CINXE.COM
Outcomes Focused Regulation 3rd Edition | Globe Law and Business specialises in producing practical, topical titles for international legal and business professionals
<!DOCTYPE html> <html lang="en-GB" prefix="og: http://ogp.me/ns#"> <head> <meta charset="utf-8"> <!-- Google Tag Manager --> <script>(function(w,d,s,l,i){w[l]=w[l]||[];w[l].push({'gtm.start': new Date().getTime(),event:'gtm.js'});var f=d.getElementsByTagName(s)[0], j=d.createElement(s),dl=l!='dataLayer'?'&l='+l:'';j.async=true;j.src= 'https://www.googletagmanager.com/gtm.js?id='+i+dl;f.parentNode.insertBefore(j,f); })(window,document,'script','dataLayer','GTM-PV9J9FJZ');</script> <!-- End Google Tag Manager --> <title>Outcomes Focused Regulation 3rd Edition | Globe Law and Business specialises in producing practical, topical titles for international legal and business professionals</title> <meta name="description" content="Practical, topical titles for international legal and business professionals"/> <meta name="keywords" content=""/> <meta name="MobileOptimized" content="auto"/> <meta http-equiv="X-UA-Compatible" content="IE=edge"> <meta name="viewport" content="width=device-width, initial-scale=1"> <meta property="og:title" content="Outcomes Focused Regulation:"/> <meta property="og:description" content="Fully revised and updated, the third edition of this essential handbook breaks down the regulatory changes into bite-sized portions and provides practical guidance to aid compliance. "/> <meta property="og:url" content="https://www.globelawandbusiness.com/books/outcomes-focused-regulation-3rd-edition" /> <meta property="og:image" content="https://www.globelawandbusiness.com/storage/images/books/1408-6086ccc4be375.jpg"/> <link rel="shortcut icon" href="https://www.globelawandbusiness.com/images/favicon.ico"/> <link rel="icon" href="https://www.globelawandbusiness.com/images/favicon.ico" type="image/x-icon"/> <link rel="icon" type="image/vnd.microsoft.icon" href="https://www.globelawandbusiness.com/images/favicon.ico"/> <!-- Mobile Icons --> <meta name="theme-color" content="#fff"/> <!-- Apple --> <link rel="apple-touch-icon" href="https://www.globelawandbusiness.com/images/mobile/apple/60x60.png"> <link rel="apple-touch-icon" sizes="76x76" href="https://www.globelawandbusiness.com/images/mobile/apple/76x76.png"> <link rel="apple-touch-icon" sizes="120x120" href="https://www.globelawandbusiness.com/images/mobile/apple/120x120.png"> <link rel="apple-touch-icon" sizes="152x152" href="https://www.globelawandbusiness.com/images/mobile/apple/152x152.png"> <!-- Microsoft --> <meta name="application-name" content=" "/> <meta name="msapplication-TileColor" content="#fff"/> <meta name="msapplication-TileImage" content="https://www.globelawandbusiness.com/images/mobile/microsoft/144x144.png"/> <meta name="msapplication-square70x70logo" content="https://www.globelawandbusiness.com/images/mobile/microsoft/smalltile.png"/> <meta name="msapplication-square150x150logo" content="https://www.globelawandbusiness.com/images/mobile/microsoft/mediumtile.png"/> <meta name="msapplication-wide310x150logo" content="https://www.globelawandbusiness.com/images/mobile/microsoft/widetile.png"/> <meta name="msapplication-square310x310logo" content="https://www.globelawandbusiness.com/images/mobile/microsoft/largetile.png"/> <!-- CSS --> <link type="text/css" rel="stylesheet" href="https://www.globelawandbusiness.com/css/web.min.css?version=1722428568"/> <script>function safemail(e,a,f){var i="undefined"==typeof f?e+"@"+a:f;document.write("<a href=mailto:"+e+"@"+a+" >"+i+"</a>")}</script> <script> (function(i,s,o,g,r,a,m){i['GoogleAnalyticsObject']=r;i[r]=i[r]||function(){ (i[r].q=i[r].q||[]).push(arguments)},i[r].l=1*new Date();a=s.createElement(o), m=s.getElementsByTagName(o)[0];a.async=1;a.src=g;m.parentNode.insertBefore(a,m) })(window,document,'script','https://www.google-analytics.com/analytics.js','ga'); ga('create', 'UA-66786696-1', 'auto' , {'allowLinker': true}); ga('require', 'linker'); ga('linker:autoLink', ['store.globelawandbusiness.com','nbninternational.com'] ); ga('send', 'pageview'); </script> </head> <body class="" data-js-class="js-products-index"> <noscript> <iframe src="https://www.googletagmanager.com/ns.html?id=GTM-PV9J9FJZ" height="0" width="0" style="display:none;visibility:hidden"></iframe> </noscript> <script type="text/javascript"> _linkedin_partner_id = "68405"; window._linkedin_data_partner_ids = window._linkedin_data_partner_ids || []; window._linkedin_data_partner_ids.push(_linkedin_partner_id); </script><script type="text/javascript"> (function(){var s = document.getElementsByTagName("script")[0]; var b = document.createElement("script"); b.type = "text/javascript";b.async = true; b.src = "https://snap.licdn.com/li.lms-analytics/insight.min.js"; s.parentNode.insertBefore(b, s);})(); </script> <noscript> <img height="1" width="1" style="display:none;" alt="" src="https://px.ads.linkedin.com/collect/?pid=68405&fmt=gif" /> </noscript> <!-- [End] LinkedIn Pixel --> <!-- [Begin] LinkedIn Insight Tag --> <script type="text/javascript"> _linkedin_partner_id = "68405"; window._linkedin_data_partner_ids = window._linkedin_data_partner_ids || []; window._linkedin_data_partner_ids.push(_linkedin_partner_id); </script><script type="text/javascript"> (function(l) { if (!l){window.lintrk = function(a,b){window.lintrk.q.push([a,b])}; window.lintrk.q=[]} var s = document.getElementsByTagName("script")[0]; var b = document.createElement("script"); b.type = "text/javascript";b.async = true; b.src = "https://snap.licdn.com/li.lms-analytics/insight.min.js"; s.parentNode.insertBefore(b, s);})(window.lintrk); </script> <noscript> <img height="1" width="1" style="display:none;" alt="" src="https://px.ads.linkedin.com/collect/?pid=68405&fmt=gif" /> </noscript> <!-- [End] LinkedIn Insight Tag --> <span id="newsletterPopupContainer"></span> <!-- Modal --> <div id="addToCartMessage" class="modal fade" tabindex="-1" role="dialog" aria-labelledby="myModalLabel"> <div class="modal-dialog" role="document"> <div class="modal-content"> <div class="modal-header" style="background: linear-gradient(to bottom,#c30015 0,#88000f 100%);"> <button type="button" class="close" data-dismiss="modal" aria-label="Close"><span aria-hidden="true">×</span></button> <div class="modal-title text-center" id="myModalLabel" style="color:white; font-size:22px;">The item has been added to your basket</div> </div> <div class="modal-body js-modal-body" style="display: none;"></div> <div class="modal-footer text-center"> <button type="button" class="btn btn-default" data-dismiss="modal">Continue browsing</button> <a href="https://store.globelawandbusiness.com/checkout/175/cart?login=false" class="btn btn-primary" target="_self">Checkout</a> </div> </div> </div> </div> <div class="cookies hide"> <div class="cookies-container"> <p> This site uses cookies, as they are important for its correct functioning. For more information, please read our <a href="https://www.globelawandbusiness.com/pages/globelawandbusiness-terms/">terms of service</a> and <a href="https://www.globelawandbusiness.com/pages/cookie-policy/">cookie policy</a>. </p> <a href="javascript:;" class="btn js-cookie-close"><i class="fa fa-times"></i></a> </div> </div> <div class="wrapper pt-0"> <header class="main-header"> <div class="head-top-section"> <div class="nav-left-side"> <a href="https://www.globelawandbusiness.com" class="logo"> <img src="https://www.globelawandbusiness.com/images/glb-logo.jpg" title="Globe Law and Business" alt="Globe Law and Business"> </a> </div> <div class="nav-right-side"> <div class="search-area"> <select class="select-currency bottom-currency-select " data-url="https://www.globelawandbusiness.com/change-currency"> <option selected="selected" value="0">Currency: £</option> <option value="1">Currency: €</option> <option value="2">Currency: US$</option> </select> <a class="checkout-outline" href="https://store.globelawandbusiness.com/checkout/175/cart?login=false" target="_blank"> <div class="text-checkout"> <i class="fa fa-shopping-cart"></i> <span class="js-header-your-basket">0 items: £</span> </div> <div class="btn-checkout"> Checkout </div> </a> </div> <div class="menu-area menu-area-fx"> <div class="social-links"> <a href="https://www.globelawandbusiness.com/clicks?type=social&id=1" title="LinkedIn" target="_blank"><img src="https://www.globelawandbusiness.com/storage/images/social-links/1-58d5024b19e04.png" alt="LinkedIn"></a> <a href="https://www.globelawandbusiness.com/clicks?type=social&id=2" title="Twitter" target="_blank"><img src="https://www.globelawandbusiness.com/storage/images/social-links/2-58d502550911a.png" alt="Twitter"></a> <a href="https://www.globelawandbusiness.com/clicks?type=social&id=3" title="YouTube" target="_blank"><img src="https://www.globelawandbusiness.com/storage/images/social-links/3-58d5025ee53e7.png" alt="YouTube"></a> </div> <div class="search-box" id="js-search-box"> <div class="btn-menu-outline float-left"> <a href="#menuOutline" class="btn btn-hamburger" role="button" data-toggle="collapse" aria-expanded="false" aria-controls="collapseMenuOutline"><i class="fa fa-bars"></i></a> </div> <form class="form-inline form-with-btn float-left-mb js-search-form" action="https://www.globelawandbusiness.com/search" method="GET"> <div class="input-group sw-btn"> <input type="text" class="form-control js-search-input" placeholder="Search" name="keyword" value=""/> <a href="#" class="btn btn-link btn-search-clear js-search-clear-btn hide" title="Clean"><i class="fa fa-times"></i></a> <div class="input-group-btn"> <input type="submit" class="btn btn-sm" value="GO"/> </div> </div> </form> </div> </div> </div> </div> <div class="menus-outline collapse" id="menuOutline"> <div class="menu-bottom-tier"> <ul> <li> <a href="https://www.globelawandbusiness.com" class="" >Home</a> </li> <li> <a href="https://www.globelawandbusiness.com/all-products" class="hidden-xs ">Browse products</a> <a href="javascript:;" class="visible-xs-block js-menu-toggle"> Browse products <span><i class="fa fa-plus-square"></i></span> </a> <div> <ul> <li class="hidden-none-xs"> <a href="https://www.globelawandbusiness.com/all-products">Browse products</a> </li> <li> <a href="https://www.globelawandbusiness.com/all-products" class="" >All</a> </li> <li> <a href="https://www.globelawandbusiness.com/books" class="" >Books</a> </li> <li> <a href="https://www.globelawandbusiness.com/journals" class="" >Journals</a> </li> <li> <a href="https://www.globelawandbusiness.com/special-reports" class="" >Special Reports</a> </li> </ul> </div> </li> <li> <a href="https://www.globelawandbusiness.com/books" class="" >Books</a> </li> <li> <a href="https://www.globelawandbusiness.com/journals" class="" >Journals</a> </li> <li> <a href="https://www.globelawandbusiness.com/special-reports" class="" >Reports</a> </li> <li> <a href="https://www.globelawandbusiness.com/online" class="hidden-xs ">Online</a> <a href="javascript:;" class="visible-xs-block js-menu-toggle"> Online <span><i class="fa fa-plus-square"></i></span> </a> <div> <ul> <li class="hidden-none-xs"> <a href="https://www.globelawandbusiness.com/online">Online</a> </li> <li> <a href="https://www.globelawandbusiness.com/legal-content" class="" >Legal Content</a> </li> </ul> </div> </li> <li> <a href="https://www.globelawandbusiness.com/special-offers" class="hidden-xs btn-order">Offers</a> <a href="javascript:;" class="visible-xs-block js-menu-toggle"> Offers <span><i class="fa fa-plus-square"></i></span> </a> <div> <ul> <li class="hidden-none-xs"> <a href="https://www.globelawandbusiness.com/special-offers">Offers</a> </li> <li> <a href="https://www.globelawandbusiness.com/newsletter" class="" >Enews</a> </li> <li> <a href="https://www.globelawandbusiness.com/pages/loyalty" class="" >Loyalty</a> </li> </ul> </div> </li> <li> <a href="https://www.globelawandbusiness.com/pages/author-info" class="" >Author info</a> </li> <li> <a href="https://www.globelawandbusiness.com/pages/about-us" class="hidden-xs ">About Us</a> <a href="javascript:;" class="visible-xs-block js-menu-toggle"> About Us <span><i class="fa fa-plus-square"></i></span> </a> <div> <ul> <li class="hidden-none-xs"> <a href="https://www.globelawandbusiness.com/pages/about-us">About Us</a> </li> <li> <a href="https://www.globelawandbusiness.com/pages/contact" class="" >Contact Us</a> </li> <li> <a href="https://www.globelawandbusiness.com/booksellers" class="" >Booksellers</a> </li> <li> <a href="https://www.globelawandbusiness.com/pages/information" class="" >Information</a> </li> </ul> </div> </li> <li> <a href="https://www.globelawandbusiness.com/order-now" class="btn-order" >Order now 禄</a> </li> </ul> </div> <div class="menu-top-tier mob-menu"> <ul> <li> <a href="https://www.globelawandbusiness.com/testimonials" class="" >Testimonials</a> </li> <li> <a href="https://www.globelawandbusiness.com/pages/author-info" class="" >Author info</a> </li> <li> <a href="https://store.nbninternational.com/checkout/175" class="btn-order" target="_blank">Your basket</a> </li> </ul> </div> </div> </header> <div class="content-outline"> <span id="digitalModalContainer"></span> <span id="gloModalContainer"></span> <div class="book-title"> <h1 style="color: #542250;" > Outcomes Focused Regulation: <p class="sub-title"> Compliance in Practice, Third Edition </p> </h1> </div> <div class="container tbl-home page book-page"> <div class="main-content"> <hr> <div class="modal fade" id="viewSampleModal" tabindex="-1" role="dialog" aria-labelledby="viewSampleModalLabel" aria-hidden="true"> <div class="modal-dialog modal-mdmd" role="document"> <div class="modal-content"> <div class="modal-header"> <h5 class="modal-title" id="viewSampleModalLabel" style="display:inline-block;"> View sample chapter </h5> <button type="button" class="close" data-dismiss="modal" aria-label="Close"> <span aria-hidden="true">×</span> </button> </div> <div class="modal-body js-view-sample-form-container"> <p> Simply complete the fields below, and your complimentary sample chapter will be delivered straight to your inbox. If it doesn't arrive within the hour, please check your junk email box. For further help, please contact <script>safemail('jo','globelawandbusiness.com', 'Jo Skillicorn')</script>. </p> <div> <div class="form-group has-feedback required"> <label>Name</label> <input type="text" name="name" class="form-control js-view-sample-name" value=""> </div> <div class="form-group has-feedback required"> <label>Email</label> <input type="email" name="email" class="form-control js-view-sample-email" value=""> </div> </div> </div> <div class="modal-body js-view-sample-form-container-success hidden"> Thank you. <br> Your sample chapter should arrive in your email inbox very shortly. If it doesn't, don't forget to check your junk mail folder. <br> For further help, please contact <script>safemail('jo','globelawandbusiness.com', 'Jo Skillicorn')</script>. </div> <div class="modal-footer"> <button type="button" class="btn btn-secondary" data-dismiss="modal">Close</button> <button type="button" class="btn btn-primary js-view-sample-submit" data-type="book" data-sub-type="" data-id="1408" data-url="https://www.globelawandbusiness.com/request-sample-chapter">Send my free chapter</button> </div> </div> </div> </div> <nav class="book-nav"> <a href="https://www.globelawandbusiness.com/books/outcomes-focused-regulation-3rd-edition" style="color: #542250;">Description</a> <span>|</span> <a href="#" style="color: #542250;" class="js-view-sample" data-toggle="modal" data-target="#viewSampleModal">View sample chapter</a> <span>|</span> <a href="https://www.globelawandbusiness.com/books/outcomes-focused-regulation-3rd-edition/content" target="_blank" style="color: #542250;">View table of contents</a> </nav> <div class="modal fade" id="orderFormModal" tabindex="-1" role="dialog" aria-labelledby="orderFormModalLabel" aria-hidden="true"> <div class="modal-dialog modal-mdmd" role="document"> <div class="modal-content"> <div class="modal-header"> <h5 class="modal-title" id="orderFormModalLabel" style="display:inline-block;"> Order Form </h5> <button type="button" class="close" data-dismiss="modal" aria-label="Close"> <span aria-hidden="true">×</span> </button> </div> <div class="modal-body js-order-form-container"> <p> Please complete the fields below, and we will be in touch to arrange your access. </p> <div id="glo-form-container"> <div class="form-group has-feedback"> <label for="inputForename">Forename</label> <input id="inputForename" type="text" name="forename" class="form-control js-order-form-forename" maxlength="32" value=""> </div> <div class="form-group has-feedback"> <label for="inputSurname">Surname</label> <input id="inputSurname" type="text" name="surname" class="form-control js-order-form-surname" maxlength="32" value=""> </div> <div class="form-group has-feedback"> <label for="inputFirmName">Firm Name</label> <input id="inputFirmName" type="text" name="firm_name" class="form-control js-order-form-firm_name" maxlength="64" value=""> </div> <div class="form-group has-feedback"> <label for="inputJobTitle">Job Title</label> <input id="inputJobTitle" type="text" name="job_title" class="form-control js-order-form-job_title" maxlength="32" value=""> </div> <div class="form-group has-feedback"> <label for="inputDirectDeal">Direct Dial</label> <input id="inputDirectDeal" type="text" name="direct_deal" class="form-control js-order-form-direct_deal" maxlength="32" value=""> </div> <div class="form-group has-feedback"> <label for="inputEmail">Email address</label> <input id="inputEmail" type="email" name="email" class="form-control js-order-form-email" maxlength="254" value=""> <label class="checkbox-inline" style="margin-top:6px;"> <input type="checkbox" name="consent" class="js-order-form-consent"> Keep me updated with news and personalised offers </label> </div> <div class="form-group has-feedback"> <label for="inputAddressLine1">Address line 1</label> <input id="inputAddressLine1" type="text" name="address_line_1" class="form-control js-order-form-address_line_1" maxlength="64" value=""> </div> <div class="form-group has-feedback"> <label for="inputAddressLine2">Address line 2</label> <input id="inputAddressLine2" type="text" name="address_line_2" class="form-control js-order-form-address_line_2" maxlength="64" value=""> </div> <div class="form-group has-feedback"> <label for="inputAddressLine3">Address line 3</label> <input id="inputAddressLine3" type="text" name="address_line_3" class="form-control js-order-form-address_line_3" maxlength="64" value=""> </div> <div class="form-group has-feedback"> <label for="inputCity">City</label> <input id="inputCity" type="text" name="city" class="form-control js-order-form-city" maxlength="32" value=""> </div> <div class="form-group has-feedback"> <label for="inputRegion">Region</label> <input id="inputRegion" type="text" name="region" class="form-control js-order-form-region" maxlength="32" value=""> </div> <div class="form-group has-feedback"> <label for="inputPostalCode">Postal Code</label> <input id="inputPostalCode" type="text" name="postal_code" class="form-control js-order-form-postal_code" maxlength="16" value=""> </div> <div class="form-group has-feedback"> <label for="inputCountryId">Country</label> <select id="inputCountryId" name="country_id" class="form-control js-order-form-country_id"> <option value="">Select Country</option> <option value="1" >Afghanistan</option> <option value="2" >Albania</option> <option value="3" >Algeria</option> <option value="4" >American Samoa</option> <option value="5" >Andorra</option> <option value="6" >Angola</option> <option value="7" >Anguilla</option> <option value="8" >Antarctica</option> <option value="9" >Antigua and Barbuda</option> <option value="10" >Argentina</option> <option value="11" >Armenia</option> <option value="12" >Aruba</option> <option value="13" >Australia</option> <option value="14" >Austria</option> <option value="15" >Azerbaijan</option> <option value="16" >Bahamas</option> <option value="17" >Bahrain</option> <option value="18" >Bangladesh</option> <option value="19" >Barbados</option> <option value="20" >Belarus</option> <option value="21" >Belgium</option> <option value="22" >Belize</option> <option value="23" >Benin</option> <option value="24" >Bermuda</option> <option value="25" >Bhutan</option> <option value="26" >Bolivia</option> <option value="27" >Bosnia and Herzegovina</option> <option value="28" >Botswana</option> <option value="29" >Bouvet Island</option> <option value="30" >Brazil</option> <option value="31" >British Indian Ocean Territory</option> <option value="32" >Brunei Darussalam</option> <option value="33" >Bulgaria</option> <option value="34" >Burkina Faso</option> <option value="35" >Burundi</option> <option value="36" >Cambodia</option> <option value="37" >Cameroon</option> <option value="38" >Canada</option> <option value="39" >Cape Verde</option> <option value="40" >Cayman Islands</option> <option value="41" >Central African Republic</option> <option value="42" >Chad</option> <option value="43" >Chile</option> <option value="44" >China</option> <option value="45" >Christmas Island</option> <option value="46" >Cocos (Keeling) Islands</option> <option value="47" >Colombia</option> <option value="48" >Comoros</option> <option value="49" >Congo</option> <option value="50" >Cook Islands</option> <option value="51" >Costa Rica</option> <option value="52" >Croatia (Hrvatska)</option> <option value="53" >Cuba</option> <option value="54" >Cyprus</option> <option value="55" >Czech Republic</option> <option value="56" >Denmark</option> <option value="57" >Djibouti</option> <option value="58" >Dominica</option> <option value="59" >Dominican Republic</option> <option value="60" >East Timor</option> <option value="61" >Ecuador</option> <option value="62" >Egypt</option> <option value="63" >El Salvador</option> <option value="64" >Equatorial Guinea</option> <option value="65" >Eritrea</option> <option value="66" >Estonia</option> <option value="67" >Ethiopia</option> <option value="68" >Falkland Islands (Malvinas)</option> <option value="69" >Faroe Islands</option> <option value="70" >Fiji</option> <option value="71" >Finland</option> <option value="72" >France</option> <option value="73" >France, Metropolitan</option> <option value="74" >French Guiana</option> <option value="75" >French Polynesia</option> <option value="76" >French Southern Territories</option> <option value="77" >Gabon</option> <option value="78" >Gambia</option> <option value="79" >Georgia</option> <option value="80" >Germany</option> <option value="81" >Ghana</option> <option value="82" >Gibraltar</option> <option value="83" >Guernsey</option> <option value="84" >Greece</option> <option value="85" >Greenland</option> <option value="86" >Grenada</option> <option value="87" >Guadeloupe</option> <option value="88" >Guam</option> <option value="89" >Guatemala</option> <option value="90" >Guinea</option> <option value="91" >Guinea-Bissau</option> <option value="92" >Guyana</option> <option value="93" >Haiti</option> <option value="94" >Heard and Mc Donald Islands</option> <option value="95" >Honduras</option> <option value="96" >Hong Kong</option> <option value="97" >Hungary</option> <option value="98" >Iceland</option> <option value="99" >India</option> <option value="100" >Isle of Man</option> <option value="101" >Indonesia</option> <option value="102" >Iran (Islamic Republic of)</option> <option value="103" >Iraq</option> <option value="104" >Ireland</option> <option value="105" >Israel</option> <option value="106" >Italy</option> <option value="107" >Ivory Coast</option> <option value="108" >Jersey</option> <option value="109" >Jamaica</option> <option value="110" >Japan</option> <option value="111" >Jordan</option> <option value="112" >Kazakhstan</option> <option value="113" >Kenya</option> <option value="114" >Kiribati</option> <option value="115" >Korea, Democratic People's Republic of</option> <option value="116" >Korea, Republic of</option> <option value="117" >Kosovo</option> <option value="118" >Kuwait</option> <option value="119" >Kyrgyzstan</option> <option value="120" >Lao People's Democratic Republic</option> <option value="121" >Latvia</option> <option value="122" >Lebanon</option> <option value="123" >Lesotho</option> <option value="124" >Liberia</option> <option value="125" >Libyan Arab Jamahiriya</option> <option value="126" >Liechtenstein</option> <option value="127" >Lithuania</option> <option value="128" >Luxembourg</option> <option value="129" >Macau</option> <option value="130" >Macedonia</option> <option value="131" >Madagascar</option> <option value="132" >Malawi</option> <option value="133" >Malaysia</option> <option value="134" >Maldives</option> <option value="135" >Mali</option> <option value="136" >Malta</option> <option value="137" >Marshall Islands</option> <option value="138" >Martinique</option> <option value="139" >Mauritania</option> <option value="140" >Mauritius</option> <option value="141" >Mayotte</option> <option value="142" >Mexico</option> <option value="143" >Micronesia, Federated States of</option> <option value="144" >Moldova, Republic of</option> <option value="145" >Monaco</option> <option value="146" >Mongolia</option> <option value="147" >Montenegro</option> <option value="148" >Montserrat</option> <option value="149" >Morocco</option> <option value="150" >Mozambique</option> <option value="151" >Myanmar</option> <option value="152" >Namibia</option> <option value="153" >Nauru</option> <option value="154" >Nepal</option> <option value="155" >Netherlands</option> <option value="156" >Netherlands Antilles</option> <option value="157" >New Caledonia</option> <option value="158" >New Zealand</option> <option value="159" >Nicaragua</option> <option value="160" >Niger</option> <option value="161" >Nigeria</option> <option value="162" >Niue</option> <option value="163" >Norfolk Island</option> <option value="164" >Northern Mariana Islands</option> <option value="165" >Norway</option> <option value="166" >Oman</option> <option value="167" >Pakistan</option> <option value="168" >Palau</option> <option value="169" >Palestine</option> <option value="170" >Panama</option> <option value="171" >Papua New Guinea</option> <option value="172" >Paraguay</option> <option value="173" >Peru</option> <option value="174" >Philippines</option> <option value="175" >Pitcairn</option> <option value="176" >Poland</option> <option value="177" >Portugal</option> <option value="178" >Puerto Rico</option> <option value="179" >Qatar</option> <option value="180" >Reunion</option> <option value="181" >Romania</option> <option value="182" >Russian Federation</option> <option value="183" >Rwanda</option> <option value="184" >Saint Kitts and Nevis</option> <option value="185" >Saint Lucia</option> <option value="186" >Saint Vincent and the Grenadines</option> <option value="187" >Samoa</option> <option value="188" >San Marino</option> <option value="189" >Sao Tome and Principe</option> <option value="190" >Saudi Arabia</option> <option value="191" >Senegal</option> <option value="192" >Serbia</option> <option value="193" >Seychelles</option> <option value="194" >Sierra Leone</option> <option value="195" >Singapore</option> <option value="196" >Slovakia</option> <option value="197" >Slovenia</option> <option value="198" >Solomon Islands</option> <option value="199" >Somalia</option> <option value="200" >South Africa</option> <option value="201" >South Georgia South Sandwich Islands</option> <option value="202" >Spain</option> <option value="203" >Sri Lanka</option> <option value="204" >St. Helena</option> <option value="205" >St. Pierre and Miquelon</option> <option value="206" >Sudan</option> <option value="207" >Suriname</option> <option value="208" >Svalbard and Jan Mayen Islands</option> <option value="209" >Swaziland</option> <option value="210" >Sweden</option> <option value="211" >Switzerland</option> <option value="212" >Syrian Arab Republic</option> <option value="213" >Taiwan</option> <option value="214" >Tajikistan</option> <option value="215" >Tanzania, United Republic of</option> <option value="216" >Thailand</option> <option value="217" >Togo</option> <option value="218" >Tokelau</option> <option value="219" >Tonga</option> <option value="220" >Trinidad and Tobago</option> <option value="221" >Tunisia</option> <option value="222" >Turkey</option> <option value="223" >Turkmenistan</option> <option value="224" >Turks and Caicos Islands</option> <option value="225" >Tuvalu</option> <option value="226" >Uganda</option> <option value="227" >Ukraine</option> <option value="228" >United Arab Emirates</option> <option value="229" >United Kingdom</option> <option value="230" >United States</option> <option value="231" >United States minor outlying islands</option> <option value="232" >Uruguay</option> <option value="233" >Uzbekistan</option> <option value="234" >Vanuatu</option> <option value="235" >Vatican City State</option> <option value="236" >Venezuela</option> <option value="237" >Vietnam</option> <option value="238" >Virgin Islands (British)</option> <option value="239" >Virgin Islands (U.S.)</option> <option value="240" >Wallis and Futuna Islands</option> <option value="241" >Western Sahara</option> <option value="242" >Yemen</option> <option value="243" >Zaire</option> <option value="244" >Zambia</option> <option value="245" >Zimbabwe</option> </select> </div> <div class="form-group has-feedback js-vat-number-container hidden"> <label for="inputVatNumber">VAT Number</label> <input id="inputVatNumber" type="text" name="vat_number" class="form-control js-order-form-vat_number" maxlength="32" value=""> </div> <div class="form-group has-feedback"> <label for="inputCurrency">In which currency would you like to be invoiced?</label> <select id="inputCurrency" name="currency" class="form-control js-order-form-currency"> <option value="">Select Currency</option> <option value="euro" >Euro</option> <option value="sterling" >Sterling</option> <option value="usd" >USD</option> </select> </div> <div class="form-group has-feedback"> <label for="inputDiscountCode">Add discount code (if applicable)</label> <input id="inputDiscountCode" type="text" name="discount_code" class="form-control js-order-form-discount_code" value=""> </div> </div> <p> Please fill in all fields </p> <div class="js-order-summary" data-url="https://www.globelawandbusiness.com/request-offer-5user-order-summary"> <div> <span class="js-order-summary-product-name">Outcomes Focused Regulation:</span>: <span class="js-product-base-price">0</span> </div> <div class="js-discount-line ) hidden "> Discount (<span class="js-discount-percent">0</span>%): <span class="js-discount-value"></span> </div> <div class="js-vat-line"> VAT: <span class="js-vat-value">0</span> </div> <div> Total price: <span class="js-total-price">0</span> </div> </div> </div> <div class="modal-footer"> <button type="button" class="btn btn-secondary" data-dismiss="modal">Close</button> <button type="button" class="btn btn-primary js-order-form-submit" data-type="book" data-id="1408" data-url="https://www.globelawandbusiness.com/request-offer-5user-license">Submit</button> </div> </div> </div> </div> <div class="book-content"> <div class="book-info"> <div class="book-info-row"> <div class="book-info-cell book-info-cell-img"> <a href="https://www.globelawandbusiness.com/books/outcomes-focused-regulation-3rd-edition/content" target="_blank" > <img src="https://www.globelawandbusiness.com/storage/images/books/1408-6086ccc4be375.jpg" alt=""> <div class="book-info-image-text-link"> Look inside<img src="https://www.globelawandbusiness.com/images/look-inside.png" alt="Look inside"> </div> </a> </div> <div class="book-info-cell book-info-cell-content"> <p> <strong>Author(s): </strong> Tracey Calvert, Bronwen Still </p> <p> <strong>Publication date:</strong> Aug 2016 </p> <p> <strong>Format:</strong> <span class="js-item-format">Softback</span> </p> <p> <strong>Pages:</strong> 196 </p> <p> <strong>Price:</strong> <span class="item-price"> 拢195.00 </span> </p> <p> <strong>ISBN:</strong> <span class="item-isbn"> 9781783582464 </span> </p> <p class="p-select-options"> <strong>Select format: </strong> </p> <div class="form-group btns-stack js-product-item-type" data-id="1408" data-type="book"> <label class="radio-inline"> <input type="radio" name="format" value="softback" data-name="Softback" checked > Softback </label> <label class="radio-inline"> <input type="radio" name="format" value="digital_epub" data-name="eBook"> eBook </label> <label class="radio-inline"> <input class="js-switch-glo-5user-license" type="radio" name="format" value="offers_glo_5user_license" data-name="multi-user eBook"> multi-user eBook </label> </div> <p class="p-digital-modal"> <a href="javascript:;" class="js-digital-modal" data-url="https://www.globelawandbusiness.com/books-digital-modal" data-version="2">How our eBook platform works</a> <br /> <a href="javascript:;" class="a-glo-modal js-glo-modal" data-url="https://www.globelawandbusiness.com/books-glo-modal" data-version="1">How permanent access, multi-user eBooks work</a> <br /><br /> </p> <p class="hidden-xs"> <span class="item-basket-url"> <a href="https://store.globelawandbusiness.com/checkout/175/?original=https://www.globelawandbusiness.com/books/outcomes-focused-regulation-3rd-edition&return_url=https%3A%2F%2Fwww.globelawandbusiness.com&isbn1=9781783582464&copies=1¤cy=GBP&response=json" class="btn btn-book-order js-add-to-basket" data-product-name="Outcomes Focused Regulation 3rd Edition" >Add to basket</a> </span> <span class="js-offer-5user-license-button hidden"> <a href="#" class="btn btn-book-order js-offer-5user-license" data-title="Outcomes Focused Regulation 3rd Edition" data-type="book" data-id="1408" data-target="#orderFormModal">Order multi-user eBook</a> </span> <br> </p> </div> </div> <p class="visible-xs-block"> <span class="item-basket-url"> <a href="https://store.globelawandbusiness.com/checkout/175/?original=https://www.globelawandbusiness.com/books/outcomes-focused-regulation-3rd-edition&return_url=https%3A%2F%2Fwww.globelawandbusiness.com&isbn1=9781783582464&copies=1¤cy=GBP&response=json" class="btn btn-book-order js-add-to-basket" data-product-name="Outcomes Focused Regulation 3rd Edition" >Add to basket</a> </span> <span class="js-offer-5user-license-button hidden"> <a href="#" class="btn btn-book-order js-offer-5user-license" data-title="Outcomes Focused Regulation 3rd Edition" data-type="book" data-id="1408" data-target="#orderFormModal">Order multi-user eBook</a> </span> </p> </div> <div class="bottom-line" style="border-color: #542250;"></div> <div class="book-text"> <p>Fully revised and updated, the third edition of <em>Outcomes-Focused Regulation: Compliance in Practice </em>brings practitioners up to date with recent and upcoming changes to the SRA Handbook and evolving regulation. Covering all the main requirements of the Handbook, the drivers behind them, and essential steps to remain compliant, it also provides practical tools to help firms formulate a compliance plan. Also included are real-life case studies from leading practitioners, giving critical insight into practical issues faced by compliance officers, and best-practice advice on good governance and compliance planning.</p> <p><strong>Key features </strong>of this updated book include:</p> <ul> <li>Information on the effects of the LSA and the changes it has brought;</li> <li>An overview of the 16th version of the SRA Handbook;</li> <li>The SRA Principles;</li> <li>The SRA’s approach to authorisation and its views on risk, including information from the Regulatory Risk Framework;</li> <li>The SRA Code of Conduct and an explanation of its compliance requirements and risk management strategies in key areas such as client care, conflicts of interests, and confidentiality, referrals, outsourcing, separate businesses, and overseas practice;</li> <li>An indicator of changes on the horizon and how the SRA is likely to respond;</li> <li>The SRA’s approach to supervision, including a reference to the indicators in the various supervision and enforcement strategies published by the SRA;</li> <li>Advice on compliance planning; and</li> <li>Case studies and practitioners’ perspectives.</li> </ul> <p>This book is designed to assist firms to develop and strengthen their governance arrangements and risk management strategies as they become more familiar with outcomes-focused regulation. It also flags up new business opportunities available to firms through external investment and the use of separate businesses.</p> </div> <div class="footer-info show"> <p> <strong>Price:</strong> <span class="item-price"> 拢195.00 </span> </p> <p> <strong>Select format: </strong> </p> <div class="form-group btns-stack js-product-item-type" data-id="1408" data-type="book"> <label class="radio-inline"> <input type="radio" name="format_footer" value="softback" data-name="Softback" checked > Softback </label> <label class="radio-inline"> <input type="radio" name="format_footer" value="digital_epub" data-name="eBook"> eBook </label> <label class="radio-inline"> <input class="js-switch-glo-5user-license" type="radio" name="format_footer" value="offers_glo_5user_license" data-name="multi-user eBook"> multi-user eBook </label> </div> <p class="p-digital-modal"> <a href="javascript:;" class="js-digital-modal" data-url="https://www.globelawandbusiness.com/books-digital-modal" data-version="2">How our eBook platform works</a> <br /> <a href="javascript:;" class="a-glo-modal js-glo-modal" data-url="https://www.globelawandbusiness.com/books-glo-modal" data-version="1">How permanent access, multi-user eBooks work</a> <br /><br /> </p> <p> <span class="item-basket-url"> <a href="https://store.globelawandbusiness.com/checkout/175/?original=https://www.globelawandbusiness.com/books/outcomes-focused-regulation-3rd-edition&return_url=https%3A%2F%2Fwww.globelawandbusiness.com&isbn1=9781783582464&copies=1¤cy=GBP&response=json" class="btn btn-book-order js-add-to-basket" data-product-name="Outcomes Focused Regulation 3rd Edition" >Add to basket</a> </span> <span class="js-offer-5user-license-button hidden"> <a href="#" class="btn btn-book-order js-offer-5user-license" data-title="Outcomes Focused Regulation 3rd Edition" data-type="book" data-id="1408" data-target="#orderFormModal">Order multi-user eBook</a> </span> </p> </div> </div> </div> <div class="right-side"> </div> </div> </div> </div> <div class="form-right ad-banner" id="fixed-div2"> <div class="section-content"> <a href="https://www.globelawandbusiness.com/books/ai-and-the-legal-profession-transforming-the-future-of-law" target="_blank" rel="nofollow"> <img src="https://www.globelawandbusiness.com/storage/images/adverts/2-65d4b20c06a64.jpg" > </a> </div> </div> <!-- Modal --> <div class="modal fade v-modal" id="vModal" tabindex="-1" role="dialog" aria-labelledby="vModalLabel" aria-hidden="true"> <div class="modal-dialog" role="document"> <div class="modal-content"> <div class="modal-header"> Responding to Rapid Change <button type="button" class="close" data-dismiss="modal" aria-label="Close"> <span aria-hidden="true">×</span> </button> </div> <div class="modal-body"> <iframe id="youtubeVideopopup" width="570" height="320" frameborder="0" allowfullscreen="" src="https://www.youtube.com/embed/ecd25ACv4TM"></iframe> </div> </div> </div> </div> <div class="form-right" id="fixed-div"> <a href="javascript:;" data-toggle="modal" data-target="#vModal"> <div class="vlog-heading"><img src="https://www.globelawandbusiness.com/images/vlog.jpg"></div> <div class="banner-tv-screen"> <img id="youtubeImg" src=""> </div> <div class="section-content" style="background-color:#70a086;" > <h1 class="yt watch-title-container">Responding to Rapid Change</h1> </div> <div class="banner-vlog-logo"> <a href="https://www.globelawandbusiness.com/books/good-governance-in-law-firms" target="_self"> <img src="https://www.globelawandbusiness.com/storage/images/vlog/16-64be7a34abbd2.png" alt=""> </a> </div> </a> </div> <footer class="footer"> <div class="menu-footer dropdown dropup"> <a href="#" class="fd-btn" data-toggle="dropdown" aria-haspopup="true" aria-expanded="false">Notices & Terms <i class="fa fa-caret-down pull-right"></i> </a> <ul class="dropdown-menu" aria-labelledby="fdLabel"> <li> <a href="/pages/contact" >Contact us</a> </li> <li> <a href="/pages/terms" >Disclaimer & copyright</a> </li> <li> <a href="/pages/about-us" >About Us</a> </li> <li> <a href="/pages/privacy" >Privacy statement</a> </li> <li> <a href="/pages/cookie-policy" >Cookie policy</a> </li> <li> <a href="/sitemap" >Sitemap</a> </li> </ul></div> <div class="copyright"> <strong>Copyright © 2005 - 2024 Globe Law and Business Ltd</strong> </div> </footer> <!-- Java Script --> <script src="https://cdnjs.cloudflare.com/ajax/libs/jquery/3.7.1/jquery.min.js" integrity="sha512-v2CJ7UaYy4JwqLDIrZUI/4hqeoQieOmAZNXBeQyjo21dadnwR+8ZaIJVT8EE2iyI61OV8e6M8PP2/4hpQINQ/g==" crossorigin="anonymous" referrerpolicy="no-referrer"></script> <script src="https://cdnjs.cloudflare.com/ajax/libs/js-cookie/3.0.5/js.cookie.min.js" integrity="sha512-nlp9/l96/EpjYBx7EP7pGASVXNe80hGhYAUrjeXnu/fyF5Py0/RXav4BBNs7n5Hx1WFhOEOWSAVjGeC3oKxDVQ==" crossorigin="anonymous" referrerpolicy="no-referrer"></script> <script type="text/javascript" src="https://www.globelawandbusiness.com/js/web-vendor-v28.min.js?version=1728285997"></script> <script type="text/javascript" src="https://www.globelawandbusiness.com/js/web-v28.min.js?version=1728285997"></script> <input type="hidden" value="coUFodfWYUh0dgR4RKZwmK9atPRqWwmlIK5K3rli" class="ajaxToken"/> </body> </html>