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id="finra-homepage-nav-megamenus-new-menu-link-content45b769ff-9b3c-4cbc-befb-79380e5b6014--2" class="sf-depth-4 header sf-no-children"><a href="/registration-exams-ce/individuals" class="sf-depth-4" aria-labelledby="Individuals">Individuals</a></li></ol></li></ol></div></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentac0e3bb2-976c-4b6a-8fec-981489a9fdec--2" class="sf-depth-2 header sf-multicolumn-column menuparent"><div class="sf-multicolumn-column"><a href="/registration-exams-ce" class="sf-depth-2 menuparent" aria-labelledby="Registration Section 2">Registration Section 2</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content5b603fc0-12c2-44c3-bb60-0db5f114a14f--2" class="sf-depth-3 header menuparent"><a href="/registration-exams-ce/qualification-exams" class="sf-depth-3 menuparent" aria-labelledby="Qualification Exams">Qualification Exams</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content63752dac-c460-4619-b75a-0544d39f9e21--2" class="sf-depth-4 header sf-no-children"><a href="/registration-exams-ce/qualification-exams/securities-industry-essentials-exam-sie" class="sf-depth-4" aria-labelledby="Securities Industry Essentials Exam (SIE)">Securities Industry Essentials Exam (SIE)</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contenteba0ebc3-0134-40a1-869d-3a5a30f05306--2" class="sf-depth-4 header sf-no-children"><a href="/registration-exams-ce/qualification-exams/series7" class="sf-depth-4" aria-labelledby="Series 7">Series 7</a></li></ol></li><li id="finra-homepage-nav-megamenus-new-menu-link-content1d435c60-0a5d-4ac1-baac-6feb68ac1aa4--2" class="sf-depth-3 header menuparent"><a href="/registration-exams-ce/continuing-education" class="sf-depth-3 menuparent" aria-labelledby="Continuing Education (CE)">Continuing Education (CE)</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content12708005-03a9-4813-a1c4-b79ccb575e00--2" class="sf-depth-4 header sf-no-children"><a href="/registration-exams-ce/continuing-education/regulatory-element-topics" class="sf-depth-4" aria-labelledby="View a Regulatory Element Learning Plan">View a Regulatory Element Learning Plan</a></li></ol></li></ol></div></li><li id="finra-homepage-nav-megamenus-new-menu-link-content87ac70da-476d-497b-bee4-39d65e59ea5f--2" class="sf-depth-2 header sf-multicolumn-column menuparent"><div class="sf-multicolumn-column"><a href="/registration-exams-ce" class="sf-depth-2 menuparent" aria-labelledby="Registration Section 3">Registration Section 3</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content1f87e2bc-137c-4e76-ba12-921ac5400696--2" class="sf-depth-3 header menuparent"><a href="/registration-exams-ce/classic-crd" class="sf-depth-3 menuparent" aria-labelledby="Registration Systems">Registration Systems</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content74de55a6-970c-49a4-877f-6a3cd1584db9--2" class="sf-depth-4 header sf-no-children"><a href="/registration-exams-ce/classic-crd" class="sf-depth-4" aria-labelledby="Classic CRD">Classic CRD</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentc425811e-6944-4643-9a4b-21222d7ed44e--2" class="sf-depth-4 header sf-no-children"><a href="/registration-exams-ce/finpro" class="sf-depth-4" aria-labelledby="Financial Professional Gateway (FinPro)">Financial Professional Gateway (FinPro)</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content7afd209b-9193-484a-b160-9705bcd8e250--2" class="sf-depth-4 header sf-no-children"><a href="/registration-exams-ce/financial-industry-networking-directory" class="sf-depth-4" aria-labelledby="Financial Industry Networking Directory (FIND)">Financial Industry Networking Directory (FIND)</a></li></ol></li></ol></div></li></ol></li></ul></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentc47867f6-a419-4633-83aa-9fb4c8d8cda7--2" class="sf-depth-1 header menuparent"><a href="/events-training" class="sf-depth-1 menuparent" aria-labelledby="Events & Training">Events & Training</a><ul class="sf-multicolumn"><li class="sf-multicolumn-wrapper "><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content9cd640c1-feb7-4c4a-b67e-a3eaedacd028--2" class="sf-depth-2 header sf-multicolumn-column menuparent"><div class="sf-multicolumn-column"><a href="/events-training" class="sf-depth-2 menuparent" aria-labelledby="Events & Training Section 1">Events & Training Section 1</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-contentf380a1ac-d9fd-45e2-8f15-32b96331c18f--2" class="sf-depth-3 header sf-no-children"><a href="/events-training/conferences-events" class="sf-depth-3" aria-labelledby="Conferences & Events">Conferences & Events</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content9abdc27c-9497-426d-be8e-465a10d034ac--2" class="sf-depth-3 header sf-no-children"><a href="/events-training/finra-georgetown" class="sf-depth-3" aria-labelledby="FINRA Institute at Georgetown">FINRA Institute at Georgetown</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content81cc3c6b-ad65-4627-8b34-69f4bb5d3e5e--2" class="sf-depth-3 header sf-no-children"><a href="/events-training/flex" class="sf-depth-3" aria-labelledby="Financial Learning Experience (FLEX)">Financial Learning Experience (FLEX)</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content8febe617-8873-4d02-aca8-d13df4b6649e--2" class="sf-depth-3 header sf-no-children"><a href="/events-training/small-firm-briefing" class="sf-depth-3" aria-labelledby="Small Firm Briefing">Small Firm Briefing</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content911c7ec5-023c-4c98-953f-b121ff986fa3--2" class="sf-depth-3 header sf-no-children"><a href="/events-training/webinars" class="sf-depth-3" aria-labelledby="Webinars">Webinars</a></li></ol></div></li></ol></li></ul></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentf3f7bbdd-246d-45c1-af1c-960dc8ad074d--2" class="sf-depth-1 header menuparent"><a href="/filing-reporting" class="sf-depth-1 menuparent" aria-labelledby="Filing & Reporting">Filing & Reporting</a><ul class="sf-multicolumn"><li class="sf-multicolumn-wrapper "><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content296db8b3-7b22-4c23-a036-06be44277a69--2" class="sf-depth-2 header sf-multicolumn-column menuparent"><div class="sf-multicolumn-column"><a href="/filing-reporting" class="sf-depth-2 menuparent" aria-labelledby="Filing & Reporting Section 1">Filing & Reporting Section 1</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-contentf874a19d-557b-487f-88f1-3d84445f4bc9--2" class="sf-depth-3 header sf-no-children"><a href="/filing-reporting/finra-gateway" class="sf-depth-3" aria-labelledby="FINRA Gateway">FINRA Gateway</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentf6c4c3c6-93c8-42cf-ab58-476a92d01380--2" class="sf-depth-3 header sf-no-children"><a href="/filing-reporting/systems-status" class="sf-depth-3" aria-labelledby="Systems Status">Systems Status</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentd27e2150-fc22-4e07-98c1-2cce079184a8--2" class="sf-depth-3 header sf-no-children"><a href="/filing-reporting/entitlement" class="sf-depth-3" aria-labelledby="Entitlement Program">Entitlement Program</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content68c74d41-92b9-4e79-84e4-5c43beaf45dc--2" class="sf-depth-3 header sf-no-children"><a href="/filing-reporting/market-transparency-reporting" class="sf-depth-3" aria-labelledby="Market Transparency Reporting Tools">Market Transparency Reporting Tools</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentbb250ecd-0432-4ebc-bccf-a21e455fb617--2" class="sf-depth-3 header sf-no-children"><a href="/filing-reporting/regulatory-filing-systems" class="sf-depth-3" aria-labelledby="Regulatory Filing Systems">Regulatory Filing Systems</a></li><li 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Update Email Archive">Weekly Update Email Archive</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content170de235-7c02-4852-984e-95eef4499125--2" class="sf-depth-3 header sf-no-children"><a href="/compliance-tools/peer-2-peer-compliance-library" class="sf-depth-3" aria-labelledby="Peer-2-Peer Compliance Library">Peer-2-Peer Compliance Library</a></li></ol></div></li></ol></li></ul></li><li id="finra-homepage-nav-megamenus-new-menu-link-content8a617041-43a3-43ff-9f58-6a2615970d47--2" class="sf-depth-1 header menuparent"><a href="/investors" class="sf-depth-1 menuparent" aria-labelledby="For Investors">For Investors</a><ul class="sf-multicolumn"><li class="sf-multicolumn-wrapper "><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content955b2de2-2baf-4187-9e39-086c21440220--2" class="sf-depth-2 header sf-multicolumn-column menuparent"><div class="sf-multicolumn-column"><a href="/investors" class="sf-depth-2 menuparent" aria-labelledby="For Investors Section 1">For Investors Section 1</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content1def6247-9eb1-41f1-a045-bbfc96316e74--2" class="sf-depth-3 header sf-no-children"><a href="/investors/insights" class="sf-depth-3" aria-labelledby="Investor Insights">Investor Insights</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content0f5c83d6-0199-481c-bdb8-4215fffb4371--2" class="sf-depth-3 header sf-no-children"><a href="/investors/tools-and-calculators" class="sf-depth-3" aria-labelledby="Tools & Calculators">Tools & Calculators</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content53f5080d-f916-4b0a-942e-129c5cf72090--2" class="sf-depth-3 header menuparent"><a href="/investors/personal-finance" class="sf-depth-3 menuparent" aria-labelledby="Personal Finance">Personal Finance</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content2cb22ba9-d516-490f-bd0e-bf9984550142--2" class="sf-depth-4 header sf-no-children"><a 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aria-labelledby="Investment Accounts">Investment Accounts</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentf425f2b1-c2f1-4000-9bb7-2233a2298437--2" class="sf-depth-4 header sf-no-children"><a href="/investors/investing/working-with-investment-professional" class="sf-depth-4" aria-labelledby="Working With an Investment Professional">Working With an Investment Professional</a></li></ol></li><li id="finra-homepage-nav-megamenus-new-menu-link-contenta983f7d0-3993-4f42-80d8-ed474e986f45--2" class="sf-depth-3 header menuparent"><a href="/investors/protect-your-money" class="sf-depth-3 menuparent" aria-labelledby="Protect Your Money">Protect Your Money</a><ol><li id="finra-homepage-nav-megamenus-new-menu-link-content84745677-33ee-4917-b6d7-78f2d33ae64a--2" class="sf-depth-4 header sf-no-children"><a href="/investors/alerts" class="sf-depth-4" aria-labelledby="Investor Alerts">Investor Alerts</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentbabb7a34-330b-432a-9c7a-3aed86cab6b3--2" class="sf-depth-4 header sf-no-children"><a href="/investors/protect-your-money/ask-and-check" class="sf-depth-4" aria-labelledby="Ask and Check">Ask and Check</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content75981642-a29c-4c2f-a04a-268dd98fd524--2" class="sf-depth-4 header sf-no-children"><a href="/investors/protect-your-money/avoid-fraud" class="sf-depth-4" aria-labelledby="Avoid Fraud">Avoid Fraud</a></li><li id="finra-homepage-nav-megamenus-new-menu-link-content773fb0c7-df7e-422b-a8f0-3689c3f58683--2" class="sf-depth-4 header sf-no-children"><a href="/investors/protect-your-money/protect-your-identity" class="sf-depth-4" aria-labelledby="Protect Your Identity">Protect Your Identity</a></li></ol></li></ol></div></li><li id="finra-homepage-nav-megamenus-new-menu-link-contentf03d2691-6592-4649-b41d-6652712ef3d0--2" class="sf-depth-2 header sf-multicolumn-column 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menu-item--active-trail"> <a href="/about/governance/finra-board-governors" class="nav-link active is-active" aria-labelledby="Board of Governors" data-drupal-link-system-path="node/135281" aria-current="page">Board of Governors</a> </li> <li class="nav-item"> <a href="/about/governance/executives" class="nav-link" aria-labelledby="Executive Officers" data-drupal-link-system-path="node/105376">Executive Officers</a> </li> </ul> </li> </ul> </nav> </div> </div> </aside> </div> <main class="main-content col" id="content" role="main"> <section class="section"> <a id="main-content" tabindex="-1"></a> <div id="block-finra-bootstrap-sass-system-main" data-block-plugin-id="system_main_block" class="block block-system block-system-main-block"> <div class="content"> <article class="node node--type-article node--view-mode-full clearfix node--promoted"> <div> <div class="layout layout--twocol-bricks"> <div class="row"> <div class="layout__region layout__region--top col-md-12"> <div class="block-region-top"><div data-block-plugin-id="entity_field:node:title" class="block block-ctools-block block-entity-fieldnodetitle"> <div class="content"> <span class="field field--name-title field--type-string field--label-hidden"><h1>FINRA Board of Governors</h1></span> </div> </div> </div> </div> </div> <div class="finra-container"> <div class="row"> </div> </div> <div class="finra-container"> <div class="row"> </div> </div> <div class="row"> <div class="layout__region layout__region--middle col-md-12"> <div class="block-region-middle"><div data-block-plugin-id="entity_field:node:body" class="block block-ctools-block block-entity-fieldnodebody"> <div class="content"> <div class="clearfix text-formatted field field--name-body field--type-text-with-summary field--label-hidden field__item"><style type="text/css"> .exec { padding-bottom: 1rem; padding-right: 1rem; width: 150px; height: auto; } .image-board { padding: 10px 0px 10px 0px; } .title-board { color: #233E66; font-size: 18px; font-weight: 700; } .heading-board { border-bottom: 4px solid #F2F4F6; font-size: 18px; font-weight: 900; padding: 25px 0px 15px 0px; text-transform: uppercase; } .arrow-about { color: #FFCF41; } </style><p>The FINRA Board of Governors, the governing body of the corporation, oversees management in the administration of FINRA’s affairs and the promotion of FINRA’s welfare, objectives and purposes.</p><h2>Composition</h2><p>FINRA’s Board comprises 22 industry and public members, with 10 seats designated for industry members, 11 seats designated for public members and one seat reserved for FINRA’s Chief Executive Officer. The public Governors must have no material business relationship with a broker-dealer or SRO. Industry Governors must be associated with member firms with a range of size and business models, and include elected representatives of member firms.</p><p>Seven of the industry governor seats—three small firm governors, one mid-size firm governor and three large firm governors—are designated for individuals associated with FINRA members that corresponds to each firm size. A small firm employs at least one and no more than 150 registered persons, a mid-size firm employs at least 151 and no more than 499 registered persons and a large firm employs 500 or more registered persons.</p><p>The remaining industry seats are reserved for one Floor Member Governor, one Independent Dealer/Insurance Affiliate Governor and one Investment Company Affiliate Governor.</p><h2>Current Board Members</h2><div class="column-container"><div class="half"><a href="/about/governance/finra-board-governors/eric-noll"><img class="image-board" src="https://www.finra.org/sites/default/files/2024-04/Noll%2C%20Eric.jpg" alt="Eric Noll" width="1024" height="768"></a><p><span class="title-board">Chairperson and Public Governor</span><br><a href="/about/governance/finra-board-governors/eric-noll">Eric Noll  <span class="arrow-about">></span></a><br>FusionIQ<br>Bala Cynwyd, PA</p></div><div class="half"><a href="/about/governance/finra-board-governors/robert-cook-board"><img class="image-board" src="https://www.finra.org/sites/default/files/2024-04/Cook%2C%20Robert.jpg" alt="Robert W Cook" width="1024" height="768"></a><p><span class="title-board">FINRA CEO</span><br><a href="/about/governance/finra-board-governors/robert-cook-board">Robert W. Cook  <span class="arrow-about">></span></a><br>FINRA<br>Washington, DC</p></div></div><p> </p><div class="column-container"><div class="half"><h2>Public Governors</h2><p class="globalClearBoth"><img class="globalFloatLeft exec" src="/sites/default/files/2022-11/fabiola-arredondo.jpg" alt="Fabiola Arredondo" width="84" height="126"><a href="/about/governance/finra-board-governors/fabiola-arredondo"><strong>Fabiola Arredondo</strong></a><br>Siempre Holdings LLC<br>Greenwich, CT</p><p class="globalClearBoth"><a href="/about/governance/finra-board-governors/deborah-bailey"><img class="globalFloatLeft exec" src="/sites/default/files/2022-08/Deborah-Bailey-84x126.jpg" alt="Deborah Bailey" width="84" height="126"><strong>Deborah Bailey</strong></a><br>Retired<br>San Francisco, CA</p><p class="globalClearBoth"><a href="/about/governance/finra-board-governors/camille-busette"><img class="globalFloatLeft exec" src="/sites/default/files/2022-08/Camille-Busette-84x126.jpg" alt="Camille Busette" width="84" height="126"><strong>Camille M. Busette</strong></a><br>Brookings Institution<br>Washington, DC</p><p class="globalClearBoth"><a href="/about/governance/finra-board-governors/samir-deshpande"><img class="globalFloatLeft exec" src="/sites/default/files/2022-08/Samir-Deshpande-84x126.jpg" alt="Samir Deshpande" width="84" height="126"><strong>Samir M. Deshpande</strong></a><br>Humana<br>Rosslyn, VA</p><p class="globalClearBoth"><a href="/about/governance/finra-board-governors/maureen-jensen"><img class="globalFloatLeft exec" src="/sites/default/files/2020-08/maureen-jensen-90x117.jpg" alt="Maureen Jensen" width="90" height="117"><strong>Maureen Jensen</strong></a><br>Former Chair and CEO, Ontario Securities Commission<br>Thornbury, Ontario, Canada</p><p class="globalClearBoth"><a href="/about/governance/finra-board-governors/moira-kilcoyne"><img class="globalFloatLeft exec" src="/sites/default/files/2022-07/Moira-Kilcoyne.jpg" alt="Moira A. Kilcoyne" width="84" height="126"><strong>Moira A. Kilcoyne</strong></a><br>Retired<br>Warwick, NY</p><p class="globalClearBoth"><a href="/about/governance/finra-board-governors/derrick-roman"><img class="globalFloatLeft exec" src="/sites/default/files/2024-01/derrick-roman-84x126.png" alt="Derrick Roman" width="84" height="126"><strong>Derrick Roman</strong></a><br>Retired<br>Rochester Hills, MI</p><p class="globalClearBoth"><a href="/about/governance/finra-board-governors/gus-sauter"><img class="globalFloatLeft exec" src="/sites/default/files/2024-02/gus-sauter-84x126.png" alt="Gus Sauter" width="84" height="126"><strong>Gus Sauter</strong></a><br>BrandEmPower, Inc.<br>Malvern, PA</p><p class="globalClearBoth"><a href="/about/governance/finra-board-governors/erik-sirri"><img class="globalFloatLeft exec" src="https://edit.acquia.finra.org/sites/default/files/2024-12/Eric-Sirri-150x215.png" alt="Eric Sirri" width="150" height="215"><strong>Erik Sirri</strong></a><br>Retired<br>Sherborn, MA</p><p class="globalClearBoth"><a href="/about/governance/finra-board-governors/ethiopis-tafara"><img class="globalFloatLeft exec" src="/sites/default/files/2022-08/Ethipois-Tafara-84x128.jpg" alt="Ethiopis Tafara" width="84" height="128"><strong>Ethiopis Tafara</strong></a><br>Multilateral Investment Guarantee Agency, World Bank Group<br>Washington, DC</p></div><div class="half"><h2>Industry Governors</h2><p class="globalClearBoth"><a href="/about/governance/finra-board-governors/cyrus-amir-mokri"><img class="globalFloatLeft exec" src="/sites/default/files/2024-09/cyrus-amir-mokri-84x119.png" alt="Cyrus Amir-Mokri" width="84" height="119"><strong>Cyrus Amir-Mokri</strong></a><br>J.P. Morgan<br>New York, NY</p><p class="globalClearBoth"><a href="/about/governance/finra-board-governors/james-crowley"><img class="globalFloatLeft exec" src="/sites/default/files/2022-08/James-Crowley-84x128.jpg" alt="James T. Crowley" width="84" height="128"><strong>James T. Crowley</strong></a><br>Pershing Advisor Solutions LLC<br>Jersey City, NJ</p><p class="globalClearBoth"><a href="/about/governance/finra-board-governors/scott-a-curtis"><img class="globalFloatLeft exec" src="/sites/default/files/2023-09/scott-curtis-bog-84x127.png" alt="Scott A. Curtis" width="84" height="127"><strong>Scott A. Curtis</strong></a><br>Raymond James Financial<br>St. Petersburg, FL</p><p class="globalClearBoth"><a href="/about/governance/finra-board-governors/peggy-ho"><img class="globalFloatLeft exec" src="/sites/default/files/2021-08/Ho_Peggy.jpg" alt="Peggy Ho" width="84" height="126"><strong>Peggy Ho</strong></a><br>Commonwealth Financial Network<br>Boston, MA</p><p class="globalClearBoth"><a href="/about/governance/finra-board-governors/wendy-lanton"><img class="globalFloatLeft exec" src="/sites/default/files/2022-08/Wendy-Lanton-84x127.jpg" alt="Wendy Lanton" width="84" height="127"><strong>Wendy Lanton</strong></a><br>Herold & Lantern Investments, Inc.<br>Melville, NY</p><p class="globalClearBoth"><a href="/about/governance/finra-board-governors/linde-murphy"><img class="globalFloatLeft exec" src="/sites/default/files/2019-09/linde_murphy.png" alt="Linde Murphy" width="84" height="126"><strong>Linde Murphy</strong></a><br>M.E. Allison & Co., Inc.<br>San Antonio, Texas</p><p class="globalClearBoth"><a href="/about/governance/finra-board-governors/penny-pennington"><img class="globalFloatLeft exec" src="/sites/default/files/2022-10/penny-pennington-84x119.jpg" alt="Penny Pennington" width="84" height="119"><strong>Penny Pennington</strong></a><br>Edward Jones<br>St. Louis, MO</p><p class="globalClearBoth"><a href="https://www.finra.org/about/governance/finra-board-governors/eric-schimpf"><img class="globalFloatLeft exec" src="/sites/default/files/2024-09/eric-schimpf-84x119.png" alt="Eric Schimpf" width="84" height="119"><strong>Eric Schimpf</strong></a><br>Merrill Wealth Management<br>New York, NY</p><p class="globalClearBoth"><a href="/about/governance/finra-board-governors/jennifer-szaro"><img class="globalFloatLeft exec" src="/sites/default/files/2024-09/jennifer-szarro-84x119.png" alt="Jennifer Szaro" width="84" height="119"><strong>Jennifer Szaro</strong></a><br>XML Securities, LLC<br>Bethesda, MD</p><p class="globalClearBoth"><a href="/about/governance/finra-board-governors/john-vaccaro"><img class="globalFloatLeft exec" src="/sites/default/files/2024-09/john-vaccaro-84x119.png" alt="John Vaccaro" width="84" height="119"><strong>John Vaccaro</strong></a><br>MML Investors Services<br>Springfield, MA</p></div></div><p>For standing committee membership click <a href="/about/governance/standing-committees#block-boardmatrix">here</a>.</p><h2 class="pane-title" id="Selection_Process">Selection Process</h2><p>The Board’s Nominating  & Governance Committee (Nominating Committee) has the authority to nominate candidates to run for election to fill seven seats on the Board designated by firm-size category—three small firm governors, one mid-size firm governor and three large firm governors. Individuals may also petition to become candidates for these seven elected governor seats. Candidates for these seats are elected by the firms eligible to vote for that category of governorship.</p><p>The remaining governors are appointed by the Board from candidates nominated by the Nominating Committee.</p><p>To be considered for nomination to a vacancy on FINRA’s Board please submit an <a href="/about/governance/finra-board-governors/committees/indication-interest-finra-service-form">indication of interest through FINRA’s online portal</a>.</p><h2 class="pane-title" id="Terms">Terms</h2><p>Governors are appointed or elected for three-year terms and may not serve more than two consecutive terms. If a governor is elected or appointed to fill a vacancy for a term of less than one year, the governor may serve up to two consecutive full terms after the expiration of the governor’s initial term.</p><h2 class="pane-title" id="Board_Schedule">Board Schedule</h2><p>The FINRA Board of Governors holds a minimum of four meetings per year. The Board also holds special meetings as necessary.</p></div> </div> </div> </div> </div> </div> <div class="finra-container"> <div class="row"> </div> </div> <div class="finra-container"> <div class="row"> </div> </div> <div class="row"> <div class="layout__region layout__region--bottom col-md-12"> <div class="block-region-bottom"></div> </div> </div> </div> </div> </article> </div> </div> </section> </main> <div class="sidebar col-lg-2 finra-sidebar-second"> <aside class="section" role="complementary"> <section class="layout--right-nav region region-sidebar-second"> <div id="block-governancerightrail" data-block-plugin-id="block_content:6a1c47ef-9e91-49c9-b684-e681c384ce13" class="block-content-basic block block-block-content block-block-content6a1c47ef-9e91-49c9-b684-e681c384ce13"> <div class="content"> <div class="clearfix text-formatted field field--name-body field--type-text-with-summary field--label-hidden field__item"><h2>Upcoming Board Meetings</h2><p>February 25 – 26, 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