[2405.10706] Challenging the Human-in-the-loop in Algorithmic Decision-making

<!DOCTYPE html> <html lang="en"> <head> <title>[2405.10706] Challenging the Human-in-the-loop in Algorithmic Decision-making</title> <meta name="viewport" content="width=device-width, initial-scale=1"> <link rel="apple-touch-icon" sizes="180x180" href="/static/browse/0.3.4/images/icons/apple-touch-icon.png"> <link rel="icon" type="image/png" sizes="32x32" href="/static/browse/0.3.4/images/icons/favicon-32x32.png"> <link rel="icon" type="image/png" sizes="16x16" href="/static/browse/0.3.4/images/icons/favicon-16x16.png"> <link rel="manifest" href="/static/browse/0.3.4/images/icons/site.webmanifest"> <link rel="mask-icon" href="/static/browse/0.3.4/images/icons/safari-pinned-tab.svg" color="#5bbad5"> <meta name="msapplication-TileColor" content="#da532c"> <meta name="theme-color" content="#ffffff"> <link rel="stylesheet" type="text/css" media="screen" href="/static/browse/0.3.4/css/arXiv.css?v=20241206" /> <link rel="stylesheet" type="text/css" media="print" href="/static/browse/0.3.4/css/arXiv-print.css?v=20200611" /> <link rel="stylesheet" type="text/css" media="screen" href="/static/browse/0.3.4/css/browse_search.css" /> <script language="javascript" src="/static/browse/0.3.4/js/accordion.js" /></script> <link rel="canonical" href="https://arxiv.org/abs/2405.10706"/> <meta name="description" content="Abstract page for arXiv paper 2405.10706: Challenging the Human-in-the-loop in Algorithmic Decision-making"><meta property="og:type" content="website" /> <meta property="og:site_name" content="arXiv.org" /> <meta property="og:title" content="Challenging the Human-in-the-loop in Algorithmic Decision-making" /> <meta property="og:url" content="https://arxiv.org/abs/2405.10706v2" /> <meta property="og:image" content="/static/browse/0.3.4/images/arxiv-logo-fb.png" /> <meta property="og:image:secure_url" content="/static/browse/0.3.4/images/arxiv-logo-fb.png" /> <meta property="og:image:width" content="1200" /> <meta property="og:image:height" content="700" /> <meta property="og:image:alt" content="arXiv logo"/> <meta property="og:description" content="We discuss the role of humans in algorithmic decision-making (ADM) for socially relevant problems from a technical and philosophical perspective. In particular, we illustrate tensions arising from diverse expectations, values, and constraints by and on the humans involved. To this end, we assume that a strategic decision-maker (SDM) introduces ADM to optimize strategic and societal goals while the algorithms' recommended actions are overseen by a practical decision-maker (PDM) - a specific human-in-the-loop - who makes the final decisions. While the PDM is typically assumed to be a corrective, it can counteract the realization of the SDM's desired goals and societal values not least because of a misalignment of these values and unmet information needs of the PDM. This has significant implications for the distribution of power between the stakeholders in ADM, their constraints, and information needs. In particular, we emphasize the overseeing PDM's role as a potential political and ethical decision maker, who acts expected to balance strategic, value-driven objectives and on-the-ground individual decisions and constraints. We demonstrate empirically, on a machine learning benchmark dataset, the significant impact an overseeing PDM's decisions can have even if the PDM is constrained to performing only a limited amount of actions differing from the algorithms' recommendations. To ensure that the SDM's intended values are realized, the PDM needs to be provided with appropriate information conveyed through tailored explanations and its role must be characterized clearly. Our findings emphasize the need for an in-depth discussion of the role and power of the PDM and challenge the often-taken view that just including a human-in-the-loop in ADM ensures the 'correct' and 'ethical' functioning of the system."/> <meta name="twitter:site" content="@arxiv"/> <meta name="twitter:card" content="summary"/> <meta name="twitter:title" content="Challenging the Human-in-the-loop in Algorithmic Decision-making"/> <meta name="twitter:description" content="We discuss the role of humans in algorithmic decision-making (ADM) for socially relevant problems from a technical and philosophical perspective. In particular, we illustrate tensions arising from..."/> <meta name="twitter:image" content="https://static.arxiv.org/icons/twitter/arxiv-logo-twitter-square.png"/> <meta name="twitter:image:alt" content="arXiv logo"/> <link rel="stylesheet" media="screen" type="text/css" href="/static/browse/0.3.4/css/tooltip.css"/><link rel="stylesheet" media="screen" type="text/css" href="https://static.arxiv.org/js/bibex-dev/bibex.css?20200709"/> <script src="/static/browse/0.3.4/js/mathjaxToggle.min.js" type="text/javascript"></script> <script src="//code.jquery.com/jquery-latest.min.js" type="text/javascript"></script> <script src="//cdn.jsdelivr.net/npm/js-cookie@2/src/js.cookie.min.js" type="text/javascript"></script> <script src="//cdn.jsdelivr.net/npm/dompurify@2.3.5/dist/purify.min.js"></script> <script src="/static/browse/0.3.4/js/toggle-labs.js?20241022" type="text/javascript"></script> <script src="/static/browse/0.3.4/js/cite.js" type="text/javascript"></script><meta name="citation_title" content="Challenging the Human-in-the-loop in Algorithmic Decision-making" /><meta name="citation_author" content="Tschiatschek, Sebastian" /><meta name="citation_author" content="Stamboliev, Eugenia" /><meta name="citation_author" content="Schmude, Timoth茅e" /><meta name="citation_author" content="Coeckelbergh, Mark" /><meta name="citation_author" content="Koesten, Laura" /><meta name="citation_date" content="2024/05/17" /><meta name="citation_online_date" content="2024/08/20" /><meta name="citation_pdf_url" content="http://arxiv.org/pdf/2405.10706" /><meta name="citation_arxiv_id" content="2405.10706" /><meta name="citation_abstract" content="We discuss the role of humans in algorithmic decision-making (ADM) for socially relevant problems from a technical and philosophical perspective. In particular, we illustrate tensions arising from diverse expectations, values, and constraints by and on the humans involved. To this end, we assume that a strategic decision-maker (SDM) introduces ADM to optimize strategic and societal goals while the algorithms' recommended actions are overseen by a practical decision-maker (PDM) - a specific human-in-the-loop - who makes the final decisions. While the PDM is typically assumed to be a corrective, it can counteract the realization of the SDM's desired goals and societal values not least because of a misalignment of these values and unmet information needs of the PDM. This has significant implications for the distribution of power between the stakeholders in ADM, their constraints, and information needs. In particular, we emphasize the overseeing PDM's role as a potential political and ethical decision maker, who acts expected to balance strategic, value-driven objectives and on-the-ground individual decisions and constraints. We demonstrate empirically, on a machine learning benchmark dataset, the significant impact an overseeing PDM's decisions can have even if the PDM is constrained to performing only a limited amount of actions differing from the algorithms' recommendations. To ensure that the SDM's intended values are realized, the PDM needs to be provided with appropriate information conveyed through tailored explanations and its role must be characterized clearly. Our findings emphasize the need for an in-depth discussion of the role and power of the PDM and challenge the often-taken view that just including a human-in-the-loop in ADM ensures the 'correct' and 'ethical' functioning of the system." /> </head> <body class="with-cu-identity"> <div class="flex-wrap-footer"> <header> <a href="#content" class="is-sr-only">Skip to main content</a>  <div class="columns is-vcentered is-hidden-mobile" id="cu-identity"> <div class="column" id="cu-logo"> <a href="https://www.cornell.edu/"><img src="/static/browse/0.3.4/images/icons/cu/cornell-reduced-white-SMALL.svg" alt="Cornell University" /></a> </div><div class="column" id="support-ack"> <span id="support-ack-url">We gratefully acknowledge support from the Simons Foundation, <a href="https://info.arxiv.org/about/ourmembers.html">member institutions</a>, and all contributors.</span> <a href="https://info.arxiv.org/about/donate.html" class="btn-header-donate">Donate</a> </div> </div> <div id="header" 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Decision-making</h1> <div class="authors"><span class="descriptor">Authors:</span><a href="https://arxiv.org/search/cs?searchtype=author&query=Tschiatschek,+S" rel="nofollow">Sebastian Tschiatschek</a>, <a href="https://arxiv.org/search/cs?searchtype=author&query=Stamboliev,+E" rel="nofollow">Eugenia Stamboliev</a>, <a href="https://arxiv.org/search/cs?searchtype=author&query=Schmude,+T" rel="nofollow">Timoth茅e Schmude</a>, <a href="https://arxiv.org/search/cs?searchtype=author&query=Coeckelbergh,+M" rel="nofollow">Mark Coeckelbergh</a>, <a href="https://arxiv.org/search/cs?searchtype=author&query=Koesten,+L" rel="nofollow">Laura Koesten</a></div> <div id="download-button-info" hidden>View a PDF of the paper titled Challenging the Human-in-the-loop in Algorithmic Decision-making, by Sebastian Tschiatschek and Eugenia Stamboliev and Timoth\'ee Schmude and Mark Coeckelbergh and Laura Koesten</div> <a class="mobile-submission-download" href="/pdf/2405.10706">View PDF</a> <blockquote class="abstract mathjax"> <span class="descriptor">Abstract:</span>We discuss the role of humans in algorithmic decision-making (ADM) for socially relevant problems from a technical and philosophical perspective. In particular, we illustrate tensions arising from diverse expectations, values, and constraints by and on the humans involved. To this end, we assume that a strategic decision-maker (SDM) introduces ADM to optimize strategic and societal goals while the algorithms' recommended actions are overseen by a practical decision-maker (PDM) - a specific human-in-the-loop - who makes the final decisions. While the PDM is typically assumed to be a corrective, it can counteract the realization of the SDM's desired goals and societal values not least because of a misalignment of these values and unmet information needs of the PDM. This has significant implications for the distribution of power between the stakeholders in ADM, their constraints, and information needs. In particular, we emphasize the overseeing PDM's role as a potential political and ethical decision maker, who acts expected to balance strategic, value-driven objectives and on-the-ground individual decisions and constraints. We demonstrate empirically, on a machine learning benchmark dataset, the significant impact an overseeing PDM's decisions can have even if the PDM is constrained to performing only a limited amount of actions differing from the algorithms' recommendations. To ensure that the SDM's intended values are realized, the PDM needs to be provided with appropriate information conveyed through tailored explanations and its role must be characterized clearly. Our findings emphasize the need for an in-depth discussion of the role and power of the PDM and challenge the often-taken view that just including a human-in-the-loop in ADM ensures the 'correct' and 'ethical' functioning of the system. </blockquote>  <div class="metatable"> <table summary="Additional metadata"><tr> <td class="tablecell label">Subjects:</td> <td class="tablecell subjects"> <span class="primary-subject">Machine Learning (cs.LG)</span></td> </tr><tr> <td class="tablecell label">Cite as:</td> <td class="tablecell arxivid"><span class="arxivid"><a href="https://arxiv.org/abs/2405.10706">arXiv:2405.10706</a> [cs.LG]</span></td> </tr> <tr> <td class="tablecell label"> </td> <td class="tablecell arxividv">(or <span class="arxivid"> <a href="https://arxiv.org/abs/2405.10706v2">arXiv:2405.10706v2</a> [cs.LG]</span> for this version) </td> </tr> <tr> <td class="tablecell label"> </td> <td class="tablecell arxivdoi"> <a href="https://doi.org/10.48550/arXiv.2405.10706" id="arxiv-doi-link">https://doi.org/10.48550/arXiv.2405.10706</a><div class="button-and-tooltip"> <button class="more-info" aria-describedby="more-info-desc-1"> <svg height="15" role="presentation" xmlns="http://www.w3.org/2000/svg" viewBox="0 0 512 512"><path fill="currentColor" d="M256 8C119.043 8 8 119.083 8 256c0 136.997 111.043 248 248 248s248-111.003 248-248C504 119.083 392.957 8 256 8zm0 110c23.196 0 42 18.804 42 42s-18.804 42-42 42-42-18.804-42-42 18.804-42 42-42zm56 254c0 6.627-5.373 12-12 12h-88c-6.627 0-12-5.373-12-12v-24c0-6.627 5.373-12 12-12h12v-64h-12c-6.627 0-12-5.373-12-12v-24c0-6.627 5.373-12 12-12h64c6.627 0 12 5.373 12 12v100h12c6.627 0 12 5.373 12 12v24z" class=""></path></svg> <span class="visually-hidden">Focus to learn more</span> </button>  <div role="tooltip" id="more-info-desc-1"> <span class="left-corner"></span> arXiv-issued DOI via DataCite</div> </div> </td> </tr></table> </div> </div> </div> <div class="submission-history"> <h2>Submission history</h2> 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[2405.10706] Challenging the Human-in-the-loop in Algorithmic Decision-making