Nasdaq Trade Reporting Facility/FINRA

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id="block-survival"> <style> <![CDATA[/* ><![CDATA[/* ><!]]]]><![CDATA[>*/ /*--><!]]>*/ </style> </div> </div> <main class="page__main" role="main"> <div class="modal-overlay"></div> <a id="main-content" tabindex="-1"></a> <div class="page__content"> <div data-drupal-messages-fallback class="hidden"></div> <article class="solutions-detail"><header class="solutions-statement-hero"><div class="solutions-statement-hero__bg solutions-statement-hero__bg--gradient-3" aria-hidden="true"> <picture class="picture"><source media="all and (min-width: 1200px)" type="image/jpeg" data-srcset="/web/20201130111558im_/https://www.nasdaq.com/sites/acquia.prod/files/2019-03/AdobeStock_87800374.jpeg 1x"></source><source media="all and (min-width: 768px)" type="image/jpeg" data-srcset="/web/20201130111558im_/https://www.nasdaq.com/sites/acquia.prod/files/2019-03/AdobeStock_87800374.jpeg 1x"></source><source type="image/jpeg" data-srcset="/web/20201130111558im_/https://www.nasdaq.com/sites/acquia.prod/files/2019-03/AdobeStock_87800374.jpeg 1x"></source><img class="media__image media__element b-lazy b-responsive" data-src="/sites/acquia.prod/files/2019-03/AdobeStock_87800374.jpeg" src="data:image/gif;base64,R0lGODlhAQABAIAAAAAAAP///yH5BAEAAAAALAAAAAABAAEAAAIBRAA7" alt="City lights, highways, roads" typeof="foaf:Image"/></picture></div> <div class="solutions-statement-hero__grid"> <div class="solutions-statement-hero__content"> <h1 class="solutions-statement-hero__title">FINRA/Nasdaq TRF</h1> <p class="solutions-statement-hero__statement"> brings you efficient, real-time Post-Trade Reporting & analytics</p> <span class="solutions-statement-hero__cta">explore</span> </div> </div> </header><div class="layout layout--2-col-large"> <div class="layout--main"> <div class="body"> <div class="body__content"> <h2>More Ease In Meeting Your Post-Trade Reporting Requirements</h2> <p>The FINRA/Nasdaq Trade Reporting Facility (FINRA/Nasdaq TRF)* has built its reputation on efficient, real-time functionality and client service. As market structure and regulation continue to evolve, Nasdaq strives to keep the FINRA/Nasdaq TRF at the forefront of innovation, providing our customers with industry-leading technology solutions.</p> <p>In 2018, we expanded our offering with a new FINRA/Nasdaq Trade Reporting Facility located in Chicago. FINRA/Nasdaq TRF Chicago leverages the same technology, functionality and features that the FINRA/Nasdaq TRF (FINRA/Nasdaq TRF Carteret) provides. The optional combined use of FINRA/Nasdaq TRF Carteret and FINRA/Nasdaq TRF Chicago offers customers a convenient and efficient option to comply with FINRA's requirements with respect to back-up trade reporting arrangements pursuant to FINRA's Trade Reporting Notice and the ability to operate more resiliently.</p> <p><a href="https://web.archive.org/web/20201130111558/https://www.nasdaqtrader.com/Trader.aspx?id=ACT" target="open new window"><strong>Learn More ></strong></a></p> <hr/><p>*Available to FINRA members in good standing, with valid clearing and TRF participation agreements. FINRA, TRF and TRADE REPORTING FACILITY are registered trademarks of the Financial Industry Regulatory Authority, Inc.</p> </div> </div> </div> <aside class="layout--right-rail"><div class="inside-container"> <section class="support-sidebar"><div class="support-login support-sidebar__section"> <div class="support-login__item"> <h3 class="support-login__title">Login to</h3> <a class="arrow-cta" href="https://web.archive.org/web/20201130111558/https://www.nasdaqworkstation.com/" aria-label="Nasdaq Workstation"> <span class="arrow-cta__text" aria-label="Nasdaq Workstation">Nasdaq Workstation</span> <span class="arrow-cta__icon" aria-hidden="true"></span> </a> </div> <div class="support-login__item"> <h3 class="support-login__title">Login to</h3> <a class="arrow-cta" href="https://web.archive.org/web/20201130111558/https://www.nasdaqworkstation.com/weblink3" aria-label="Nasdaq ACT Workstation"> <span class="arrow-cta__text" aria-label="Nasdaq ACT Workstation">Nasdaq ACT Workstation</span> <span class="arrow-cta__icon" aria-hidden="true"></span> </a> </div> </div> <div class="support-contact support-sidebar__section support-contact--no-newsletter"> <header class="support-contact__header"><h3 class="support-sidebar__section__title"> Support </h3> <p class="support-sidebar__section__description"> Looking for more ease in your post-trade reporting? </p> </header><div class="support-contact__content"> <ul class="support-contact__list"><li class="support-contact__list-item"> <h4 class="support-contact__name">Contact us to learn how the expanded FINRA/Nasdaq TRF can work for you.</h4> <a href="https://web.archive.org/web/20201130111558/mailto:tradingservices@nasdaq.com" class="support-contact__contact-method support-contact__contact-method--email">tradingservices@nasdaq.com</a> <a href="https://web.archive.org/web/20201130111558/tel:+12122315180" class="support-contact__contact-method support-contact__contact-method--phone">+1 212 231 5180</a> <span class="support-contact__contact-method support-contact__contact-method--phone-no-call">+1 212 231 5180</span> </li> <li class="support-contact__list-item"> <h4 class="support-contact__name">Let’s make your post-trade reporting even easier.</h4> <a href="https://web.archive.org/web/20201130111558/mailto:sales@nasdaq.com" class="support-contact__contact-method support-contact__contact-method--email">sales@nasdaq.com</a> <a href="https://web.archive.org/web/20201130111558/tel:+18008460477" class="support-contact__contact-method support-contact__contact-method--phone">+1 800 846 0477</a> <span class="support-contact__contact-method support-contact__contact-method--phone-no-call">+1 800 846 0477</span> </li> </ul></div> </div> </section></div> </aside></div> <section class="key-benefits key-benefits-"><div class="key-benefits__container"> <h2 class="key-benefits__title">Why use the FINRA/Nasdaq TRF?</h2> <div class="key-benefits__grid"> <div class="key-benefits__item"> <div class="key-benefits__item-heading"> <h2 class="module-header"> Efficient </h2> </div> <p class="key-benefits__item-description">The FINRA/Nasdaq TRF is your one-stop shop for all things post-trade reporting. </p> </div> <div class="key-benefits__item"> <div class="key-benefits__item-heading"> <h2 class="module-header"> Flexible </h2> </div> <p class="key-benefits__item-description">With a facility in Carteret, NJ, and a second in Chicago, IL, the FINRA/Nasdaq TRF has your backup requirements covered.</p> </div> <div class="key-benefits__item"> <div class="key-benefits__item-heading"> <h2 class="module-header"> Resilient </h2> </div> <p class="key-benefits__item-description">With a facility in Carteret, NJ and a second in Chicago, IL, the FINRA/Nasdaq TRF has your backup requirements covered.</p> </div> </div> </div> </section><section class="resource-center" id="resource-center"><header class="resource-center__header"><h3 class="resource-center__title">Resource Center</h3> </header><div class="resource-center__container"> <div class="resource-center__content"> <nav class="resource-center__nav"><ul class="resource-center__nav__list"><li class="resource-center__nav__list-item"> <button data-tab="Related" content="" class="resource-center__nav__toggle resource-center__nav__toggle--opacity-level--0 resource-center__nav__toggle--active"> Related Content </button> </li> </ul></nav><div class="resource-center__content-item resource-center__content-item--active"> <div class="resource-center__whitepapers"> <ul class="resource-center__whitepapers__list"><li class="resource-center__whitepapers__list-item "> <div class="resource-center__whitepapers__content"> <span class="resource-center__whitepapers__paper-title">Download the Nasdaq TRF Infographic</span> <a href="https://web.archive.org/web/20201130111558/https://www.nasdaq.com/docs/NasdaqTRFInfographic_0.PDF" class="resource-center__whitepapers__cta" download="">Download <span class="visually-hidden">Download the Nasdaq TRF Infographic</span></a> </div> </li> <li class="resource-center__whitepapers__list-item "> <div class="resource-center__whitepapers__content"> <span class="resource-center__whitepapers__paper-title">Read the Nasdaq TRF Product Announcement</span> <a href="https://web.archive.org/web/20201130111558/https://www.nasdaq.com/docs/TRFProductAnnouncement_0.PDF" class="resource-center__whitepapers__cta" download="">Download <span class="visually-hidden">Read the Nasdaq TRF Product Announcement</span></a> </div> </li> <li class="resource-center__whitepapers__list-item "> <div class="resource-center__whitepapers__content"> <span class="resource-center__whitepapers__paper-title">Get the FAQ</span> <a href="https://web.archive.org/web/20201130111558/https://www.nasdaq.com/docs/Nasdaq TRF_FAQ_1.PDF" class="resource-center__whitepapers__cta" download="">Download <span class="visually-hidden">Get the FAQ</span></a> </div> </li> </ul></div> </div> </div> </div> </section><section class="solutions-graphic"><div class="solutions-graphic__container"> <div class="solutions-graphic__header"> <span>Envision a Future – Fueled by Innovation, Technology and Expertise.</span> </div> <div class="solutions-graphic__subheader">Now, let’s get there. 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