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IOSCO

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<body> <div id="header"> <script> $(function(){ $("#btnMembersArea").on("click", function(e){ window.location.href = '/members_area/'; }) }); </script> <style> .navbar-nav a.dropdown-item { font-size: .8rem !important; font-family: "Basis Grotesque Regular", sans-serif !important; } .dropdown-submenu { position: relative; } .dropdown-submenu .dropdown-menu { top: 10%; left: 100%; margin-top: -1px; } .navbar-nav li:hover > ul.dropdown-menu { display: block; } .navbar-nav li.dropdown-submenu:hover > ul.dropdown-menu { display: block; } </style> <nav class="navbar navbar-expand-xl"> <div class="container-fluid"> <a class="navbar-brand" href="/" style="height: 100px !important;"> <div class="logo_text"> <img src="/v2/img/logo/tiny/IOSCO-Logo-RGB-Black.png" alt="IOSCO Logo" style="margin-top:5px;width:102px;"> <div style="font-size:.7rem;line-height:.7rem;margin-top:5px;">International Organization of Securities Commissions</div> </div> </a> <button class="navbar-toggler" type="button" data-bs-toggle="collapse" data-bs-target="#navbarSupportedContent" aria-controls="navbarSupportedContent" aria-expanded="false" aria-label="Toggle navigation" style="border:none;padding:0;box-shadow: none;"> <span class="navbar-toggler-icon"></span> </button> <div class="collapse navbar-collapse" id="navbarSupportedContent"> <ul class="navbar-nav mx-auto mb-2 mb-lg-0"> <li class="nav-item dropdown"> <a class="nav-link dropdown-toggle" href="#" role="button" data-bs-toggle="dropdown" aria-expanded="false">About</a> <ul class="dropdown-menu"> <li><a class="dropdown-item" href="/v2/about/?subsection=about_iosco">About IOSCO</a></li> <li class="dropdown-submenu"> <a href="#" data-bs-toggle="dropdown" class="dropdown-item dropdown-toggle">Organizational Structure</a> <ul class="dropdown-menu"> <li><a class="dropdown-item" href="/v2/about/?subsection=display_committee&cmtid=1">Presidents Committee</a></li> <li><a class="dropdown-item" href="/v2/about/?subsection=display_committee&cmtid=11">IOSCO Board</a></li> <li><a class="dropdown-item" href="/v2/about/?subsection=display_committee&cmtid=8">Growth and Emerging Markets Committee</a></li> <li class="dropdown-submenu"> <a href="#" data-bs-toggle="dropdown" class="dropdown-item dropdown-toggle">Regional Committees</a> <ul class="dropdown-menu"> <li><a class="dropdown-item" href="/v2/about/?subsection=display_committee&cmtid=7">Africa / Middle-East Regional Committee</a></li> <li><a class="dropdown-item" href="/v2/about/?subsection=display_committee&cmtid=6">Asia-Pacific Regional Committee</a></li> <li><a class="dropdown-item" href="/v2/about/?subsection=display_committee&cmtid=4">European Regional Committee</a></li> <li><a class="dropdown-item" href="/v2/about/?subsection=display_committee&cmtid=9">Inter-American Regional Committee</a></li> </ul> </li> <li><a class="dropdown-item" href="/v2/about/?subsection=display_committee&cmtid=2">Affiliate Members Consultative Committee</a></li> <li><a class="dropdown-item" href="/research/?subSection=scrr_members">IOSCO Committee on Emerging Risks</a></li> <li><a class="dropdown-item" href="/v2/about/?subsection=chairs_committees">Chairs of the Committees</a></li> <li><a class="dropdown-item" href="/v2/about/?subsection=gs">General Secretariat</a></li> </ul> </li> <li class="dropdown-submenu"> <a href="#" data-bs-toggle="dropdown" class="dropdown-item dropdown-toggle">International Cooperation</a> <ul class="dropdown-menu"> <li><a class="dropdown-item" href="/v2/about/?subsection=mmou">MMoU</a></li> <li><a class="dropdown-item" href="/v2/about/?subsection=emmou">EMMoU</a></li> <li><a class="dropdown-item" href="/members_area/mmou-stats">MMoU/EMMoU Stats</a></li> <li><a class="dropdown-item" href="/v2/about/?subsection=administrative_arrangement">Administrative Arrangement</a></li> </ul> </li> <li class="dropdown-submenu"> <a href="#" data-bs-toggle="dropdown" class="dropdown-item dropdown-toggle">Policy and Standard Setting</a> <ul class="dropdown-menu"> <li><a class="dropdown-item" href="/v2/about/?subsection=display_committee&cmtid=12">Issuer Accounting, Audit and Disclosure (Committee 1)</a></li> <li><a class="dropdown-item" href="/v2/about/?subsection=display_committee&cmtid=13">Regulation of Secondary Markets (Committee 2)</a></li> <li><a class="dropdown-item" href="/v2/about/?subsection=display_committee&cmtid=14">Regulation of Market Intermediaries (Committee 3)</a></li> <li class="dropdown-submenu"> <a href="#" data-bs-toggle="dropdown" class="dropdown-item dropdown-toggle">Enforcement and the Exchange of Information (Committee 4)</a> <ul class="dropdown-menu"> <li><a class="dropdown-item" href="/v2/about/?subsection=display_committee&cmtid=15">Committee 4 Information</a></li> <li><a class="dropdown-item" href="/members_area/v2/about/?subsection=display_committee&cmtid=15&subSection1=resources">Committee 4 Resources</a></li> </ul> </li> <li><a class="dropdown-item" href="/v2/about/?subsection=display_committee&cmtid=16">Investment Management (Committee 5)</a></li> <li><a class="dropdown-item" href="/v2/about/?subsection=display_committee&cmtid=17">Credit Rating Agencies (Committee 6)</a></li> <li><a class="dropdown-item" href="/v2/about/?subsection=display_committee&cmtid=18">Committee on Derivatives (Committee 7)</a></li> <li><a class="dropdown-item" href="/v2/about/?subsection=display_committee&cmtid=20">Committee on Retail Investors (Committee 8)</a></li> <li><a class="dropdown-item" href="/members_area/v2/about/?subsection=stf">Sustainable Finance Task Force</a></li> </ul> </li> <li class="dropdown-submenu"> <a href="#" data-bs-toggle="dropdown" class="dropdown-item dropdown-toggle">Assessment Committee</a> <ul class="dropdown-menu"> <li><a class="dropdown-item" href="/v2/about/?subsection=display_committee&cmtid=19">Assessment Committee</a></li> </ul> </li> <li><a class="dropdown-item" href="/v2/about/?subsection=cpmi_iosco">CPMI-IOSCO</a></li> <li class="dropdown-submenu"> <a href="#" data-bs-toggle="dropdown" class="dropdown-item dropdown-toggle">Accounting and Audit Oversight</a> <ul class="dropdown-menu"> <li><a class="dropdown-item" href="/v2/about/?subsection=monitoring_group">Monitoring Group</a></li> <li><a class="dropdown-item" href="/v2/about/?subsection=monitoring_board">Monitoring Board</a></li> </ul> </li> </ul> </li> <li class="nav-item dropdown"> <a class="nav-link dropdown-toggle" href="#" role="button" data-bs-toggle="dropdown" aria-expanded="false">Media</a> <ul class="dropdown-menu"> <li><a class="dropdown-item" href="/v2/media_room/?subsection=media_contact">Media Contact</a></li> <li><a class="dropdown-item" href="/v2/media_room/?subsection=media_releases">Media Releases</a></li> <li><a class="dropdown-item" href="/v2/media_room/?subsection=articles">Articles</a></li> <li><a class="dropdown-item" href="/v2/media_room/?subsection=speeches">Public Communications by IOSCO Officials</a></li> <li><a class="dropdown-item" href="/v2/media_room/?subsection=audiovisual">Audiovisual</a></li> <li><a class="dropdown-item" href="/v2/media_room/?subsection=requests-for-logo">Requests for Logo</a></li> </ul> </li> <li class="nav-item dropdown"> <a class="nav-link dropdown-toggle active" href="#" role="button" data-bs-toggle="dropdown" aria-expanded="false" aria-current="page">Publications</a> <ul class="dropdown-menu"> <li><a class="dropdown-item" href="/v2/publications/?subsection=public_reports">Public Reports</a></li> <li><a class="dropdown-item" href="/v2/publications/?subsection=collaboration-FSB">Collaboration with the FSB</a></li> <li><a class="dropdown-item" href="/v2/publications/?subsection=annual_reports">Annual Reports</a></li> <li><a class="dropdown-item" href="/v2/publications/?subsection=iosco_comment_letters">Comment Letters by IOSCO</a></li> <li><a class="dropdown-item" href="/v2/publications/?subsection=public_comment_letters">Public Comment Letters</a></li> <li><a class="dropdown-item" href="/information-repositories/">Information Repositories</a></li> <li><a class="dropdown-item" href="/v2/publications/?subsection=agreements_with_other_institutions">Agreements with other Institutions</a></li> <li><a class="dropdown-item" href="/v2/publications/?subsection=fsb_bis_other_updates">FSB, BIS and Other Updates</a></li> <li><a class="dropdown-item" href="/v2/publications/?subsection=ico-statements">Regulators' Statements on Initial Coin Offerings</a></li> </ul> </li> <li class="nav-item dropdown"> <a class="nav-link dropdown-toggle" href="#" role="button" data-bs-toggle="dropdown" aria-expanded="false">Investor Protection</a> <ul class="dropdown-menu"> <li><a class="dropdown-item" href="/v2/investor_protection/?subsection=investor_alerts_portal">Investor Protection</a></li> <li><a class="dropdown-item" href="/v2/investor_protection/?subsection=what_to_do_when_suspecting_a_scam">What to do when suspecting a scam</a></li> <li><a class="dropdown-item" href="/v2/investor_protection/?subsection=investor_education_gateway">Investor Education Gateway</a></li> </ul> </li> <li class="nav-item dropdown"> <a class="nav-link dropdown-toggle" href="#" role="button" data-bs-toggle="dropdown" aria-expanded="false">Capacity Building</a> <ul class="dropdown-menu"> <li><a class="dropdown-item" href="/v2/training/?subsection=iosco_training_programs">IOSCO Training Programs</a></li> <li><a class="dropdown-item" href="/v2/training/?subsection=global_certificate_program">Global Certificate Program</a></li> <li><a class="dropdown-item" href="/members_area/secondment_register/">Secondment Register</a></li> </ul> </li> <li class="nav-item dropdown"> <a class="nav-link dropdown-toggle" href="#" role="button" data-bs-toggle="events" aria-expanded="false">Events</a> <ul class="dropdown-menu"> <li><a class="dropdown-item" href="/v2/events/?subsection=annual_conferences">Annual Meetings</a></li> <li><a class="dropdown-item" href="/v2/events/?subsection=iosco_events">IOSCO Meetings and Events</a></li> <li><a class="dropdown-item" href="/v2/events/?subsection=other_regulatory_events">Other Regulatory Events</a></li> </ul> </li> <li class="nav-item"> <a class="nav-link" role="button"><span id="btnMembersArea">Members Area</span></a> </li> </ul> <form class="d-flex mb-3 mb-xl-0" role="search" action="/search/" method="post"> <input name="criteria" class="form-control form-control-sm me-2" type="search" placeholder="Search" aria-label="Search"> <button class="btn btn-sm btn-outline-primary" type="submit"><i class="fas fa-magnifying-glass"></i></button> </form> </div> </div> </nav> </div> <div class="modal" id="alertModal" tabindex="-1"> <div class="modal-dialog"> <div class="modal-content"> <div class="modal-header"> <h5 class="modal-title">Modal title</h5> <button type="button" 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<p><strong>Report Type</strong></p> <div class="filterContainer"> <select class="form-select" name="pdrtid"> <option value="">All</option> <option value="1">Final Report (481)</option> <option value="2">Consultation Report (168)</option> <option value="3">Other (87)</option> <option value="4">Preliminary Report (2)</option> <option value="5">Statement (35)</option> </select> </div> <p><strong>Category</strong></p> <div class="filterContainer" id="filterContainer-category"> <select class="form-select" name="pdcid"> <option value="">All</option> <option value="33">Accounting (15)</option> <option value="24">AMCC (5)</option> <option value="28">Analyst Project Team (2)</option> <option value="49">APRC (Asia-Pacific Regional Committee) (1)</option> <option value="87">Artificial Intelligence and Machine Learning (2)</option> <option value="48">Assessment Methodology (13)</option> <option value="89">Asset Management (6)</option> <option value="10">Auditing (24)</option> <option 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start="1"> <li> <strong>FR/11/2024 Targeted Implementation Review on Principles for the Regulation and Supervision of Commodity Derivatives Markets</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 25 Nov 2024 </span> - <a href="/library/pubdocs/pdf/IOSCOPD781.pdf" target="_blank">View Report</a> | <a href="javascript:void(0);" class="linkedReports" onclick="toggleAccordion('781');" data-id="781">Related Public Reports (1)</a> <div id="781" class="accordion-content" style="display: none; background-color:#d3d3d3; padding-right:1rem; padding-top:0.5rem; padding-bottom:0.5rem;"> <ol> <li> <strong>FR02/23 Principles for the Regulation and Supervision of Commodity Derivatives Markets</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 31 Jan 2023 </span> - <a href="/library/pubdocs/pdf/IOSCOPD726.pdf" target="_blank">View Report</a> </li> </ol> </div> </li> <li> <strong>FR/10/2024 Final Report on Post Trade Risk Reduction Services: Sound Practices for Consideration</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 25 Nov 2024 </span> - <a href="/library/pubdocs/pdf/IOSCOPD780.pdf" target="_blank">View Report</a> | <a href="javascript:void(0);" class="linkedReports" onclick="toggleAccordion('780');" data-id="780">Related Public Reports (1)</a> <div id="780" class="accordion-content" style="display: none; background-color:#d3d3d3; padding-right:1rem; padding-top:0.5rem; padding-bottom:0.5rem;"> <ol> <li> <strong>CR03/2024 Post Trade Risk Reduction Services</strong>, Report of the Board of IOSCO <br /> <span style="color: maroon;">Comments may be submitted by email on or before – 1 April 2024.</span> <br /> <span style="color: 0D314B;"> 26 Jan 2024 </span> - <a href="/library/pubdocs/pdf/IOSCOPD760.pdf" target="_blank">View Report</a> </li> </ol> </div> </li> <li> <strong>CR/11/2024 Pre-hedging</strong>, Report of the Board of IOSCO <br /> <span style="color: maroon;">Comments on the report should be submitted by 21 February 2025</span> <br /> <span style="color: 0D314B;"> 21 Nov 2024 </span> - <a href="/library/pubdocs/pdf/IOSCOPD778.pdf" target="_blank">View Report</a> </li> <li> <strong>CR/09/2024 Digital Engagement Practices (DEPs)</strong>, Report of the Board of IOSCO <br /> <span style="color: maroon;">Comments on the report should be submitted by 20 January 2025</span> <br /> <span style="color: 0D314B;"> 19 Nov 2024 </span> - <a href="/library/pubdocs/pdf/IOSCOPD777.pdf" target="_blank">View Report</a> | <a href="javascript:void(0);" class="linkedReports" onclick="toggleAccordion('777');" data-id="777">Related Public Reports (24)</a> <div id="777" class="accordion-content" style="display: none; background-color:#d3d3d3; padding-right:1rem; padding-top:0.5rem; padding-bottom:0.5rem;"> <ol> <li> <strong>FR01/11 Principles on Point of Sale Disclosure</strong>, Report of the Technical Committee of IOSCO <br /> <span style="color: 0D314B;"> 01 Feb 2011 </span> - <a href="/library/pubdocs/pdf/IOSCOPD343.pdf" target="_blank">View Report</a> </li> <li> <strong>FR01/13 Suitability Requirements With Respect To the Distribution of Complex Financial Products</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 21 Jan 2013 </span> - <a href="/library/pubdocs/pdf/IOSCOPD400.pdf" target="_blank">View Report</a> </li> <li> <strong>FR04/2014 Report on the IOSCO Social Media and Automation of Advice Tools Surveys</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 24 Jul 2014 </span> - <a href="/library/pubdocs/pdf/IOSCOPD445.pdf" target="_blank">View Report</a> </li> <li> <strong>FR09/14 Strategic Framework for Investor Education and Financial Literacy</strong>, Report of the Board of IOSCO <br /> <span style="color: maroon;">Consultation Document - Comments received on the consultation report posted here on 7 November 2014</span> <br /> <span style="color: 0D314B;"> 04 Nov 2014 </span> - <a href="/library/pubdocs/pdf/IOSCOPD462.pdf" target="_blank">View Report</a> | <a href="#" onclick="showComments('462');">View comments received</a> </li> <li> <strong>FR06/2015 Survey on Anti-Fraud Messaging</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 06 May 2015 </span> - <a href="/library/pubdocs/pdf/IOSCOPD485.pdf" target="_blank">View Report</a> </li> <li> <strong>FR21/2015 Sound Practices for Investment Risk Education</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 15 Sep 2015 </span> - Available languages: <a href="/library/pubdocs/pdf/IOSCOPD505.pdf" target="_blank">English</a>, <a href="/library/pubdocs/pdf/IOSCOPD505-French.pdf" target="_blank">French</a>, <a href="/library/pubdocs/pdf/IOSCOPD505-Russian.pdf" target="_blank">Russian</a>, <a href="/library/pubdocs/pdf/IOSCOPD505-Spanish.pdf" target="_blank">Spanish</a> </li> <li> <strong>FR07/2017 IOSCO Task Force Report on Wholesale Market Conduct</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 13 Jun 2017 </span> - <a href="/library/pubdocs/pdf/IOSCOPD563.pdf" target="_blank">View Report</a> </li> <li> <strong>FR08/2017 Order Routing Incentives</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 19 Jun 2017 </span> - <a href="/library/pubdocs/pdf/IOSCOPD564.pdf" target="_blank">View Report</a> </li> <li> <strong>FR03/2018 Senior Investor Vulnerability</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 08 Mar 2018 </span> - Available languages: <a href="/library/pubdocs/pdf/IOSCOPD595.pdf" target="_blank">English</a>, <a href="/library/pubdocs/pdf/IOSCOPD595-Portuguese.pdf" target="_blank">Portuguese</a>, <a href="/library/pubdocs/pdf/IOSCOPD595-Japanese.pdf" target="_blank">Japanese</a> </li> <li> <strong>FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programs and Initiatives</strong>, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education) <br /> <span style="color: 0D314B;"> 30 May 2018 </span> - <a href="/library/pubdocs/pdf/IOSCOPD603.pdf" target="_blank">View Report</a> </li> <li> <strong>FR17/2018 Report on Retail OTC Leveraged Products</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 19 Sep 2018 </span> - <a href="/library/pubdocs/pdf/IOSCOPD613.pdf" target="_blank">View Report</a> </li> <li> <strong>FR05/2019 The Application of Behavioral Insights to Retail Investor Protection</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 02 Apr 2019 </span> - <a href="/library/pubdocs/pdf/IOSCOPD626.pdf" target="_blank">View Report</a> </li> <li> <strong>FR13/2019 Core Competencies Framework on Financial Literacy for Investors</strong>, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education) <br /> <span style="color: 0D314B;"> 30 Sep 2019 </span> - <a href="/library/pubdocs/pdf/IOSCOPD639.pdf" target="_blank">View Report</a> </li> <li> <strong>FR02/2020 Issues, Risks and Regulatory Considerations Relating to Crypto-Asset Trading Platforms</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 12 Feb 2020 </span> - <a href="/library/pubdocs/pdf/IOSCOPD649.pdf" target="_blank">View Report</a> </li> <li> <strong>FR12/2020 Investor Education on Crypto-Assets</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 22 Dec 2020 </span> - <a href="/library/pubdocs/pdf/IOSCOPD668.pdf" target="_blank">View Report</a> </li> <li> <strong>FR13/2020 Initial Findings and Observations About the Impact of COVID-19 on Retail Market Conduct</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 22 Dec 2020 </span> - <a href="/library/pubdocs/pdf/IOSCOPD669.pdf" target="_blank">View Report</a> </li> <li> <strong>FR01/2021 Complaint Handling and Redress System for Retail Investors</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 27 Jan 2021 </span> - <a href="/library/pubdocs/pdf/IOSCOPD670.pdf" target="_blank">View Report</a> </li> <li> <strong>CR02/2022 Report on Retail Distribution and Digitalisation</strong>, Report of the Board of IOSCO <br /> <span style="color: maroon;">Comments on the report should be submitted by 17 March 2022</span> <br /> <span style="color: 0D314B;"> 17 Jan 2022 </span> - <a href="/library/pubdocs/pdf/IOSCOPD695.pdf" target="_blank">View Report</a> </li> <li> <strong>CR03/2022 Retail Market Conduct Task Force</strong>, Report of the Board of IOSCO <br /> <span style="color: maroon;">Comments on the report should be submitted by 23 May 2022</span> <br /> <span style="color: 0D314B;"> 21 Mar 2022 </span> - <a href="/library/pubdocs/pdf/IOSCOPD698.pdf" target="_blank">View Report</a> </li> <li> <strong>OR01/2022 IOSCO Decentralized Finance Report</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 24 Mar 2022 </span> - <a href="/library/pubdocs/pdf/IOSCOPD699.pdf" target="_blank">View Report</a> </li> <li> <strong>FR10/22 Retail Investor Education in the Context of Sustainable Finance Markets and Products</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 31 Aug 2022 </span> - <a href="/library/pubdocs/pdf/IOSCOPD711.pdf" target="_blank">View Report</a> </li> <li> <strong>FR12/22 Report on Retail Distribution and Digitalisation</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 12 Oct 2022 </span> - <a href="/library/pubdocs/pdf/IOSCOPD715.pdf" target="_blank">View Report</a> </li> <li> <strong>FR15/22 Investor Behaviour and Investor Education in Times of Turmoil: Recommended Framework for Regulators based on Lessons Learned from the COVID-19 Pandemic</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 30 Nov 2022 </span> - <a href="/library/pubdocs/pdf/IOSCOPD724.pdf" target="_blank">View Report</a> </li> <li> <strong>FR05/23 Retail Market Conduct Task Force Final Report</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 30 Mar 2023 </span> - <a href="/library/pubdocs/pdf/IOSCOPD730.pdf" target="_blank">View Report</a> </li> </ol> </div> </li> <li> <strong>CR/10/2024 Online Imitative Trading Practices: Copy Trading, Mirror Trading, Social Trading</strong>, Report of the Board of IOSCO <br /> <span style="color: maroon;">Comments on the report should be submitted by 20 January 2025</span> <br /> <span style="color: 0D314B;"> 19 Nov 2024 </span> - <a href="/library/pubdocs/pdf/IOSCOPD776.pdf" target="_blank">View Report</a> | <a href="javascript:void(0);" class="linkedReports" onclick="toggleAccordion('776');" data-id="776">Related Public Reports (24)</a> <div id="776" class="accordion-content" style="display: none; background-color:#d3d3d3; padding-right:1rem; padding-top:0.5rem; padding-bottom:0.5rem;"> <ol> <li> <strong>FR01/11 Principles on Point of Sale Disclosure</strong>, Report of the Technical Committee of IOSCO <br /> <span style="color: 0D314B;"> 01 Feb 2011 </span> - <a href="/library/pubdocs/pdf/IOSCOPD343.pdf" target="_blank">View Report</a> </li> <li> <strong>FR01/13 Suitability Requirements With Respect To the Distribution of Complex Financial Products</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 21 Jan 2013 </span> - <a href="/library/pubdocs/pdf/IOSCOPD400.pdf" target="_blank">View Report</a> </li> <li> <strong>FR04/2014 Report on the IOSCO Social Media and Automation of Advice Tools Surveys</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 24 Jul 2014 </span> - <a href="/library/pubdocs/pdf/IOSCOPD445.pdf" target="_blank">View Report</a> </li> <li> <strong>FR09/14 Strategic Framework for Investor Education and Financial Literacy</strong>, Report of the Board of IOSCO <br /> <span style="color: maroon;">Consultation Document - Comments received on the consultation report posted here on 7 November 2014</span> <br /> <span style="color: 0D314B;"> 04 Nov 2014 </span> - <a href="/library/pubdocs/pdf/IOSCOPD462.pdf" target="_blank">View Report</a> | <a href="#" onclick="showComments('462');">View comments received</a> </li> <li> <strong>FR06/2015 Survey on Anti-Fraud Messaging</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 06 May 2015 </span> - <a href="/library/pubdocs/pdf/IOSCOPD485.pdf" target="_blank">View Report</a> </li> <li> <strong>FR21/2015 Sound Practices for Investment Risk Education</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 15 Sep 2015 </span> - Available languages: <a href="/library/pubdocs/pdf/IOSCOPD505.pdf" target="_blank">English</a>, <a href="/library/pubdocs/pdf/IOSCOPD505-French.pdf" target="_blank">French</a>, <a href="/library/pubdocs/pdf/IOSCOPD505-Russian.pdf" target="_blank">Russian</a>, <a href="/library/pubdocs/pdf/IOSCOPD505-Spanish.pdf" target="_blank">Spanish</a> </li> <li> <strong>FR07/2017 IOSCO Task Force Report on Wholesale Market Conduct</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 13 Jun 2017 </span> - <a href="/library/pubdocs/pdf/IOSCOPD563.pdf" target="_blank">View Report</a> </li> <li> <strong>FR08/2017 Order Routing Incentives</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 19 Jun 2017 </span> - <a href="/library/pubdocs/pdf/IOSCOPD564.pdf" target="_blank">View Report</a> </li> <li> <strong>FR03/2018 Senior Investor Vulnerability</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 08 Mar 2018 </span> - Available languages: <a href="/library/pubdocs/pdf/IOSCOPD595.pdf" target="_blank">English</a>, <a href="/library/pubdocs/pdf/IOSCOPD595-Portuguese.pdf" target="_blank">Portuguese</a>, <a href="/library/pubdocs/pdf/IOSCOPD595-Japanese.pdf" target="_blank">Japanese</a> </li> <li> <strong>FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programs and Initiatives</strong>, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education) <br /> <span style="color: 0D314B;"> 30 May 2018 </span> - <a href="/library/pubdocs/pdf/IOSCOPD603.pdf" target="_blank">View Report</a> </li> <li> <strong>FR17/2018 Report on Retail OTC Leveraged Products</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 19 Sep 2018 </span> - <a href="/library/pubdocs/pdf/IOSCOPD613.pdf" target="_blank">View Report</a> </li> <li> <strong>FR05/2019 The Application of Behavioral Insights to Retail Investor Protection</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 02 Apr 2019 </span> - <a href="/library/pubdocs/pdf/IOSCOPD626.pdf" target="_blank">View Report</a> </li> <li> <strong>FR13/2019 Core Competencies Framework on Financial Literacy for Investors</strong>, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education) <br /> <span style="color: 0D314B;"> 30 Sep 2019 </span> - <a href="/library/pubdocs/pdf/IOSCOPD639.pdf" target="_blank">View Report</a> </li> <li> <strong>FR02/2020 Issues, Risks and Regulatory Considerations Relating to Crypto-Asset Trading Platforms</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 12 Feb 2020 </span> - <a href="/library/pubdocs/pdf/IOSCOPD649.pdf" target="_blank">View Report</a> </li> <li> <strong>FR12/2020 Investor Education on Crypto-Assets</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 22 Dec 2020 </span> - <a href="/library/pubdocs/pdf/IOSCOPD668.pdf" target="_blank">View Report</a> </li> <li> <strong>FR13/2020 Initial Findings and Observations About the Impact of COVID-19 on Retail Market Conduct</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 22 Dec 2020 </span> - <a href="/library/pubdocs/pdf/IOSCOPD669.pdf" target="_blank">View Report</a> </li> <li> <strong>FR01/2021 Complaint Handling and Redress System for Retail Investors</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 27 Jan 2021 </span> - <a href="/library/pubdocs/pdf/IOSCOPD670.pdf" target="_blank">View Report</a> </li> <li> <strong>CR02/2022 Report on Retail Distribution and Digitalisation</strong>, Report of the Board of IOSCO <br /> <span style="color: maroon;">Comments on the report should be submitted by 17 March 2022</span> <br /> <span style="color: 0D314B;"> 17 Jan 2022 </span> - <a href="/library/pubdocs/pdf/IOSCOPD695.pdf" target="_blank">View Report</a> </li> <li> <strong>CR03/2022 Retail Market Conduct Task Force</strong>, Report of the Board of IOSCO <br /> <span style="color: maroon;">Comments on the report should be submitted by 23 May 2022</span> <br /> <span style="color: 0D314B;"> 21 Mar 2022 </span> - <a href="/library/pubdocs/pdf/IOSCOPD698.pdf" target="_blank">View Report</a> </li> <li> <strong>OR01/2022 IOSCO Decentralized Finance Report</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 24 Mar 2022 </span> - <a href="/library/pubdocs/pdf/IOSCOPD699.pdf" target="_blank">View Report</a> </li> <li> <strong>FR10/22 Retail Investor Education in the Context of Sustainable Finance Markets and Products</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 31 Aug 2022 </span> - <a href="/library/pubdocs/pdf/IOSCOPD711.pdf" target="_blank">View Report</a> </li> <li> <strong>FR12/22 Report on Retail Distribution and Digitalisation</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 12 Oct 2022 </span> - <a href="/library/pubdocs/pdf/IOSCOPD715.pdf" target="_blank">View Report</a> </li> <li> <strong>FR15/22 Investor Behaviour and Investor Education in Times of Turmoil: Recommended Framework for Regulators based on Lessons Learned from the COVID-19 Pandemic</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 30 Nov 2022 </span> - <a href="/library/pubdocs/pdf/IOSCOPD724.pdf" target="_blank">View Report</a> </li> <li> <strong>FR05/23 Retail Market Conduct Task Force Final Report</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 30 Mar 2023 </span> - <a href="/library/pubdocs/pdf/IOSCOPD730.pdf" target="_blank">View Report</a> </li> </ol> </div> </li> <li> <strong>CR/08/2024 Finfluencers</strong>, Report of the Board of IOSCO <br /> <span style="color: maroon;">Comments on the report should be submitted by 20 January 2025</span> <br /> <span style="color: 0D314B;"> 19 Nov 2024 </span> - <a href="/library/pubdocs/pdf/IOSCOPD775.pdf" target="_blank">View Report</a> | <a href="javascript:void(0);" class="linkedReports" onclick="toggleAccordion('775');" data-id="775">Related Public Reports (24)</a> <div id="775" class="accordion-content" style="display: none; background-color:#d3d3d3; padding-right:1rem; padding-top:0.5rem; padding-bottom:0.5rem;"> <ol> <li> <strong>FR01/11 Principles on Point of Sale Disclosure</strong>, Report of the Technical Committee of IOSCO <br /> <span style="color: 0D314B;"> 01 Feb 2011 </span> - <a href="/library/pubdocs/pdf/IOSCOPD343.pdf" target="_blank">View Report</a> </li> <li> <strong>FR01/13 Suitability Requirements With Respect To the Distribution of Complex Financial Products</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 21 Jan 2013 </span> - <a href="/library/pubdocs/pdf/IOSCOPD400.pdf" target="_blank">View Report</a> </li> <li> <strong>FR04/2014 Report on the IOSCO Social Media and Automation of Advice Tools Surveys</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 24 Jul 2014 </span> - <a href="/library/pubdocs/pdf/IOSCOPD445.pdf" target="_blank">View Report</a> </li> <li> <strong>FR09/14 Strategic Framework for Investor Education and Financial Literacy</strong>, Report of the Board of IOSCO <br /> <span style="color: maroon;">Consultation Document - Comments received on the consultation report posted here on 7 November 2014</span> <br /> <span style="color: 0D314B;"> 04 Nov 2014 </span> - <a href="/library/pubdocs/pdf/IOSCOPD462.pdf" target="_blank">View Report</a> | <a href="#" onclick="showComments('462');">View comments received</a> </li> <li> <strong>FR06/2015 Survey on Anti-Fraud Messaging</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 06 May 2015 </span> - <a href="/library/pubdocs/pdf/IOSCOPD485.pdf" target="_blank">View Report</a> </li> <li> <strong>FR21/2015 Sound Practices for Investment Risk Education</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 15 Sep 2015 </span> - Available languages: <a href="/library/pubdocs/pdf/IOSCOPD505.pdf" target="_blank">English</a>, <a href="/library/pubdocs/pdf/IOSCOPD505-French.pdf" target="_blank">French</a>, <a href="/library/pubdocs/pdf/IOSCOPD505-Russian.pdf" target="_blank">Russian</a>, <a href="/library/pubdocs/pdf/IOSCOPD505-Spanish.pdf" target="_blank">Spanish</a> </li> <li> <strong>FR07/2017 IOSCO Task Force Report on Wholesale Market Conduct</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 13 Jun 2017 </span> - <a href="/library/pubdocs/pdf/IOSCOPD563.pdf" target="_blank">View Report</a> </li> <li> <strong>FR08/2017 Order Routing Incentives</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 19 Jun 2017 </span> - <a href="/library/pubdocs/pdf/IOSCOPD564.pdf" target="_blank">View Report</a> </li> <li> <strong>FR03/2018 Senior Investor Vulnerability</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 08 Mar 2018 </span> - Available languages: <a href="/library/pubdocs/pdf/IOSCOPD595.pdf" target="_blank">English</a>, <a href="/library/pubdocs/pdf/IOSCOPD595-Portuguese.pdf" target="_blank">Portuguese</a>, <a href="/library/pubdocs/pdf/IOSCOPD595-Japanese.pdf" target="_blank">Japanese</a> </li> <li> <strong>FR10/2018 The Application of Behavioural Insights to Financial Literacy and Investor Education Programs and Initiatives</strong>, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education) <br /> <span style="color: 0D314B;"> 30 May 2018 </span> - <a href="/library/pubdocs/pdf/IOSCOPD603.pdf" target="_blank">View Report</a> </li> <li> <strong>FR17/2018 Report on Retail OTC Leveraged Products</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 19 Sep 2018 </span> - <a href="/library/pubdocs/pdf/IOSCOPD613.pdf" target="_blank">View Report</a> </li> <li> <strong>FR05/2019 The Application of Behavioral Insights to Retail Investor Protection</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 02 Apr 2019 </span> - <a href="/library/pubdocs/pdf/IOSCOPD626.pdf" target="_blank">View Report</a> </li> <li> <strong>FR13/2019 Core Competencies Framework on Financial Literacy for Investors</strong>, Report of the IOSCO Committee 8 on Retail Investors (jointly with the OECD International Network on Financial Education) <br /> <span style="color: 0D314B;"> 30 Sep 2019 </span> - <a href="/library/pubdocs/pdf/IOSCOPD639.pdf" target="_blank">View Report</a> </li> <li> <strong>FR02/2020 Issues, Risks and Regulatory Considerations Relating to Crypto-Asset Trading Platforms</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 12 Feb 2020 </span> - <a href="/library/pubdocs/pdf/IOSCOPD649.pdf" target="_blank">View Report</a> </li> <li> <strong>FR12/2020 Investor Education on Crypto-Assets</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 22 Dec 2020 </span> - <a href="/library/pubdocs/pdf/IOSCOPD668.pdf" target="_blank">View Report</a> </li> <li> <strong>FR13/2020 Initial Findings and Observations About the Impact of COVID-19 on Retail Market Conduct</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 22 Dec 2020 </span> - <a href="/library/pubdocs/pdf/IOSCOPD669.pdf" target="_blank">View Report</a> </li> <li> <strong>FR01/2021 Complaint Handling and Redress System for Retail Investors</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 27 Jan 2021 </span> - <a href="/library/pubdocs/pdf/IOSCOPD670.pdf" target="_blank">View Report</a> </li> <li> <strong>CR02/2022 Report on Retail Distribution and Digitalisation</strong>, Report of the Board of IOSCO <br /> <span style="color: maroon;">Comments on the report should be submitted by 17 March 2022</span> <br /> <span style="color: 0D314B;"> 17 Jan 2022 </span> - <a href="/library/pubdocs/pdf/IOSCOPD695.pdf" target="_blank">View Report</a> </li> <li> <strong>CR03/2022 Retail Market Conduct Task Force</strong>, Report of the Board of IOSCO <br /> <span style="color: maroon;">Comments on the report should be submitted by 23 May 2022</span> <br /> <span style="color: 0D314B;"> 21 Mar 2022 </span> - <a href="/library/pubdocs/pdf/IOSCOPD698.pdf" target="_blank">View Report</a> </li> <li> <strong>OR01/2022 IOSCO Decentralized Finance Report</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 24 Mar 2022 </span> - <a href="/library/pubdocs/pdf/IOSCOPD699.pdf" target="_blank">View Report</a> </li> <li> <strong>FR10/22 Retail Investor Education in the Context of Sustainable Finance Markets and Products</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 31 Aug 2022 </span> - <a href="/library/pubdocs/pdf/IOSCOPD711.pdf" target="_blank">View Report</a> </li> <li> <strong>FR12/22 Report on Retail Distribution and Digitalisation</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 12 Oct 2022 </span> - <a href="/library/pubdocs/pdf/IOSCOPD715.pdf" target="_blank">View Report</a> </li> <li> <strong>FR15/22 Investor Behaviour and Investor Education in Times of Turmoil: Recommended Framework for Regulators based on Lessons Learned from the COVID-19 Pandemic</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 30 Nov 2022 </span> - <a href="/library/pubdocs/pdf/IOSCOPD724.pdf" target="_blank">View Report</a> </li> <li> <strong>FR05/23 Retail Market Conduct Task Force Final Report</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 30 Mar 2023 </span> - <a href="/library/pubdocs/pdf/IOSCOPD730.pdf" target="_blank">View Report</a> </li> </ol> </div> </li> <li> <strong>FR/08/2024 Voluntary Carbon Markets</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 14 Nov 2024 </span> - <a href="/library/pubdocs/pdf/IOSCOPD774.pdf" target="_blank">View Report</a> | <a href="/library/pubdocs/pdf/IOSCOPD774-note.pdf" target="_blank">IOSCO/World Bank Joint Note</a> | <a href="javascript:void(0);" class="linkedReports" onclick="toggleAccordion('774');" data-id="774">Related Public Reports (2)</a> <div id="774" class="accordion-content" style="display: none; background-color:#d3d3d3; padding-right:1rem; padding-top:0.5rem; padding-bottom:0.5rem;"> <ol> <li> <strong>CR06/2022 Voluntary Carbon Markets</strong>, Report of the Board of IOSCO <br /> <span style="color: maroon;">Consultation Document - Comments received on the consultation report posted here on 27 March 2023</span> <br /> <span style="color: 0D314B;"> 09 Nov 2022 </span> - <a href="/library/pubdocs/pdf/IOSCOPD718.pdf" target="_blank">View Report</a> | <a href="#" onclick="showComments('718');">View comments received</a> </li> <li> <strong>CR06/2023 Voluntary Carbon Markets</strong>, Report of the Board of IOSCO <br /> <span style="color: maroon;">Comments on the report should be submitted by 3 March 2024</span> <br /> <span style="color: 0D314B;"> 03 Dec 2023 </span> - <a href="/library/pubdocs/pdf/IOSCOPD749.pdf" target="_blank">View Report</a> </li> </ol> </div> </li> <li> <strong>FR/07/2024 IOSCO Report on Transition Plans</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 13 Nov 2024 </span> - <a href="/library/pubdocs/pdf/IOSCOPD772.pdf" target="_blank">View Report</a> </li> <li> <strong>IOSCO Statement on the IAASB’s International Standard on Sustainability Assurance (ISSA) 5000</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 12 Nov 2024 </span> - <a href="/library/pubdocs/pdf/IOSCOPD773.pdf" target="_blank">View Report</a> </li> <li> <strong>CR/07/2024 Guidance for Open-ended Funds for Effective Implementation of the Recommendations for Liquidity Risk Management</strong>, Report of the Board of IOSCO <br /> <span style="color: maroon;">Comments on the report should be submitted by 11 February 2025</span> <br /> <span style="color: 0D314B;"> 11 Nov 2024 </span> - <a href="/library/pubdocs/pdf/IOSCOPD771.pdf" target="_blank">View Report</a> </li> <li> <strong>CR/06/2024 Revised Recommendations for Liquidity Risk Management for Collective Investment Schemes</strong>, Report of the Board of IOSCO <br /> <span style="color: maroon;">Comments on the report should be submitted by 11 February 2025</span> <br /> <span style="color: 0D314B;"> 11 Nov 2024 </span> - <a href="/library/pubdocs/pdf/IOSCOPD770.pdf" target="_blank">View Report</a> </li> <li> <strong>FR06/2024 Investor Education on Crypto-Assets</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 09 Oct 2024 </span> - <a href="/library/pubdocs/pdf/IOSCOPD769.pdf" target="_blank">View Report</a> | <a href="javascript:void(0);" class="linkedReports" onclick="toggleAccordion('769');" data-id="769">Related Public Reports (4)</a> <div id="769" class="accordion-content" style="display: none; background-color:#d3d3d3; padding-right:1rem; padding-top:0.5rem; padding-bottom:0.5rem;"> <ol> <li> <strong>FR12/2020 Investor Education on Crypto-Assets</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 22 Dec 2020 </span> - <a href="/library/pubdocs/pdf/IOSCOPD668.pdf" target="_blank">View Report</a> </li> <li> <strong>FR11/23 Policy Recommendations for Crypto and Digital Asset Markets</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 16 Nov 2023 </span> - <a href="/library/pubdocs/pdf/IOSCOPD747.pdf" target="_blank">View Report</a> </li> <li> <strong>FR14/23 Final Report with Policy Recommendations for Decentralized Finance (DeFi)</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 19 Dec 2023 </span> - <a href="/library/pubdocs/pdf/IOSCOPD754.pdf" target="_blank">View Report</a> </li> <li> <strong>OR02/2023 IOSCO Policy Recommendations for Crypto and Digital Asset Markets (including DeFi) - Umbrella Note</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 19 Dec 2023 </span> - <a href="/library/pubdocs/pdf/IOSCOPD755.pdf" target="_blank">View Report</a> </li> </ol> </div> </li> <li> <strong>World Investor Week 2023</strong>, Report of IOSCO Committee 8 on Retail Investors <br /> <span style="color: 0D314B;"> 09 Jul 2024 </span> - <a href="/library/pubdocs/pdf/IOSCOPD768.pdf" target="_blank">View Report</a> | <a href="javascript:void(0);" class="linkedReports" onclick="toggleAccordion('768');" data-id="768">Related Public Reports (5)</a> <div id="768" class="accordion-content" style="display: none; background-color:#d3d3d3; padding-right:1rem; padding-top:0.5rem; padding-bottom:0.5rem;"> <ol> <li> <strong>World Investor Week 2017</strong>, Report of IOSCO Committee 8 on Retail Investors <br /> <span style="color: 0D314B;"> 24 Jul 2018 </span> - <a href="/library/pubdocs/pdf/IOSCOPD606.pdf" target="_blank">View Report</a> </li> <li> <strong>World Investor Week 2019</strong>, Report of IOSCO Committee 8 on Retail Investors <br /> <span style="color: 0D314B;"> 08 Oct 2020 </span> - <a href="/library/pubdocs/pdf/IOSCOPD662.pdf" target="_blank">View Report</a> </li> <li> <strong>World Investor Week 2020</strong>, Report of IOSCO Committee 8 on Retail Investors <br /> <span style="color: 0D314B;"> 07 Jun 2021 </span> - <a href="/library/pubdocs/pdf/IOSCOPD677.pdf" target="_blank">View Report</a> </li> <li> <strong>World Investor Week 2021</strong>, Report of IOSCO Committee 8 on Retail Investors <br /> <span style="color: 0D314B;"> 17 Aug 2022 </span> - <a href="/library/pubdocs/pdf/IOSCOPD710.pdf" target="_blank">View Report</a> </li> <li> <strong>World Investor Week 2022</strong>, Report of IOSCO Committee 8 on Retail Investors <br /> <span style="color: 0D314B;"> 22 Jun 2023 </span> - <a href="/library/pubdocs/pdf/IOSCOPD736.pdf" target="_blank">View Report</a> </li> </ol> </div> </li> <li> <strong>FR04/2024 Market Outages</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 05 Jun 2024 </span> - <a href="/library/pubdocs/pdf/IOSCOPD767.pdf" target="_blank">View Report</a> | <a href="javascript:void(0);" class="linkedReports" onclick="toggleAccordion('767');" data-id="767">Related Public Reports (1)</a> <div id="767" class="accordion-content" style="display: none; background-color:#d3d3d3; padding-right:1rem; padding-top:0.5rem; padding-bottom:0.5rem;"> <ol> <li> <strong>CR07/2023 Market Outages</strong>, Report of the Board of IOSCO <br /> <span style="color: maroon;">Comments on the report should be submitted by 1 March 2024</span> <br /> <span style="color: 0D314B;"> 14 Dec 2023 </span> - <a href="/library/pubdocs/pdf/IOSCOPD751.pdf" target="_blank">View Report</a> </li> </ol> </div> </li> <li> <strong>FR03/2024 Leveraged Loans and CLOs Good Practices for Consideration</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 03 Jun 2024 </span> - <a href="/library/pubdocs/pdf/IOSCOPD766.pdf" target="_blank">View Report</a> | <a href="#" onclick="showComments('766');">View comments received</a> | <a href="javascript:void(0);" class="linkedReports" onclick="toggleAccordion('766');" data-id="766">Related Public Reports (1)</a> <div id="766" class="accordion-content" style="display: none; background-color:#d3d3d3; padding-right:1rem; padding-top:0.5rem; padding-bottom:0.5rem;"> <ol> <li> <strong>CR05/2023 Leveraged Loans and CLOs Good Practices for Consideration</strong>, Report of the Board of IOSCO <br /> <span style="color: maroon;">Comments on the report should be submitted by 15 December 2023</span> <br /> <span style="color: 0D314B;"> 14 Sep 2023 </span> - <a href="/library/pubdocs/pdf/IOSCOPD746.pdf" target="_blank">View Report</a> </li> </ol> </div> </li> <li> <strong>IOSCO Statement on the consultation on the Proposed International Ethics Standards for Sustainability Assurance (Including International Independence Standards) (IESSA) and Other Revisions to the Code Relating to Sustainability Assurance and Reporting</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 10 May 2024 </span> - <a href="/library/pubdocs/pdf/IOSCOPD765.pdf" target="_blank">View Report</a> </li> <li> <strong>OR01/24 Update to IOSCO 2023-24 Work program - March 2024 – March 2025 Workplan</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 12 Apr 2024 </span> - <a href="/library/pubdocs/pdf/IOSCOPD764.pdf" target="_blank">View Report</a> | <a href="javascript:void(0);" class="linkedReports" onclick="toggleAccordion('764');" data-id="764">Related Public Reports (1)</a> <div id="764" class="accordion-content" style="display: none; background-color:#d3d3d3; padding-right:1rem; padding-top:0.5rem; padding-bottom:0.5rem;"> <ol> <li> <strong>OR01/23 IOSCO Board Priorities - Work Program 2023-2024</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 05 Apr 2023 </span> - <a href="/library/pubdocs/pdf/IOSCOPD731.pdf" target="_blank">View Report</a> </li> </ol> </div> </li> <li> <strong>CR/05/2024 Evolution in the Operation, Governance and Business Models of Exchanges: Regulatory Implications and Good Practices</strong>, Report of the Board of IOSCO <br /> <span style="color: maroon;">Comments may be submitted by email on or before – 3 July 2024</span> <br /> <span style="color: 0D314B;"> 04 Apr 2024 </span> - <a href="/library/pubdocs/pdf/IOSCOPD763.pdf" target="_blank">View Report</a> </li> <li> <strong>CR04/2024 Streamlining variation margin in centrally cleared markets - examples of effective practices</strong>, Committee on Payments and Market Infrastructures and the Board of IOSCO <br /> <span style="color: maroon;">Comments may be submitted by email on or before – 14 May 2024</span> <br /> <span style="color: 0D314B;"> 14 Feb 2024 </span> - <a href="/library/pubdocs/pdf/IOSCOPD762.pdf" target="_blank">View Report</a> | <a href="javascript:void(0);" class="linkedReports" onclick="toggleAccordion('762');" data-id="762">Related Public Reports (2)</a> <div id="762" class="accordion-content" style="display: none; background-color:#d3d3d3; padding-right:1rem; padding-top:0.5rem; padding-bottom:0.5rem;"> <ol> <li> <strong>CR01/24 Transparency and responsiveness of initial margin in centrally cleared markets – review and policy proposals</strong>, Report of The Basel Committee on Banking Supervision (BCBS), The Committee on Payments and Market Infrastructures and Board of IOSCO <br /> <span style="color: maroon;">Comments on the report should be submitted by 16 April 2024</span> <br /> <span style="color: 0D314B;"> 16 Jan 2024 </span> - <a href="/library/pubdocs/pdf/IOSCOPD757.pdf" target="_blank">View Report</a> </li> <li> <strong>CR02/2024 Streamlining VM processes and IM responsiveness of margin models in noncentrally cleared markets</strong>, Report of the Basel Committee on Banking Supervision and the Board of IOSCO <br /> <span style="color: maroon;">Submissions on the proposals should be submitted by 17 April 2024.</span> <br /> <span style="color: 0D314B;"> 17 Jan 2024 </span> - <a href="/library/pubdocs/pdf/IOSCOPD759.pdf" target="_blank">View Report</a> </li> </ol> </div> </li> <li> <strong>FR02/2024 Investment Funds Statistics Report</strong>, Report of the Board of IOSCO <br /> <span style="color: 0D314B;"> 30 Jan 2024 </span> - <a href="/library/pubdocs/pdf/IOSCOPD761.pdf" target="_blank">View Report</a> </li> <ol> </div> </div> </div> <div class="modal fade" id="dialogComments" tabindex="-1" role="dialog" aria-labelledby="commentsModalLabel" aria-hidden="true"> <div class="modal-dialog modal-lg" role="document"> <div class="modal-content"> <div class="modal-header"> <h5 class="modal-title" id="commentsModalLabel">Consultation Document - Comments Received</h5> </div> <div class="modal-body"></div> <div class="modal-footer"> <button type="button" class="btn btn-secondary" data-bs-dismiss="modal">Close</button> </div> </div> </div> </div> </div> <div id="footer" 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