Khuzami on behalf of DB U.S. Financial Markets Holding Corporation, Deutsche Bank AG New York Branch, Deutsche Bank Americas Holding Corporation, Deutsche Bank Securities, Inc, Deutsche Bank Trust Company Americas, Deutsche Bank Trust Corporation, Duetsche Bank, AG. (Khuzami, Robert) (Entered: 10/21/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016988948?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016988948?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-108" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-109" > <div class="col-xs-1 text-center"><p>109</p></div> <div class="col-xs-3 col-sm-2"><p> Oct 21, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>NOTICE OF APPEARANCE by Kuangyan Huang on behalf of DB U.S. Financial Markets Holding Corporation, Deutsche Bank AG New York Branch, Deutsche Bank Americas Holding Corporation, Deutsche Bank Securities, Inc, Deutsche Bank Trust Company Americas, Deutsche Bank Trust Corporation, Duetsche Bank, AG. (Huang, Kuangyan) (Entered: 10/21/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016988965?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127016988965?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-109" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-110" > <div class="col-xs-1 text-center"><p>110</p></div> <div class="col-xs-3 col-sm-2"><p> Oct 21, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>LETTER addressed to Judge Valerie E. Caproni from Robert Khuzami dated 10/21/2015 re: Applicable Rules of Professional Conduct. Document filed by DB U.S. Financial Markets Holding Corporation, Deutsche Bank AG New York Branch, Deutsche Bank Americas Holding Corporation, Deutsche Bank Securities, Inc, Deutsche Bank Trust Company Americas, Deutsche Bank Trust Corporation, Duetsche Bank, AG.(Khuzami, Robert) (Entered: 10/21/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> <a href="/docket/4354015/110/in-re-commodity-exchange-inc-gold-futures-and-options-trading/" rel="nofollow">Main Doc<span class="hidden-xs hidden-sm">ument</span></a> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.110.0.pdf" rel="nofollow" role="button" class="btn btn-primary btn-xs" title="Uploaded Oct. 21, 2015, 12:26 p.m." > Download PDF </a> <button type="button" class="btn btn-primary btn-xs dropdown-toggle" data-toggle="dropdown" aria-haspopup="true" aria-expanded="false"> <span class="caret"></span> <span class="sr-only">Toggle Dropdown</span> </button> <ul class="dropdown-menu"> <li> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.110.0.pdf" rel="nofollow">From CourtListener</a> </li> <li> <a href="https://www.archive.org/download/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.110.0.pdf" rel="nofollow">From Internet Archive</a> </li> <li role="separator" class="divider"></li> <li> <a href="https://ecf.nysd.uscourts.gov/doc1/127016989123?caseid=431184" class="open_buy_pacer_modal" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow"> Buy on PACER ($0.10) </a> </li> </ul> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.110.0.pdf" role="button" class="btn btn-primary btn-xs" rel="nofollow" title="Download PDF"><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-110" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-111" > <div class="col-xs-1 text-center"><p>111</p></div> <div class="col-xs-3 col-sm-2"><p> Nov 3, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>LETTER addressed to Judge Valerie E. Caproni from Brockett, Daniel L dated 11/3/2015 re: In re: Commodity Exchange, Inc., Gold Futures and Options Trading Litig., 1:14-md-02548. Document filed by American Precious Metals, Ltd..(Brockett, Daniel) (Entered: 11/03/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> <a href="/docket/4354015/111/in-re-commodity-exchange-inc-gold-futures-and-options-trading/" rel="nofollow">Main Doc<span class="hidden-xs hidden-sm">ument</span></a> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.111.0.pdf" rel="nofollow" role="button" class="btn btn-primary btn-xs" title="Uploaded Nov. 4, 2015, 9:56 a.m." > Download PDF </a> <button type="button" class="btn btn-primary btn-xs dropdown-toggle" data-toggle="dropdown" aria-haspopup="true" aria-expanded="false"> <span class="caret"></span> <span class="sr-only">Toggle Dropdown</span> </button> <ul class="dropdown-menu"> <li> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.111.0.pdf" rel="nofollow">From CourtListener</a> </li> <li> <a href="https://www.archive.org/download/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.111.0.pdf" rel="nofollow">From Internet Archive</a> </li> <li role="separator" class="divider"></li> <li> <a href="https://ecf.nysd.uscourts.gov/doc1/127017070563?caseid=431184" class="open_buy_pacer_modal" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow"> Buy on PACER ($0.20) </a> </li> </ul> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.111.0.pdf" role="button" class="btn btn-primary btn-xs" rel="nofollow" title="Download PDF"><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-111" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-112" > <div class="col-xs-1 text-center"><p>112</p></div> <div class="col-xs-3 col-sm-2"><p> Nov 8, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>LETTER addressed to Judge Valerie E. Caproni from Stephen Ehrenberg dated November 8, 2015 re: Plaintiffs' November 3, 2015 Letter. Document filed by Barclays Bank PLC, Duetsche Bank, AG, HSBC Bank PLC, Societe Generale, The Bank of Nova Scotia, UBS AG.(Ehrenberg, Stephen) (Entered: 11/08/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> <a href="/docket/4354015/112/in-re-commodity-exchange-inc-gold-futures-and-options-trading/" rel="nofollow">Main Doc<span class="hidden-xs hidden-sm">ument</span></a> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.112.0.pdf" rel="nofollow" role="button" class="btn btn-primary btn-xs" title="Uploaded Nov. 9, 2015, 8:32 a.m." > Download PDF </a> <button type="button" class="btn btn-primary btn-xs dropdown-toggle" data-toggle="dropdown" aria-haspopup="true" aria-expanded="false"> <span class="caret"></span> <span class="sr-only">Toggle Dropdown</span> </button> <ul class="dropdown-menu"> <li> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.112.0.pdf" rel="nofollow">From CourtListener</a> </li> <li> <a href="https://www.archive.org/download/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.112.0.pdf" rel="nofollow">From Internet Archive</a> </li> <li role="separator" class="divider"></li> <li> <a href="https://ecf.nysd.uscourts.gov/doc1/127017097482?caseid=431184" class="open_buy_pacer_modal" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow"> Buy on PACER ($0.10) </a> </li> </ul> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.112.0.pdf" role="button" class="btn btn-primary btn-xs" rel="nofollow" title="Download PDF"><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-112" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-113" > <div class="col-xs-1 text-center"><p>113</p></div> <div class="col-xs-3 col-sm-2"><p> Nov 10, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>LETTER MOTION to Substitute Attorney. Old Attorney: Charles F. Rule, Joseph J. Bial, Gregory G. Mocek, and Amy W. Ray of Cadwalader, Wickersham & Taft LLP, New Attorney: Joseph Serino Jr., P.C., Robert Khuzami, and Kuan Huang of Kirkland & Ellis LLP addressed to Judge Valerie E. Caproni from Joseph Serino, Jr. dated 11/10/2015. Document filed by Deutsche Bank Securities, Inc, Duetsche Bank, AG. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Serino, Joseph) (Entered: 11/10/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127017113349?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127017113349?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-113" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-114" > <div class="col-xs-1 text-center"><p>114</p></div> <div class="col-xs-3 col-sm-2"><p> Nov 13, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>STIPULATION AND ORDER REGARDING SUBSTITUTION OF COUNSEL: IT IS HEREBY STIPULATED AND AGREED by and between the undersigned counsel pursuant to Local Civil Rule 1.4, and subject to the approval of the Court, that Joseph Serino Jr., P.C., Robert Khuzami, and Kuan Huang of Kirkland & Ellis LLP are hereby substituted in the place of and in stead of Charles F. Rule, Joseph J. Bial, Gregory G. Mocek, and Amy W. Ray of Cadwalader, Wickersham & Taft LLP as attorneys for Defendants Deutsche Bank AG and Deutsche Bank Securities Inc. in this action. (As further set forth in this Order.) Attorney Amy Wilkie Ray Charles F. Rule; Joseph J Bial and Gregory G Mocek terminated. (Signed by Judge Valerie E. Caproni on 11/12/2015) Filed In Associated Cases: 1:14-md-02548-VEC et al.(spo) (Entered: 11/13/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> <a href="/docket/4354015/114/in-re-commodity-exchange-inc-gold-futures-and-options-trading/" rel="nofollow">Main Doc<span class="hidden-xs hidden-sm">ument</span></a> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.114.0.pdf" rel="nofollow" role="button" class="btn btn-primary btn-xs" title="Uploaded Oct. 14, 2021, 9:15 a.m." > Download PDF </a> <button type="button" class="btn btn-primary btn-xs dropdown-toggle" data-toggle="dropdown" aria-haspopup="true" aria-expanded="false"> <span class="caret"></span> <span class="sr-only">Toggle Dropdown</span> </button> <ul class="dropdown-menu"> <li> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.114.0.pdf" rel="nofollow">From CourtListener</a> </li> <li> <a href="https://archive.org/download/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.114.0.pdf" rel="nofollow">From Internet Archive</a> </li> <li role="separator" class="divider"></li> <li> <a href="https://ecf.nysd.uscourts.gov/doc1/127017130813?caseid=431184" class="open_buy_pacer_modal" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow"> Buy on PACER ($0.50) </a> </li> </ul> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.114.0.pdf" role="button" class="btn btn-primary btn-xs" rel="nofollow" title="Download PDF"><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-114" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-115" > <div class="col-xs-1 text-center"><p>115</p></div> <div class="col-xs-3 col-sm-2"><p> Dec 22, 2015 </p></div> <div class="col-xs-8 col-lg-7"> <p>AMENDED RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent UBS Americas Holding LLC, Corporate Parent UBS Americas, Inc. for UBS Securities LLC; Corporate Parent UBS Group AG for UBS AG. Document filed by UBS AG, UBS Securities LLC.(Sanders, Joel) (Entered: 12/22/2015)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127017353408?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127017353408?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-115" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-116" > <div class="col-xs-1 text-center"><p>116</p></div> <div class="col-xs-3 col-sm-2"><p> Jan 21, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>ORDER NO. 5: IT IS HEREBY ORDERED that the parties shall appear for oral argument before the Court on Thursday, February 18, 2016 at 2:00 p.m. in Courtroom 443 of the Thurgood Marshall U.S. Courthouse, 40 Foley Square, New York, New York 10007. In advance of the hearing date, the Court may provide the parties with a list of questions or topics of particular interest. (Oral Argument set for 2/18/2016 at 02:00 PM in Courtroom 443, 40 Centre Street, New York, NY 10007 before Judge Valerie E. Caproni.) (As further set forth in this Order.) (Signed by Judge Valerie E. Caproni on 1/21/2016) Filed In Associated Cases: 1:14-md-02548-VEC et al. Modified on 1/21/2016 (spo). (Entered: 01/21/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127017501593?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127017501593?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-116" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-117" > <div class="col-xs-1 text-center"><p>117</p></div> <div class="col-xs-3 col-sm-2"><p> Jan 27, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>ORDER NO. 6: IT IS HEREBY ORDERED that the previously scheduled oral argument on the Fixing Defendants' Motion to Dismiss shall be adjourned to March 11, 2016 at 2:00 p.m. in Courtroom 443 of the Thurgood Marshall U.S. Courthouse, 40 Foley Square, New York, New York 10007. (As further set forth in this Order.) (Oral Argument set for 3/11/2016 at 02:00 PM in Courtroom 443, 40 Centre Street, New York, NY 10007 before Judge Valerie E. Caproni.) (Signed by Judge Valerie E. Caproni on 1/27/2016) Filed In Associated Cases: 1:14-md-02548-VEC et al. (spo) (Entered: 01/27/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127017531116?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127017531116?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-117" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-118" > <div class="col-xs-1 text-center"><p>118</p></div> <div class="col-xs-3 col-sm-2"><p> Feb 23, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>ORDER NO. 7: WHEREAS oral argument on the Motion to Dismiss filed by Defendants The Bank of Nova Scotia, Barclays Bank plc, Deutsche Bank AG, HSBC Bank plc, and Societe Generale (collectively, along with their affiliated entities, the "Fixing Defendants") was previously scheduled for March 11, 2016 at 2:00 p.m.; IT IS HEREBY ORDERED that the previously scheduled oral argument on the Fixing Defendants' Motion to Dismiss shall be adjourned to a later date, preferably between April 11, 2016 and April 29, 2016, which is mutually convenient for the parties. The parties are directed to promptly confer regarding their availability and then contact Chambers with a list of proposed alternative dates. (Signed by Judge Valerie E. Caproni on 2/23/2016) Filed In Associated Cases: 1:14-md-02548-VEC et al.(mro) (Entered: 02/24/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127017695440?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127017695440?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-118" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="minute-entry-50124271" > <div class="col-xs-1 text-center"><p></p></div> <div class="col-xs-3 col-sm-2"><p> Feb 23, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>***DELETED DOCUMENT. Deleted document: Order No. 8. The document was incorrectly filed in this case. Filed In Associated Cases: 1:14-md-02548-VEC et al.(mro)</p> <div class="row recap-documents"> <div class="col-xs-8 col-lg-7"> <p></p> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#minute-entry-50124271" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-119" > <div class="col-xs-1 text-center"><p>119</p></div> <div class="col-xs-3 col-sm-2"><p> Feb 29, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett and Merrill G. Davidoff dated February 29, 2016 re: Potential Dates for Oral Argument. Document filed by Alaska Electrical Pension Fund, American Precious Metals, Ltd., Norman Bailey.(Brockett, Daniel) (Entered: 02/29/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127017730777?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127017730777?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-119" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="minute-entry-282790834" > <div class="col-xs-1 text-center"><p></p></div> <div class="col-xs-3 col-sm-2"><p> <span title="Feb. 29, 2016, 12:51 p.m.">Feb 29, 2016</span> </p></div> <div class="col-xs-8 col-lg-7"> <div class="row recap-documents"> <div class="col-xs-8 col-lg-7"> <p>Notice Regarding Deleted Document</p> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#minute-entry-282790834" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-120" > <div class="col-xs-1 text-center"><p>120</p></div> <div class="col-xs-3 col-sm-2"><p> Mar 1, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>MEMO ENDORSEMENT on re: 119 Letter re: Potential Dates for Oral Argument, filed by Norman Bailey, Alaska Electrical Pension Fund, American Precious Metals, Ltd. ENDORSEMENT: Application GRANTED. The oral argument previously scheduled for March 11, 2016 shall be adjourned to April 20, 2016 at 2:00 p.m. (Oral Argument set for 4/20/2016 at 02:00 PM before Judge Valerie E. Caproni.) (Signed by Judge Valerie E. Caproni on 3/1/2016) (spo) (Entered: 03/01/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127017738108?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127017738108?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-120" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-121" > <div class="col-xs-1 text-center"><p>121</p></div> <div class="col-xs-3 col-sm-2"><p> Mar 21, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>ENDORSED LETTER addressed to Judge Valerie E. Caproni from Beth A. Landes dated 3/17/2016 re: Request to withdraw as counsel. ENDORSEMENT: Application GRANTED. The Clerk of Court is respectfully requested to update the docket to reflect the withdrawal of Ms. Landes as counsel for Oliver Baker. (Signed by Judge Valerie E. Caproni on 3/21/2016) Filed In Associated Cases: 1:14-md-02548-VEC, 1:14-cv-01964-VEC(spo) (Entered: 03/21/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127017850582?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127017850582?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-121" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-122" > <div class="col-xs-1 text-center"><p>122</p></div> <div class="col-xs-3 col-sm-2"><p> Mar 23, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>NOTICE OF APPEARANCE by Robert Gerard Eisler on behalf of Christopher T. Courtiol, Christopher Depaoli, Kevin Maher, Don Q. Tran. (Eisler, Robert) (Entered: 03/23/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127017866135?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127017866135?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-122" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-123" > <div class="col-xs-1 text-center"><p>123</p></div> <div class="col-xs-3 col-sm-2"><p> Mar 29, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett dated March 29, 2016 re: Supplemental Authority. Document filed by Alaska Electrical Pension Fund. (Attachments: # 1 Exhibit ISDAfix decision)(Brockett, Daniel) (Entered: 03/29/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> <a href="/docket/4354015/123/in-re-commodity-exchange-inc-gold-futures-and-options-trading/" rel="nofollow">Main Doc<span class="hidden-xs hidden-sm">ument</span></a> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.123.0.pdf" rel="nofollow" role="button" class="btn btn-primary btn-xs" title="Uploaded March 30, 2016, 9:44 a.m." > Download PDF </a> <button type="button" class="btn btn-primary btn-xs dropdown-toggle" data-toggle="dropdown" aria-haspopup="true" aria-expanded="false"> <span class="caret"></span> <span class="sr-only">Toggle Dropdown</span> </button> <ul class="dropdown-menu"> <li> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.123.0.pdf" rel="nofollow">From CourtListener</a> </li> <li> <a href="https://www.archive.org/download/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.123.0.pdf" rel="nofollow">From Internet Archive</a> </li> <li role="separator" class="divider"></li> <li> <a href="https://ecf.nysd.uscourts.gov/doc1/127017898695?caseid=431184" class="open_buy_pacer_modal" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow"> Buy on PACER ($0.20) </a> </li> </ul> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.123.0.pdf" role="button" class="btn btn-primary btn-xs" rel="nofollow" title="Download PDF"><i class="fa fa-download"></i> </a> </div> </div> <div class="row recap-documents"> <div class="col-xs-3"> <p> Att<span class="hidden-xs hidden-sm">achment</span> 1 </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p>Exhibit ISDAfix decision</p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127017898696?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127017898696?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-123" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-124" > <div class="col-xs-1 text-center"><p>124</p></div> <div class="col-xs-3 col-sm-2"><p> Mar 30, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>LETTER addressed to Judge Valerie E. Caproni from Stephen Ehrenberg dated March 30, 2016 re: Plaintiffs' March 29, 2016 Letter. Document filed by Bank of Nova Scotia.(Ehrenberg, Stephen) (Entered: 03/30/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127017907689?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127017907689?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-124" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-125" > <div class="col-xs-1 text-center"><p>125</p></div> <div class="col-xs-3 col-sm-2"><p> Mar 31, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett dated March 31, 2016 re: Reply Regarding Supplemental Authority. Document filed by Alaska Electrical Pension Fund.(Brockett, Daniel) (Entered: 03/31/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> <a href="/docket/4354015/125/in-re-commodity-exchange-inc-gold-futures-and-options-trading/" rel="nofollow">Main Doc<span class="hidden-xs hidden-sm">ument</span></a> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.125.0.pdf" rel="nofollow" role="button" class="btn btn-primary btn-xs" title="Uploaded March 31, 2016, 1:45 p.m." > Download PDF </a> <button type="button" class="btn btn-primary btn-xs dropdown-toggle" data-toggle="dropdown" aria-haspopup="true" aria-expanded="false"> <span class="caret"></span> <span class="sr-only">Toggle Dropdown</span> </button> <ul class="dropdown-menu"> <li> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.125.0.pdf" rel="nofollow">From CourtListener</a> </li> <li> <a href="https://www.archive.org/download/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.125.0.pdf" rel="nofollow">From Internet Archive</a> </li> <li role="separator" class="divider"></li> <li> <a href="https://ecf.nysd.uscourts.gov/doc1/127017913291?caseid=431184" class="open_buy_pacer_modal" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow"> Buy on PACER ($0.20) </a> </li> </ul> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.125.0.pdf" role="button" class="btn btn-primary btn-xs" rel="nofollow" title="Download PDF"><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-125" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="minute-entry-50124272" > <div class="col-xs-1 text-center"><p></p></div> <div class="col-xs-3 col-sm-2"><p> Apr 11, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>Minute Entry for proceedings held before Judge Valerie E. Caproni: Telephone Conference held on 4/11/2016. Re: Protocol for the upcoming oral arguments scheduled for this month. (Brantley, Michael)</p> <div class="row recap-documents"> <div class="col-xs-8 col-lg-7"> <p></p> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#minute-entry-50124272" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-126" > <div class="col-xs-1 text-center"><p>126</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 11, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>ORDER: It is hereby ORDERED that the following attorney(s) are authorized to bring the Personal Electronic Device(s) and/or the General Purpose Computing Device(s) (collectively, "Devices") listed below into the Courthouse for use in a proceeding or trial in the action captioned In re Commodity Exchange, Inc., Gold Futures and Options Trading Litigation, No. 14-md-2548. The date(s) for which such authorization is provided is (are) April 20, 2016 as further set forth in this order. (Signed by Judge Valerie E. Caproni on 4/11/2016) (lmb) (Entered: 04/11/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127017975760?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127017975760?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-126" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-127" > <div class="col-xs-1 text-center"><p>127</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 11, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>ORDER: It is hereby ORDERED that the following attorney(s) are authorized to bring the Personal Electronic Device(s) and/or the General Purpose Computing Device(s) (collectively, "Devices") listed below into the Courthouse for use in a proceeding or trial in the action captioned In re: Commodity Exchange, Inc., Gold Futures and Options Trading Litigation, No. 14-md-2548. The date(s) for which such authorization is provided is (are) April 20, 2016 as further set forth in this order. (Signed by Judge Valerie E. Caproni on 4/11/2016) (lmb) (Entered: 04/11/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127017975820?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127017975820?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-127" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-128" > <div class="col-xs-1 text-center"><p>128</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 13, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>ORDER NO. 8: The following is a non-exhaustive list of topics that the Court wants the parties to address at oral argument: 1. Antitrust standing, including, inter alia, the connection between the Fix Price and the prices at which Plaintiffs transacted in the various markets in which they sold gold (e.g., whether there are Plaintiffs who bought or sold gold at the Fix Price or pursuant to contracts that specified they would be settled at the Fix Price); 2. The factual and legal bases for Plaintiffs' assertion of antitrust standing with respect to transactions involving sales of gold ETFs; 3. The sources of the data relied upon by Plaintiffs and the statistical and quantitative methods on which Plaintiffs allegations of collusion are based, including with respect to allegations regarding Defendants' "clustered" spot quotes;4. The factual basis of Plaintiffs' assertions regarding Defendants derivative holdings and trading portfolios; 5. The factual basis of Plaintiffs' assertion that Defendants' alleged misconduct had a persistent or continuing effect in the market; 6. The legal standards applicable to Plaintiffs' manipulative device and false reporting claims. (As further set forth in this Order.) (Signed by Judge Valerie E. Caproni on 4/13/2016) Filed In Associated Cases: 1:14-md-02548-VEC et al.(cf) (Entered: 04/13/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127017991887?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127017991887?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-128" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-129" > <div class="col-xs-1 text-center"><p>129</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 13, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>ORDER: It is hereby ORDERED that the following attorney(s) are authorized to bring the Personal Electronic Device(s) and/or the General Purpose Computing Device(s) (collectively, "Devices") listed below into the Courthouse for use in a proceeding or trial in the action captioned In re Commodity Exchange, Inc., Silver Futures and Options Trading Litigation, No. 14-md-2573, 14-md-2548. The date(s) for which such authorization is provided is (are) April 18, 2016 and April 20, 2016. (Signed by Judge Valerie E. Caproni on 4/13/2016) (mro) (Entered: 04/14/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127017993078?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127017993078?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-129" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-130" > <div class="col-xs-1 text-center"><p>130</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 14, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett dated April 14, 2016 re: Execution of settlement term sheet with Defendant Deutsche Bank. Document filed by American Precious Metals, Ltd., Norman Bailey, Patricia Benvenuto, Edward R. Derksen, Frank Flanagan, Quitman D. Fulmer, Thomas Galligher, KPFF Investment, Inc., Duane Lewis, Larry Dean Lewis, Kevin Maher, Robert Marechal, David Markun, Trieste Matte, Blanche McKennon, Kelly McKennon, Thomas Moran, Eric Nalven, Nando, Inc., J. Scott Nicholson, Ken Peters, Santiago Gold Fund LP, Albert Semrau, Steve E. Summer, Richard White, White Oak Fund LP, David Windmiller, Michel de Chabert-Ostland.Filed In Associated Cases: 1:14-md-02548-VEC et al.(Brockett, Daniel) (Entered: 04/14/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127017994846?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127017994846?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-130" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-131" > <div class="col-xs-1 text-center"><p>131</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 14, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>NOTICE of Withdrawal of Motion to Dismiss by Deutsche Bank Defendants re: 73 MOTION to Dismiss Second Consolidated Amended Class Action Complaint.. Document filed by Deutsche Bank Securities, Inc, Duetsche Bank, AG. (Huang, Kuangyan) (Entered: 04/14/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018000315?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018000315?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-131" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-132" > <div class="col-xs-1 text-center"><p>132</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 15, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>ORDER: ORDERED that the following attorney(s) are authorized to bring the Personal Electronic Device(s) and/or the General Purpose Computing Device(s) (collectively, "Devices") listed below into the Courthouse for use in a proceeding or trial in the action captioned In re Commodity Exchange, Inc., Gold Futures and Options Trading Litigation, No. 14-md-2548. SO ORDERED. (Signed by Judge Valerie E. Caproni on 4/15/2016) (ama) (Entered: 04/15/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018008065?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018008065?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-132" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-133" > <div class="col-xs-1 text-center"><p>133</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 19, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>ORDER NO. 9: IT IS HEREBY ORDERED that counsel for the Plaintiffs and for the Fixing Defendants shall respectively limit their oral arguments at the April 20, 2016 hearing to one hour and forty-five minutes in length. (Signed by Judge Valerie E. Caproni on 4/19/2016) (tro) (Entered: 04/19/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018018869?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018018869?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-133" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-134" > <div class="col-xs-1 text-center"><p>134</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 19, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>ORDER: ORDERED that the following attorney(s) are authorized to bring the Personal Electronic Device(s) and/or the General Purpose Computing Device(s) (collectively, "Device") listed below into the Courthouse for use in a proceeding or trial in the action captioned In re Commodity Exchange, Inc., Gold Futures & Options Trading Litigation, No. 14-md-2548. The date(s) for which such authorization is provided is (are) April 20, 2016. Attorney: 1. Michael Lacovara. Device(s): Cellphone, tablet, laptop. Attorney: 2. Leah Friedman. Device(s): Cellphone, tablet, laptop. Attorney: 3. Scott Eisman. Device(s): Cellphone, tablet, laptop. (As further set forth in this Order.) (Signed by Judge Valerie E. Caproni on 4/19/2016) (spo) (Entered: 04/19/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018023094?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018023094?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-134" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="minute-entry-50124273" > <div class="col-xs-1 text-center"><p></p></div> <div class="col-xs-3 col-sm-2"><p> Apr 20, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>Minute Entry for proceedings held before Judge Valerie E. Caproni: Oral Argument held on 4/20/2016 re: (33 in 1:14-cv-07235-VEC) Order. (Court Reporter Martha Drevis and Pamela Utter) Associated Cases: 1:14-md-02548-VEC et al.(Brantley, Michael)</p> <div class="row recap-documents"> <div class="col-xs-8 col-lg-7"> <p></p> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#minute-entry-50124273" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-135" > <div class="col-xs-1 text-center"><p>135</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 25, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett dated April 25, 2016 re: Issues Raised By The Court At Oral Argument. Document filed by Thomas Moran. (Attachments: # 1 Exhibit A and B)(Brockett, Daniel) (Entered: 04/25/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> <a href="/docket/4354015/135/in-re-commodity-exchange-inc-gold-futures-and-options-trading/" rel="nofollow">Main Doc<span class="hidden-xs hidden-sm">ument</span></a> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.135.0.pdf" rel="nofollow" role="button" class="btn btn-primary btn-xs" title="Uploaded April 25, 2016, 2:18 p.m." > Download PDF </a> <button type="button" class="btn btn-primary btn-xs dropdown-toggle" data-toggle="dropdown" aria-haspopup="true" aria-expanded="false"> <span class="caret"></span> <span class="sr-only">Toggle Dropdown</span> </button> <ul class="dropdown-menu"> <li> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.135.0.pdf" rel="nofollow">From CourtListener</a> </li> <li> <a href="https://www.archive.org/download/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.135.0.pdf" rel="nofollow">From Internet Archive</a> </li> <li role="separator" class="divider"></li> <li> <a href="https://ecf.nysd.uscourts.gov/doc1/127018053992?caseid=431184" class="open_buy_pacer_modal" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow"> Buy on PACER ($0.50) </a> </li> </ul> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.135.0.pdf" role="button" class="btn btn-primary btn-xs" rel="nofollow" title="Download PDF"><i class="fa fa-download"></i> </a> </div> </div> <div class="row recap-documents"> <div class="col-xs-3"> <p> Att<span class="hidden-xs hidden-sm">achment</span> 1 </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p>Exhibit A and B</p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018053993?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018053993?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-135" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-136" > <div class="col-xs-1 text-center"><p>136</p></div> <div class="col-xs-3 col-sm-2"><p> Apr 28, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>LETTER addressed to Judge Valerie E. Caproni from Stephen Ehrenberg dated April 28, 2016 re: Plaintiffs' April 25, 2016 Letter. Document filed by Bank of Nova Scotia.(Ehrenberg, Stephen) (Entered: 04/28/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> <a href="/docket/4354015/136/in-re-commodity-exchange-inc-gold-futures-and-options-trading/" rel="nofollow">Main Doc<span class="hidden-xs hidden-sm">ument</span></a> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.136.0.pdf" rel="nofollow" role="button" class="btn btn-primary btn-xs" title="Uploaded April 29, 2016, 12:35 p.m." > Download PDF </a> <button type="button" class="btn btn-primary btn-xs dropdown-toggle" data-toggle="dropdown" aria-haspopup="true" aria-expanded="false"> <span class="caret"></span> <span class="sr-only">Toggle Dropdown</span> </button> <ul class="dropdown-menu"> <li> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.136.0.pdf" rel="nofollow">From CourtListener</a> </li> <li> <a href="https://www.archive.org/download/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.136.0.pdf" rel="nofollow">From Internet Archive</a> </li> <li role="separator" class="divider"></li> <li> <a href="https://ecf.nysd.uscourts.gov/doc1/127018080718?caseid=431184" class="open_buy_pacer_modal" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow"> Buy on PACER ($0.40) </a> </li> </ul> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.136.0.pdf" role="button" class="btn btn-primary btn-xs" rel="nofollow" title="Download PDF"><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-136" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-137" > <div class="col-xs-1 text-center"><p>137</p></div> <div class="col-xs-3 col-sm-2"><p> May 3, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>MEMO ENDORSEMENT on re: 135 LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett dated April 25, 2016 re: Issues Raised By The Court At Oral Argument. Document filed by Thomas Moran. ENDORSEMENT: Application DENIED without prejudice. After two complete rounds of briefing and lengthy oral argument, the parties are entitled to a decision on Defendants' Motion to Dismiss without further ado. In the event Defendants' Motion to Dismiss is denied, Plaintiffs' request to amend will be moot. In the event the Motion to Dismiss is granted, Plaintiffs will have an opportunity to argue that further leave to amend would be appropriate. So ordered. (Signed by Judge Valerie E. Caproni on 5/3/2016) (rjm) (Entered: 05/04/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> <a href="/docket/4354015/137/in-re-commodity-exchange-inc-gold-futures-and-options-trading/" rel="nofollow">Main Doc<span class="hidden-xs hidden-sm">ument</span></a> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.137.0.pdf" rel="nofollow" role="button" class="btn btn-primary btn-xs" title="Uploaded May 4, 2016, 12:04 p.m." > Download PDF </a> <button type="button" class="btn btn-primary btn-xs dropdown-toggle" data-toggle="dropdown" aria-haspopup="true" aria-expanded="false"> <span class="caret"></span> <span class="sr-only">Toggle Dropdown</span> </button> <ul class="dropdown-menu"> <li> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.137.0.pdf" rel="nofollow">From CourtListener</a> </li> <li> <a href="https://www.archive.org/download/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.137.0.pdf" rel="nofollow">From Internet Archive</a> </li> <li role="separator" class="divider"></li> <li> <a href="https://ecf.nysd.uscourts.gov/doc1/127018106950?caseid=431184" class="open_buy_pacer_modal" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow"> Buy on PACER ($0.50) </a> </li> </ul> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184.137.0.pdf" role="button" class="btn btn-primary btn-xs" rel="nofollow" title="Download PDF"><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-137" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-138" > <div class="col-xs-1 text-center"><p>138</p></div> <div class="col-xs-3 col-sm-2"><p> May 13, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>TRANSCRIPT of Proceedings re: HEARING held on 4/20/2016 before Judge Valerie E. Caproni. Court Reporter/Transcriber: Pamela Utter, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 6/6/2016. Redacted Transcript Deadline set for 6/16/2016. Release of Transcript Restriction set for 8/15/2016.(McGuirk, Kelly) (Entered: 05/13/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018167314?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018167314?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-138" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-139" > <div class="col-xs-1 text-center"><p>139</p></div> <div class="col-xs-3 col-sm-2"><p> May 13, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a HEARING proceeding held on 4/20/16 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...(McGuirk, Kelly) (Entered: 05/13/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018167324?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018167324?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-139" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-140" > <div class="col-xs-1 text-center"><p>140</p></div> <div class="col-xs-3 col-sm-2"><p> May 24, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett dated May 24, 2016 re: Supplemental Authority. Document filed by Kevin Maher. (Attachments: # 1 Exhibit LIBOR Decision)(Brockett, Daniel) (Entered: 05/24/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018228087?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018228087?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-140" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-141" > <div class="col-xs-1 text-center"><p>141</p></div> <div class="col-xs-3 col-sm-2"><p> May 25, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>LETTER addressed to Judge Valerie E. Caproni from Stephen Ehrenberg dated May 25, 2016 re: Plaintiffs' May 24, 2016 Letter. Document filed by The Bank of Nova Scotia.(Ehrenberg, Stephen) (Entered: 05/25/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018233535?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018233535?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-141" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-142" > <div class="col-xs-1 text-center"><p>142</p></div> <div class="col-xs-3 col-sm-2"><p> May 27, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett dated May 27, 2016 re: Supplemental Authority. Document filed by Kevin Maher.(Brockett, Daniel) (Entered: 05/27/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018252284?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018252284?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-142" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-143" > <div class="col-xs-1 text-center"><p>143</p></div> <div class="col-xs-3 col-sm-2"><p> Jun 3, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>NOTICE OF CHANGE OF ADDRESS by Linda P. Nussbaum on behalf of Eric Nalven. New Address: Nussbaum Law Group, P.C., 1211 Avenue of the Americas, 40th Floor, New York, New York, United States 10036-8718, (917) 438-9102. Filed In Associated Cases: 1:14-md-02548-VEC, 1:14-cv-01644-VEC(Nussbaum, Linda) (Entered: 06/03/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018283659?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018283659?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-143" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-144" > <div class="col-xs-1 text-center"><p>144</p></div> <div class="col-xs-3 col-sm-2"><p> Jun 29, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>NOTICE of Withdrawal of Michael Lacovara. Document filed by HSBC Bank PLC. (Lacovara, Michael) (Entered: 06/29/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018439318?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018439318?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-144" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-145" > <div class="col-xs-1 text-center"><p>145</p></div> <div class="col-xs-3 col-sm-2"><p> Jun 30, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>NOTICE of of Withdrawal of Thomas G. Hungar. Document filed by UBS AG, UBS Securities LLC. (Hungar, Thomas) (Entered: 06/30/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018446697?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018446697?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-145" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-146" > <div class="col-xs-1 text-center"><p>146</p></div> <div class="col-xs-3 col-sm-2"><p> Jul 1, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>MEMO ENDORSEMENT on re: 145 Notice (Other) filed by UBS Securities LLC, UBS AG. ENDORSEMENT: The Clerk of Court is respectfully requested to update the docket to reflect Mr. Hungar's withdrawal as counsel for Defendants UBS AG and UBS Securities LLC. Attorney Thomas G. Hungar terminated. (Signed by Judge Valerie E. Caproni on 7/1/2016) (tn) (Entered: 07/01/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018461177?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018461177?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-146" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-147" > <div class="col-xs-1 text-center"><p>147</p></div> <div class="col-xs-3 col-sm-2"><p> Jul 1, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>MEMO ENDORSEMENT on re: 144 Notice (Other) filed by HSBC Bank PLC. ENDORSEMENT: The Clerk of Court is respectfully requested to update the docket to reflect Mr. Lacovara's withdrawal as counsel for Defendant HSBC Bank plc. Attorney Michael Lacovara terminated. (Signed by Judge Valerie E. Caproni on 7/1/2016) (tn) (Entered: 07/01/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018461242?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018461242?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-147" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-148" > <div class="col-xs-1 text-center"><p>148</p></div> <div class="col-xs-3 col-sm-2"><p> Aug 16, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>NOTICE OF APPEARANCE by Marshall Howard Fishman on behalf of HSBC Bank PLC. (Fishman, Marshall) (Entered: 08/16/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018709499?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018709499?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-148" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-149" > <div class="col-xs-1 text-center"><p>149</p></div> <div class="col-xs-3 col-sm-2"><p> Aug 16, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>LETTER addressed to Judge Valerie E. Caproni from Joel S. Sanders dated August 16, 2016 re: Supplemental Authority. Document filed by UBS AG, UBS Securities LLC. (Attachments: # 1 Exhibit Aluminum Warehousing Decision)(Sanders, Joel) (Entered: 08/16/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018709556?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018709556?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-149" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-150" > <div class="col-xs-1 text-center"><p>150</p></div> <div class="col-xs-3 col-sm-2"><p> Aug 19, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett dated August 19, 2016 re: Defendants' submission of Aluminum. Document filed by Kevin Maher.(Brockett, Daniel) (Entered: 08/19/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018731139?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018731139?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-150" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-151" > <div class="col-xs-1 text-center"><p>151</p></div> <div class="col-xs-3 col-sm-2"><p> Aug 26, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>MOTION for Peter A. Barile III to Withdraw as Attorney for Plaintiffs Eric Nalven and Christopher T. Courtiol. Document filed by Eric Nalven, Christopher T. Courtiol.Filed In Associated Cases: 1:14-md-02548-VEC, 1:14-cv-01644-VEC, 1:14-cv-02948-VEC(Barile, Peter) (Entered: 08/26/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018769122?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018769122?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-151" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-152" > <div class="col-xs-1 text-center"><p>152</p></div> <div class="col-xs-3 col-sm-2"><p> Aug 29, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>MEMO ENDORSEMENT granting (77) Motion to Withdraw as Attorney in case 1:14-cv-01644-VEC; granting (36) Motion to Withdraw as Attorney in case 1:14-cv-02948-VEC; granting (151) Motion to Withdraw as Attorney in case 1:14-md-02548-VEC. ENDORSEMENT: Application GRANTED. The Clerk of Court is respectfully requested to update the docket to reflect the withdrawal of Mr. Barile as counsel for Plaintiffs Eric Nalven and Christopher T. Courtiol. Attorney Peter Anthony Barile, III terminated. (Signed by Judge Valerie E. Caproni on 8/29/2016) Filed In Associated Cases: 1:14-md-02548-VEC, 1:14-cv-01644-VEC, 1:14-cv-02948-VEC (mro) Modified on 8/31/2016 (mro). (Entered: 08/29/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018779030?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018779030?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-152" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-153" > <div class="col-xs-1 text-center"><p>153</p></div> <div class="col-xs-3 col-sm-2"><p> Sep 5, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>NOTICE OF CHANGE OF ADDRESS by Hugh Daniel Sandler on behalf of Kevin Maher, Eric Nalven. New Address: Nussbaum Law Group, P.C., 1211 Ave of the Americas, 40th Fl, New York, NY, United States 10036, 9174389102. Filed In Associated Cases: 1:14-md-02548-VEC, 1:14-cv-01459-VEC, 1:14-cv-01644-VEC(Sandler, Hugh) (Entered: 09/05/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018811257?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018811257?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-153" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-154" > <div class="col-xs-1 text-center"><p>154</p></div> <div class="col-xs-3 col-sm-2"><p> Sep 13, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>NOTICE OF APPEARANCE by Robert John McCallum on behalf of HSBC Bank PLC. (McCallum, Robert) (Entered: 09/13/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018856539?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018856539?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-154" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-155" > <div class="col-xs-1 text-center"><p>155</p></div> <div class="col-xs-3 col-sm-2"><p> Sep 14, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>NOTICE of Withdrawal of Leah Friedman. Document filed by HSBC Bank PLC. (Friedman, Leah) (Entered: 09/14/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018863782?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018863782?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-155" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-156" > <div class="col-xs-1 text-center"><p>156</p></div> <div class="col-xs-3 col-sm-2"><p> Sep 26, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett dated September 26, 2016 re: Supplemental Authority. Document filed by Thomas Moran. (Attachments: # 1 Exhibit FX Opinion)(Brockett, Daniel) (Entered: 09/26/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018927589?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018927589?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-156" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-157" > <div class="col-xs-1 text-center"><p>157</p></div> <div class="col-xs-3 col-sm-2"><p> Sep 30, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>LETTER addressed to Judge Valerie E. Caproni from Marshall H. Fishman dated 9/30/16 re: Defendants Response to Plaintiffs' September 26 Letter. Document filed by HSBC Bank PLC.(Fishman, Marshall) (Entered: 09/30/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018956547?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018956547?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-157" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-158" > <div class="col-xs-1 text-center"><p>158</p></div> <div class="col-xs-3 col-sm-2"><p> Oct 3, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>OPINION AND ORDER. For the foregoing reasons, UBS's Motion to DISMISS is GRANTED in its entirety. The Fixing Banks' Motion to Dismiss is GRANTED IN PART and DENIED IN PART. The Fixing Banks' Motion to Dismiss is GRANTED with respect to Plaintiffs' claim for unlawful restraint of trade from the beginning of the Class Period through December 31, 2005, and from January 1, 2013 through the end of the Class Period. The Fixing Banks' Motion to Dismiss is further GRANTED with respect to Plaintiffs' manipulative device claims from the beginning of the Class Period to August 15, 2011, and with respect to Plaintiffs' claim for unjust enrichment. The Fixing Banks' Motion to Dismiss is DENIED with respect to Plaintiffs' antitrust claims for unlawful restraint of trade from January 1, 2006 through December 13, 2012. The Fixing Banks' Motion to Dismiss is further DENIED with respect to Plaintiffs' price manipulation claims, Plaintiffs' manipulative device claims after August 15, 2011, and Plaintiffs' aiding and abetting and principal-agent liability claims. LGMF's Motion to Dismiss is DENIED with respect to personal jurisdiction and is GRANTED IN PART and DENIED IN PART to the same extent as the Fixing Banks Motion to Dismiss. The Clerk of Court is respectfully directed to close the open motions at docket numbers 71, 73. Plaintiffs' deadline to show good cause why leave to replead should be granted is October 17, 2016. The parties must appear for a pretrial conference on October 28, 2016 at 3:00 p.m. in courtroom 443 of the Thurgood Marshall Courthouse, 40 Foley Square, New York, NY 10007. The parties, together with the parties in In re Silver Fixing, Ltd., Antitrust Litig., No. 14-md-2573 (VEC), must meet and confer regarding a proposed schedule for discovery and class certification. The parties are required to submit a joint proposal (if possible) or separate proposals (if a joint proposal is not possible) by October 21, 2016. Within that submission the parties must address whether discovery in this case should be consolidated with discovery in In re Silver Fixing, Ltd., Antitrust Litig., No. 14-md-2573 (VEC), and should include any other items they would like to discuss at the October 28, 2016 conference. So ordered. re: (73 in 1:14-md-02548-VEC) MOTION to Dismiss Second Consolidated Amended Class Action Complaint filed by Duetsche Bank, AG, HSBC Bank PLC, The Bank of Nova Scotia, Societe Generale, Barclays Bank PLC, (71 in 1:14-md-02548-VEC) MOTION to Dismiss Under FRCP 12(b)(6) & 12(f) filed by UBS Securities LLC, UBS AG. (Signed by Judge Valerie E. Caproni on 10/3/2016) Filed In Associated Cases: 1:14-md-02548-VEC et al. Entry made in cases as per Chambers. Party UBS AG and UBS Securities LLC terminated in 14md2548, as per Chambers. (rjm). (Entered: 10/04/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018979095?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127018979095?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-158" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="minute-entry-50124274" > <div class="col-xs-1 text-center"><p></p></div> <div class="col-xs-3 col-sm-2"><p> Oct 3, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>Set/Reset Hearings: Pretrial Conference set for 10/28/2016 at 03:00 PM in Courtroom 443, 40 Centre Street, New York, NY 10007 before Judge Valerie E. Caproni. Associated Cases: 1:14-md-02548-VEC et al. (rjm)</p> <div class="row recap-documents"> <div class="col-xs-8 col-lg-7"> <p></p> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#minute-entry-50124274" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-159" > <div class="col-xs-1 text-center"><p>159</p></div> <div class="col-xs-3 col-sm-2"><p> Oct 12, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett and Merrill G. Davidoff dated October 12, 2016 re: Extension of time to seek leave to amend. Document filed by Kevin Maher.(Brockett, Daniel) (Entered: 10/12/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127019018305?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127019018305?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-159" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-160" > <div class="col-xs-1 text-center"><p>160</p></div> <div class="col-xs-3 col-sm-2"><p> Oct 12, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>MEMO ENDORSEMENT on re: (159 in 1:14-md-02548-VEC) Letter filed by Kevin Maher, (152 in 1:14-md-02573-VEC) Letter, filed by Norman Bailey, Class Plaintiffs, Christopher Depaoli, Robert Ceru, Don Tran, KPFF Investment, Inc., Laurence Hughes, Kevin Maher, Eric Nalven, J. Scott Nicholson, John Hayes. ENDORSEMENT: Application GRANTED. Plaintiffs' deadline to seek leave to amend shall be November 17, 2016. The conference currently scheduled for October 28, 2016, shall be rescheduled for December 8, 2016 at 2:00 p.m. The parties are directed to file a joint Case Management Plan on or before December 1, 2016. ( Pretrial Conference set for 12/8/2016 at 02:00 PM before Judge Valerie E. Caproni.) (Signed by Judge Valerie E. Caproni on 10/12/2016) (mro) (Entered: 10/12/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127019024714?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127019024714?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-160" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-161" > <div class="col-xs-1 text-center"><p>161</p></div> <div class="col-xs-3 col-sm-2"><p> Nov 15, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>INTERNET CITATION NOTE: Material from decision with Internet citation re: 158 Memorandum & Opinion. (Attachments: # 1 Internet Citation, # 2 Internet Citation) (vf) (Entered: 11/15/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127019214032?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127019214032?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-161" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-162" > <div class="col-xs-1 text-center"><p>162</p></div> <div class="col-xs-3 col-sm-2"><p> Nov 17, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>LETTER addressed to Judge Valerie E. Caproni from Stephen Ehrenberg dated November 17, 2016 re: Plaintiffs' Proposed Ex Parte Filing. Document filed by The Bank of Nova Scotia.(Ehrenberg, Stephen) (Entered: 11/17/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127019232021?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127019232021?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-162" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-163" > <div class="col-xs-1 text-center"><p>163</p></div> <div class="col-xs-3 col-sm-2"><p> Nov 17, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett and Merrill G. Davidoff dated 11/17/2016 re: Dkt. No. 162 (letter from Stephen Ehrenberg dated November 17, 2016). Document filed by Kevin Maher.(Brockett, Daniel) (Entered: 11/17/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127019233198?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127019233198?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-163" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-164" > <div class="col-xs-1 text-center"><p>164</p></div> <div class="col-xs-3 col-sm-2"><p> Nov 17, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>MEMO ENDORSEMENT on re: (162 in 1:14-md-02548-VEC) Letter filed by The Bank of Nova Scotia, (160 in 1:14-md-02573-VEC) Letter filed by The Bank of Nova Scotia. ENDORSEMENT: The Court will hold a telephonic conference to address this matter at 5:15 p.m. today, November 17, 2016. Defense counsel is directed to set up a conference call with the parties for that time and notify the Court of the dial-in information. Chambers may be reached at (212) 805-6350. (Telephone Conference set for 11/17/2016 at 05:15 PM before Judge Valerie E. Caproni.) (Signed by Judge Valerie E. Caproni on 11/17/2016) (tro) (Entered: 11/17/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127019234091?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127019234091?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-164" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="minute-entry-50124275" > <div class="col-xs-1 text-center"><p></p></div> <div class="col-xs-3 col-sm-2"><p> Nov 17, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>Minute Entry for proceedings held before Judge Valerie E. Caproni: Telephone Conference held on 11/17/2016. Re: Filing documents under seal. (Court Reporter Linda Fisher) Associated Cases: 1:14-md-02548-VEC et al.(Brantley, Michael)</p> <div class="row recap-documents"> <div class="col-xs-8 col-lg-7"> <p></p> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#minute-entry-50124275" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-165" > <div class="col-xs-1 text-center"><p>165</p></div> <div class="col-xs-3 col-sm-2"><p> Nov 17, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>ORDER NO. 10: IT IS HEREBY ORDERED that the parties are directed to show cause why the TAC should not be unsealed in its entirety by December 5, 2016. IT IS HEREBY FURTHER ORDERED that unless the Court directs otherwise, the TAC shall be unsealed in its entirety and filed on the public docket on December 7, 2016. The parties are ordered to meet-and-confer in good faith in advance of December 5, 2016, in order to resolve, if possible, any disputes regarding what portions of the TAC, if any, should remain sealed. The Court reminds the parties of their obligation to take appropriate steps to prevent the mishandling or misuse of sealed materials and the presumption of public access to judicial documents. (Signed by Judge Valerie E. Caproni on 11/17/2016) (kgo) (Entered: 11/18/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127019247412?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127019247412?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-165" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-166" > <div class="col-xs-1 text-center"><p>166</p></div> <div class="col-xs-3 col-sm-2"><p> Nov 21, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>NOTICE OF APPEARANCE by Sami Husayn Rashid on behalf of Patricia Benvenuto, Duane Lewis, Larry Dean Lewis, Thomas Moran. (Rashid, Sami) (Entered: 11/21/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127019259216?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127019259216?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-166" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-167" > <div class="col-xs-1 text-center"><p>167</p></div> <div class="col-xs-3 col-sm-2"><p> Nov 22, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>SEALED DOCUMENT placed in vault.(mps) (Entered: 11/22/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/cgi-bin/show_case_doc?167,431184,,," class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/cgi-bin/show_case_doc?167,431184,,," data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-167" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="minute-entry-308119899" > <div class="col-xs-1 text-center"><p></p></div> <div class="col-xs-3 col-sm-2"><p> <span title="Nov. 22, 2016, 10:24 a.m.">Nov 22, 2016</span> </p></div> <div class="col-xs-8 col-lg-7"> <div class="row recap-documents"> <div class="col-xs-8 col-lg-7"> <p>Sealed Document</p> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#minute-entry-308119899" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-168" > <div class="col-xs-1 text-center"><p>168</p></div> <div class="col-xs-3 col-sm-2"><p> Nov 30, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>LETTER addressed to Judge Valerie E. Caproni from Stephen Ehrenberg dated November 30, 2016 re: Defendants' Request for Extension of Time to Respond to Plaintiffs' Motion for Leave to File Third Amended Complaint. Document filed by The Bank of Nova Scotia. (Attachments: # 1 Text of Proposed Order)(Ehrenberg, Stephen) (Entered: 11/30/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127019302349?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127019302349?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-168" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-169" > <div class="col-xs-1 text-center"><p>169</p></div> <div class="col-xs-3 col-sm-2"><p> Dec 1, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>STIPULATION AND ORDER EXTENDING TIME FOR DEFENDANTS TO RESPOND TO MOTION FOR LEAVE TO FILE THIRD CONSOLIDATED AMENDED CLASS-ACTION COMPLAINT: IT IS HEREBY STIPULATED AND AGREED, by and between the undersigned respective counsel for the plaintiffs and defendants The Bank of Nova Scotia, Societe Generale, Barclays Bank plc, HSBC Bank plc, UBS AG, UBS Securities LLC, and The London Gold Market Fixing Limited ("Defendants") in the above-entitled proceedings, that: the time for Defendants to respond to plaintiffs' Motion for Leave to File Third Consolidated Amended Class-Action Complaint, dated and filed under seal on November 17, 2016, shall be extended up to and including December 7, 2016; electronic signatures on this stipulation shall have the same force and effect as originals; and this stipulation, once fully executed, may be submitted to the Court without further notice. (Responses due by 12/7/2016) (Signed by Judge Valerie E. Caproni on 12/1/2016) Filed In Associated Cases: 1:14-md-02548-VEC et al.(cla) (Entered: 12/01/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127019307187?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127019307187?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-169" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-170" > <div class="col-xs-1 text-center"><p>170</p></div> <div class="col-xs-3 col-sm-2"><p> Dec 1, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>LETTER addressed to Judge Valerie E. Caproni from Daniel L. Brockett and Merrill G. Davidoff dated 12/01/2016 re: Proposed Case Management Plan and Scheduling Order. Document filed by Kevin Maher.(Brockett, Daniel) (Entered: 12/01/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127019313854?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127019313854?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-170" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-171" > <div class="col-xs-1 text-center"><p>171</p></div> <div class="col-xs-3 col-sm-2"><p> Dec 1, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>LETTER addressed to Judge Valerie E. Caproni from Stephen Ehrenberg dated December 1, 2016 re: Defendants' Proposed Civil Case Management Plan and Scheduling Order. Document filed by The Bank of Nova Scotia. (Attachments: # 1 Exhibit, # 2 Exhibit)(Ehrenberg, Stephen) (Entered: 12/01/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> Main Doc<span class="hidden-xs hidden-sm">ument</span> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://ecf.nysd.uscourts.gov/doc1/127019313857?caseid=431184" class="open_buy_pacer_modal btn btn-default btn-xs" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow">Buy on PACER </a> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://ecf.nysd.uscourts.gov/doc1/127019313857?caseid=431184" data-toggle="modal" data-target="#modal-buy-pacer" class="open_buy_pacer_modal btn btn-default btn-xs" target="_blank" rel="nofollow" title="Buy on PACER "><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-171" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row odd" id="entry-172" > <div class="col-xs-1 text-center"><p>172</p></div> <div class="col-xs-3 col-sm-2"><p> Dec 2, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>MOTION FOR PRELIMINARY APPROVAL OF THE SETTLEMENT AGREEMENT WITH DEUTSCHE BANK AG . Document filed by American Precious Metals, Ltd., Norman Bailey, Patricia Benvenuto, Edward R. Derksen, Frank Flanagan, Quitman D. Fulmer, Thomas Galligher, KPFF Investment, Inc., Duane Lewis, Larry Dean Lewis, Kevin Maher, Robert Marechal, David Markun, Trieste Matte, Blanche McKennon, Kelly McKennon, Thomas Moran, Eric Nalven, Nando, Inc., J. Scott Nicholson, Ken Peters, Santiago Gold Fund LP, Albert Semrau, Steve E. Summer, Richard White, White Oak Fund LP, David Windmiller, Michel de Chabert-Ostland. (Attachments: # 1 Text of Proposed Order)(Davidoff, Merrill) (Entered: 12/02/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> <a href="/docket/4354015/172/in-re-commodity-exchange-inc-gold-futures-and-options-trading/" rel="nofollow">Main Doc<span class="hidden-xs hidden-sm">ument</span></a> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.172.0.pdf" rel="nofollow" role="button" class="btn btn-primary btn-xs" title="Uploaded Dec. 7, 2023, 9:59 a.m." > Download PDF </a> <button type="button" class="btn btn-primary btn-xs dropdown-toggle" data-toggle="dropdown" aria-haspopup="true" aria-expanded="false"> <span class="caret"></span> <span class="sr-only">Toggle Dropdown</span> </button> <ul class="dropdown-menu"> <li> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.172.0.pdf" rel="nofollow">From CourtListener</a> </li> <li> <a href="https://archive.org/download/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.172.0.pdf" rel="nofollow">From Internet Archive</a> </li> <li role="separator" class="divider"></li> <li> <a href="https://ecf.nysd.uscourts.gov/doc1/127019319559?caseid=431184" class="open_buy_pacer_modal" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow"> Buy on PACER ($0.30) </a> </li> </ul> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.172.0.pdf" role="button" class="btn btn-primary btn-xs" rel="nofollow" title="Download PDF"><i class="fa fa-download"></i> </a> </div> </div> <div class="row recap-documents"> <div class="col-xs-3"> <p> <a href="/docket/4354015/172/1/in-re-commodity-exchange-inc-gold-futures-and-options-trading/" rel="nofollow">Att<span class="hidden-xs hidden-sm">achment</span> 1</a> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p>Text of Proposed Order</p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.172.1.pdf" rel="nofollow" role="button" class="btn btn-primary btn-xs" title="Uploaded Dec. 5, 2023, 5:36 a.m." > Download PDF </a> <button type="button" class="btn btn-primary btn-xs dropdown-toggle" data-toggle="dropdown" aria-haspopup="true" aria-expanded="false"> <span class="caret"></span> <span class="sr-only">Toggle Dropdown</span> </button> <ul class="dropdown-menu"> <li> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.172.1.pdf" rel="nofollow">From CourtListener</a> </li> <li> <a href="https://archive.org/download/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.172.1.pdf" rel="nofollow">From Internet Archive</a> </li> <li role="separator" class="divider"></li> <li> <a href="https://ecf.nysd.uscourts.gov/doc1/127019319560?caseid=431184" class="open_buy_pacer_modal" data-toggle="modal" data-target="#modal-buy-pacer" target="_blank" rel="nofollow"> Buy on PACER ($0.80) </a> </li> </ul> </div> <div class="col-xs-3 hidden-sm hidden-md hidden-lg hidden-print"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.172.1.pdf" role="button" class="btn btn-primary btn-xs" rel="nofollow" title="Download PDF"><i class="fa fa-download"></i> </a> </div> </div> </div> <div class="hidden-xs col-sm-1 col-lg-2 right"> <a href="#entry-172" data-toggle="tooltip" data-placement="top" title="Get direct link to this row"> <i class="fa fa-share-alt gray"></i></a> </div> </div> <div class="row even" id="entry-173" > <div class="col-xs-1 text-center"><p>173</p></div> <div class="col-xs-3 col-sm-2"><p> Dec 2, 2016 </p></div> <div class="col-xs-8 col-lg-7"> <p>MEMORANDUM OF LAW in Support re: 172 MOTION FOR PRELIMINARY APPROVAL OF THE SETTLEMENT AGREEMENT WITH DEUTSCHE BANK AG . . Document filed by American Precious Metals, Ltd., Norman Bailey, Patricia Benvenuto, Edward R. Derksen, Frank Flanagan, Quitman D. Fulmer, Thomas Galligher, KPFF Investment, Inc., Duane Lewis, Larry Dean Lewis, Kevin Maher, Robert Marechal, David Markun, Trieste Matte, Blanche McKennon, Kelly McKennon, Thomas Moran, Eric Nalven, Nando, Inc., J. Scott Nicholson, Ken Peters, Santiago Gold Fund LP, Albert Semrau, Steve E. Summer, Richard White, White Oak Fund LP, David Windmiller, Michel de Chabert-Ostland. (Davidoff, Merrill) (Entered: 12/02/2016)</p> <div class="row recap-documents"> <div class="col-xs-3"> <p> <a href="/docket/4354015/173/in-re-commodity-exchange-inc-gold-futures-and-options-trading/" rel="nofollow">Main Doc<span class="hidden-xs hidden-sm">ument</span></a> </p> </div> <div class="col-xs-6 col-sm-5 col-md-6"> <p></p> </div> <div class="btn-group hidden-xs col-sm-4 col-md-3 hidden-print flex"> <a href="https://storage.courtlistener.com/recap/gov.uscourts.nysd.431184/gov.uscourts.nysd.431184.173.0.pdf" rel="nofollow" role="button" class="btn btn-primary btn-xs" title="Uploaded Jan. 4, 2022, 7:09 a.m." > Download PDF </a> <button type="button" class="btn btn-primary btn-xs dropdown-toggle" data-toggle="dropdown" aria-haspopup="true" aria-expanded="false"> <span class="caret"></span> <span class="sr-only">Toggle Dropdown</span> </button> <ul class="dropdown-menu"> <li> <a 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