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Rule Filings | Tools & Calculators

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;--tw-backdrop-brightness: ;--tw-backdrop-contrast: ;--tw-backdrop-grayscale: ;--tw-backdrop-hue-rotate: ;--tw-backdrop-invert: ;--tw-backdrop-opacity: ;--tw-backdrop-saturate: ;--tw-backdrop-sepia: }.mx-auto{margin-left:auto;margin-right:auto}.max-w-full{max-width:100%}.text-2xl{font-size:1.5rem;line-height:2rem}.leading-relaxed{line-height:1.625}</style><link rel="stylesheet" href="styles.e2599e39524f8706.css" media="print" onload="this.media='all'"><noscript><link rel="stylesheet" href="styles.e2599e39524f8706.css"></noscript></head> <body class="nga-finrabrand" style="display: none;"> <!-- Copy and paste these divs into your app within the body tag --> <div id="FINRA_header"></div> <div class="finrabrand_container finra_normalize_prefix max-w-full mx-auto" style="width: 1725px; max-width: 75%;"> <div id="FINRA_responsive"></div> <div id="main-container"> <br> <p class="text-2xl" id="rule-filings_main-header_text"> FINRA Rule Filing Status Report </p> <p class="leading-relaxed" id="rule-filings_main-description_text"> The FINRA Rule Filing Status Report provides firms with a comprehensive list of FINRA rule filings currently pending with the SEC as well as FINRA rule filings approved by the SEC, filed with the SEC for immediate effectiveness, or withdrawn within the last six months. Note that there may be a short delay (up to 2 business days) between the filing of a rule change with the SEC and the posting of the rule filing on FINRA's Web site. As a result, during this time period, a rule change may be referenced on the Rule Filing Status Report but not yet appear elsewhere on the FINRA site. For questions or comments regarding the FINRA Rule Filing Status Report, please use this <a id="rule-filings_feedback-form_link" onclick="window.open(this.href,'','toolbar=no, location=no, status=no, menubar=no, scrollbars=yes, resizable=yes, width=640px, height=480px'); return false;" href="http://tools.finra.org/email_mask/1049/FINRA%20Compliance%20Tools">feedback form</a>. </p> <br> <div class="view-animate-container"> <nga-root></nga-root> </div> </div> </div> <div id="FINRA_footer"></div> <script type="text/javascript"> if (!window.location.origin) { window.location.origin = window.location.protocol + "//" + window.location.hostname + (window.location.port ? 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