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Compliance Guidance | Compliance | Office of Inspector General | U.S. Department of Health and Human Services

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id="mainBody"> <div id="leftSideInterior"> <div id="breadcrumbs"> <ul> <li> <a href="/web/20140705073119/https://oig.hhs.gov/">Home</a> </li> <li> <a href="/web/20140705073119/https://oig.hhs.gov/compliance/index.asp">Compliance</a> </li> <li> Compliance Guidance </li> </ul> </div> <div id="leftContentInterior"> <h1>Compliance Guidance</h1> <div class="related"> <h3>Related</h3> <a class="back" href="/web/20140705073119/https://oig.hhs.gov/compliance/compliance-guidance/compliance-resource-material.asp">Compliance Resource Material</a> </div> <p>OIG has developed a series of voluntary compliance program guidance documents directed at various segments of the health care industry, such as hospitals, nursing homes, third-party billers, and durable medical equipment suppliers, to encourage the development and use of internal controls to monitor adherence to applicable statutes, regulations, and program requirements.</p> <p>The compliance program guidance documents are listed below.</p> <!-- PDF Notification --> <p class="pdf"> <a class="exit" href="https://web.archive.org/web/20140705073119/http://get.adobe.com/reader/" target="_blank">Adobe&#174; Acrobat&#174;</a> is required to read <acronym title="Portable Document Format">PDF</acronym> files. </p> <!-- Content --> <dl> <dt>09-30-2008</dt> <dd><a href="./docs/complianceguidance/nhg_fr.pdf">Supplemental Compliance Program Guidance for Nursing Facilities</a> (73 Fed. Reg. 56832; September 30, 2008) <ul class="simplegray"> <li><a href="https://web.archive.org/web/20140705073119/http://www.oig.hhs.gov/authorities/docs/cpgnf.pdf">Compliance Program Guidance for Nursing Facilities</a> (65 <acronym title="Federal Register">Fed. Reg.</acronym> 14289; March 16, 2000)</li> </ul> </dd> <!-- <dt>01-24-2008</dt> <dd><a href="/authorities/docs/08/CPG_Nursing_Facility_Solicitation.pdf">Federal Register Notice: Solicitation of Information and Recommendations for Revising the Compliance Program Guidance for Nursing Facilities</a></dd> --> <dt>11-28-2005</dt> <dd><a href="/web/20140705073119/https://oig.hhs.gov/fraud/docs/complianceguidance/PHS%20Research%20Awards%20Draft%20CPG.pdf">Draft Compliance Program Guidance for Recipients of PHS Research Awards</a> (70 Fed. Reg. 71312; November 28, 2005) <ul class="simplegray"> <li><a href="/web/20140705073119/https://oig.hhs.gov/publications/docs/press/2006/ResearchCPG-finalrelease06072006.pdf">NSTC Launches Government-Wide Initiative Based on OIG Draft Guidance for HHS Research Grants</a> (June 7, 2006)</li></ul> </dd> <dt>01-31-2005</dt> <dd><a href="/web/20140705073119/https://oig.hhs.gov/fraud/docs/complianceguidance/012705HospSupplementalGuidance.pdf">Supplemental Compliance Program Guidance for Hospitals</a> (70 Fed. Reg. 4858; January 31, 2005) <ul class="simplegray"> <li><a href="/web/20140705073119/https://oig.hhs.gov/authorities/docs/cpghosp.pdf">Compliance Program Guidance for Hospitals</a> (63 Fed. Reg. 8987; February 23, 1998)</li></ul> </dd> <!-- <dt>09-05-2003</dt> <dd><a href="/authorities/docs/03/FRcpgNIHsolicitation.pdf">Federal Register Notice:</a> Solicitation of Information and Recommendations for Developing Compliance Program Guidance for Recipients of NIH Research Grants (60-day public comment period)</dd> --> <dt>05-05-2003</dt> <dd><a href="/web/20140705073119/https://oig.hhs.gov/authorities/docs/03/050503FRCPGPharmac.pdf">Compliance Program Guidance for Pharmaceutical Manufacturers</a> (68 Fed. Reg. 23731; May 5, 2003)</dd> <dt>03-24-2003</dt> <dd><a href="/web/20140705073119/https://oig.hhs.gov/fraud/docs/complianceguidance/032403ambulancecpgfr.pdf">Compliance Program Guidance for Ambulance Suppliers</a> (68 Fed. Reg. 14245; March 24, 2003)</dd> <!-- <dt>06-18-2002</dt> <dd><a href="/authorities/docs/03/FRcpgNIHsolicitation.pdf">Federal Register Notice</a>: Solicitation of Information and Recommendations for Revising the Compliance Program Guidance for the Hospital Industry</dd> --> <!-- <dt>06-11-2001</dt> <dd><a href="/authorities/docs/frdocpharmcpg.pdf">Federal Register Notice:</a> Solicitation of Information and Recommendations for development of compliance program guidance for the pharmaceutical industry. (60-day public comment period)</dd> --> <dt>10-05-2000</dt> <dd><a href="/web/20140705073119/https://oig.hhs.gov/authorities/docs/physician.pdf">Compliance Program Guidance for Individual and Small Group Physician Practices</a> (65 Fed. Reg. 59434; October 5, 2000)</dd> <!-- <dt>08-20-2000</dt> <dd><a href="/authorities/docs/ambind.pdf">Federal Register Notice:</a> Solicitation of Information and Recommendations for Developing a Compliance Risk Guidance for the Ambulance Industry</dd> --> <dt>03-16-2000</dt> <dd><a href="/web/20140705073119/https://oig.hhs.gov/authorities/docs/cpgnf.pdf">Compliance Program Guidance for Nursing Facilities</a> (65 Fed. Reg. 14289; March 16, 2000) <ul> <li><a href="/web/20140705073119/https://oig.hhs.gov/compliance/compliance-guidance/docs/complianceguidance/nhg_fr.pdf">Supplemental Compliance Program Guidance for Nursing Facilities</a> (73 Fed. Reg. 56832; September 30, 2008)</li> </ul> </dd> <dt>11-15-1999</dt> <dd><a href="/web/20140705073119/https://oig.hhs.gov/fraud/docs/complianceguidance/111599.pdf">Compliance Program Guidance for Medicare+Choice Organizations</a> (64 Fed. Reg. 61893; November 15, 1999)</dd> <dt>10-05-1999</dt> <dd><a href="/web/20140705073119/https://oig.hhs.gov/authorities/docs/hospicx.pdf">Compliance Program Guidance for Hospices</a> (64 Fed. Reg. 54031; October 5, 1999)</dd> <dt>07-06-1999</dt> <dd><a href="/web/20140705073119/https://oig.hhs.gov/authorities/docs/frdme.pdf">Compliance Program Guidance for the Durable Medical Equipment, Prosthetics, Orthotics, and Supply Industry</a> (64 Fed. Reg. 36368; July 6, 1999)</dd> <dt>12-18-1998</dt> <dd><a href="/web/20140705073119/https://oig.hhs.gov/fraud/docs/complianceguidance/thirdparty.pdf">Compliance Program Guidance for Third-Party Medical Billing Companies</a> (63 Fed. Reg. 70138; December 18, 1998)</dd> <dt>08-24-1998</dt> <dd><a href="/web/20140705073119/https://oig.hhs.gov/authorities/docs/cpglab.pdf">Compliance Program Guidance for Clinical Laboratories</a> (63 Fed. Reg. 45076; August 24, 1998)</dd> <dt>08-07-1998</dt> <dd><a href="/web/20140705073119/https://oig.hhs.gov/authorities/docs/cpghome.pdf">Compliance Program Guidance for Home Health Agencies</a> (63 Fed. Reg. 42410; August 7, 1998) <ul class="simplegray"> <li><a href="/web/20140705073119/https://oig.hhs.gov/fraud/docs/complianceguidance/hharemarks.html">IG Remarks</a></li> </ul> </dd> <dt>02-23-1998</dt> <dd><a href="/web/20140705073119/https://oig.hhs.gov/authorities/docs/cpghosp.pdf">Compliance Program Guidance for Hospitals</a> (63 Fed. Reg. 8987; February 23, 1998) <ul class="simplegray"> <li><a href="/web/20140705073119/https://oig.hhs.gov/fraud/docs/complianceguidance/012705HospSupplementalGuidance.pdf">Supplemental Compliance Program Guidance for Hospitals</a> (70 Fed. Reg. 4858; January 31, 2005)</li></ul> </dd> </dl> <p><a class="top" href="#top">Top</a></p> <p><a class="back" href="/web/20140705073119/https://oig.hhs.gov/compliance">Return to Compliance</a></p> </div><!-- leftContentInterior ends --> </div> <!-- leftSideInterior ends --> <div id="rightSide"> <div id="imLookingForHeading"><span>I'm Looking For</span></div> <div id="imLookingFor"> <p>Let's start by choosing a topic</p> <div id="chooseTopic"> <a href="#">Select One </a> </div> </div><!-- imLookingFro ends --> <div id="topicSelection"> <a href="#" id="closeButton"><span>X</span></a> <ul class="leftSide"> <li> <a href="/web/20140705073119/https://oig.hhs.gov/reports-and-publications/compendium/"> <h3>Compendium</h3> <p>Priority recommendations summarized.</p> </a> </li> <li> <a href="/web/20140705073119/https://oig.hhs.gov/reports-and-publications/workplan/index.asp#current"> <h3>FY 2014 Work Plan</h3> <p>OIG projects planned for 2014.</p> </a> </li> <li> <a 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