Caltech Theses - Guide to CaltechTHESIS - Library at California Institute of Technology

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This guide serves as a tool for this process.</span> </div> </div> </div> <div id="s-lg-guide-tabs-title-bar" class="container s-lib-side-borders"></div> <div id="s-lg-side-nav-content" class="container s-lib-side-borders pad-top-med"> <div class="row"> <div class="col-md-3 s-lg-tabs-side pad-bottom-med"> <div id="s-lg-tabs-container"> <div id="s-lg-guide-tabs" role="navigation" aria-label="Guide Pages"> <ul class="nav nav-pills nav-stacked split-button-nav"> <li class="active"><a title="" class="active" href="https://library.caltech.edu/theses/caltech-theses" ><span>Caltech Theses</span></a><ul class="list-group s-lg-boxnav"><li class="list-group-item"><a href="#s-lg-box-28717421">CaltechTHESIS - Deposit Your Thesis</a></li><li class="list-group-item"><a href="#s-lg-box-28717414">Caltech's Expectations for a Thesis</a></li></ul></li><li class=""><a title="" class="" href="https://library.caltech.edu/c.php?g=1237965&p=9059092" ><span>Deadlines and Letters of Completion</span></a></li><li class=""><a title="" class="" href="https://library.caltech.edu/c.php?g=1237965&p=9059071" ><span>Submission Information</span></a></li><li class=""><a title="" class="" href="https://library.caltech.edu/c.php?g=1237965&p=9059129" ><span>Grad Office Regulations and Required Forms</span></a></li><li class=""><a title="" class="" href="https://library.caltech.edu/c.php?g=1237965&p=9059072" ><span>Templates and Formatting Information</span></a></li><li class=""><a title="" class="" href="https://library.caltech.edu/c.php?g=1237965&p=9059075" ><span>Thesis Updates and Corrections</span></a></li><li class=""><a title="" class="" href="https://library.caltech.edu/c.php?g=1237965&p=9059086" ><span>CaltechDATA for Supplementary Material</span></a></li><li class=""><a title="" class="" href="https://library.caltech.edu/theses/thesis-embargo-policy" ><span>Thesis Embargo Policies and Forms</span></a></li><li class=""><a title="" class="" href="https://library.caltech.edu/c.php?g=1237965&p=9059078" ><span>Copyright Considerations</span></a></li><li class=""><a title="" class="" href="https://library.caltech.edu/theses/publisherpolicies" ><span>Publishers' Policies on Publications in Theses</span></a></li><li class=""><a title="" class="" href="https://library.caltech.edu/c.php?g=1237965&p=9059080" ><span>Printing & Binding</span></a></li><li class=""><a title="" class="" href="https://library.caltech.edu/theses/senior_theses" ><span>Senior Thesis Deposits</span></a></li><li class=""><a title="" class="" href="https://library.caltech.edu/events/3mt-three-minute-thesis" target="_blank" ><span>3MT: Caltech's Three Minute Thesis Competition</span> <i class="fa fa-fw fa-external-link " aria-hidden="true" title="This link opens in a new window"></i><span class="sr-only">This link opens in a new window</span></a></li> </ul> <div class="s-lg-row margin-top-med"><div id="s-lg-col-0"><div class="s-lg-col-boxes"><div id="s-lg-box-wrapper-33769431" class="s-lg-box-wrapper-33769431"><div id="s-lg-box-28717484-container" class="s-lib-box-container"> <div id="s-lg-box-28717484" class="s-lib-box s-lib-box-std"> <h2 class="s-lib-box-title">Author Services and Thesis Librarian</h2><div id="s-lg-box-collapse-28717484" > <div class="s-lib-box-content">  <div id="s-lib-profile-73343" class="s-lib-profile-container"> <a href="//library.caltech.edu/prf.php?id=59bf56b5-7cdb-11ed-9922-0ad758b798c3"> <div id="s-lib-profile-image-73343" class="s-lib-profile-div s-lib-profile-center s-lib-profile-image"> <img loading="lazy" src="//d2jv02qf7xgjwx.cloudfront.net/accounts/84551/profiles/73343/Kathyresized.jpg" alt="Profile Photo"/> </div> <div id="s-lib-profile-name-73343" class="s-lib-profile-div s-lib-profile-center s-lib-profile-name" style="margin-bottom:0 !important;"> Kathy Johnson </div> </a> <div id="s-lib-profile-pronouns-73343" class="s-lib-profile-div s-lib-profile-center s-lib-profile-pronouns"> she/her </div> <div id="s-lib-profile-email-73343" class="s-lib-profile-div s-lib-profile-center s-lib-profile-email"> <a title="kjohnson AT caltech.edu" href="mailto:kjohnson AT caltech.edu" class="label label-info">Email Me</a> </div> <div id="s-lib-profile-widget-la-73343" class="s-lib-profile-div s-lib-profile-widget-la"> <div class="s-lib-profile-widget"></div> </div> <div id="s-lib-profile-widget-lc-73343" class="s-lib-profile-div s-lib-profile-widget-lc"> <div class="s-lib-profile-widget"></div> </div> <div id="s-lib-profile-widget-other-73343" class="s-lib-profile-div s-lib-profile-widget-other"> <div class="s-lib-profile-widget"></div> </div> <div id="s-lib-profile-contact-73343" class="s-lib-profile-div s-lib-profile-contact"> <strong>Contact:</strong> <div>Sherman Fairchild Library 1-43</div> </div> <div id="s-lib-profile-social-73343" class="s-lib-profile-div s-lib-profile-social"> </div> <div id="s-lib-profile-subjects-73343" class="s-lib-profile-div s-lib-profile-subjects"> <strong>Subjects:</strong> <a href="https://library.caltech.edu/digitalrepositories">Digital Repository Guides</a> </div> </div>  </div> </div> </div> </div></div><div id="s-lg-box-wrapper-33819980" class="s-lg-box-wrapper-33819980"><div id="s-lg-box-28761117-container" class="s-lib-box-container"> <div id="s-lg-box-28761117" class="s-lib-box s-lib-box-std"> <h2 class="s-lib-box-title">Library Staff</h2><div id="s-lg-box-collapse-28761117" > <div class="s-lib-box-content">  <div id="s-lib-profile-99591" class="s-lib-profile-container"> <a href="//library.caltech.edu/prf.php?id=5a5152eb-7cdb-11ed-9922-0ad758b798c3"> <div id="s-lib-profile-image-99591" class="s-lib-profile-div s-lib-profile-center s-lib-profile-image"> <img loading="lazy" src="//d2jv02qf7xgjwx.cloudfront.net/accounts/108235/profiles/99591/Mel-Lib-Portrait-Square.jpg" alt="Profile Photo"/> </div> <div id="s-lib-profile-name-99591" class="s-lib-profile-div s-lib-profile-center s-lib-profile-name" style="margin-bottom:0 !important;"> Mel Ray </div> </a> <div id="s-lib-profile-pronouns-99591" class="s-lib-profile-div s-lib-profile-center s-lib-profile-pronouns"> she/her </div> <div id="s-lib-profile-email-99591" class="s-lib-profile-div s-lib-profile-center s-lib-profile-email"> <a title="melray@library.caltech.edu" href="mailto:melray@library.caltech.edu" class="label label-info">Email Me</a> </div> <div id="s-lib-profile-widget-la-99591" class="s-lib-profile-div s-lib-profile-widget-la"> <div class="s-lib-profile-widget"></div> </div> <div id="s-lib-profile-widget-lc-99591" class="s-lib-profile-div s-lib-profile-widget-lc"> <div class="s-lib-profile-widget"></div> </div> <div id="s-lib-profile-widget-other-99591" class="s-lib-profile-div s-lib-profile-widget-other"> <div class="s-lib-profile-widget"></div> </div> <div id="s-lib-profile-contact-99591" class="s-lib-profile-div s-lib-profile-contact"> </div> <div id="s-lib-profile-social-99591" class="s-lib-profile-div s-lib-profile-social"> </div> <div id="s-lib-profile-subjects-99591" class="s-lib-profile-div s-lib-profile-subjects"> </div> </div>  </div> </div> </div> </div></div></div></div></div> </div> </div> </div> <div class="col-md-9"> <div class="s-lg-tab-content"> <div id="s-lg-guide-main" class="tab-pane active" tabindex="-1"> <div class="row s-lg-row"><div id="s-lg-col-1" class="col-md-12"><div class="s-lg-col-boxes"><div id="s-lg-box-wrapper-33769367" class="s-lg-box-wrapper-33769367"><div id="s-lg-box-28717421-container" class="s-lib-box-container"> <div id="s-lg-box-28717421" class="s-lib-box s-lib-box-std"> <h2 class="s-lib-box-title">CaltechTHESIS - Deposit Your Thesis</h2><div id="s-lg-box-collapse-28717421" > <div class="s-lib-box-content"> <div id="s-lg-content-66741260" class=" clearfix"> <h4>Deposit theses in CaltechTHESIS</h4> <p><strong><a href="https://thesis.library.caltech.edu/">CaltechTHESIS</a> is the digital archive for of Ph.D., Engineer, Masters, Bachelor and Senior theses authored by Caltech students</strong>.  It also contains essays submitted by students for writing prizes to the Hixon Writing Center.  It is updated continuously as students add new theses, and as library staff scan and add older theses.</p> <ul> <li>Log into <strong><a href="https://thesis.library.caltech.edu/">CaltechTHESIS</a></strong> to deposit your thesis.</li> <li>Students depositing their theses must have an active IMSS account to be able to log in.</li> <li>Contact us directly via <a href="mailto:thesis@library.caltech.edu">thesis@library.caltech.edu</a> if you have any questions.</li> <li>Detailed <strong><a href="https://caltech.libapps.com/libguides/admin_c.php?g=1237965&p=9059071">Submission Information</a></strong> is available in a separate section of this Thesis Libguide.</li> <li>Download and keep handy a copy of the Graduate Office's <strong><a href="https://gradoffice.caltech.edu/documents/28130/phd-thesis_guidelines_rev_04-2024.pdf">Regulations for the Format and Presentation of a Graduate Thesis (updated April 2024)</a> </strong>as you work on your thesis.</li> </ul> <h4>Important Notes</h4> <ul> <li><strong>ALL PhD AND ENGINEER'S THESIS MANUSCRIPTS MUST BE PROOFREAD BEFORE THE FINAL THESIS EXAM (i. e. defense)</strong>. Send a copy of your thesis to the Grad Office proofreader <em>at least a couple of weeks</em> before your defense.  <ul> <li>TIP: Give yourself even more time in May if possible, as many students are submitting their theses for review at this time and there are only a limited number of proofreaders available.</li> <li>Send PDFs of both your thesis and the Proofreader's Agreement form to the Grad Office either via <a href="mailto:gradofc@caltech.edu">email</a> or via the <a href="https://dropbox.caltech.edu/cgi-bin/dropbox.cgi" target="_blank" title="Caltech dropbox">Caltech Dropbox</a>. You can send both files together in a zip file: <ul> <li>An electronic copy of your thesis in <strong>editable (unlocked) PDF format</strong> </li> <li>An electronic copy of the <strong><a href="http://www.gradoffice.caltech.edu/documents/6287/phd-proofreaderagreement.pdf">Proofreader Agreement form</a></strong></li> </ul> </li> <li>You can make the recommended changes after you get it back either before or after your defense – discuss the best option for you with your advisor.</li> </ul> </li> <li>Do <strong>NOT</strong> deposit your thesis before your defense. <ul> <li><strong>Both the Grad Office and the Library expect that the deposited copies (PDF and pre-PDF files) are the final version.</strong></li> <li>Caltech anticipates that you will need to make revisions to your thesis based on both your committee's and your Grad Office proofreader's comments and suggestions.</li> <li>You normally have 2 months to deposit your thesis after your defense, unless you are on deadline for graduation. We recommend not postponing the  deposit of your thesis, as life gets in the way.</li> </ul> </li> <li> <h4><strong>You must attach at least TWO (2) files of your thesis to your CaltechTHESIS record</strong></h4> <ul> <li>One (1) PDF file of the FINAL version of your thesis.</li> <li>One (1) source file - can be a zip file - of your pre-PDF thesis - the file(s) you used to create your PDF. </li> <li>Once a file is uploaded, go to Options in the box to further update the file information.  <ul> <li>Use Content Type to indicate version information.</li> <li>Leave access status as Public. Library staff will update as needed.</li> </ul> </li> <li>Let us know if you have any questions or encounter problems!</li> </ul> </li> <li><strong>Upload ALL your attached files in the Upload File tab.</strong> <ul> <li>Change the Content field for each file: Show Options/Content. Update Metadata to save</li> <li><strong>Leave each file's status as "Public"</strong> even if you are requesting an embargo. If you mark them as Staff Use Only, they will disappear from your view into a dark directory. The Reviewers will move the necessary files for you to the dark directory for permanent embargoing during the review process.</li> <li>For source files that are Word docs with a docx extension, manually change the Format to MS Word: Show Options/Format. Scroll to MS Word and highlight. Update Metadata to save.</li> </ul> </li> </ul> </div> </div> </div> </div> </div></div><div id="s-lg-box-wrapper-33769360" class="s-lg-box-wrapper-33769360"><div id="s-lg-box-28717414-container" class="s-lib-box-container"> <div id="s-lg-box-28717414" class="s-lib-box s-lib-box-std"> <h2 class="s-lib-box-title">Caltech's Expectations for a Thesis</h2><div id="s-lg-box-collapse-28717414" > <div class="s-lib-box-content"> <div id="s-lg-content-66741255" class=" clearfix"> <h5><strong>What should a thesis look like?</strong></h5> <p>Caltech theses have a common format and there are regulations regarding the contents, submission, proofreading, and final disposition.</p> <ul> <li>Authors are encouraged to use the templates included in this Thesis LibGuide regardless of type of thesis, from dissertation to senior thesis.</li> <li>Please use the Grad Office's "<strong><a href="https://gradoffice.caltech.edu/documents/28130/phd-thesis_guidelines_rev_04-2024.pdf">Regulations for the Format and Presentation of a Graduate Thesis (updated April 2024)</a></strong>" as your primary guideline in formatting your thesis. </li> <li>Do check out examples of already viewable theses in <a href="https://thesis.library.caltech.edu/">CaltechTHESIS</a> using the Browse options.</li> <li>If the thesis consists of relative independent chapters, a unifying summary should be included at the end or beginning of the thesis. Such a summary will generally be quite different in style and length than the abstract.</li> <li>Students are responsible for familiarizing themselves with both the Grad Office regulations as well as any special requirements in their Option/Division.  </li> </ul> <h5><strong>What is a graduate thesis?</strong></h5> <p>The PhD Dissertation, Engineer's Thesis, or Masters Thesis, is a document prepared by the candidate and represents an exposition of the candidate’s research topic and findings. There are specific requirements for format as well as the process of thesis acceptance, but the content and length are flexible and vary substantially between individual candidates. The expectation by the faculty and the Dean of Graduate Studies is that the thesis should represent independent work by the candidate and meet the highest standards of scholarship as well as written expression. The Dean relies on the candidate, the advisor, and thesis committee to uphold these standards.</p> <h5><strong>What if I'm writing a senior thesis?</strong></h5> <ul> <li><a href="https://library.caltech.edu/c.php?g=1237965&p=9059083">Check out the section on Senior Theses</a></li> <li>Undergraduate students are welcome to use one of the <a href="https://library.caltech.edu/c.php?g=1237965&p=9059072#s-lg-box-wrapper-33769374">templates</a> created for PhD theses, and to modify it as needed.</li> <li>Do browse the <a href="https://thesis.library.caltech.edu/view/degree/senior=5Fmajor/">CaltechTHESIS senior thesis records</a>. Some theses' files are restricted, so look at more than few records.</li> <li>Approval from the advisor is required by the Library before the thesis deposit is approved and the record released. The email should be sent to <a href="mailto:thesis@library.caltech.edu">thesis@library.caltech.edu</a>.</li> <li>Senior theses can be embargoed. Please use the same <a href="https://library.caltech.edu/theses/thesis-embargo-policy#s-lg-box-wrapper-33778716">embargo forms</a> used for graduate theses.</li> </ul> </div> </div> </div> </div> </div></div></div></div></div> </div> </div> <ul id="s-lg-page-prevnext" class="pager s-lib-hide"><li class="previous"></li><li class="next"><a href="https://library.caltech.edu/c.php?g=1237965&p=9059092"><strong>Next:</strong> Deadlines and Letters of Completion >></a></li></ul> </div> </div> </div> <div id="s-lib-footer-public" class="s-lib-footer footer container s-lib-side-borders"> <div id="s-lg-guide-header-meta" class="pad-top-sm pad-left-med clearfix"> <ul id="s-lg-guide-header-attributes" class=""> <li id="s-lg-guide-header-updated" class="s-lg-h-separator"> <span class="s-lg-guide-label">Last Updated:</span> <span class="s-lg-text-greyout">Mar 28, 2025 1:16 PM</span> </li> <li id="s-lg-guide-header-url" class="s-lg-h-separator"> <span class="s-lg-guide-label">URL:</span> <span class="s-lg-text-greyout">https://library.caltech.edu/theses</span> </li> <li id="s-lg-guide-print-url"> <a href="javascript: window.print();"><i class="fa fa-print" aria-hidden="true" title="Print Page"></i> Print Page</a> </li> </ul> <div id="s-lib-footer-login-link" class="pull-right pad-right-med"> <a href="https://caltech.libapps.com/libapps/login.php?site_id=64&target64=L2xpYmd1aWRlcy9hZG1pbl9jLnBocD9nPTEyMzc5NjUmcD05MDU5MDcw">Login to LibApps</a> </div> </div> <div class="pad-bottom-sm clearfix"> <div id="s-lib-footer-support-link" class="pull-right pad-right-med"> <a href="mailto:library@caltech.edu">Report a problem</a> </div> <div id="s-lg-guide-header-subjects" class="pad-top-sm pad-left-med pad-right-med pull-left"> <span class="s-lg-guide-label">Subjects: </span><span class="s-lg-small bold"><a href="https://library.caltech.edu/sb.php?subject_id=213788">Author & Publishing Guides</a>, <a href="https://library.caltech.edu/sb.php?subject_id=98345">Digital Repository Guides</a>, <a href="https://library.caltech.edu/sb.php?subject_id=221848">Repositories</a></span> </div> <div id="s-lg-guide-header-tags" class="pad-top-sm pad-left-med"> <span class="s-lg-guide-label">Tags: </span><span class="s-lg-small bold"><a href="https://library.caltech.edu/srch.php?tag=author+services&default_lg=1">author services</a>, <a href="https://library.caltech.edu/srch.php?tag=authors&default_lg=1">authors</a>, <a href="https://library.caltech.edu/srch.php?tag=CaltechTHESIS&default_lg=1">CaltechTHESIS</a>, <a href="https://library.caltech.edu/srch.php?tag=coda&default_lg=1">coda</a>, <a href="https://library.caltech.edu/srch.php?tag=copyright&default_lg=1">copyright</a>, <a href="https://library.caltech.edu/srch.php?tag=dissertations&default_lg=1">dissertations</a>, <a href="https://library.caltech.edu/srch.php?tag=repositories&default_lg=1">repositories</a>, <a href="https://library.caltech.edu/srch.php?tag=repository&default_lg=1">repository</a>, <a href="https://library.caltech.edu/srch.php?tag=theses&default_lg=1">theses</a>, <a href="https://library.caltech.edu/srch.php?tag=thesis&default_lg=1">thesis</a></span> </div> </div> </div>  <div id="s-lib-scroll-top"> <a href="javascript:void(0);" onclick="jQuery('body').focus();" title="Back to Top" aria-label="Back to Top"> <span class="fa-stack fa-lg" aria-hidden="true"> <i class="fa fa-square-o fa-stack-2x"></i> <i class="fa fa-angle-double-up fa-stack-1x" style="position:relative; bottom:2px;"></i> </span> </a> </div>  <div id="s-lib-alert" title=""><div id="s-lib-alert-content"></div></div> <script> var _paq = window._paq = window._paq || []; /* tracker methods like "setCustomDimension" should be called before "trackPageView" */ _paq.push(['trackPageView']); _paq.push(['enableLinkTracking']); (function() { var u="https://caltechlibrary.matomo.cloud/"; _paq.push(['setTrackerUrl', u+'matomo.php']); _paq.push(['setSiteId', '1']); var d=document, g=d.createElement('script'), s=d.getElementsByTagName('script')[0]; g.async=true; g.src='//cdn.matomo.cloud/caltechlibrary.matomo.cloud/matomo.js'; s.parentNode.insertBefore(g,s); })();</script></body> </html>

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