Financial Conduct Authority

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</div> </div> </div> </div> </nav> </div> </header> <div class=""> <div class="gem-c-layout-for-public__blue-bar govuk-width-container"></div> </div> <div class="wrapper govuk-width-container" id="wrapper"> <nav data-module="ga4-link-tracker" aria-label="Breadcrumb" class="gem-c-breadcrumbs govuk-breadcrumbs govuk-breadcrumbs--collapse-on-mobile"> <ol class="govuk-breadcrumbs__list"> <li class="govuk-breadcrumbs__list-item"> <a data-ga4-link='{"event_name":"navigation","type":"breadcrumb","index_link":"1","index_total":"2"}' class="govuk-breadcrumbs__link" href="/">Home</a> </li> <li class="govuk-breadcrumbs__list-item"> <a data-ga4-link='{"event_name":"navigation","type":"breadcrumb","index_link":"2","index_total":"2"}' class="govuk-breadcrumbs__link" href="/government/organisations">Organisations</a> </li> </ol> </nav> <main id="content" role="main" class="content" lang="en"> <h1 class="govuk-visually-hidden">Financial Conduct Authority</h1> <div class="govuk-grid-row"> <div class="govuk-grid-column-two-thirds organisation__margin-bottom"> <div class="gem-c-organisation-logo brand--hm-treasury"> <div class="gem-c-organisation-logo__container brand__border-color"> <span class="gem-c-organisation-logo__name">Financial Conduct Authority</span> </div> </div> </div> </div> <section class="govuk-notification-banner gem-c-notice govuk-!-margin-bottom-8" aria-label="Notice" role="region"> <div class="govuk-notification-banner__content"> <span class="gem-c-notice__title govuk-notification-banner__heading">Financial Conduct Authority has a <a href="https://www.fca.org.uk/">separate website</a></span> </div></section> <div class="govuk-grid-row organisation__margin-bottom"> <div class="govuk-grid-column-two-thirds"> <div data-module="govspeak" class="gem-c-govspeak govuk-govspeak govuk-!-margin-bottom-0"> <p></p> <div class="govspeak"> <p>The Financial Conduct Authority (FCA) regulates the financial services industry in the UK. Its role includes protecting consumers, keeping the industry stable, and promoting healthy competition between financial service providers.</p> <p><abbr title="Financial Conduct Authority">FCA</abbr> works with <a class="govuk-link" href="/government/organisations/hm-treasury">HM Treasury</a>.</p> </div> </div> </div> </div> <section class=" organisation__brand-border-top organisation__margin-bottom"> <div class="visually-hidden"> <h2 class="gem-c-heading gem-c-heading--font-size-27 gem-c-heading--padding"> Documents </h2> </div> <div class="govuk-grid-row"> <div class="govuk-grid-column-one-half organisation__supergroup--margin-bottom" data-ga4-section-documents> <h3 class="gem-c-heading govuk-heading-m gem-c-heading--padding"> Guidance and regulation </h3> <ul data-module="ga4-link-tracker" data-ga4-track-links-only="" data-ga4-link='{"event_name":"navigation","type":"document list","section":"Documents"}' class="gem-c-document-list govuk-!-margin-bottom-5"> <li 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class="gem-c-document-list__attribute"> <time datetime="2020-11-10"> 10 November 2020 </time> </li> <li class="gem-c-document-list__attribute"> Notice </li> </ul> </li> </ul> <a href="/search/guidance-and-regulation?organisations[]=financial-conduct-authority&parent=financial-conduct-authority" class="govuk-link brand__color" data-module="ga4-link-tracker" data-ga4-link='{"event_name":"navigation","type":"see all","section":"Guidance and regulation"}'> See all guidance and regulation </a> </div> <div class="govuk-grid-column-one-half organisation__supergroup--margin-bottom" data-ga4-section-documents> <h3 class="gem-c-heading govuk-heading-m gem-c-heading--padding"> News and communications </h3> <ul data-module="ga4-link-tracker" data-ga4-track-links-only="" data-ga4-link='{"event_name":"navigation","type":"document list","section":"Documents"}' class="gem-c-document-list govuk-!-margin-bottom-5"> <li class="gem-c-document-list__item "> <div class="gem-c-document-list__item-title"> <a class=" govuk-link gem-c-force-print-link-styles " lang="en" href="/government/news/reforms-to-financial-services-retail-disclosure-requirements">Reforms to Financial Services retail-disclosure requirements</a> </div> <ul class="gem-c-document-list__item-metadata"> <li class="gem-c-document-list__attribute"> <time datetime="2024-09-19"> 19 September 2024 </time> </li> <li class="gem-c-document-list__attribute"> Press release </li> </ul> </li> <li class="gem-c-document-list__item "> <div class="gem-c-document-list__item-title"> <a class=" govuk-link gem-c-force-print-link-styles " lang="en" href="/government/publications/request-for-regulators-to-publish-an-update-on-their-strategic-approach-to-ai-secretary-of-state-letters">Request for regulators to publish an update on their strategic approach to AI: Secretary of State letters</a> </div> <ul class="gem-c-document-list__item-metadata"> <li class="gem-c-document-list__attribute"> <time datetime="2024-02-15"> 15 February 2024 </time> </li> <li class="gem-c-document-list__attribute"> Correspondence </li> </ul> </li> </ul> <a href="/search/news-and-communications?organisations[]=financial-conduct-authority&parent=financial-conduct-authority" class="govuk-link brand__color" data-module="ga4-link-tracker" data-ga4-link='{"event_name":"navigation","type":"see all","section":"News and communications"}'> See all news and communications </a> </div> </div> <div class="govuk-grid-row"> <div class="govuk-grid-column-one-half organisation__supergroup--margin-bottom" data-ga4-section-documents> <h3 class="gem-c-heading govuk-heading-m gem-c-heading--padding"> Research and statistics </h3> <ul data-module="ga4-link-tracker" data-ga4-track-links-only="" data-ga4-link='{"event_name":"navigation","type":"document list","section":"Documents"}' class="gem-c-document-list govuk-!-margin-bottom-5"> <li class="gem-c-document-list__item "> <div class="gem-c-document-list__item-title"> <a class=" govuk-link gem-c-force-print-link-styles " lang="en" href="/government/publications/findings-from-the-drcf-algorithmic-processing-workstream-spring-2022">Findings from the DRCF Algorithmic Processing workstream - Spring 2022</a> </div> <ul class="gem-c-document-list__item-metadata"> <li class="gem-c-document-list__attribute"> <time datetime="2022-09-23"> 23 September 2022 </time> </li> <li class="gem-c-document-list__attribute"> Research and analysis </li> </ul> </li> <li class="gem-c-document-list__item "> <div class="gem-c-document-list__item-title"> <a class=" govuk-link gem-c-force-print-link-styles " lang="en" href="/government/publications/advising-on-pension-transfers-cp1716-ps186-22-rpc-opinion">Advising on Pension Transfers (CP17/16, PS18/6) 2/2: RPC Opinion</a> </div> <ul class="gem-c-document-list__item-metadata"> <li class="gem-c-document-list__attribute"> <time datetime="2019-08-14"> 14 August 2019 </time> </li> <li class="gem-c-document-list__attribute"> Research and analysis </li> </ul> </li> </ul> <a href="/search/research-and-statistics?organisations[]=financial-conduct-authority&parent=financial-conduct-authority" class="govuk-link brand__color" data-module="ga4-link-tracker" data-ga4-link='{"event_name":"navigation","type":"see all","section":"Research and statistics"}'> See all research and statistics </a> </div> <div class="govuk-grid-column-one-half organisation__supergroup--margin-bottom" data-ga4-section-documents> <h3 class="gem-c-heading govuk-heading-m gem-c-heading--padding"> Policy papers and consultations </h3> <ul data-module="ga4-link-tracker" data-ga4-track-links-only="" data-ga4-link='{"event_name":"navigation","type":"document list","section":"Documents"}' class="gem-c-document-list govuk-!-margin-bottom-5"> <li class="gem-c-document-list__item "> <div class="gem-c-document-list__item-title"> <a class=" govuk-link gem-c-force-print-link-styles " lang="en" href="/government/consultations/value-for-money-a-framework-on-metrics-standards-and-disclosures">Value for Money: A framework on metrics, standards, and disclosures</a> </div> <ul class="gem-c-document-list__item-metadata"> <li class="gem-c-document-list__attribute"> <time datetime="2023-07-25"> 25 July 2023 </time> </li> <li class="gem-c-document-list__attribute"> Consultation outcome </li> </ul> </li> <li class="gem-c-document-list__item "> <div class="gem-c-document-list__item-title"> <a class=" govuk-link gem-c-force-print-link-styles " lang="en" href="/government/consultations/digital-regulation-cooperation-forum-drcf-workplan-2023-to-2024-call-for-input">Digital Regulation Cooperation Forum (DRCF) workplan 2023 to 2024: Call for input</a> </div> <ul class="gem-c-document-list__item-metadata"> <li class="gem-c-document-list__attribute"> <time datetime="2023-01-09"> 9 January 2023 </time> </li> <li class="gem-c-document-list__attribute"> Closed consultation </li> </ul> </li> </ul> <a href="/search/policy-papers-and-consultations?organisations[]=financial-conduct-authority&parent=financial-conduct-authority" class="govuk-link brand__color" data-module="ga4-link-tracker" data-ga4-link='{"event_name":"navigation","type":"see all","section":"Policy papers and consultations"}'> See all policy papers and consultations </a> </div> </div> <div class="govuk-grid-row"> <div class="govuk-grid-column-one-half organisation__supergroup--margin-bottom" data-ga4-section-documents> <h3 class="gem-c-heading govuk-heading-m gem-c-heading--padding"> Transparency and freedom of information releases </h3> <ul data-module="ga4-link-tracker" data-ga4-track-links-only="" data-ga4-link='{"event_name":"navigation","type":"document list","section":"Documents"}' class="gem-c-document-list govuk-!-margin-bottom-5"> <li class="gem-c-document-list__item "> <div class="gem-c-document-list__item-title"> <a class=" govuk-link gem-c-force-print-link-styles " lang="en" href="/government/publications/financial-conduct-authority-fca-secondary-international-competitiveness-and-growth-objective-report-202324">Financial Conduct Authority (FCA) Secondary International Competitiveness and Growth Objective Report 2023/24</a> </div> <ul class="gem-c-document-list__item-metadata"> <li class="gem-c-document-list__attribute"> <time datetime="2024-07-30"> 30 July 2024 </time> </li> <li class="gem-c-document-list__attribute"> Corporate report </li> </ul> </li> <li class="gem-c-document-list__item "> <div class="gem-c-document-list__item-title"> <a class=" govuk-link gem-c-force-print-link-styles " lang="en" href="/government/publications/financial-conduct-authority-fca-annual-report-and-accounts-201920-for-the-year-ended-31-march-2020">Financial Conduct Authority (FCA) Annual Report and Accounts 2019/20 (for the year ended 31 March 2020)</a> </div> <ul class="gem-c-document-list__item-metadata"> <li class="gem-c-document-list__attribute"> <time datetime="2020-09-10"> 10 September 2020 </time> </li> <li class="gem-c-document-list__attribute"> Corporate report </li> </ul> </li> </ul> <a href="/search/transparency-and-freedom-of-information-releases?organisations[]=financial-conduct-authority&parent=financial-conduct-authority" class="govuk-link brand__color" data-module="ga4-link-tracker" data-ga4-link='{"event_name":"navigation","type":"see all","section":"Transparency and freedom of information releases"}'> See all transparency and freedom of information releases </a> </div> </div> </section> </main> </div> <div class="govuk-width-container"> <div data-module="feedback ga4-event-tracker" class="gem-c-feedback govuk-!-display-none-print"> <div class="gem-c-feedback__prompt gem-c-feedback__js-show js-prompt" tabindex="-1"> <div class="gem-c-feedback__prompt-content"> <div class="gem-c-feedback__prompt-questions js-prompt-questions" hidden> <div class="gem-c-feedback__prompt-question-answer"> <h2 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