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PEP 3145 – Asynchronous I/O For subprocess.Popen | peps.python.org
<!DOCTYPE html> <html lang="en"> <head> <meta charset="utf-8"> <meta name="viewport" content="width=device-width, initial-scale=1.0"> <meta name="color-scheme" content="light dark"> <title>PEP 3145 – Asynchronous I/O For subprocess.Popen | peps.python.org</title> <link rel="shortcut icon" href="../_static/py.png"> <link rel="canonical" href="https://peps.python.org/pep-3145/"> <link rel="stylesheet" href="../_static/style.css" type="text/css"> <link rel="stylesheet" href="../_static/mq.css" type="text/css"> <link rel="stylesheet" href="../_static/pygments.css" type="text/css" media="(prefers-color-scheme: light)" id="pyg-light"> <link rel="stylesheet" href="../_static/pygments_dark.css" type="text/css" media="(prefers-color-scheme: dark)" id="pyg-dark"> <link rel="alternate" type="application/rss+xml" title="Latest PEPs" href="https://peps.python.org/peps.rss"> <meta property="og:title" content='PEP 3145 – Asynchronous I/O For subprocess.Popen | peps.python.org'> <meta property="og:description" content="In its present form, the subprocess.Popen implementation is prone to dead-locking and blocking of the parent Python script while waiting on data from the child process. 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McCreary, Josiah Carlson</dd> <dt class="field-even">Status<span class="colon">:</span></dt> <dd class="field-even"><abbr title="Removed from consideration by sponsor or authors">Withdrawn</abbr></dd> <dt class="field-odd">Type<span class="colon">:</span></dt> <dd class="field-odd"><abbr title="Normative PEP with a new feature for Python, implementation change for CPython or interoperability standard for the ecosystem">Standards Track</abbr></dd> <dt class="field-even">Created<span class="colon">:</span></dt> <dd class="field-even">04-Aug-2009</dd> <dt class="field-odd">Python-Version<span class="colon">:</span></dt> <dd class="field-odd">3.2</dd> <dt class="field-even">Post-History<span class="colon">:</span></dt> <dd class="field-even"><p></p></dd> </dl> <hr class="docutils" /> <section id="contents"> <details><summary>Table of Contents</summary><ul class="simple"> <li><a class="reference internal" href="#abstract">Abstract</a></li> <li><a class="reference internal" href="#pep-deferral">PEP Deferral</a></li> <li><a class="reference internal" href="#pep-withdrawal">PEP Withdrawal</a></li> <li><a class="reference internal" href="#motivation">Motivation</a></li> <li><a class="reference internal" href="#rationale">Rationale</a></li> <li><a class="reference internal" href="#reference-implementation">Reference Implementation</a></li> <li><a class="reference internal" href="#references">References</a></li> <li><a class="reference internal" href="#copyright">Copyright</a></li> </ul> </details></section> <section id="abstract"> <h2><a class="toc-backref" href="#abstract" role="doc-backlink">Abstract</a></h2> <p>In its present form, the <code class="docutils literal notranslate"><span class="pre">subprocess.Popen</span></code> implementation is prone to dead-locking and blocking of the parent Python script while waiting on data from the child process. This PEP proposes to make <code class="docutils literal notranslate"><span class="pre">subprocess.Popen</span></code> more asynchronous to help alleviate these problems.</p> </section> <section id="pep-deferral"> <h2><a class="toc-backref" href="#pep-deferral" role="doc-backlink">PEP Deferral</a></h2> <p>Further exploration of the concepts covered in this PEP has been deferred at least until after <a class="pep reference internal" href="../pep-3156/" title="PEP 3156 – Asynchronous IO Support Rebooted: the “asyncio” Module">PEP 3156</a> has been resolved.</p> </section> <section id="pep-withdrawal"> <h2><a class="toc-backref" href="#pep-withdrawal" role="doc-backlink">PEP Withdrawal</a></h2> <p>This can be dealt with in the bug tracker. A specific proposal is attached to <a class="footnote-reference brackets" href="#id22" id="id1">[11]</a>.</p> </section> <section id="motivation"> <h2><a class="toc-backref" href="#motivation" role="doc-backlink">Motivation</a></h2> <p>A search for “python asynchronous subprocess” will turn up numerous accounts of people wanting to execute a child process and communicate with it from time to time reading only the data that is available instead of blocking to wait for the program to produce data <a class="footnote-reference brackets" href="#id13" id="id2">[1]</a> <a class="footnote-reference brackets" href="#id14" id="id3">[2]</a> <a class="footnote-reference brackets" href="#id15" id="id4">[3]</a>. The current behavior of the <code class="docutils literal notranslate"><span class="pre">subprocess</span></code> module is that when a user sends or receives data via the stdin, stderr and stdout file objects, dead locks are common and documented <a class="footnote-reference brackets" href="#id16" id="id5">[4]</a> <a class="footnote-reference brackets" href="#id17" id="id6">[5]</a>. While communicate can be used to alleviate some of the buffering issues, it will still cause the parent process to block while attempting to read data when none is available to be read from the child process.</p> </section> <section id="rationale"> <h2><a class="toc-backref" href="#rationale" role="doc-backlink">Rationale</a></h2> <p>There is a documented need for asynchronous, non-blocking functionality in <code class="docutils literal notranslate"><span class="pre">subprocess.Popen</span></code> <a class="footnote-reference brackets" href="#id18" id="id7">[6]</a> <a class="footnote-reference brackets" href="#id19" id="id8">[7]</a> <a class="footnote-reference brackets" href="#id14" id="id9">[2]</a> <a class="footnote-reference brackets" href="#id15" id="id10">[3]</a>. Inclusion of the code would improve the utility of the Python standard library that can be used on Unix based and Windows builds of Python. Practically every I/O object in Python has a file-like wrapper of some sort. Sockets already act as such and for strings there is <code class="docutils literal notranslate"><span class="pre">StringIO</span></code>. Popen can be made to act like a file by simply using the methods attached to the <code class="docutils literal notranslate"><span class="pre">subprocess.Popen.stderr</span></code>, stdout and stdin file-like objects. But when using the read and write methods of those options, you do not have the benefit of asynchronous I/O. In the proposed solution the wrapper wraps the asynchronous methods to mimic a file object.</p> </section> <section id="reference-implementation"> <h2><a class="toc-backref" href="#reference-implementation" role="doc-backlink">Reference Implementation</a></h2> <p>I have been maintaining a Google Code repository that contains all of my changes including tests and documentation <a class="footnote-reference brackets" href="#id20" id="id11">[9]</a> as well as blog detailing the problems I have come across in the development process <a class="footnote-reference brackets" href="#id21" id="id12">[10]</a>.</p> <p>I have been working on implementing non-blocking asynchronous I/O in the <code class="docutils literal notranslate"><span class="pre">subprocess</span></code> module as well as a wrapper class for <code class="docutils literal notranslate"><span class="pre">subprocess.Popen</span></code> that makes it so that an executed process can take the place of a file by duplicating all of the methods and attributes that file objects have.</p> <p>There are two base functions that have been added to the <code class="docutils literal notranslate"><span class="pre">subprocess.Popen</span></code> class: <code class="docutils literal notranslate"><span class="pre">Popen.send</span></code> and <code class="docutils literal notranslate"><span class="pre">Popen._recv</span></code>, each with two separate implementations, one for Windows and one for Unix-based systems. The Windows implementation uses ctypes to access the functions needed to control pipes in the kernel 32 DLL in an asynchronous manner. On Unix based systems, the Python interface for file control serves the same purpose. The different implementations of <code class="docutils literal notranslate"><span class="pre">Popen.send</span></code> and <code class="docutils literal notranslate"><span class="pre">Popen._recv</span></code> have identical arguments to make code that uses these functions work across multiple platforms.</p> <p>When calling the <code class="docutils literal notranslate"><span class="pre">Popen._recv</span></code> function, it requires the pipe name be passed as an argument so there exists the <code class="docutils literal notranslate"><span class="pre">Popen.recv</span></code> function that passes selects stdout as the pipe for <code class="docutils literal notranslate"><span class="pre">Popen._recv</span></code> by default. <code class="docutils literal notranslate"><span class="pre">Popen.recv_err</span></code> selects stderr as the pipe by default. <code class="docutils literal notranslate"><span class="pre">Popen.recv</span></code> and <code class="docutils literal notranslate"><span class="pre">Popen.recv_err</span></code> are much easier to read and understand than <code class="docutils literal notranslate"><span class="pre">Popen._recv('stdout'</span> <span class="pre">...)</span></code> and <code class="docutils literal notranslate"><span class="pre">Popen._recv('stderr'</span> <span class="pre">...)</span></code> respectively.</p> <p>Since the <code class="docutils literal notranslate"><span class="pre">Popen._recv</span></code> function does not wait on data to be produced before returning a value, it may return empty bytes. <code class="docutils literal notranslate"><span class="pre">Popen.asyncread</span></code> handles this issue by returning all data read over a given time interval.</p> <p>The <code class="docutils literal notranslate"><span class="pre">ProcessIOWrapper</span></code> class uses the <code class="docutils literal notranslate"><span class="pre">asyncread</span></code> and <code class="docutils literal notranslate"><span class="pre">asyncwrite</span></code> functions to allow a process to act like a file so that there are no blocking issues that can arise from using the stdout and stdin file objects produced from a <code class="docutils literal notranslate"><span class="pre">subprocess.Popen</span></code> call.</p> </section> <section id="references"> <h2><a class="toc-backref" href="#references" role="doc-backlink">References</a></h2> <aside class="footnote-list brackets"> <aside class="footnote brackets" id="id13" role="doc-footnote"> <dt class="label" id="id13">[<a href="#id2">1</a>]</dt> <dd>[ python-Feature Requests-1191964 ] asynchronous Subprocess <a class="reference external" href="https://mail.python.org/pipermail/python-bugs-list/2006-December/036524.html">https://mail.python.org/pipermail/python-bugs-list/2006-December/036524.html</a></aside> <aside class="footnote brackets" id="id14" role="doc-footnote"> <dt class="label" id="id14">[2]<em> (<a href='#id3'>1</a>, <a href='#id9'>2</a>) </em></dt> <dd>Daily Life in an Ivory Basement : /feb-07/problems-with-subprocess <a class="reference external" href="http://ivory.idyll.org/blog/problems-with-subprocess.html">http://ivory.idyll.org/blog/problems-with-subprocess.html</a></aside> <aside class="footnote brackets" id="id15" role="doc-footnote"> <dt class="label" id="id15">[3]<em> (<a href='#id4'>1</a>, <a href='#id10'>2</a>) </em></dt> <dd>How can I run an external command asynchronously from Python? - Stack Overflow <a class="reference external" href="https://stackoverflow.com/q/636561">https://stackoverflow.com/q/636561</a></aside> <aside class="footnote brackets" id="id16" role="doc-footnote"> <dt class="label" id="id16">[<a href="#id5">4</a>]</dt> <dd>18.1. subprocess - Subprocess management - Python v2.6.2 documentation <a class="reference external" href="https://docs.python.org/2.6/library/subprocess.html#subprocess.Popen.wait">https://docs.python.org/2.6/library/subprocess.html#subprocess.Popen.wait</a></aside> <aside class="footnote brackets" id="id17" role="doc-footnote"> <dt class="label" id="id17">[<a href="#id6">5</a>]</dt> <dd>18.1. subprocess - Subprocess management - Python v2.6.2 documentation <a class="reference external" href="https://docs.python.org/2.6/library/subprocess.html#subprocess.Popen.kill">https://docs.python.org/2.6/library/subprocess.html#subprocess.Popen.kill</a></aside> <aside class="footnote brackets" id="id18" role="doc-footnote"> <dt class="label" id="id18">[<a href="#id7">6</a>]</dt> <dd>Issue 1191964: asynchronous Subprocess - Python tracker <a class="reference external" href="https://github.com/python/cpython/issues/41922">https://github.com/python/cpython/issues/41922</a></aside> <aside class="footnote brackets" id="id19" role="doc-footnote"> <dt class="label" id="id19">[<a href="#id8">7</a>]</dt> <dd>Module to allow Asynchronous subprocess use on Windows and Posix platforms - ActiveState Code <a class="reference external" href="https://code.activestate.com/recipes/440554/">https://code.activestate.com/recipes/440554/</a></aside> </aside> <p>[8] subprocess.rst - subprocdev - Project Hosting on Google Code <a class="reference external" href="https://web.archive.org/web/20130306074135/http://code.google.com/p/subprocdev/source/browse/doc/subprocess.rst?spec=svn2c925e935cad0166d5da85e37c742d8e7f609de5&r=2c925e935cad0166d5da85e37c742d8e7f609de5">https://web.archive.org/web/20130306074135/http://code.google.com/p/subprocdev/source/browse/doc/subprocess.rst?spec=svn2c925e935cad0166d5da85e37c742d8e7f609de5&r=2c925e935cad0166d5da85e37c742d8e7f609de5</a></p> <aside class="footnote-list brackets"> <aside class="footnote brackets" id="id20" role="doc-footnote"> <dt class="label" id="id20">[<a href="#id11">9</a>]</dt> <dd>subprocdev - Project Hosting on Google Code <a class="reference external" href="https://code.google.com/archive/p/subprocdev/">https://code.google.com/archive/p/subprocdev/</a></aside> <aside class="footnote brackets" id="id21" role="doc-footnote"> <dt class="label" id="id21">[<a href="#id12">10</a>]</dt> <dd>Python Subprocess Dev <a class="reference external" href="https://subdev.blogspot.com/">https://subdev.blogspot.com/</a></aside> <aside class="footnote brackets" id="id22" role="doc-footnote"> <dt class="label" id="id22">[<a href="#id1">11</a>]</dt> <dd><a class="reference external" href="https://github.com/python/cpython/issues/63023">https://github.com/python/cpython/issues/63023</a> – Idle: use pipes instead of sockets to talk with user subprocess</aside> </aside> </section> <section id="copyright"> <h2><a class="toc-backref" href="#copyright" role="doc-backlink">Copyright</a></h2> <p>This P.E.P. is licensed under the Open Publication License; <a class="reference external" href="http://www.opencontent.org/openpub/">http://www.opencontent.org/openpub/</a>.</p> </section> </section> <hr class="docutils" /> <p>Source: <a class="reference external" href="https://github.com/python/peps/blob/main/peps/pep-3145.rst">https://github.com/python/peps/blob/main/peps/pep-3145.rst</a></p> <p>Last modified: <a class="reference external" href="https://github.com/python/peps/commits/main/peps/pep-3145.rst">2025-02-01 08:55:40 GMT</a></p> </article> <nav id="pep-sidebar"> <h2>Contents</h2> <ul> <li><a class="reference internal" href="#abstract">Abstract</a></li> <li><a class="reference internal" href="#pep-deferral">PEP Deferral</a></li> <li><a class="reference internal" href="#pep-withdrawal">PEP Withdrawal</a></li> <li><a class="reference internal" href="#motivation">Motivation</a></li> <li><a class="reference internal" href="#rationale">Rationale</a></li> <li><a class="reference internal" href="#reference-implementation">Reference Implementation</a></li> <li><a class="reference internal" href="#references">References</a></li> <li><a class="reference internal" href="#copyright">Copyright</a></li> </ul> <br> <a id="source" href="https://github.com/python/peps/blob/main/peps/pep-3145.rst">Page Source (GitHub)</a> </nav> </section> <script src="../_static/colour_scheme.js"></script> <script src="../_static/wrap_tables.js"></script> <script src="../_static/sticky_banner.js"></script> </body> </html>